The most widely cited explanation for the functional enigma of sutural complexity in ammonoids, the Buckland hypothesis, has related septal folding and fluting to buttressing, providing increased shell strength against implosion, along with increased efficiency and decreased weight in shell and septum construction. In Paleozoic ammonoids, sutures ranged from simple to extremely complex. Comparison of shell and septum thickness (in polished sections) with sutural complexity in 49 Paleozoic ammonoid genera (Middle Devonian–Upper Permian) indicates that no significant reduction in either septum thickness or shell thickness accompanied a one-hundred-fold increase in sutural complexity. These preliminary results fail to support the Buckland hypothesis, suggest there may have been alternative incentives for increasing sutural complexity, and add support to views that septal fluting may have been related to buoyancy control.

Temporal variation in sampling intensity and geologically controlled rates of fossil preservation distort macroevolutionary patterns in the fossil record. Here, we use a comprehensive, list-based compilation of taxonomically and stratigraphically vetted global crinoid genus occurrences to evaluate and correct for the effects of variable and incomplete sampling from the Ordovician through Early Silurian. After standardizing the number of occurrences or the number of biofacies used to estimate the stratigraphic ranges of genera and after adjusting rates of turnover to account for the incomplete preservation of true extinction and origination pulses, we find support for several important revisions to the macroevolutionary history of crinoids. First, in contrast to the uncorrected data, sample-standardized genus richness does not appear to increase by more than 20% after an abrupt Middle Ordovician (Harnagian) diversification. Second, the only significant short-term change in genus richness following the Harnagian increase is a ≥24% decline from the Rawtheyan to the Hirnantian. Third, volatility in rates of genus extinction is increased after adjusting for preservation and there remain significant peaks of extinction in the Rawtheyan, which marks the end-Ordovician extinction, and in the middle of the Early Silurian. Finally, significant increases in origination rates occur in the Early Silurian. These results reaffirm the importance of the end-Ordovician extinction for crinoids, but they also highlight the comparatively poorly sampled Early Silurian as a time of turnover among crinoids.

Crinoid genus extinction rates are positively correlated with area-weighted rates of sedimentary package truncation, suggesting that extinction may have been controlled by physical environmental changes, such as the contraction of unique epicontinental sea habitats. The lack of a correlation between genus origination and sedimentary package initiation reinforces this hypothesis and suggests that other factors, such as evolutionary innovations and biotic interactions during the Ordovician radiation, may have been more important in controlling the diversification of crinoids.

The stratigraphic distribution of fossil species contains potential information about phylogeny because some phylogenetic trees are more consistent with the distribution of fossils in the rock record than others. A maximum likelihood estimator of phylogeny is derived using an explicit mathematical model of fossil preservation. The method assumes that fossil preservations within lineages follow an independent Poisson process, but can be extended to include other preservation models. The performance of the method was examined using Monte Carlo simulation. The performance of the maximum likelihood estimator of topology increases with an increase in the preservation rate. The method is biased, like other methods of phylogeny estimation, when the rate of fossil preservation is low; estimated trees tend to be more asymmetrical than the true tree. The method appears to perform well as a tree rooting criterion even when preservation rates are low. We suggest several possible extensions of the method to address other questions about the nature of fossil preservation and the process of speciation and extinction over time and space.

Two rival models of evolution in multispecies systems are tested against empirical species-level data. The two models are the Red Queen model of Van Valen as reformulated by Stenseth and Maynard Smith, which assumes that evolution is driven principally by biotic interactions, and the Stationary model of Stenseth and Maynard Smith, which assumes that evolution is propelled primarily by abiotic factors and will cease in the absence of changes in abiotic parameters. Testing refers to the models' predictions regarding the behavior of extinction and origination rates, and assumptions regarding equilibrium diversity and a constant effective environment. The data set includes the dates of origination and extinction for all coccolith, planktic foraminifer, and radiolarian species recorded in the Oligocene through Holocene, and all planktic diatom and silicoflagellate and ebridian species recorded in the Middle Miocene through Holocene in 111 DSDP sites of the low- to mid-latitude Pacific Ocean.

