Hostname: page-component-586b7cd67f-dsjbd Total loading time: 0 Render date: 2024-11-24T23:23:39.076Z Has data issue: false hasContentIssue false

Does Issue Linkage Work? Evidence from European Alliance Negotiations, 1860 to 1945

Published online by Cambridge University Press:  05 April 2012

Paul Poast
Affiliation:
Rutgers University. E-mail: [email protected]
Get access

Abstract

Though scholars widely claim that issue linkage—the simultaneous negotiation of multiple issues for joint settlement—can help states conclude international agreements, there exist some notable skeptics. Resolving this debate requires empirical evidence. However, beyond a few case studies, there exists no direct and systematic evidence that issue linkages actually increase the probability of agreement. I address this lack of direct and systematic evidence by combing original data on failed alliance negotiations with data from the Alliance Treaty Obligations and Provisions (ATOP) database. Using matching techniques, I find that, for alliance negotiations between 1860 to 1945, offers of trade linkage did substantially increase the probability of agreement. Besides confirming issue linkage's ability to help clinch an agreement, this article's research design and evidence have far-reaching implications for the study of negotiations and alliances. The research design illustrates the value of considering the “dogs that didn't bark” as it identifies both successful and failed negotiations. The article's evidence explains the high rate of alliance compliance identified by previous scholars and highlights a need to rethink the alliance formation process.

