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The Citizenship Paradigm
Published online by Cambridge University Press: 27 October 2017
Abstract
This chapter suggests the deployment of the concept of European citizenship as a means of integration alongside the internal market, proposing the citizenship paradigm of European integration to inform the Union’s future. This proposal, based on a combination of the initial promise of European unity and the potential of EU citizenship, is not purely utopian but is directly rooted in the primary law as well as in the purpose of the integration project.
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- Copyright © Centre for European Legal Studies, Faculty of Law, University of Cambridge 2013
References
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31 The Schuman Declaration (9 May 1950).
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35 Allott (n 20). See also Basheska, E, ‘The Principle of Good Neighbourly Relations in Europe’ (PhD thesis, University of Groningen 2014)Google Scholar for a detailed analysis of this new context under the auspices of EU law.
36 D Kochenov and F Amtenbrink, ‘The Active Paradigm of the Study of the EU’s Place in the World: An Introduction’ in Kochenov and Amtenbrink (n 16), 1. It seems that it would be too far-fetched to state that the EU’s special position in the world as the first test case of what Judge Pescatore branded as ‘droit de l’intégration’ is radically undermined by the crisis of the Economic and Monetary Union (EMU).
37 de Witte, F, ‘The Role of Transnational Solidarity in Mediating Conflicts of Justice in Europe’ (2012) 18 European Law Journal 694 CrossRefGoogle Scholar; Kochenov, D, ‘On Options of Citizens and Moral Choices of States’ (2009) 33 Fordham International Law Journal 156 Google Scholar.
38 The division of all citizens into marktbürgers and citoyens is half-hearted, if viewed in this vein, even though it is overwhelmingly accepted in EU legal scholarship. See, eg, Kochenov, D, ‘ Ius Tractum of Many Faces: European Citizenship and a Difficult Relationship between Status and Rights’ (2009) 15 Columbia Journal of European Law 169, 194–95Google Scholar and the literature cited therein for an overview.
39 See the Court’s reasoning in Van Gend en Loos (n 34) for the connections between the citizen and the establishment of the fundamental essence of EU law through the principle of direct effect.
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45 Van Gend en Loos (n 34).
46 Case C-34/09 Ruiz Zambrano [2011] 2 CMLR 46.
47 Case C-184/99 Rudy Grzelczyk v Centre public d’aide sociale d’Ottignies-Louvain-la-Neuve [2001] ECR I-6193 [31]. See also Case C-413/99 Baumbast and R v Secretary of State for the Home Department [2002] ECR I-7091 [82]; Case C-34/09 Ruiz Zambrano [2011] 2 CMLR 46 [41].
48 Crucially, even the exact moment of the introduction of the terminology of citizenship into the treaties is irrelevant in this context. European citizenship, as an empowering legal status of the Member States’ nationals, clearly pre-dates the Treaty of Maastricht, as Antje Wiener has shown. See Wiener, Antje, ‘Assessing the Constructive Potential of Union Citizenship: A Socio-Historical Perspective’ (1997) 1 European Integration Online Papers 17 Google Scholar; Wiener, Antje, ‘European’ Citizenship Practice: Building Institutions of a Non-State (Boulder, Westview 1998)Google Scholar. See also R Plender, ‘An Incipient Form of European Citizenship’ in Jacobs (n 28). See also Kochenov and Plender (n 25) for a contemporary analysis of the (lack of) importance of the Maastricht terminological innovation for the EU citizenship practice until very recent developments.
49 Recital 10 of the Preamble to the Treaty of Lisbon, which reads as follows: ‘RESOLVED to establish a citizenship common to nationals of their countries.’
50 This is notwithstanding the fact that the origins of the democracy and human rights protection thinking at the EU level within the context of the internal market are necessarily connected with the activity of corporations claiming rights and the power games between the courts at different levels. For a great story, see G Davies, ‘Constitutional Disagreement in Europe and the Search for Legal Pluralism’ (2010) Prague Eric Stein Working Papers 1/2010.
