1. Introduction and preliminaries
Let Σ be a σ-algebra of subsets of a set Ω and $B(\Sigma)$ be the Banach space of all bounded Σ-measurable scalar functions on Ω, equipped with the uniform norm $\|\cdot\|_\infty$. We assume that the field of scalars is either the set of real numbers or the set of complex numbers.
Let $ba(\Sigma)$ denote the Banach space of all bounded additive scalar-valued measures λ on Σ, equipped the total variation norm $\|\lambda\|:=|\lambda|(\Omega).$ The Banach dual $B(\Sigma)'$ of $B(\Sigma)$ can be identified with $ba(\Sigma)$ throughout the mapping
where $\Phi_\lambda(u):=\int_\Omega u(\omega)\,d\lambda$ for $u\in B(\Sigma)$ and $\|\Phi_\lambda\|=\|\lambda\|$. Let $ca(\Sigma)$ denote the closed subspace of $\,ba(\Sigma)$ consisting of all countably additive members of $ba(\Sigma)$.
From now on we assume that $(E,\|\cdot\|_E)$ is a Banach space and $(E',\|\cdot\|_{E'})$ denotes its dual. Assume that $m:\Sigma\rightarrow E$ is a finitely additive measure. By $|m|(A)$ (resp. $\|m\|(A)$) we denote the variation (resp. semivariation) of m on A (see [Reference Diestel and Uhl7, Definition 4, p. 2]). Then $\|m\|(A)\leq|m|(A)$ for $A\in\Sigma$.
If $T:B(\Sigma)\rightarrow E$ is a bounded linear operator, let
Then, $T(u)=\int_\Omega u(\omega)dm_T$ and $\|T\|=\|m_T\|(\Omega)$ (see [Reference Diestel and Uhl7, Theorem 13, p. 6]).
Different classes of linear operators $T:B(\Sigma)\rightarrow E$ (weakly compact, absolutely summing, nuclear, integral, σ-smooth) have been studied in numerous papers (see [Reference Diestel5], [Reference Diestel6], [Reference Diestel and Uhl7], [Reference Graves and Ruess11], [Reference Nowak18], [Reference Nowak17]).
For $\mu\in ca(\Sigma)^+$, let $L^1(\mu,E)$ denote the Banach space of µ-equivalence classes of all E-valued Bochner µ-integrable functions f on Ω, equipped with norm $\|f\|_1:=\int_\Omega\|f(\omega)\|_E \,d\mu$.
Following [Reference Tong26] we can consider a class of linear operators on $B(\Sigma)$.
Definition 1.1. We say that a linear operator $T:B(\Sigma)\rightarrow E$ is Bochner representable if there exist a measure $\mu\in ca(\Sigma)^+$ and a function $f\in L^1(\mu,E)$ so that
The concept of nuclear operators between Banach spaces in due to Grothendieck [Reference Grothendieck12], [Reference Grothendieck13] (see also [Reference Yosida28, p. 279], [Reference Pietsch21, Chap. 3], [Reference Pietsch22], [Reference Diestel and Uhl7, Chap. 6], [Reference Drewnowski9, Chap. 5], [Reference Sofi25], [Reference Ryan23]).
Recall (see [Reference Yosida28, p. 279], [Reference Sofi25]) that a linear operator $T:B(\Sigma)\rightarrow E$ between Banach spaces $B(\Sigma)$ and E is said to be nuclear if there exist a bounded sequence $(\lambda_n)$ in $ba(\Sigma)$, a bounded sequence $(e_n)$ in E and a sequence $(\alpha_n)\in\ell^1$ so that
Then the nuclear norm of T is defined by
where the infimum is taken over all sequences $(\lambda_n)$ in $ba(\Sigma)$ and $(e_n)$ in E and $(\alpha_n)\in\ell^1$ such that T admits a representation (1.1).
Let ${\cal L}(B(\Sigma),E)$ denote the Banach space of all bounded linear operators from $B(\Sigma)$ to E, equipped with the operator norm. Then in view of (1.1), we have
where $(\alpha_n\Phi_{\lambda_n}\otimes\,e_n)(u)=\alpha_n\Phi_{\lambda_n}(u)\,e_n$ for $u\in B(\Sigma)$.