Type
Research Article
Copyright
Copyright © The IO Foundation 2012

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Abadie, Alberto, and Imbens, Guido W.. 2002. Simple and Bias-Corrected Matching Estimators for Average Treatment Effects. Technical Working Paper 283. Cambridge, Mass.: National Bureau of Economic Research.Google Scholar
Abadie, Alberto, and Imbens, Guido W.. 2006. Large Sample Properties of Matching Estimators for Average Treatment Effects. Econometrica 74 (1):235–67.CrossRefGoogle Scholar
Abadie, Alberto, Drukker, David, Herr, Jane L., and Imbens, Guido W.. 2004. Implementing Matching Estimators for Average Treatment Effects in STATA. The STATA Journal 4 (3):290311.CrossRefGoogle Scholar
Aggarwal, Vinod K., ed. 1998. Institutional Designs for a Complex World: Bargaining, Linkages, and Nesting. Ithaca, N.Y.: Cornell University Press.Google Scholar
Albrecht-Carrié, René. 1958. A Diplomatic History of Europe Since the Congress of Vienna. New York: Harper and Row.Google Scholar
Axelrod, Robert, and Keohane, Robert O.. 1985. Achieving Cooperation Under Anarchy: Strategies and Institutions. World Politics 38 (1):226–54.Google Scholar
Bairoch, Paul. 1989. European Trade Policy, 1815–1914. In The Cambridge Economic History of Europe. Vol. 8, The Industrial Economies: The Development of Economic and Social Policies, edited by Mathias, Peter and Pollard, Sidney, 1160. Cambridge: Cambridge University Press.Google Scholar
Becker, Sascha O., and Caliendo, Marco. 2007. Sensitivity Analysis for Average Treatment Effects. Stata Journal 7 (1):7183.CrossRefGoogle Scholar
Bennett, Scott, and Stam, Allan C. III 2007. EUGene: Expected Utility Generation and Data Management Program. Version 3.2. Available at ⟨http://www.eugenesoftware.org⟩. Accessed 26 October 2011.Google Scholar
Bernheim, B. Douglas, and Whinston, Michael D.. 1990. Multimarket Contact and Collusive Behavior. RAND Journal of Economics 21 (1):126.Google Scholar
Bordo, Michael D., Eichengreen, Barry, and Irwin, Douglas A.. 1999. Is Globalization Today Really Different from Globalization a Hundred Years Ago? In Brookings Trade Forum: 1999, edited by Collins, Susan M. and Lawrence, Robert Z., 150. Washington, D.C.: Brookings Institution.Google Scholar
Cochran, William G. 1953. Matching in Analytical Studies. American Journal of Public Health 43 (6):684–91.CrossRefGoogle ScholarPubMed
Colaresi, Michael P., Rasler, Karen, and Thompson, William R.. 2007. Strategic Rivalries in World Politics: Position, Space and Conflict Escalation. Cambridge: Cambridge University Press.Google Scholar
Davis, Christina L. 2004. International Institutions and Issue Linkage: Building Support for Agricultural Trade Liberalization. American Political Science Review 98 (1):153–69.CrossRefGoogle Scholar
Davis, Christina L. 2009. Linkage Diplomacy: Economic and Security Bargaining in the Anglo-Japanese Alliance, 1902–23. International Security 33 (3):143–79.Google Scholar
Denemark, Robert A., and Hoffmann, Matthew J.. 2008. Just Scraps of Paper? The Dynamics of Multilateral Treaty-Making. Cooperation and Conflict 43 (2):185219.CrossRefGoogle Scholar
Diamond, Alexis, and Sekhon, Jasjeet S.. 2010. Genetic Matching for Estimating Causal Effects: A General Multivariate Matching Method for Achieving Balance in Observational Studies. Unpublished manuscript, University of California, Berkeley. Available at ⟨http://sekhon.berkeley.edu/papers/GenMatch.pdf⟩. Accessed 6 November 2011.Google Scholar
Dixon, William J. 1986. Reciprocity in United States-Soviet Relations: Multiple Symmetry or Issue Linkage? American Political Science Review 30 (2):421–45.Google Scholar
Downs, George W., Rocke, David M., and Barsoom, Peter N.. 1996. Is the Good News About Compliance Good News About Cooperation? International Organization 50 (3):379406.Google Scholar
Drezner, Daniel W. 2000. Bargaining, Enforcement, and Multilateral Sanctions: When Is Cooperation Counterproductive? International Organization 54 (1):73102.Google Scholar
Drezner, Daniel W. 2003. The Hidden Hand of Economic Coercion. International Organization 57 (3):643–59.CrossRefGoogle Scholar
Eichengreen, Barry. 1996. Globalizing Capital: A History of the International Monetary System. Princeton, N.J.: Princeton University Press.Google Scholar