51 But see G Davies’ contribution in de Búrca, Kochenov and Williams (n 9).
52 Needless to say, such protection is not absolute, but it is likely to improve in the future. See, eg, von Bogdandy, A et al, ‘Reverse Solange: Protecting the Essence of Fundamental Rights against EU Member States’ (2012) 49 CML Rev 489 Google Scholar. For criticism and analysis, see the special debate which was dedicated to this proposal by the Verfassungsblog in the spring of 2012.
53 de Búrca (n 16).
54 There is no reason to take integration, which necessarily means taking integration in a particular specific form, for granted. The need for justification is always there. Neyer, J, The Justification of Europe: A Political Theory of Supranational Integration (Oxford, Oxford University Press 2012)CrossRefGoogle Scholar; Morgan (n 12); Sissenich (n 12).
55 Spaak Report (n 21).
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59 Case C-135/08 Janko Rottmann v Freistaat Bayern [2010] ECR I-1449. For a critical analysis, see, eg, Cambien, N, ‘Case C-125/08, Janko Rottmann v Freistaat Bayern ’ (2011) 17 Columbia Journal European Law 375, 386–91Google Scholar; see also Kochenov, D, ‘Annotation of Case C-135/08 Rottmann ’ (2010) 47 CML Rev 1831 Google Scholar.
60 T Marguery, ‘La citoyénneté européenne joue-t-elle un role dans l’espace penal de liberté, de sécurité et de justice?’ (2010) Cahiers de droit européen 387.
61 Komárek, J, ‘European Constitutionalism and the European Arrest Warrant’ (2007) 44 CML Rev 9 Google Scholar.
62 Exceptions are very rare. See, eg, Kostakopoulou (n 24) for a fundamental work arguing for the deployment of EU citizenship to the full.
63 Aron, R, Le Grand Débat: Initiation à la Stratégie Atomique (Paris, Calmann-Levy 1963)Google Scholar (theorising the mutually assured destruction doctrine).
64 See Andrew Williams’ remarkable analysis of the actual role of the value of peace in the context of EU integration, which is nil—to which Srebrenica and countless other episodes testify: Williams (n 1) 22–64.
65 Case C-212/06 Government of the French Community and Walloon Government v Flemish Government [2008] ECR I-1683, Opinion of AG Sharpston [143]–[144].
66 Kochenov (n 8) 41–45.
67 See, eg, Kochenov (n 38) (on EU citizenship and ‘activated’ EU citizenship).
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70 See, eg, Joined Cases 80 and 159/85 Nederlandse Bakkerij Stichting v EDAH BV [1986] ECR 3359, Opinion of AG Mischo: ‘Reverse discrimination is clearly impossible in the long run with a true common market’ (at 3375) (concerning goods); Case C-168/91 Konstantinidis [1993] ECR I-1191, Opinion of AG Jacobs [46] (concerning the free movement of people). The learned AG stated that it is ‘increasingly difficult to see why Community law should accept any type of difference in treatment which is based purely on nationality, except in so far as the essential characteristics of nationality are at stake’. Government of the French Community and Walloon Government v Flemish Government (n 65) Opinion of AG Sharpston [117]–[118].
71 On EU federalism see, eg, Lenaerts, K and Gutman, K, ‘“Federal Common Law” in the European Union’ (2006) 54 American Journal of Comparative Law 1 CrossRefGoogle Scholar. See also Schütze, R, ‘On “Federal” Ground: The European Union as an (Inter)National Phenomenon’ (2009) 46 CML Rev 1069 Google Scholar; Piris, J-C, ‘L’Union Européenne: vers une nouvelle forme de fédéralisme?’ (2005) 41 Revue trimestrielle de droit european 243 Google Scholar.
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73 For an analysis, see Kochenov and Plender (n 25).
74 For a great overview, see von Bogdandy, A and Bast, J, ‘The European Union’s Vertical Order of Competences’ (2002) 39 CML Rev 227 Google Scholar.
75 Joined Cases C-64 and C-65/96 Uecker and Jacquet [1997] ECR I-3171 [23]; Case C-148/02 Garcia Avello [2003] ECR I-11613 [26].