It is known that the space ${\cal N}(B(\Sigma),E)$ of all nuclear operators between $B(\Sigma)$ and E (equipped with the nuclear norm $\|\cdot\|_{nuc}$) is a Banach space (see [Reference Pietsch21, 3.1, Proposition, p. 51]).
Due to Diestel [Reference Diestel5, Theorem 9] a bounded linear operator $T:B(\Sigma)\rightarrow E$ is nuclear if and only if mT has an approximate Radon-Nikodym derivative with respect to its variation.
According to [Reference Nowak18, Definition 2.1] we have
Definition 1.2. A linear operator $T:B(\Sigma)\rightarrow E$ is said to be σ-smooth if $\|T(u_n)\|_E\rightarrow 0$ whenever $(u_n)$ is a uniformly bounded sequence in $B(\Sigma)$ such that $u_n(\omega)\rightarrow 0$ for each $\omega\in\Omega$.
By $\tau(B(\Sigma),ca(\Sigma))$ we denote the natural Mackey topology on $B(\Sigma)$. Note that $(B(\Sigma),\tau(B(\Sigma),$ $ca(\Sigma)))$ is a generalized DF-space, that is, $\tau(B(\Sigma),ca(\Sigma))$ is the finest locally convex topology agreeing with itself on norm-bounded sets in $B(\Sigma)$ (see [Reference Khurana16], [Reference Nowak18], [Reference Nowak17], [Reference Graves and Ruess11]).
The following characterization of σ-smooth operators $T:B(\Sigma)\rightarrow E$ will be useful (see [Reference Nowak18, Proposition 2.2], [Reference Nowak17, Proposition 3.1]).
Proposition 1.1. For a bounded linear operator $T:B(\Sigma)\rightarrow E$, the following statements are equivalent:
(i) T is σ-smooth.
(ii) T is $(\tau(B(\Sigma),ca(\Sigma)),\|\cdot\|_E)$-continuous.
(iii) $m_T:\Sigma\rightarrow E$ is a countably additive measure.
In this paper, we show that a linear operator $T:B(\Sigma)\rightarrow E$ is Bochner representable if and only if T is a nuclear σ-smooth operator and if and only if T is a nuclear operator between the locally convex space $(B(\Sigma),\tau(B(\Sigma),ca(\Sigma)))$ and the Banach space E (see Corollary 2.5 below). We derive a formula for the trace of a Bochner representable operator $T:B({\cal B} o)\rightarrow B({\cal B} o)$ generated by a function $f\in L^1({\cal B} o, C(\Omega))$, where Ω is a compact Hausdorff space (see Corollary 3.1 below).
2. Nuclearity of Bochner representable operators on $B(\Sigma)$
We will need the following result (see [Reference Khurana16, Theorem 3], [Reference Nowak20, Proposition 13 and Corollary 14]).
Proposition 2.1. For a subset ${\cal M}$ of $ca(\Sigma)$, the following statements are equivalent:
(i) The family $\{\Phi_\lambda:\lambda\in{\cal M}\}$ is $\tau(B(\Sigma),ca(\Sigma))$-equicontinuous.
(ii) $\sup_{\lambda\in{\cal M}}\|\lambda\| \lt \infty$ and ${\cal M}$ is uniformly countably additive.
Grothendieck carried over the concept of nuclear operators to locally convex spaces [Reference Grothendieck12], [Reference Grothendieck13] (see also [Reference Yosida28, p. 289–293], [Reference Jarchow15, pp. 376–378], [Reference Schaefer24, Chap. 3, § 7], [Reference Trèves27, § 47]). Following [Reference Schaefer24, Chap. 3, § 7], [Reference Trèves27, § 47] and using Proposition 2.1 we have the following definition.