Eichengreen, Barry, and Frieden, Jeffry A.. 1993. The Political Economy of European Monetary Unification: An Analytical Introduction. Economics and Politics 5 (2):85104.CrossRefGoogle Scholar
Fazal, Tanisha M. 2004. State Death in the International System. International Organization 58 (2):311–44.CrossRefGoogle Scholar
Fazal, Tanisha M. 2007. State Death: The Politics and Geography of Conquest, Occupation, and Annexation. Princeton, N.J.: Princeton University Press.Google Scholar
Frieden, Jeffry A. 2006. Global Capitalism. Its Fall and Rise in the Twentieth Century. New York: Norton.Google Scholar
Friman, H. Richard. 1993. Side-Payments Versus Security Cards: Domestic Bargaining Tactics in International Economic Negotiations. International Organization 47 (3):387410.Google Scholar
Gibler, Douglas M., and Sarkees, Meredith. 2004. Measuring Alliances: The Correlates of War Formal Interstate Alliance Dataset, 1816–2000. Journal of Peace Research 41 (2):211–22.Google Scholar
Gibler, Douglas M., and Wolford, Scott. 2006. Alliances, Then Democracy: An Examination of the Relationship Between Regime Type and Alliance Formation. Journal of Conflict Resolution 50 (1):129–53.Google Scholar
Gowa, Joanne, and Mansfield, Edward D.. 1993. Power Politics and International Trade. American Political Science Review 87 (2):408–20.CrossRefGoogle Scholar
Grieco, Joseph M. 1988. Anarchy and the Limits of Cooperation: A Realist Critique of the Newest Liberal Institutionalism. International Organization 42 (3):485507.CrossRefGoogle Scholar
Haas, Ernst B. 1980. Why Collaborate? Issue-Linkage and International Regimes. World Politics 32 (3):357405.Google Scholar
Haas, Ernst B. 1990. When Knowledge Is Power. Three Models of Change in International Organizations. Berkeley: University of California Press.Google Scholar
Held, David, McGrew, Anthony, Goldblatt, David, and Perraton, Jonathan. 1999. Global Transformations: Politics, Economics, and Culture. Stanford, Calif.: Stanford University Press.Google Scholar
Ho, Daniel E., Imai, Kosuke, King, Gary, and Stuart, Elizabeth A.. 2007. Matching as Nonparametric Preprocessing for Reducing Model Dependence in Parametric Causal Inference. Political Analysis 15 (3):199236.CrossRefGoogle Scholar
Hoekman, Bernard M. 1989. Determining the Need for Issue Linkages in Multilateral Trade Negotiations. International Organization 43 (4):693714.Google Scholar
Hufbauer, Gary Clyde, Schott, Jeffrey J., Elliott, Kimberly Ann, and Oegg, Barbara. 2007. Economic Sanctions Reconsidered. 3d ed.Washington, D.C.: Peterson Institute for International Economics.Google Scholar
Imai, Kosuke, King, Gary, and Stuart, Elizabeth A.. 2008. Misunderstandings Between Experimentalists and Observationalists About Causal Inference. Journal of the Royal Statistical Society 171 (2):481502.Google Scholar
Keele, Luke. 2010. An Overview of rbounds: An R Package for Rosenbaum Bounds Sensitivity Analysis with Matched Data. Unpublished manuscript, Pennsylvania State University, State College. Available at ⟨http://www.personal.psu.edu/ljk20/rbounds%20vignette.pdf⟩. Accessed 26 October 2011.Google Scholar
Kenwood, A. George, and Lougheed, Alan L.. 1999. The Growth of the International Economy, 1820–2000. An Introductory Text. 4th ed.New York: Routledge.Google Scholar
Keohane, Robert O., and Nye, Joseph S.. 1977. Power and Interdependence. World Politics in Transition. Boston: Little, Brown.Google Scholar
Koremenos, Barbara. 2005. Contracting Around International Uncertainty. American Political Science Review 99 (4):549–65.CrossRefGoogle Scholar
Koremenos, Barbara, Lipson, Charles, and Snidal, Duncan. 2001. The Rational Design of International Institutions. International Organization 55 (4):761–99.Google Scholar
Kuziemko, Ilyana, and Werker, Eric. 2006. How Much Is a Seat on the Security Council Worth? Foreign Aid and Bribery at the United Nations. Journal of Political Economy 114 (5):905–30.Google Scholar
Langer, William L. 1966. European Alliances and Alignments, 1871–1890. 2d ed.New York: Knopf.Google Scholar
Leeds, Brett Ashley. 2003. Alliance Reliability in Times of War: Explaining State Decisions to Violate Treaties. International Organization 57 (4):801–27.Google Scholar
Leeds, Brett Ashley. 2005. Alliance Treaty Obligations and Provisions (ATOP) Codebook, Version 3.0. Available at ⟨http://atop.rice.edu/download/ATOPcdbk.pdf⟩. Accessed 31 October 2011.Google Scholar
