Obesity and diabetes are rapidly growing epidemics in New York City (NYC). The prevalence of obesity in NYC increased from 19·5 % in 2002 to 22·8 % in 2007(Reference Van Wye, Kerker and Matte1, 2). Likewise, the prevalence of diabetes increased from 8·1 % in 2002 to 9·1 % in 2007(Reference Van Wye, Kerker and Matte1, 2). Both obesity and diabetes are associated with poverty and low socio-economic status globally(Reference James3), nationally(Reference Banks, Marmot and Oldfield4) and locally in NYC(Reference Roberts, Kerker and Mostashari5, Reference Kim, Berger and Matte6).
The behavioural economic theory of food insecurity pertaining to food purchasing and consumption patterns attempts to explain the positive associations between poverty and obesity and diabetes. Food insecurity exists ‘whenever the availability of nutritionally adequate and safe foods or the ability to acquire acceptable foods in socially acceptable ways is limited or uncertain’(Reference Campbell7). Individuals who are food insecure may tend to buy and consume low-cost but energy-dense foods, resulting in a poor diet that leads to obesity over time(Reference Drewnowski and Specter8).
Accumulated evidence suggests that a positive association between food insecurity and obesity exists in women, but has not been consistently found in men(Reference Dinour, Bergen and Yeh9), making sex a likely modifier of the relationship between food insecurity and obesity. In addition, the few studies that have examined the impact of race/ethnicity on this relationship suggest that the association may be stronger in minorities(Reference Adams, Grummer-Strawn and Chavez10–Reference Kaiser, Townsend and Melgar-Quinonez12). Place of birth and race/ethnicity are markers of both acculturation and diet. When an individual's finances become limited, these two factors may affect an individual's food choices, which play a role in the development of obesity. Since cultural differences play a role in food choices, we hypothesized that place of birth, in addition to race/ethnicity, could also be related to differences in the food insecurity and obesity association.
Poor diet has been implicated in the incidence of diabetes as well(Reference Hu, Manson and Stampfer13). While obesity is the most prevalent cause of diabetes, other mechanisms, such as public assistance, may link food insecurity with diabetes independent of obesity. Lower-income individuals who experience food insecurity may receive monthly lump sums of public assistance. The cycle of assistance may lead to bingeing at the beginning of the month when individuals have the means to purchase food and fasting when resources are depleted(Reference Kempson, Palmer Keenan and Sadani14, Reference Wilde and Ranney15). This feast–famine cycle has been associated with a biological predisposition to diabetes in animal models(Reference Kaufman, Banerji and Shorman16). Two studies have reported conflicting results on the association between food insecurity and diabetes, one finding no association(Reference Holben and Pheley17) and one finding a positive association independent of weight status(Reference Seligman, Bindman and Vittinghoff18).
In the present study, we used a city-wide representative sample of lower-income adult New Yorkers to examine concern about food, as a proxy for food insecurity, and its associations with obesity and diabetes in a large, diverse urban environment. We further explored differences in the food concern (FC) and obesity association by sex, race/ethnicity and place of birth.
Experimental methods
Study population
We conducted a cross-sectional analysis of the 2004 NYC Community Health Survey (CHS), a population-based survey of 9585 non-institutionalized adults aged 18 years or older conducted by the NYC Department of Health and Mental Hygiene. Adults living in a household with a landline telephone in NYC's five boroughs were eligible to participate after giving oral consent. The CHS study protocol was approved by the NYC Department of Health and Mental Hygiene Institutional Review Board.
Sampling frame
The CHS used a stratified random sample design to provide city-wide and neighbourhood-level estimates of health outcomes and health-related behaviours. Probability of selection was based on neighbourhood of residence, defined by thirty-four zip-code aggregations, and the number of adults in the household. The household was selected using random-digit-dialling methods, and one adult was randomly selected as the respondent in each eligible household. The survey was conducted using a computer-assisted telephone interviewing system in more than forty languages with a translation service if necessary. The 2004 CHS had a cooperation rate of 59 % (proportion of all cases interviewed of all eligible units contacted)(19). The post-stratification weights adjusted all final results to represent the entire population of New Yorkers.
