The classes stable, simple, and NSOP$_1$ in the stability hierarchy for first-order theories can be characterised by the existence of a certain independence relation. For each of them there is a canonicity theorem: there can be at most one nice independence relation. Independence in stable and simple first-order theories must come from forking and dividing (which then coincide), and for NSOP$_1$ theories it must come from Kim-dividing. We generalise this work to the framework of Abstract Elementary Categories (AECats) with the amalgamation property. These are a certain kind of accessible category generalising the category of (subsets of) models of some theory. We prove canonicity theorems for stable, simple, and NSOP$_1$-like independence relations. The stable and simple cases have been done before in slightly different setups, but we provide them here as well so that we can recover part of the original stability hierarchy. We also provide abstract definitions for each of these independence relations as what we call isi-dividing, isi-forking, and long Kim-dividing.

In model theory, a branch of mathematical logic, we can classify mathematical structures based on their logical complexity. This yields the so-called stability hierarchy. Independence relations play an important role in this stability hierarchy. An independence relation tells us which subsets of a structure contain information about each other, for example, linear independence in vector spaces yields such a relation.

Some important classes in the stability hierarchy are stable, simple, and NSOP $_1$ , each being contained in the next. For each of these classes there exists a so-called Kim-Pillay style theorem. Such a theorem describes the interaction between independence relations and the stability hierarchy. For example, simplicity is equivalent to admitting a certain independence relation, which must then be unique.

All of the above classically takes place in full first-order logic. Parts of it have already been generalised to other frameworks, such as continuous logic, positive logic, and even a very general category-theoretic framework. In this thesis we continue this work.

We introduce the framework of AECats, which are a specific kind of accessible category. We prove that there can be at most one stable, simple, or NSOP $_1$ -like independence relation in an AECat. We thus recover (part of) the original stability hierarchy. For this we introduce the notions of long dividing, isi-dividing, and long Kim-dividing, which are based on the classical notions of dividing and Kim-dividing but are such that they work well without compactness.

Switching frameworks, we generalise Kim-dividing in NSOP $_1$ theories to positive logic. We prove that Kim-dividing over existentially closed models has all the nice properties that it is known to have in full first-order logic. We also provide a full Kim-Pillay style theorem: a positive theory is NSOP $_1$ if and only if there is a nice enough independence relation, which then must be given by Kim-dividing.

Abstract prepared by Mark Kamsma.

E-mail: [email protected].

URL: https://markkamsma.nl/phd-thesis.

We study model theory of fields with actions of a fixed finite group scheme. We prove the existence and simplicity of a model companion of the theory of such actions, which generalizes our previous results about truncated iterative Hasse–Schmidt derivations [13] and about Galois actions [14]. As an application of our methods, we obtain a new model complete theory of actions of a finite group on fields of finite imperfection degree.

We introduce the framework of AECats (abstract elementary categories), generalizing both the category of models of some first-order theory and the category of subsets of models. Any AEC and any compact abstract theory (“cat”, as introduced by Ben-Yaacov) forms an AECat. In particular, we find applications in positive logic and continuous logic: the category of (subsets of) models of a positive or continuous theory is an AECat. The Kim–Pillay theorem for first-order logic characterizes simple theories by the properties dividing independence has. We prove a version of the Kim–Pillay theorem for AECats with the amalgamation property, generalizing the first-order version and existing versions for positive logic.

Let ${\cal M}$ be ternary, homogeneous and simple. We prove that if ${\cal M}$ is finitely constrained, then it is supersimple with finite SU-rank and dependence is k-trivial for some k < ω and for finite sets of real elements. Now suppose that, in addition, ${\cal M}$ is supersimple with SU-rank 1. If ${\cal M}$ is finitely constrained then algebraic closure in ${\cal M}$ is trivial. We also find connections between the nature of the constraints of ${\cal M}$, the nature of the amalgamations allowed by the age of ${\cal M}$, and the nature of definable equivalence relations. A key method of proof is to “extract” constraints (of ${\cal M}$) from instances of dividing and from definable equivalence relations. Finally, we give new examples, including an uncountable family, of ternary homogeneous supersimple structures of SU-rank 1.

In this paper we shall prove that any 2-transitive finitely homogeneous structure with a supersimple theory satisfying a generalized amalgamation property is a random structure. In particular, this adapts a result of Koponen for binary homogeneous structures to arbitrary ones without binary relations. Furthermore, we point out a relation between generalized amalgamation, triviality and quantifier elimination in simple theories.

Suppose that ${\cal M}$ is countable, binary, primitive, homogeneous, and simple. We prove that the SU-rank of the complete theory of ${\cal M}$ is 1 and hence 1-based. It follows that ${\cal M}$ is a random structure. The conclusion that ${\cal M}$ is a random structure does not hold if the binarity condition is removed, as witnessed by the generic tetrahedron-free 3-hypergraph. However, to show that the generic tetrahedron-free 3-hypergraph is 1-based requires some work (it is known that it has the other properties) since this notion is defined in terms of imaginary elements. This is partly why we also characterize equivalence relations which are definable without parameters in the context of ω-categorical structures with degenerate algebraic closure. Another reason is that such characterizations may be useful in future research about simple (nonbinary) homogeneous structures.

We observe simple links between equivalence relations, groups, fields and groupoids (and between preorders, semi-groups, rings and categories), which are type-definable in an arbitrary structure, and apply these observations to the particular context of small and simple structures. Recall that a structure is small if it has countably many n-types with no parameters for each natural number n. We show that a ∅-type-definable group in a small structure is the conjunction of definable groups, and extend the result to semi-groups, fields, rings, categories, groupoids and preorders which are ∅-type-definable in a small structure. For an A-type-definable group GA(where the set A may be infinite) in a small and simple structure, we deduce that

(1) if GA is included in some definable set X such that boundedly many translates of GA cover X, then GA is the conjunction of definable groups.

(2) for any finite tuple ḡ in GA, there is a definable group containing ḡ.

If is a pseudo-variety, then a supersimple residually group is nilpotent-by-poly-.

It is shown that a stable division ring with positive characteristic has finite dimension over its centre. This is then extended to simple division rings.

We prove that if M0 is a model of a simple theory, and p(x) is a complete type of Cantor–Bendixon rank 1 over M0, then p is stationary and regular. As a consequence we obtain another proof that any countable model M0 of a countable complete simple theory T has infinitely many countable elementary extensions up to M0-isomorphism. The latter extends earlier results of the author in the stable case, and is a special case of a recent result of Tanovic.