The condition of stable specific age distribution over geologic time is met, which allows one to perform survivorship analysis on extinction rates. The best fit survivorship curve is a decreasing function of age for both coccolith and foraminifer species, and an increasing function of age for radiolarian species. Neither model predicts age dependence of the probability of extinction. The small disparity between these curves and age-independent curves for each group indicates, however, that an age-independent interpretation of extinction probability is a reasonable first approximation. Rates of origination are analyzed in terms of species accretion, introduced to represent the cumulative origination of species within a higher taxon as a function of the age or duration of the community. Accretion analysis indicates that the probability of accretion is both diversity-dependent and absolute time-dependent.

The assumption of a constant effective environment is tested by polycohort analysis and nonparametric logistic regression analysis of true species cohorts. Both techniques indicate considerable variation in extinction probability over geologic time. When the predictions of the two evolutionary models are adjusted to take this variation into account, the results of both survivorship and accretion analysis seem to conform more closely to the predictions of the Red Queen than to the Stationary model. However, as the speed with which the effective environment changes is increased relative to speciation-extinction rates, it becomes increasingly difficult to differentiate patterns predicted by the two models. The assumption of equilibrium diversity can be neither corroborated nor rejected, since the species-level data are compatible with both an equilibrium and a nonequilibrium view of diversity behavior. Reservations concerning the basic assumptions of both models indicate an ultimate test requires that both models be reformulated to make precise and distinctive predictions under a varying effective environment.

Approximate periodicity for peak rates of global extinction during the past 250 m.y. may have resulted from delayed recovery following major extinction events. Two components can be envisioned for such delays: persistence of inimical environmental conditions for some time after the onset of the crisis, and slow restoration of vulnerable taxa. This general hypothesis is consistent with statistical evidence of linkage between measured rates of extinction of marine invertebrate genera for contiguous stages and substages of the geologic column. The nine broad valleys between the “periodic” peak rates for the past 250 m.y. exhibit only three trivial secondary peaks, indicating that, if the pattern is not artifactual, trends in global rates of extinction have not readily been abruptly reversed. Moreover, the smooth observed trends reflect the fact that regional crises tend to remove many species but few genera. To some degree, high rates of extinction that precede peak rates must represent bias of the incomplete fossil record (the Signor-Lipps effect). High rates that immediately follow peak rates also may, to a degree, reflect biological legacy: (1) final extinction of weakened genera or (2) extinction of new genera that contain few species or represent failed evolutionary “experiments.” Nonetheless, there is evidence that protracted intervals of stressful environmental conditions contributed to high rates of extinction preceding or following certain peak intervals, including the Scythian, Cenomanian, Early Paleocene, and Early Oligocene. The reef-building rudists, for example, suffered heavy extinction during both Cenomanian and Turonian time and then failed to recover quickly.

The late Neogene record of bivalve molluscs in the Western Atlantic offers a more detailed picture of delayed recovery. Here early intervals of glacial expansion caused heavy extinction, leaving an impoverished, eurythermal fauna that was virtually unaffected by late Pleistocene glacial episodes. The episode of heavy extinction in Late Eocene time exhibits a similar phenomenon on a worldwide scale. Among the planktonic foraminifera, warm-adapted stenothermal species died out, and eurythermal forms predominated throughout Oligocene time; restoration of vulnerable, stenothermal species proceeded gradually during the Miocene Epoch. This example of delayed recovery and others like it following earlier global crises may have prevented such crises from following one another in rapid succession, yielding an appearance of periodicity.

Skull and tooth dimensions of Homo erectus fossils from Africa, Europe and Asia appear to fluctuate rather than to change progressively during an interval of 1.3 Myr prior to the start of the Upper Pleistocene. No significant trends can be observed. This suggests a period of stasis in human evolution, after which Homo sapiens may have evolved rapidly from archaic mid-Pleistocene ancestors.

The correlation between epidermal cells and cuticular reticulation was clearly shown by transmission and scanning electron microscopes with larval ostracods just before ecdysis. Comparison of the reticulation patterns of Recent and Pleistocene specimens revealed that the epidermal cell arrangement of the adult ostracods is both consistent in the Recent population and conservative in phylogeny. Ontogenetic changes of the reticulation pattern were studied with specimens cultivated separately. Some gene control over the mitosis of epidermal cells was assumed, based on the ontogenetic development of the reticulation pattern. The pattern of fossil specimens suggests that the control has been well maintained in ostracod phylogeny.