Definition 2.1. A linear operator $T:B(\Sigma)\rightarrow E$ between the locally convex space $(B(\Sigma),\tau(B(\Sigma),ca(\Sigma)))$ and a Banach space E is said to be nuclear if there exist a bounded and uniformly countably additive sequence $(\lambda_n)$ in $ca(\Sigma)$, a bounded sequence $(e_n)$ in E and a sequence $(\alpha_n)\in\ell^1$ such that
Then $T:B(\Sigma)\rightarrow E$ is $(\tau(B(\Sigma),ca(\Sigma)),\|\cdot\|_E)$-compact, that is, T(V) is relatively norm compact in E for some $\tau(B(\Sigma),ca(\Sigma))$-neighbourhood V of 0 in $B(\Sigma)$ (see [Reference Schaefer24, Chap. 3, § 7, Corollary 1], [Reference Trèves27, Theorem 47.3]). Hence T is $(\tau(B(\Sigma),ca(\Sigma)),$ $\|\cdot\|_E)$-continuous.
Let us put
where the infimum is taken over all sequences $(\lambda_n)$ in $ca(\Sigma)$ and $(e_n)$ in E and $(\alpha_n)\in\ell^1$ such that T admits a representation (2.1).
According to [Reference Nowak19, Theorem 2.1] and Proposition 1.1 we have the following characterization of nuclear σ-smooth operators $T:B(\Sigma)\rightarrow E$.
Theorem 2.2. Assume that $T:B(\Sigma)\rightarrow E$ is a σ-smooth operator. Then the following statements are equivalent:
(i) T is a nuclear operator between the Banach spaces $B(\Sigma)$ and E.
(ii) $|m_T|(\Omega) \lt \infty$ and mT has a $|m_T|$-Bochner integrable derivative, that is, there exists a function $f\in L^1(|m_T|,E)$ so that $m_T(A)=\int_Af(\omega)\,d|m_T|$ for all $A\in\Sigma$.
(iii) $|m_T|(\Omega) \lt \infty$ and T is a $|m_T|$-Bochner integrable kernel, that is, there exists a function $f\in L^1(|m_T|,E)$ so that $T(u)=\int_{\Omega}u(\omega)f(\omega)\,d|m_T|$ for all $u\in B(\Sigma)$.
(iv) T is a nuclear operator between the locally convex space $(B(\Sigma),\tau(B(\Sigma),ca(\Sigma)))$ and the Banach space E.
In this case, $\|T\|_{nuc}=\|T\|_{\tau-nuc}=|m_T|(\Omega)$.
Making us of [Reference Dinculeanu8, Sect.2, F, Theorem 30, p. 26] we have the following result.
Lemma 2.3. For $\mu\in ca(\Sigma)^+$ and $f\in L^1(\mu,E)$, let us put
and
Then $h_f\in L^1(\lambda, E)$ and
In particular, $\int_Ah_f(\omega)\,d\lambda=\int_Af(\omega)\,d\mu$ for all $A\in\Sigma$.
Theorem 2.4. Assume that $T:B(\Sigma)\rightarrow E$ is a Bochner representable operator. Then T is a nuclear operator between the locally convex space $(B(\Sigma),\tau(B(\Sigma),ca(\Sigma)))$ and the Banach space E.
Proof. There exists a measure $\mu\in ca(\Sigma)^+$ and a function $f\in L^1(\mu,E)$ so that
Hence
where mT is a countably additive measure (see [Reference Diestel and Uhl7, Theorem 4, p. 46]), and in view of Proposition 1.1 T is σ-smooth. Hence using Lemma 2.3 we get
where $h_f\in L^1(|m_T|,E)$. By Theorem 2.2 we derive that T is a nuclear operator between the locally convex space $(B(\Sigma),\tau(B(\Sigma),ca(\Sigma)))$ and the Banach space E.
In view of Theorem 2.4 and Theorem 2.2 we can obtain the following characterization of Bochner representable operators $T:B(\Sigma)\rightarrow E$.
Theorem 2.5. For a linear operator $T:B(\Sigma)\rightarrow E$, the following statements are equivalent:
(i) T is a Bochner representable operator.
(ii) T is a nuclear operator between the locally convex space $(B(\Sigma),\tau(B(\Sigma),ca(\Sigma)))$ and the Banach space E.
(iii) T is a σ-smooth nuclear operator between the Banach spaces $B(\Sigma)$ and E.