Leeds, Brett Ashley, Long, Andrew G., and Mitchell, Sara McLaughlin. 2000. Reevaluating Alliance Reliability: Specific Threats, Specific Promises. Journal of Conflict Resolution 44 (5):686–99.CrossRefGoogle Scholar
Leeds, Brett Ashley, Ritter, Jeffrey M., Mitchell, Sara McLaughlin, and Long, Andrew G.. 2002. Alliance Treaty Obligations and Provisions, 1815–1944. International Interactions 28 (3):237–60.CrossRefGoogle Scholar
Limão, Nuno. 2005. Trade Policy, Cross-Border Externalities and Lobbies: Do Linked Agreements Enforce More Cooperative Outcomes? Journal of International Economics 67 (1):175199.CrossRefGoogle Scholar
Limão, Nuno. 2007. Are Preferential Trade Agreements with Non-Trade Objectives a Stumbling Block for Multilateral Liberalization? Review of Economic Studies 74 (3):821–55.CrossRefGoogle Scholar
Lohmann, Susanne. 1997. Linkage Politics. Journal of Conflict Resolution 1 (1):3867.Google Scholar
Long, Andrew G., and Leeds, Brett Ashley. 2006. Trading for Security: Military Alliances and Economic Agreements. Journal of Peace Research 43 (4):433–51.CrossRefGoogle Scholar
Long, Andrew G., Nordstrom, Timothy, and Baek, Kyeonghi. 2007. Allying for Peace: Treaty Obligations and Conflict Between Allies. Journal of Politics 69 (4):1103–17.Google Scholar
Lyall, Jason. 2010. Do Democracies Make Inferior Counterinsurgents? Reassessing Democracy's Impact on War Outcomes and Duration. International Organization 64 (1):167–92.CrossRefGoogle Scholar
Manski, Charles F. 1997. Monotone Treatment Response. Econometrica 65 (6):1311–34.Google Scholar
Marshall, Monty G., Gurr, Ted Robert, and Jaggers, Keith. 2010. Polity IV Project: Political Regime Characteristics and Transitions, 1800–2009. Dataset Users' Manual. Center for Systemic Peace. Available at ⟨http://www.systemicpeace.org/inscr/p4manualv2009.pdf⟩. Accessed 6 November 2011.Google Scholar
Martin, Lisa L. 1993. Credibility, Costs, and Institutions: Cooperation on Economic Sanctions. World Politics 45 (3):406–32.Google Scholar
Mayer, Frederick. 1992. Managing Domestic Differences in International Negotiations: The Strategic Use of Internal Side-Payments. International Organization 46 (4):793818.Google Scholar
McGillivray, Fiona, and Stam, Allan C.. 2004. Political Institutions, Coercive Diplomacy, and the Duration of Economic Sanctions. Journal of Conflict Resolution 48 (2):154–72.Google Scholar
McGinnis, Michael. 1986. Issue Linkage and the Evolution of International Cooperation. Journal of Conflict Resolution 30 (1):141–70.Google Scholar
Molinari, Francesca. 2010. Missing Treatments. Journal of Business and Economic Statistics 28 (1):8295.CrossRefGoogle Scholar
Moravcsik, Andrew. 1998. The Choice for Europe: Social Purpose and State Power from Messina to Maastricht. Ithaca, N.Y.: Cornell University Press.Google Scholar
Morgan, T. Clifton. 1990. Issue Linkages in International Crisis Bargaining. American Journal of Political Science 34 (2):311–33.CrossRefGoogle Scholar
Morgan, Stephen L., and Winship, Christopher. 2007. Counterfactuals and Causal Inference: Methods and Principles for Social Research. New York: Cambridge University Press.CrossRefGoogle Scholar
Morgenthau, Hans J. 1973. Politics Among Nations: The Struggle for Power and Peace. 5th ed.New York: Knopf.Google Scholar
Morrow, James D. 1991. Alliances and Asymmetry: An Alternative to the Capability Aggregation Model of Alliances. American Journal of Political Science 35 (4):904–33.Google Scholar
Morrow, James D. 1992. Signaling Difficulties with Linkage in Crisis Bargaining. International Studies Quarterly 36 (2):153–72.Google Scholar
Oatley, Thomas. 2004. International Political Economy. New York: Pearson.Google Scholar
Oneal, John, and Russett, Bruce M.. 1997. The Classical Liberals Were Right: Democracy, Interdependence, and Conflict, 1950–1985. International Studies Quarterly 41 (2):267294.Google Scholar
Oye, Kenneth A. 1992. Economic Discrimination and Political Exchange: World Political Economy in the 1930s and 1980s. Princeton, N.J.: Princeton University Press.Google Scholar
Pahre, Robert. 2008. Politics and Trade Cooperation in the Nineteenth Century: The ‘Agreeable Customs’ of 1815–1914. Cambridge: Cambridge University Press.Google Scholar
Pearson, Glenda J. 2001. Rohn's World Treaty Index: Its Past and Future. International Journal of Legal Information 29 (3):543–59.Google Scholar
Poast, Paul. 2010. (Mis)Using Dyadic Data to Analyze Multilateral Events. Political Analysis 18 (4):403–25.Google Scholar