Study sample
To examine the health effects of FC stemming from possible lack of financial resources among New Yorkers with low and lower–middle income (referred to as ‘lower-income’), we included only CHS participants whose household income was less than 400 % of the federal poverty level (FPL; n 5145) or who did not know their household income (n 836), resulting in a total sample size of 5981. For a household of four individuals living in the continental USA, the FPL in 2004 was $US 18 850(20). The 400 % of the FPL cut-off for the population of interest in our study should encompass the broadest spectrum of poverty in NYC, where the cost of living is substantially higher than in other US cities. According to the weighted 2004 CHS, 10·1 % of all adult New Yorkers did not know their household income. Individuals who did not know their household income level were similar to lower-income New Yorkers for the key socio-economic indicators of race/ethnicity and education, as well as in the proportion born in the USA and living with children. Individuals who did not know their household income were included to increase sample size after a sensitivity analysis found that their inclusion did not alter any results.
Food concern
FC status was assessed among lower-income adult New Yorkers using the assessment question from the Social Context Module of the Behavioral Risk Factor Surveillance System, a national cross-sectional telephone survey(21). Participants answered the yes/no question: ‘In the last 30 days, have you been concerned about having enough food for you or your family?’ This question has been previously used for studying the FC and obesity association in Louisiana, New York State and Washington State(Reference Laraia, Siega-Riz and Evenson22, Reference VanEenwyk23).
Obesity and diabetes
BMI was calculated by dividing self-reported weight in kilograms by the square of self-reported height in metres. Participants who refused to report their height or weight were asked follow-up questions to determine their BMI category. Since FC prevalence was similar among under- or normal weight (BMI < 25 kg/m2) and overweight (BMI 25 to <30 kg/m2) respondents, we created a dichotomous variable to classify respondents with BMI ≥ 30 kg/m2 as obese v. those with BMI < 30 kg/m2(24). Diabetes was assessed using the question: ‘Have you ever been told by a doctor that you have diabetes?’ Women who reported having gestational diabetes were not classified as having diabetes.
Statistical analysis
We examined the demographics of lower-income New Yorkers, as well as the prevalence of FC, obesity and diabetes in this population, age-adjusted to the 2000 US Standard Population. Next, we estimated the unadjusted prevalence of FC by health status and socio-economic characteristics. We conducted stratified analyses to examine the prevalence of obesity, an indicator of public health burden, by FC status and sex, race/ethnicity and place of birth. Student's t tests were used to assess differences (two-sided P ≤ 0·05) in prevalence between subgroups for all bivariate analyses.
The associations between FC and obesity and between FC and diabetes in lower-income New Yorkers were examined using two multivariable logistic regression models. A number of lifestyle and socio-economic characteristics were considered as potential confounders based on existing literature(Reference Dinour, Bergen and Yeh9): sex (male, female), age (18–24, 25–44, 45–64, 65 years and older), race/ethnicity (white, black, Hispanic, Asian/Pacific Islander, other), place of birth (US born, foreign born), education level (less than high school, high-school graduate, some college or technical school, college graduate), household income (as a percentage of the FPL; <100 %, 100 % to <200 %, 200 % to <400 %, don't know), number of children (none, one or more), general health (excellent/very good, good, fair, poor) and obesity status (yes, no; only added to diabetes model). We examined possible differences in the association between FC and obesity by sex, race/ethnicity and place of birth by adding interaction terms to the multivariable model one at a time, testing for significance at the P ≤ 0·10 level. We excluded individuals with missing or ‘other’ sex, race/ethnicity or place of birth information from the stratified analysis. We examined the association between FC and diabetes while controlling for the potential confounders listed above and then with additional adjustment for obesity status, to determine if the hypothesized association was mediated through obesity status.
All analyses were weighted to account for probability of selection (number of adults in each household and number of residential telephone lines) and neighbourhood composition (age, race/ethnicity, sex) according to the 2000 US Census(25), weighting the sample up to the NYC population. Analyses were conducted using the statistical software package SAS-callable SUDAAN version 10·0 (SAS Institute, Cary, NC and RTI International, Research Triangle Park, NC, USA) to account for sampling methodology.