As a consequence of Theorem 2.4 and Theorem 2.2, we get
Corollary 2.6. Assume that $T:B(\Sigma)\rightarrow E$ is a Bochner representable operator. Then the mapping
is a nuclear operator and $\|T^*\|_{nuc}=\|T\|_{nuc}=|m_T|(\Omega)$.
Proof. Let ɛ > 0 be given. In view of Theorem 2.4 and Theorem 2.2 there exist a bounded and uniformly countably additive sequence $(\lambda_n)$ in $ca(\Sigma)$, a bounded sequence $(e_n)$ in E and $(\alpha_n)\in\ell^1$ so that
and
One can show that for each $e'\in E'$, we have
Moreover, for each $e'\in E'$, we have $e'\circ m_T\in ca(\Sigma)$ and
Let $i:E\rightarrow E^{\prime\prime}$ stand for the canonical isometry, that is, $i(e)(e')=e'(e)$ for $e\in E$, $e'\in E'$ and $\|i(e)\|_{E^{\prime\prime}}=\|e\|_E$. Hence for each $e'\in E'$, we get
This means that $T^*$ is a nuclear operator and by (2.5) we get $\|T^*\|_{nuc}\le|m_T|(\Omega)$.
Now, we shall show that
Let ɛ > 0 be given. Since $T^*$ is a nuclear operator, there exist a bounded sequence $(e^{\prime\prime}_n)$ in E ʹʹ, a bounded sequence $(\lambda_n)$ in $ca(\Sigma)$ and $(\alpha_n)\in\ell^1$ so that
and
Then for $A\in\Sigma$, we obtain
Moreover, by the Hahn-Banach theorem for every $A\in\Sigma$, there exists $e'_A\in E'$ with $\|e'_A\|_{E'}=1$ such that $\|m_T(A)\|_E=|(e'_A\circ m_T)(A)|$. Hence, if Π is a finite Σ-partition of Ω, then using (2.6) we have
Since ɛ > 0 is arbitrary, we get $|m_T|(\Omega)\le\|T^*\|_{nuc}$ and finally $\|T^*\|_{nuc}=|m_T|(\Omega)=\|T\|_{nuc}$.
3. Traces of Bochner representable operators
Formulas for the traces of kernel operators on Banach function spaces (in particular, $L^p(\mu)$-spaces) have been the object of much study (see [Reference Grothendieck14], [Reference Brislawn2], [Reference Delgado4], [Reference Gohberg, Goldberg and Krupnik10], [Reference Pietsch22]).
Grothendieck [Reference Grothendieck13, Chap. I, p. 165] showed that the notion of ‘trace’ can be defined for nuclear operators in Banach spaces with the approximation property (see [Reference Pietsch22, 4.6.2, Lemma, pp. 210–211]).
Recall that a Banach space $(X,\|\cdot\|_X)$ has the approximation property if for every compact subset K of X and every ɛ > 0 there exists a bounded finite rank operator $S:X\rightarrow X$ such that $\|x-S(x)\|_X\leq\varepsilon$ for every $x\in K$ (see [Reference Ryan23, Chap. 4, p. 72], [Reference Diestel and Uhl7, Definition 1, p. 238]).
Note that the Banach space $B(\Sigma)$ has the approximation property. Assume first that $B(\Sigma)$ is the Banach lattice of all bounded Σ-measurable real functions on Ω. Since $(B(\Sigma),\|\cdot\|_\infty)$ is an AM-space with the unit $\mathbb{1}_\Omega$, due to the Kakutani-Bohnenblust-M. and S. Krein theorem (see [Reference Aliprantis and Burkinshaw1, Theorem 3.40]) $B(\Sigma)$ is lattice isometric to some C(K)-space for a unique (up to homeomorphism) compact Hausdorff space K in such a way that $\mathbb{1}_\Omega$ is identified with $\mathbb{1}_K$. This follows that $B(\Sigma)$ has the approximation property because C(K) has the approximation property (see [Reference Ryan23, Example 4.2]). For the Banach space $B(\Sigma)$ of complex-valued functions on Ω, one has to consider real and imaginary parts separate.