Seven taxa of raptorial birds were experimentally fed a controlled sample of 50 house mice (Mus musculus). Bones recovered from the pellets were examined for interspecies variability in preservation to assess the potential contribution of specific raptors to patterning in fossil assemblages. Quantitative analyses demonstrate that patterns in bone fragmentation may assist in the identification of particular raptor species as depositional agents in small mammal assemblages.

Organisms emit, detect, and respond to a huge array of environmental signals. The distribution of a given signal is dependent, first of all, upon the original spatial distribution of signal sources, the source landscape. The signal sources can be fixed or moving and their output can be stable or ephemeral. Different sources can also occupy the same general spatial location, such as insects living on a host plant. The emitted signals are modified by relevant transport processes, which are often strongly scale and environment dependent. Chemical signals, for example, are propagated by diffusion and turbulence. The resulting complex, three-dimensional, and dynamic distribution of signals in the environment is the signal landscape; it is the environment of potentially available information in which sensory systems function and have evolved. Organisms also differ widely in what signals they can actually detect; the distribution of signals that an organism can potentially respond to is its information landscape. Although increasing the kinds and specificity of signals that can be detected and processed can lead to improved decision making, it almost always comes at an increased cost. The greater the spatial and temporal complexity of the environment, the greater are the costs of incomplete information and the more advantageous is the development of improved information-gathering capabilities. Studies with simulation models suggest how variability in the spatial structure of source and signal landscapes may control patterns of animal movement that could be represented in the trace fossil record. Information landscapes and the corresponding sensory systems should have evolved in concert with major transitions in the history of life. The Ediacaran to Cambrian interval is one of the most intensively studied periods in the history of life, characterized by the profound environmental and biological changes associated with the bilaterian radiation. These include the advent of macroscopic predation, an increase in the size and energy content of organisms, and the transition in seafloors from laminated matgrounds to mixgrounds produced by the development of macroscopic infaunal bioturbation. The overall effect of these transitions was to markedly increase the spatial complexity of the marine environment. We suggest that this increased spatial complexity, in turn, drove the evolution of macroscopic sense organs in mobile bilaterians, leading to their first appearance during the Cambrian. The morphology and distribution of these sense organs should reflect the life habits of the animals that possessed them. Our overall hypothesis was that there was a “Cambrian Information Revolution,” a coevolutionary increase in the information content of the marine environment and in the ability of and necessity for organisms to obtain and process this information. A preliminary analysis of the Maotianshan Shale (Chengjiang) biota indicates that the distribution of eyes and antennae in these animals is consistent with predictions based on their life habit.

Histological examination of Stegosaurus dorsal bony plates shows a thin wall of incompletely remodeled bone surrounding a large cancellous region containing some large “pipes” delineated by thin bony walls. Growth proceeded mainly from the basal region of the plates. Histological observations provide a test against which several functional interpretations of the plates are checked. While some interpretations (e.g., plates as armor) are clearly falsified, others (linked to thermoregulatory functions) seem to be more robust, although by no means can they be viewed as clearly vindicated on the basis of the evidence presently available.