Results
FC was assessed among lower-income New Yorkers, who make up 64·3 % of all adult New Yorkers. Table 1 shows the characteristics of lower-income New Yorkers. More than half (56·7 %) were female and approximately half (50·9 %) were born outside the USA. Non-Hispanic whites constituted 25·8 % of lower-income New Yorkers; non-Hispanic blacks, 25·6 %; Hispanics, 33·3 %; Asians or Pacific Islanders, 11·4 %; and others, 3·9 %. Nearly one in three (30·5 %) lived below 100 % of the federal poverty limit. Approximately one in four (26·4 %) lower-income adult New Yorkers reported FC, one in four (23·5 %) were obese based on self-reported height and weight, and one in ten (10·2 %) reported having diabetes. Among lower-income adults, 49·1 % reported living with at least one child.
FPL, federal poverty level.
† Data source: 2004 New York City Community Health Survey. Lower-income New Yorkers were defined as respondents whose household income was less than 400 % of the FPL or who did not know their household income (total n 5981).
‡ Prevalence estimates were weighted to the New York City adult (aged 18 years or older) population according to the 2000 US Census. Food concern, BMI and diabetes estimates were age-adjusted to the 2000 US Standard Population.
Food concern
Table 2 shows the prevalence of FC by socio-economic and health characteristics. Among lower-income New Yorkers, there was a higher prevalence of FC among obese individuals (31·5 %) than non-obese individuals (24·8 %). In addition, there was considerable variation in the prevalence of FC by age group, place of birth, education, household income (as a percentage of the FPL), number of children and general health. Individuals in middle age groups were more likely to have FC than younger or older age groups. Blacks, Hispanics and Asians were more likely to have FC than non-Hispanic whites, as were those who were born outside the USA compared with those born in the USA. However, prevalence of reported FC did not differ substantially by sex or diabetes status.
ref., referent category; FPL, federal poverty level.
* Estimate is significantly different from that of the reference group: P ≤ 0·05.
† Data source: 2004 New York City Community Health Survey. Lower-income New Yorkers were defined as respondents whose household income was less than 400 % of the FPL or who did not know their household income (total n 5981).
‡ Prevalence estimates were weighted to the New York City adult (aged 18 years or older) population according to the 2000 US Census.
Food concern and obesity
Figure 1 presents stratified analysis of obesity prevalence by FC status, race/ethnicity and sex (Fig. 1(a)) and by FC status, race/ethnicity and place of birth (Fig. 1(b)). Even though their prevalence of FC was the lowest of the racial/ethnic groups, whites who were FC were more likely to be obese than those without FC regardless of sex or place of birth. Among blacks, significant differences in obesity prevalence were found in FC v. non-FC women and in those born outside the USA v. US-born blacks. No significant differences in obesity prevalences were detected among Hispanics or Asians.
Table 3 presents multivariable logistic regression models of obesity. Adults who were FC had 18 % higher odds of obesity than their non-FC counterparts, although this association did not reach statistical significance (adjusted OR = 1·18, 95 % CI 0·98, 1·42). There were no significant differences in the association between FC and obesity by sex or place of birth when these interaction terms were added to separate models (P values for interaction terms = 0·28 and 0·62, respectively). However, the association between FC and obesity did appear to vary by race/ethnicity (P value for interaction term = 0·08). We found that FC whites had 80 % higher odds of obesity than whites without FC (OR = 1·80, 95 % CI 1·21, 2·68). The model-adjusted obesity prevalence was 20 % among non-FC whites compared with 31 % among FC whites. The odds of obesity did not vary by FC status among blacks, Hispanics or Asians. However, compared with non-FC whites, blacks and Hispanics had higher odds and Asians had lower odds of obesity, regardless of their FC status. These findings remained consistent when examined only among individuals with household incomes <200 % of the FPL.
Ref., referent category.
† Data source: 2004 New York City Community Health Survey. Lower-income New Yorkers were defined as respondents whose household income was less than 400 % of the federal poverty level or who did not know their household income (total n 5981).
‡ Adjusted obesity prevalences estimated from the multivariable model.
§ Odds ratios and prevalence estimates for obesity were adjusted for age, sex, race/ethnicity, place of birth, household income, education, number of children and general health, and weighted to the New York City adult (aged 18 years or older) population according to the 2000 US Census.
∥ Model adjusted for covariates in main effects model plus food concern × race/ethnicity interaction term. This analysis excludes adults reporting a race/ethnicity of ‘other’.