Assume that $T:B(\Sigma)\rightarrow B(\Sigma)$ is a nuclear operator, that is, there exist a bounded sequence $(\lambda_n)$ in $ba(\Sigma)$, a bounded sequence $(w_n)$ in $B(\Sigma)$ and $(\alpha_n)\in\ell^1$ so that
Then the trace of T is given by
and it does not depend on the special choice of the nuclear representation (3.1) of T (see [Reference Gohberg, Goldberg and Krupnik10, Chap. 5, Theorem 1.2], [Reference Pietsch22, Lemma, pp. 210–211]).
From now on we assume that $(\Omega,{\cal T})$ is a compact Hausdorff space and ${\cal B} o$ denotes the σ-algebra of Borel sets in Ω. Then $C(\Omega)\subset B({\cal B} o)$.
Assume that a measure $\mu\in ca^+({\cal B} o)$ is strictly positive, that is, for all $U\in{\cal T}$ with $U\neq \emptyset$, $\mu(U) \gt 0$. Then $L^1(\mu,C(\Omega))\subset L^1(\mu,B({\cal B} o))$.
Corollary 3.1. Assume that $T:B({\cal B} o)\rightarrow B({\cal B} o)$ is a Bochner representable operator such that
where $f\in L^1(\mu, C(\Omega))$. Then T has a well-defined trace
Proof. Let $L^1(\mu)\,\hat{\otimes}\,C(\Omega)$ denote the projective tensor product of $L^1(\mu)$ and $C(\Omega)$, equipped with the completed norm π (see [Reference Diestel and Uhl7, p. 227], [Reference Ryan23, p. 17]). Note that for $z\in L^1(\mu)\,\hat{\otimes}\, C(\Omega)$, we have
where the infimum is taken over all sequences $(v_n)$ in $L^1(\mu)$ and $(w_n)$ in $C(\Omega)$ with $\lim_n\|v_n\|_1=0=\lim_n\|w_n\|_\infty$ and $(\alpha_n)\in\ell^1$ such that $z=\sum^\infty_{n=1}\alpha_n\,v_n\otimes w_n$ in π-norm (see [Reference Ryan23, Proposition 2.8, pp. 21–22]).
It is known that $L^1(\mu)\,\hat{\otimes}\, C(\Omega)$ is isometrically isomorphic to the Banach space $(L^1(\mu,C(\Omega)),\|\cdot\|_1)$ by the isometry J, defined by:
(see [Reference Diestel and Uhl7, Example 10, p. 228], [Reference Ryan23, Example 2.19, p. 29]). Then there exist sequences $(v_n)$ in $L^1(\mu)$ and $(w_n)$ in $C(\Omega)$ with $\lim_n\|v_n\|_1=0=\lim_n\|w_n\|_\infty$ and $(\alpha_n)\in\ell^1$ such that
Thus it follows that
and hence
For $n\in\mathbb{N}$, let
Note that $\lambda_n\in ca(\Sigma)$ and $|\lambda_n|(\Omega)=\|v_n\|_1$ and hence $\lim\lambda_n(A)=0$ for all $A\in\Sigma$. By the Nikodym convergence theorem (see [Reference Drewnowski9, Theorem 8.6]), the family $\{\lambda_n:n\in\mathbb{N}\}$ is uniformly countably additive.