The aim of this analysis was to establish the basic mechanical principles of simple archosaur cranial form. In particular we estimated the influence of two key archosaur innovations, the secondary palate and the antorbital fenestra, on the optimal resistance of biting-induced loads. Although such simplified models cannot substitute for more complex cranial geometries, they can act as a clearly derived benchmark that can serve as a reference point for future studies incorporating more complex geometry. We created finite element (FE) models comprising either a tall, domed (oreinirostral) snout or a broad, flat (platyrostral) archosaur snout. Peak von Mises stress was recorded in models with and without a secondary palate and/or antorbital fenestra after the application of bite loads to the tooth row. We examined bilateral bending and unilateral torsion-inducing bites for a series of bite positions along the jaw, and conducted a sensitivity analysis of material properties. Pairwise comparison between different FE morphotypes revealed that oreinirostral models are stronger than their platyrostral counterparts. Oreinirostral models are also stronger in bending than in torsion, whereas platyrostral models are equally susceptible to either load type. As expected, we found that models with a fenestra always have greatest peak stresses and by inference are “weaker,” significantly so in oreinirostral forms and anterior biting platyrostral forms. Surprisingly, although adding a palate always lowers peak stress, this is rarely by large magnitudes and is not significant in bilateral bending bites. The palate is more important in unilateral torsion-inducing biting. Two basic principles of archosaur cranial construction can be derived from these simple models: (1) forms with a fenestra are suboptimally constructed with respect to biting, and (2) the presence or absence of a palate is significant to cranial integrity in unilaterally biting animals. Extrapolating these results to archosaur cranial evolution, it appears that if mechanical optimization were the only criterion on which skull form is based, then most archosaurs could in theory strengthen their skulls to increase resistance to biting forces. These strengthened morphotypes are generally not observed in the fossil record, however, and therefore archosaurs appear subject to various non-mechanical morphological constraints. Carnivorous theropod dinosaurs, for example, may retain large suboptimal fenestra despite generating large bite forces, owing to an interplay between craniofacial ossification and pneumatization. Furthermore, living crocodylians appear to strengthen their skull with a palate and filled fenestral opening in the most efficient way possible, despite being constrained perhaps by hydrodynamic factors to the weaker platyrostral morphotype. The future challenge is to ascertain whether these simple predictions are maintained when the biomechanics of complex cranial geometries are explored in more detail.

Mollusks in general and ammonoids in particular are known to display a sometimes profound morphological intraspecific variability of their shell. Although this phenomenon is of greatest importance, it has rarely been investigated and quantified. It is especially crucial for taxonomy and incidentally for biodiversity analyses to account for it, because otherwise, the number of described species might exceed that of actual species within any group. Early ammonoids (Early Devonian, Paleozoic) typically suffer from this bias. For instance, most specimens from the same layer and the same region (e.g., the Erbenoceras beds of the Moroccan eastern Anti-Atlas studied here) differ morphologically from each other. Depending on the importance given to certain morphological characters, therefore, one could create a new species for almost every specimen. In this study, we measured nearly 100 such specimens from a restricted stratigraphic interval and quantified their intraspecific variability. There is a variable but strong overlap of the quantified shell characters at most ontogenetic stages, and only two species are here separated rather than the four previously recognized in Morocco. When ontogenetic trajectories of the Moroccan specimens are compared with coeval faunas from other regions (assigned to other species), a strong overlap between the morphospaces occupied by these taxa becomes apparent. The justification of some of these latter species is thus questionable even if their mean values in some conch parameters differ considerably from the mean values of the Moroccan species. Hence, the number of currently valid species of these loosely coiled early ammonoids is probably much too high. Extreme caution must therefore be taken when examining the diversity of groups in which the intraspecific variability is poorly known.

The mid-Mesozoic time was characterized by massive reorganization of the ecological structure of benthic marine communities. Although the general pattern of this “Mesozoic Marine Revolution” has been extensively documented, little is known about how it affected the taxonomic and morphologic diversities of individual lineages of organisms. Here I document group-level dynamics of the Mesozoic change using the fossil record of aporrhaid gastropods, a diverse and widespread family during that time. Using data gathered through field and museum work and extensive literature search, I compare and contrast patterns of taxonomic and morphologic change during the Jurassic and Cretaceous within a geographic framework. I also examine how the changes were manifested at different ecological and geographic scales.

The Mesozoic history of the Aporrhaidae includes two major radiations separated by a period of overall stability. While both radiations increased the taxonomic diversity of the family, they had very different morphologic consequences, resulting in a striking discordance between morphologic and taxonomic diversity patterns. The initial radiation during Bajocian-Bathonian times established two large morphologic groups within the aporrhaids based mainly on differences in the shape of the apertural margin. The second, post-Albian, radiation saw higher origination rates and increased taxonomic and morphologic diversity among genera having simpler apertural margins, while genera with elaborate multidigitate apertures declined in taxonomic diversity but not in morphologic diversity. During post-Albian times the group with simpler apertural margins also tended to be more widespread compared to the group with multidigitate apertures. Comparison of regional and global taxonomic diversities reveals a discordance between regional and global taxonomic patterns: while diversities within certain geographic areas increased in concert with the global radiation, those for other areas decreased substantially, resulting in a remarkably constant average taxonomic diversity within geographic areas.

