The shape memory effect is closely related to the reversible martensitic phase transformation, which is diffusionless and involves shear deformation. The recoverable transformation between the two phases with different crystalline symmetry results in reversible changes in physical properties such as electrical conductivity, magnetization, and elasticity. Accompanying the transformation is a change of entropy. Fascinating applications are developed based on these changes. In this paper, the history, fundamentals and technical challenges of both thermoelastic and ferromagnetic shape memory alloys are briefly reviewed; applications related to energy conversion such as power generation and refrigeration as well as recent developments will be discussed.

The transformation plateau on the strain-stress curve is the characteristic of superelasticity of bulk shape memory alloys upon tension/compression loading. However, recent studies show that such transformation plateau is hard to see when the sample size of shape memory alloys decreases to submicrons. In order to see what happened in such small scale samples during loading, in-situ compression test has been done with single crystal Cu-14.2Al-4.0Ni (wt %) submicron pillars. Our in-situ observation during compression demonstrates that the stress-induced martensitic transformation indeed occurs in submicron pillars, but is not suppressed. Furthermore, the transformation proceeds in a sequential nucleation-growth-nucleation dominated mode, but not the transient way like that in bulk materials. As a result, the stress keeps increasing throughout the transformation and no obvious transformation plateau can be detected. However, the underlying reason for such contrast transformation behaviors between our submicron pillars and bulk materials still needs further investigation.

The structural, electronic and magnetic properties of functional Ni-Mn-(Ga, In, Sn) and Pt-Ni-(Ga, Sn) alloys are studied by first-principles and Monte Carlo tools. The ab initio calculations give a basic understanding of the underlying physics which is associated with the complex magnetic behavior arising from the competition of ferro- and antiferromagnetic interactions for excess Mn atoms in the unit cell. We show that the resulting complex magnetic ordering is the driving mechanism of structural transformations and multifunctional properties of Heusler alloys associated with magnetic shape-memory, magnetocaloric and elastocaloric effects. The thermodynamic properties can be calculated by using the ab initio magnetic exchange parameters in finite-temperature Monte Carlo simulations. Entropy and specific heat changes associated with the magnetic changes and emergence of microstructure across the magnetostructural transition are pointed out. We show how to optimize the functional properties by tuning the compositional changes, for example, a magnetic shape-memory effect of more than 14% can be achieved in Pt-Ni-Mn-Ga alloys. The theoretical studies are accompanied by experimental investigations.

In this work we study the influence of supercell scaling on magnetic properties in Ni-Mn-X-Z alloys by means of ab initio calculations with the help of Quantum Espresso PWSCF package and the spin-polarized relativistic Korringa-Kohn-Rostoker (SPR-KKR) code based on DFT approximation. It is shown that the supercell calculations for the equilibrium lattice parameter are coincided with the calculations for simple primitive lattice. The exchange parameters for Ni-Mn-X alloys obtained from supercell calculations are large than calculated for simple primitive lattice.

Metal hydrides present a feasible means of energy storage and hydrogen sensing but have several performance criteria that must be addressed, including the hysteresis effect during hydrogen loading and unloading. We present the results of a theoretical and experimental study which demonstrates the possibility to control or eliminate hysteresis during metal-hydride transformation in epitaxial Pd thin films. Theoretical analysis predicts stabilization of two-phase metal-hydride state in film due to its elastic interaction with the substrate. It is shown, by atomic force and scanning electron microscopy, that transformation in 100nm thick epitaxial Pd films on Al2O3 substrate proceeds by the formation of transversely modulated two-phase nanostructure. Morphology and crystallographic orientation of the metal-hydride interface corresponds to the theoretically predicted characteristics of coherent phases.

Structural and magnetic properties of Ni2-xPtxMnGa alloys are investigated from first principles calculations with the help of the spin-polarized relativistic Korringa-Kohn-Rostoker and Plane-Wave Self-Consistent Field methods. The atomic chemical disorder at specific site has been implemented using coherent potential approximation. Calculated equilibrium lattice parameters are in a good agreement with experimental data and other theoretical calculations. The composition dependences of the magnetic exchange couplings and the Curie temperature for cubic phase are obtained. Our calculations have shown that an increase content of Pt results to decrease of magnetic interactions between Mn atoms and to change of interaction sign from ferromagnetic type to antiferromagnetic one for composition Ni1.0Pt1.0MnGa. Calculated Curie temperatures are in an agreement with experimental data.

In this work, we analyze the requirement to (Ba,Ca)(Zr,Ti)O3 thin films for applications in electrocaloric devices. We demonstrate that large temperature changes are realized mostly independent of the used material by applying sufficient electric fields. Ferroelectrics exhibiting a diffuse phase transition are beneficial for electrocaloric applications, but they change the range of operational temperatures.

Density functional theory (DFT) based on the spin-polarized relativistic Korringa-Kohn-Rostoker (SPR-KKR) method is used to investigate the magnetic properties of nonstoichiometric Fe2+xMn1-xAl Heusler alloys, where 0 ≤ x ≤ 0.9. The composition dependences of the magnetic exchange couplings and the Curie temperature for the cubic L21 phase are obtained. Our simulations have shown that the Fe-Fe nearest neighbors present a strong ferromagnetic coupling. Moreover, these exchange interactions are larger than other interactions. The substitution of Mn by Fe in Fe2+xMn1-xAl (0 ≤ x ≤ 0.9) leads to an increase in the Curie temperature. This tendency and the values of Curie temperatures are in agreement with the experimental results for Fe2+xMn1-xAl (x = 0, and 0.1). The highest Curie temperature was observed for the Fe-richer alloy.

Photonics Integrated Circuits (PICs) are being applied by the telecommunications industry as transceivers for fibre optic networks. The core component of a typical PIC is the laser array and these devices can have relatively low operating temperatures (15°C - 25°C) with a tight operating range (±0.1K). To accommodate such a specification, a thermal control system is required that can change the cooling rate through feedback. The power density of next generation PICs is at such a level to demand novel thermal management architectures including developments such as near source liquid cooling. In order to control the thermal performance of fluidic devices, effective methods for varying the rate of coolant are an essential component. Consequently, micro-valve structures are required, ideally involving passive actuation to meet stringent reliability standards. One solution to this challenge is to exploit the phase-change driven shape memory effect of the NiTi Shape Memory Alloy (SMA). A micro-valve could be developed from the NiTi SMA, thermally coupled to the laser array component in order to work passively to regulate the flow of coolant in a micro-channel. Such a valve would have to be intrinsically reliable, and the goal of this paper is to investigate the conditions that will affect this reliability. The objective of the work is to investigate the mechanical properties relevant to the design of a passive NiTi SMA micro-valve, with a focus on the formation of stress-induced Martensite bands. It is not understood why these bands form on a plane inclined at ∼55° to the axis of loading and in this paper theory is presented that suggests a reasoning for this. A plate sample of NiTi was tested in uni-axial tension and Digital Image Correlation (DIC) used to analyse the strain fields across the surface of the sample. The DIC results revealed areas of high stress concentrations occurring in bands inclined on average 53.86° to the axis of loading. The theory and experimental observations are in agreement with the literature but to validate the theory the crystal texture needs to be analysed in the stress concentration regions. This paper provides valuable insight into the mechanical behaviour of a passive NiTi SMA micro-valve subjected to a sufficient pressure to form stress-induced Martensite.