Food concern and diabetes
We stratified the prevalence of diabetes by FC status, race, and sex and place of birth. However, we found no evidence of a higher prevalence of diabetes among the FC in any of the subgroups. Table 4 shows the multivariable logistic regression model for diabetes. In the unadjusted model, a modest, non-significant association was observed between FC and diabetes (OR = 1·18, 95 % CI 0·95, 1·46, P = 0·13). This association disappeared after controlling for socio-economic and health characteristics (adjusted OR = 1·06, 95 % CI 0·83, 1·35, P = 0·63) and remained unchanged after additionally adjusting for obesity status (P = 0·62). The model-adjusted diabetes prevalence estimates did not vary substantially by FC status.
Ref., referent category.
† Data source: 2004 New York City Community Health Survey. Lower-income New Yorkers were defined as respondents whose household income was less than 400 % of the federal poverty level or who did not know their household income (total n 5981).
‡ Adjusted obesity prevalences estimated from the multivariable model.
§ Model 2: Adjusted for age, sex, race/ethnicity, place of birth, household income, education, number of children and general health, and weighted to the New York City adult (aged 18 years or older) population according to the 2000 US Census.
∥ Model 3: Adjusted for Model 2 covariates and BMI status.
Discussion
In this large, racially diverse population of lower-income adult New Yorkers, the prevalence of obesity was significantly higher among food-concerned (FC) v. non-FC white men and women, US- and foreign-born whites, black women and foreign-born blacks. After adjusting for age, sex and other socio-economic characteristics, there was a marginally positive association between FC and obesity in the general population of lower-income NYC adults. FC whites were significantly more likely to be obese after controlling for other factors. We found no evidence of a positive association between FC and diabetes before or after adjusting for socio-economic factors and obesity status.
Our multivariable finding of a weak association between FC and obesity in the general lower-income NYC population mirrors previous population-based research using the same FC assessment question. Laraia et al. reported that concern about having enough food was significantly associated with morbid obesity among New York State and Louisiana adults in bivariate analysis, but the association was no longer statistically significant after controlling for socio-economic characteristics(Reference Laraia, Siega-Riz and Evenson22). In Washington state, VanEenwyk found a modest, but statistically significant association between FC and obesity, controlling for race, age group, physical activity, fruit and vegetable intake, income and education(Reference VanEenwyk23). It is possible that a self-reported, single-question measurement of FC as used in these studies and ours is not sensitive enough to isolate a clear positive association with obesity(Reference Kaiser, Townsend and Melgar-Quinonez12). Even so, investigators of low-income census tracts in Massachusetts used the eighteen-item US Department of Agriculture Household Food Insecurity Module to measure food insecurity severity, but did not find food insecurity to be associated with self-reported BMI after controlling for socio-economic factors(Reference Webb, Schiff and Currivan26). Our sample size may not have been large enough to detect the higher-order interactions suggested by our stratified analyses that would provide a more nuanced understanding of risk by sex, race/ethnicity and place of birth.
The observed differences in NYC's obesity prevalence between those with and without FC were primarily driven by race/ethnicity and differed from those found in previous studies that used more complex measurement of food insecurity. Adams et al. reported that, regardless of race/ethnicity, the prevalence of obesity was higher among Californian women who experienced food insecurity without hunger than their peers who were food secure. Food insecurity with hunger, however, had a greater impact on obesity risk among blacks, Hispanics and Asians than among whites(Reference Adams, Grummer-Strawn and Chavez10). Several studies have reported that presence of hunger or severity of food insecurity may influence the association between food insecurity and obesity(Reference Dinour, Bergen and Yeh9). Another study of low-income Latina women in six California counties reported a higher prevalence of overweight and obesity among those with food insecurity with hunger(Reference Kaiser, Townsend and Melgar-Quinonez12). In a nationally representative sample of both sexes, individual (not household) food insecurity was associated with increased obesity risk among whites and Hispanics, but not blacks(Reference Bhattacharya, Currie and Haider11). In our study, FC was assessed as a binary exposure without a severity measurement. As a result, the food insecurity and obesity association might be obscured in populations with a high prevalence of severe food insecurity (e.g. food insecurity with hunger).