A growing body of work has quantitatively linked many macroevolutionary patterns, including short- and long-term changes in biodiversity, rates of taxonomic extinction and origination, and patterns of extinction selectivity, to temporal variability in the sedimentary rock record. Here we establish a new framework for more rigorously testing alternative hypotheses for these and many other results by documenting the large-scale spatiotemporal intersection of the North American sedimentary rock and fossil records. To do this, we combined 30,387 fossil collections in the spatially explicit Paleobiology Database with a comprehensive macrostratigraphic database consisting of 18,815 sedimentary lithostratigraphic units compiled from 814 geographic regions distributed across the United States and Canada. The geological completeness of paleontological sampling, here defined as the proportion of the available sedimentary rock record that has been documented to have at least one fossil occurrence, irrespective of taxonomy or environment, is measured at four different levels of stratigraphic resolution: (1) lithostratigraphic rock units, (2) hiatus-bound rock packages, (3) regional stratigraphic columns, and (4) sediment coverage area (km2). Mean completeness estimates for 86 Phanerozoic time intervals (approximately stages; median duration 5.3 Myr) range from 0.18 per interval in the case of lithostratigraphic rock units to 0.23 per interval for stratigraphic columns and sediment coverage area. Completeness estimates at all four levels of stratigraphic resolution exhibit similar temporal variation, including a significant long-term increase during the Phanerozoic that is accentuated by an abrupt Campanian–Maastrichtian peak. This Late Cretaceous peak in completeness is approximately five times greater than the least complete Phanerozoic time intervals (Early Cambrian, Early Devonian, late Permian, and Early Cretaceous). Geological completeness in the Cenozoic is, on average, approximately 40% greater than in the Paleozoic. Temporal patterns of geological completeness do not appear to be controlled exclusively by variation in the frequency of subsurface rock units or an increase over time in the proportion of terrestrial rock, but instead may be general features of both the marine and terrestrial fossil records.

Mononykus olecranus, a theropod dinosaur from the Upper Cretaceous of Mongolia, exhibits reduced forelimbs with a single functional digit. These bizarre forelimbs have aroused great curiosity as to the behavior of the animal, but until now no functional study on the forelimbs of Mononykus has been undertaken. Here I show that the orientation and range of motion in the forelimb elements of Mononykus are such that the humeri sprawl laterally, the antebrachia are held subvertically, the palms face ventrally, and intramanual movement is restricted to subparasagittal motion. This is a radical departure from the typical theropod condition, in which the palms face medially and intramanual movement is transverse. The results of this study confirm that the forelimbs of Mononykus could not have been used to grasp prey or dig burrows, but were well suited for scratch-digging or hook-and-pull movements such as are used by extant anteaters and pangolins to open tough insect nests. Mononykus likely occupied a niche equivalent to that of an anteater or pangolin, an unusual niche for a dinosaur.

Morphometric examination of cladogenesis and phyletic evolution in two late Neogene sister lineages of marine microfossils (Pterocanium prismatium and P. charybdeum, Radiolaria) from two equatorial Pacific sediment cores was undertaken to better understand the rate of cladogenesis and its relation to subsequent phyletic change. The origin of P. prismatium from P. charybdeum ∼4 ma ago has been estimated to take place over an interval of ∼500,000 yr. Results show that the speciation event consists of two distinct phases. The first phase, cladogenesis, occurred relatively rapidly (on the order of 50,000 yr). A second phase of relatively rapid divergent phyletic evolution away from the common ancestral state followed in both descendant branches and continued for at least 500,000 yr after completion of the cladogenetic event. Net evolutionary rates over the next 2 ma appear to be much lower. Individual characters change by as much as 2 population standard deviations during cladogenesis, and by a total of approximately 3 standard deviations over 2.5 ma of phyletic evolution. Up to 5 population standard deviations of change during ≦ 50,000 yr of cladogenesis, and 7 additional standard deviations of phyletic change over 500,000 yr are observed in multivariate (discriminant function) indices of morphologic difference. The measured pattern does not appear to be either strictly “punctuated” or strictly “gradual,” but instead shows features of both hypotheses.