Powers, Kathy. 2004. Regional Trade Agreements as Military Alliances. International Interactions 30 (4):373–95.CrossRefGoogle Scholar
Powers, Kathy. 2006. Dispute Initiation and Alliance Obligations in Regional Economic Institutions. Journal of Peace Research 43 (4):453–71.Google Scholar
Powers, Kathy L., and Goertz, Gary. 2006. The Evolution of Regional Economic Institutions into Security Institutions. Unpublished Manuscript, Pennsylvania State University, State College and University of Arizona, Tucson.Google Scholar
Putnam, Robert D. 1988. Diplomacy and Domestic Politics: The Logic of Two-Level Games. International Organization 42 (3):427–60.CrossRefGoogle Scholar
Rogowski, Ronald. 1989. Commerce and Coalitions: How Trade Affects Domestic Political Alignments. Princeton, N.J.: Princeton University Press.Google Scholar
Rosenau, James N. 1969. Linkage Politics: Essays on the Convergence of National and International Systems. New York: Free Press.Google Scholar
Rosenbaum, Paul R. 2002. Observational Studies. 2d ed.New York: Springer.Google Scholar
Rubin, Donald B. 2006. Matched Sampling for Causal Effects. New York: Cambridge University Press.Google Scholar
Sabrosky, Alan Ned. 1980. Interstate Alliances: Their Reliability and the Expansion of War. In The Correlates of War. Vol. 2, Testing Some Realpolitik Models, edited by Singer, J. David, 161–98. New York: Free Press.Google Scholar
Schonhardt-Bailey, Cheryl, ed. 1996. Free Trade: The Repeal of the Corn Laws. Bristol, England: Thoemmes Press.Google Scholar
Schroeder, Paul W. 1994. The Transformation of European Politics, 1763–1848. Oxford, England: Clarendon Press.CrossRefGoogle Scholar
Sebenius, James K. 1983. Negotiation Arithmetic: Adding and Subtracting Issues and Parties. International Organization 37 (2):281316.Google Scholar
Singer, J. David, Bremer, Stuart, and Stuckey, John. 1972. Capability Distribution, Uncertainty, and Major Power War, 1820–1965. In Peace, War, and Numbers, edited by Russett, Bruce M., 1948. Beverly Hills, Calif.: Sage Publications.Google Scholar
Singer, J. David, and Small, Melvin. 1966. Formal Alliances, 1815–1939: A Quantitative Description. Journal of Peace Research 3 (1):131.Google Scholar
Spagnolo, Giancarlo. 2001. Issue Linkage, Credible Delegation, and Policy Cooperation. Working Paper 2778. London: Centre for Economic Policy Research.Google Scholar
Stein, Arthur A. 1980. The Politics of Linkage. World Politics 33 (1):6281.Google Scholar
Steiner, Zara S. 2005. The Lights That Failed: European International History, 1919–1933. New York: Oxford University Press.Google Scholar
Stone, Randall W. 2008. The Scope of IMF Conditionality. International Organization 62 (4):589620.Google Scholar
Taylor, Alan J.P. 1954. Struggle For Mastery In Europe, 1848–1918. Oxford, England: Clarendon Press.Google Scholar
Thacker, Strom C. 1999. The High Politics of IMF Lending. World Politics 52 (1):3875.CrossRefGoogle Scholar
Thompson, William R. 2001. Identifying Rivals and Rivalries in World Politics. International Studies Quarterly 45 (4):557–86.Google Scholar
Tollison, Robert D., and Willett, Thomas D.. 1979. An Economic Theory of Mutually Advantageous Issue Linkages in International Negotiations. International Organization 33 (4):425–49.Google Scholar
Tomz, Michael. 2007. Reputation and International Cooperation: Sovereign Debt Across Three Centuries. Princeton, N.J.: Princeton University Press.Google Scholar
Wagner, R. Harrison. 1988. Economic Interdependence, Bargaining Power, and Political Influence. International Organization 42 (3):461–83.Google Scholar
Wallace, William. 1976. Issue Linkage Among Atlantic Governments. International Affairs 52 (2):163–79.Google Scholar
Walt, Stephen. 1987. The Origins of Alliances. Ithaca, N.Y.: Cornell University Press.Google Scholar
Waltz, Kenneth N. 1979. Theory of International Politics. New York: McGraw-Hill.Google Scholar
Wilkenfeld, Jonathan, ed. 1973. Conflict Behavior and Linkage Politics. New York: David McKay.Google Scholar
World Politics. 1985. 38 (1).Google Scholar
Supplementary material: File

Poast supplementary zip1

Poast supplementary zip1

Download Poast supplementary zip1(File)
File 132.4 KB
Supplementary material: File

Poast supplementary zip2

Poast supplementary zip2

Download Poast supplementary zip2(File)
File 171.6 KB