76 As has been shown in detail elsewhere, the rationale behind this statement is pre-Maastricht in nature: it treats EU citizenship as an auxiliary instrument of the internal market and ignores all the crucial innovations of the Treaty on European Union signed in Maastricht: Kochenov and Plender (n 25) 376.
77 Part II TFEU (also art 9 TEU).
78 ‘The Court of Justice of the European Union … shall ensure that in the interpretation and application of the Treaties the law is observed’: art 19(1) TEU.
79 Kochenov and Plender (n 25) 376–77.
80 See, eg, A Williams, ‘The EU, Interim Global Justice and the International Legal Order’ in Kochenov and Amtenbrink (n 16), 38, demonstrating the legitimacy of the expectations of turning the EU into an actor of global redistributive justice.
81 Williams (n 1). See also de Búrca, Kochenov and Williams (n 9) for a global overview of this important problem as well as some possible solutions.
82 Williams (n 1) 22–64.
83 Somek (n 2).
84 Weiler, JHH, ‘Europa: “Nous coalisons des Etats noun n’unissons pas des hommes”’ in Cartabia, M and Simoncini, A (eds), La Sostenibilità della democrazia nel XXI secolo (Bologna, Il Mulino 2009) 51 Google Scholar.
85 Weiler, JHH, ‘Though Shalt Not Oppress a Stranger’ (1992) 3 European Journal of International Law 65 CrossRefGoogle Scholar; Balibar, É, Nous, citoyens d’Europe (Paris, Découverte 2001)Google Scholar.
86 However artificially her economic nature is discovered. See also Kochenov (n 8) 41–45 for criticism of such artificiality.
87 Weiler (n 15); Weiler, JHH, ‘In the Face of the Crisis—Input Legitimacy, Output Legitimacy and the Political Messianism of European Integration’ (2012) 34 Journal of European Integration 825 CrossRefGoogle Scholar.
88 Weiler (n 15).
89 Bellah, RN and Hammond, PE, Varieties of Civil Religion (San Francisco, Harper & Row, 1982)Google Scholar.
90 Case C-438/05 International Transport Workers’ Union Federation et al v Vikingline ABP et al [2007] ECR I-10779; Case C-341/05 Laval un Partneri Ptd v Svenska Byggnadsarbetareförbundet et al [2007] ECR I-11767.
91 For critical analyses, see eg, Belavusau, U, ‘The Case of Laval in the Context of the Post-Enlargement EC Law Development’ (2008) 9 German Law Journal 1279 Google Scholar; Kukovec (n 5).
92 Weiler (n 3). It should be kept in mind that in the European context, the appeals to peace as a legitimising factor are particularly ironic, should one take the history of bi-polar world and strong American presence on the continent fully into account. The irony is explained well by NATO’s General Secretary Anders Fogh Rasmussen: ‘Soft power alone is no power at all’: A Rettman, ‘NATO Chief: EU Soft Power is “No Power at All”’ EU Observer (6 May 2013). Available at: http://euobserver.com/defence/120046.
93 Weiler (n 85). This logic explains why the Charter of Fundamental Rights was not met with any particular enthusiasm and will most likely remain stillborn from the point of view of legitimising the Union: van den Brink, M, ‘EU Citizenship and EU Fundamental Rights’ (2012) 39 Legal Issues of European Economic Integration 273 Google Scholar.
94 Weiler (n 3) 231.
95 Nic Shuibhne (n 6) 1608.
96 Neyer, The Justification of Europe (n 10); Neyer, ‘Justice, Not Democracy: Legitimacy in the European Union’ (n 10).
97 This is a trade-off inherent in the logic of proportionality: M Cohen-Eliya and I Porat, ‘Proportionality and the Culture of Justification’ (2011) American Journal of Comparative Law 463. See also Tsakyrakis, S, ‘Proportionality: An Assault on Human Rights?’ (2009) 7 International Journal of Constitutional Law 468 CrossRefGoogle Scholar for criticism.