Since $\Phi_{\lambda_n}(u)=\int_\Omega u(\omega)\,d\lambda_n=\int_\Omega u(\omega)\,v_n(\omega)\,d\mu$ for all $u\in B(\Sigma)$ (see [Reference Conway3, Theorem 8C, p. 380]), we get
that is,
Hence
For $n\in\mathbb{N}$, let $f_n=\sum_{i=1}^n\alpha_i\,v_i(\cdot)\,w_i$. Hence $\int_\Omega\|f(\omega)-f_n(\omega)\|_\infty\,d\mu\rightarrow 0$. Thus we get,
Let $g\in L^1(\mu,C(\Omega))$ be another function representing T, that is,
Denote $h(\omega)(t):=f(\omega)(t)-g(\omega)(t)$ for $\omega,t\in\Omega$. Then for every $A\in{\cal B} o$ and $u=\mathbb{1}_A$ we obtain
Hence for every $t\in\Omega$, $h(\cdot)(t)=0$ µ-a.e and it follows that
We shall show that
For indirect proof suppose that $\left|\int_\Omega h(\omega)(\omega)\,d\mu(\omega)\right| \gt 0$. Then there exists $A\in{\cal B} o$, $\mu(A)\neq 0$ such that $h(\omega)(\omega) \gt 0$ or $h(\omega)(\omega) \lt 0 $ for $\omega\in A$. Without loss of generality, let $h(\omega)(\omega) \gt 0$ for $\omega\in A$. Since for $\omega\in\Omega$ we have $h(\omega)\in C(\Omega)$, then there exists a neighbourhood Hω of $\omega\in A$ such that
Since µ is strictly positive, then for every $\omega\in A$, $\mu(H_\omega) \gt 0$ and hence
Let $\omega_0\in A$ be given. Then, we have
Since ω 0 is arbitrary, it follows that
and, in view of Hille’s theorem (see [Reference Dinculeanu8, § 1, Theorem 36, p. 16]), this is in contradiction with (3.2). Hence we finally get
Thus this follows that the trace of T is well defined and ${\rm tr}\,T=\int_\Omega f(\omega)(\omega)\,d\mu$.
Grothendieck [Reference Grothendieck14] showed that if Ω is a compact Hausdorff space with a positive Borel measure µ on Ω and $k(\cdot,\cdot)\in C(\Omega\times\Omega)$, then the kernel operator $T_k:C(\Omega)\rightarrow C(\Omega)$ defined by:
is nuclear and has a well-defined trace ${\rm tr}\,T_k=\int_\Omega k(\omega,\omega)\,d\mu$ (see [Reference Grothendieck14], [Reference Pietsch22, 6.6.2, Theorem, p. 274]).
Now, we can extend this formula for the trace of kernel operators $T_k:B({\cal B} o)\rightarrow B({\cal B} o)$.
Let $k(\cdot,\cdot)\in C(\Omega\times\Omega)$. Hence for every $\omega\in\Omega$, $k(\cdot,\omega)\in C(\Omega)$. Let $C(\Omega, C(\Omega))$ denote the Banach space of all continuous functions $f:\Omega\rightarrow C(\Omega)$, equipped with the uniform norm $\|\cdot\|_\infty$.
Assume that $\mu\in ca({\cal B} o)^+$. Let ${\cal L}^\infty(\mu, C(\Omega))$ denote the space of all µ-measurable functions $g:\Omega\rightarrow C(\Omega)$ such that $\mu-{\rm ess }\sup\|g(\omega)\|_\infty \lt \infty$. In view of the Pettis measurability theorem (see [Reference Diestel and Uhl7, Theorem 2, p. 42]), we have
and the space ${\cal L}^\infty(\mu, C(\Omega))$ can be embedded in the space $L^1(\mu, C(\Omega))$ such that with each function from ${\cal L}^\infty(\mu, C(\Omega))$ is associated its µ-equivalence class in $L^1(\mu, C(\Omega))$.
It is well known (see [Reference Pietsch22, 6.1.4, p. 243]) that the function:
is bounded and continuous. Then in view of (3.3), $f\in{\cal L}^\infty(\mu, C(\Omega))$. Hence its µ-equivalence class belongs to $L^1(\mu,C(\Omega))$. Thus it follows that one can define the kernel operator $T_k: B({\cal B} o)\rightarrow B({\cal B} o)$ by
For $t\in\Omega$, let $\Phi_t(u)=u(t)$ for all $u\in B({\cal B} o)$. Then $\Phi_t\in C(\Omega)'$ and using Hille’s theorem, for all $u\in B({\cal B} o)$, $t\in\Omega$, we get
As a consequence of Theorem 2.2 and Corollary 3.1, we get
Corollary 3.2. The kernel operator $T_k:B({\cal B} o)\rightarrow B({\cal B} o)$ is nuclear σ-smooth and