In contrast to these studies, our stratified analysis of obesity prevalence highlights the health burden of FC on whites, regardless of place of birth or sex, and certain subgroups of blacks, but found no effect of FC among Hispanics or Asians. In addition, our multivariable findings highlight higher risk of obesity among FC white New Yorkers. In the USA, the increasing prevalence of obesity has paralleled the increased energy density of foods consumed by blacks and whites(Reference Kant, Graubard and Kumanyika27). Given the inverse relationship between energy density and food cost(Reference Drewnowski and Specter8), food-insecure whites and blacks may be particularly vulnerable to a low-cost, energy-dense diet conducive to obesity. Our findings suggest that white men – the only male New Yorkers to experience increased obesity with FC – may be particularly susceptible to this pattern. One possible explanation is the difference in levels of occupational physical activity among lower-income white males compared with other groups(Reference Folsom, Cook and Sprafka28), but data were not available in the present study to examine occupational physical activity and additional research is needed to explore their increased burden.
We also observed racial/ethnic differences among foreign-born New Yorkers in the association between FC and obesity: a higher prevalence of obesity was observed among FC than non-FC foreign-born whites and blacks, but not foreign-born Hispanics and Asians. The availability of affordable ethnic foods and large ethnic communities in NYC may slow the acculturation process for foreign-born adults, and may have an effect on their US-born counterparts as well. This would have a differential impact on the racial/ethnic groups. Among the 70 % of NYC Asians and 39 % of Hispanics who are foreign born(29), lack of acculturation to the American diet may protect against obesity(Reference Lv and Cason30, Reference Guendelman and Abrams31). Traditional Asian diets are characterized by high-fibre carbohydrates and low amounts of animal fat. Hispanic diets have less sugar, sugar-sweetened beverages and added fats than American diets, although more whole milk and cooking with animal fat(Reference Drewnowski and Popkin32, Reference Ayala, Baquero and Klinger33). However, lack of acculturation may not be protective for whites and blacks. Foreign-born white New Yorkers are largely from European countries where diets have high saturated fat content and low amounts of fruit and vegetables(34, Reference Kesteloot, Sans and Kromhout35). Foreign-born black New Yorkers are primarily from the West Indies(34), where an association has been identified between obesity and lower socio-economic status(Reference Ichinohe, Mita and Saito36). Thus, foreign-born whites and blacks who are food insecure may rely on diets that have higher energy density than those of foreign-born Hispanics or Asians.
Our findings of higher obesity prevalence among black and white women suggest that they are important subgroups on which to focus efforts to alleviate food insecurity and associated health risks. Obesity prevalence may be higher among women specifically because women may be the first in their household to compromise their diet when resources are depleted or be more likely to consume energy-dense foods during periods of stress(Reference Lyons, Park and Nelson37). In addition, women with families are more likely to experience food insecurity and be obese due to postpartum weight retention(Reference Gore, Brown and West38). The burden of obesity in women may have additional important implications as women are often the main providers of health care and nutrition for their children(Reference Tanumihardjo, Anderson and Kaufer-Horwitz39).
In addition to being more likely to consume low-cost, energy-dense foods, food-insecure individuals may seek monthly lump sums of public assistance, such as the Special Supplemental Nutrition Program for Women, Infants, and Children (WIC), National School Lunch and Breakfast Programs, FoodShare (Food Stamps) and Temporary Assistance for Needy Families. The cycle of assistance may lead to binge eating at the beginning of the month when individuals have the means to purchase food and fasting at the end of the month when resources are depleted(Reference Kempson, Palmer Keenan and Sadani14, Reference Wilde and Ranney15). This feast–famine cycle has been associated with a biological predisposition to both obesity and diabetes in observational studies and animal models(Reference Kaufman, Banerji and Shorman16, Reference Townsend, Peerson and Love40, Reference Leung and Villamor41).