Observations on the morphology of the early whorls of Eutrephoceras dekayi (Morton), a widespread Cretaceous nautilid, are supplemented with oxygen and carbon isotopic analyses (δ18O and δ13C) of the early septa of five well-preserved specimens to help identify the point of hatching on the shell. Septa 4 and 5 are more closely spaced than preceding septa and probably correspond in time of formation with a constriction or first broken aperture on the outer shell one-third whorl forward of the fourth septum. In modern Nautilus, morphologic, isotopic, and observational data suggest that similar features mark hatching. Between the fourth and fifth septa in E. dekayi, δ18O values show a shift of variable magnitude from heavy to lighter values followed by a return to heavier values over the next one to three septa. This isotopic shift is compatible with a hatching interpretation and may be explained as the result of kinetic and equilibrium effects on emergence from an egg capsule.

Eutrephoceras dekayi hatched at about 9 mm in diameter, one-third the hatching size of modern Nautilus. Like Nautilus, E. dekayi probably produced few young, all of which were active swimmers at hatching. In contrast, Mesozoic ammonoids produced numerous offspring ranging from 0.5 to 1.5 mm in diameter which may have spent some time in the plankton. These differences in life history may correlate with differences in ecologic specialization, environmental tolerance, and habitat between ammonoids and nautilids and may have contributed to their disparate rates of evolution during the Mesozoic.

Analysis of an exhaustive data base of Namurian ammonoid shell characters indicates that the morphology of the Goniatitida can be explained in terms of functional constraints, resulting particularly from hydrostatic and hydrodynamic properties. Modes of life ranging from benthic to pelagic are inferred on this basis for various goniatitid morphotypes; all morphologic features and facies associations are normally compatible with these inferences. Neutral buoyancy is shown to have been likely for all goniatitids. By contrast, the prolecanitids (Order Agoniatitida) exhibit a number of hydrostatic and morphologic anomalies; these anomalies are not explicable using the same principles and remain problematic. This is noteworthy, in that prolecanitids survived the Permian/Triassic extinctions and gave rise to the diverse ceratitic radiation in the Triassic.

The applicability of these results to ammonoids outside the Namurian is assessed, and, in particular, morphologic parallels with Mesozoic ammonites are discussed.

Attempts at understanding evolutionary relationships among Paleozoic Dipnoi (lungfish) using cladistic methodology have proved totally unsatisfactory (Miles 1977; Marshall 1987). We attempt to reconstruct the relationships between the better known genera using a method that involves the recognition of lineages based on evolving functional complexes, particularly those involved with food reduction and respiration. Within these broadly defined lineages, we have defined sub-lineages based on evolutionary patterns shown by structures that have been stratigraphically dated; such patterns are found inter alia in the roofing bones and the external dermal bones of the mandible. A number of new suborders and families are recognised; genera for which further morphological data are required before they can be assigned to a higher taxon are indicated; two generic synonyms are recognised.

In appendices, short descriptions are given of two new genera—Pillararhynchus from the Gogo Formation (Upper Devonian) of Western Australia, and Sorbitorhynchus from the Emsian of Guangxi, China.

The punctuated equilibrium hypothesis, largely derivable from Mayr's peripheral isolate model of speciation, is but one of many possible paleontologic patterns of speciation which may be tested against the deep-sea fossil record of planktonic microfossils. The nature of reproduction and variation within a species has a profound effect on its expected tempo and mode of evolutionary change. Biologic data on pelagic plankton and on protistan genetics and reproduction suggest that speciation in pelagic holoplanktonic protists may also be parapatric, “equal” allopatric, or the result of hybridization. Each of these models is shown to make testable predictions of paleontologic pattern. Published records of speciation in planktonic deep-sea microfossil data are compatible with these alternative models. Existing data sets are not yet sufficiently complete to provide strong tests. Future work needs to integrate taxonomic, paleoecologic, biogeographic, and biometric data in studies of individual speciation events. Micropaleontologic studies of morphologic change through time may thereby contribute to our understanding of speciation mechanisms in the pelagic protistan plankton.