A report of a positive association between food insecurity and diabetes, independent of weight status, prompted us to explore this association. Seligman et al. observed that severe, not mild, food insecurity was associated with self-reported diabetes mellitus in a cross-sectional survey representative of the US population that assessed food insecurity severity(Reference Seligman, Bindman and Vittinghoff18). However, another study using the same food insecurity severity measure among low-income Ohio Appalachians found that food insecurity status was not associated with either self-reported or objective markers of diabetes status (random blood glucose and glycated Hb, HbA1c)(Reference Holben and Pheley17). While that study had the advantage of having data on food insecurity severity and objectively measured markers of diabetes, participants were selected to participate through a convenience sample and results were not adjusted for socio-economic factors or obesity. Our population-based study of lower-income adult New Yorkers did not detect a direct positive association between FC and diabetes in either unadjusted or adjusted analyses independent of obesity and socio-economic characteristics. It is possible that this association between food insecurity and diabetes varies by food insecurity severity, which was not measured in our study. Despite our null findings regarding FC and diabetes, existing studies(Reference Dinour, Bergen and Yeh9) and our results point to an association between food insecurity and obesity in certain populations, and there is strong evidence linking obesity and diabetes. Thus, interventions to address obesity-associated risk of food insecurity – such as the promotion of nutrient-dense, lower-energy foods through subsidized income programmes – should, in turn, promote diabetes prevention in lower-income populations.
The present analyses have several strengths. The food insecurity and obesity association has not been previously examined at the local (city-wide) level, and this research contributes to sparse existing literature on the association between food insecurity and diabetes. In addition, poverty levels in NYC are substantially higher than the national average(Reference Van Wye, Kerker and Matte1), and NYC has large non-white and immigrant populations, making it possible to explore relationships among low-income groups by both race/ethnicity and place of birth. Findings from the present study are relevant to urban environments with high poverty rates and can contribute to better understanding of the economic factors that may lead to obesity and diabetes.
Limitations of the study were primarily in measurement. Our analysis used self-reported height and weight to determine obesity status, similar to other studies. While the correlation between self-reported and measured BMI among adults is greater than 0·90(Reference McAdams, Van Dam and Hu42), the few studies that used measured height and weight reported inconsistent associations(Reference Holben and Pheley17, Reference Lyons, Park and Nelson37). Diabetes status was also based on self-report, which does not distinguish between type 1 and type 2 diabetes. In 2004, approximately 500 000 New York adults had diagnosed diabetes, while another 200 000 New Yorkers had diabetes but were unaware of it(Reference Kim, Berger and Matte6). If a positive association between FC and diabetes exists independent of BMI, this misclassification may have attenuated our results.
The cross-sectional study design prevented the study of causal relationships between FC and obesity(Reference Jones and Frongillo43). For example, it is possible that obesity may increase an individual's risk of becoming food insecure(Reference McAdams, Van Dam and Hu42, Reference Olson and Strawderman44). In addition, FC was assessed over the past 30 d, a relatively short time frame, while obesity develops over a longer period of time. Misclassification of longer-term FC by using a question that measures shorter-term FC may have also attenuated our results. In addition, we did not have information on use of public assistance programmes among all lower-income New Yorkers and our study may have been underpowered to detect differences in odds of obesity by FC status among Asians. Results from lower-income New Yorkers interviewed in the CHS may not be generalizable to rural individuals or those with higher incomes. In addition, the CHS excludes institutionalized individuals and those without a landline telephone.
Conclusions
We observed a higher prevalence of obesity among FC whites and certain subgroups of blacks, but no direct association between FC and diabetes. Our findings of a significant independent association among white New Yorkers provide additional insight into previous reports of a positive association among racial and ethnic minorities. In addition, the higher prevalence of obesity among FC white men attests to the importance of studying FC across genders. Future studies should aim to examine the effects of food insecurity in a prospective manner with sensitive measures of food insecurity and standardized measures of obesity. To reduce the possible effect of poor diet among those who are food insecure, programmes designed to alleviate food insecurity and poverty should promote the purchase and consumption of nutritious, lower-energy foods.
Acknowledgements
This study was supported by the New York City Department of Health and Mental Hygiene's Epi Scholars Program, funded by the Josiah Macy Jr. Foundation. The authors have no conflicts of interest to report. S.Y., E.C.O. and B.D.K. designed the research; E.C.O. and B.D.K. conducted the research; E.C.O. and B.D.K. provided essential materials; S.Y. and E.C.O. analysed the data; S.Y., E.C.O., K.H. and B.D.K. wrote the paper; S.Y. and E.C.O. have primary responsibility for the final content. All authors read and approved the final manuscript. The authors acknowledge the contributions made by the Epidemiology Services Survey Unit, directed by Donna Eisenhower, for collection of CHS data; the Data Unit, directed by Jennifer Norton, for CHS data management; Charles Wu for data checking; Timothy Frasca for preliminary data analysis; and participants of the CHS.