98 Weiler (n 3) 231.
99 See Wollenschläger, F, ‘A New Fundamental Freedom beyond Market Integration’ (2011) 17 European Law Journal 3 CrossRefGoogle Scholar for a meticulous analysis.
100 Craig, P, ‘The ECJ and Ultra Vires Action: A Conceptual Analysis’ (2011) 48 CML Rev 395 Google Scholar.
101 Cowan, Micheletti, Adoui and Cornouaille can all be presented as—and essentially are—cases about EU citizenship. Also the first takes on supra-national citizenship were necessarily market-driven: HP Ipsen and G Nicolaysen, ‘Haager Konferenz für Europarecht und Bericht über die aktuelle Entwicklung des Gemeinschaftsrechts’ [1965] Neue Juristische Wochenschrift 18.
102 Kochenov and Plender (n 25) 373–74.
103 See, eg, Wiener, ‘European’ Citizenship Practice (n 48); O’Leary, S, The Evolving Concept Of Community Citizenship (The Hague, Kluwer Law International 1996)Google Scholar.
104 Rottmann (n 59), Opinion of AG Poiares Maduro [23]. See also Kochenov, D, ‘Member State Nationalities and the Internal Market: Illusions and Reality’ in Shuibhne, N Nic and Gormley, LW (eds), From Single Market to Economic Union (Oxford, Oxford University Press 2012), 241 CrossRefGoogle Scholar, for the legal analysis of the interaction between the two autonomous legal concepts—that of Member State nationality and that of EU citizenship.
105 As it is derived from the nationalities of the Member States: Kochenov (n 38).
106 See, eg, Nic Shuibhne (n 6).
107 Wollenschläger (n 99). See also Kochenov (n 19) for an attempt to reconcile the two visions by showing that they are not in fundamental conflict.
108 There is a reference to ‘duties’ too; for an analysis, see Kochenov, D, ‘European Citizenship without Duties’ (2014) 10 European Law Journal (forthcoming)Google Scholar.
109 Article 3(2) TEU.
110 Ibid, art 3(3).
111 Ibid, art 5(1).
112 Kochenov and Plender (n 25).
113 Craig (n 101).
114 Dora Kostakopoulou played an important role here: Kostakopoulou, D, ‘Citizenship Goes Public: The Institutional Design of Anational Citizenship’ (2009) 17 Journal of Political Philosophy 275 CrossRefGoogle Scholar; Kostakopoulou, D, ‘European Union Citizenship: Writing the Future’ (2007) 13 European Law Journal 623 CrossRefGoogle Scholar; Kostakopoulou (n 24); Kostakopoulou, D, Citizenship, Identity and Immigration in the European Union: Between Past and Future (Manchester, Manchester University Press 2001)Google Scholar; Kostakopoulou, D, ‘The European Citizenship Menu: Modes and Options’ (2000) 7 Journal of European Public Policy 477 Google Scholar; Kostakopoulou, D, ‘Nested “Old” and “New” Citizenships in the European Union: Bringing out the Complexity’ (1999) 5 Columbia Journal of European Law 389 Google Scholar.
115 See, eg, Konstantinidis (n 70) Opinion of AG Jacobs [46]; Case C-214/94, Ingrid Boukhalfa v Bundesrepublik Deutschland [1996] ECR I-2253, Opinion of AG Léger [63]; Joined Cases C-65 and 111/95 R v Secretary of State for the Home Department ex p Mann Singh Shingara and ex p Abbas Radiom [1997] ECR I-3343, Opinion of AG Ruiz-Jarabo Colomer [34].
116 See Kochenov (n 38) 172 for a list of sceptical opinions by scholars, including JHH Weiler, PJG Kapteyn, P VerLoren van Themaat, HU Jessurun d’Oliveira and others.
117 Uecker and Jacquet (n 75) [23]; Garcia Avello (n 75) [26].
118 Different approaches to the notion can be found in the literature. Dora Kostakopoulou listed the following: ‘Market citizenship’, ‘Civic republican European citizenship’, ‘Deliberative European citizenship’, ‘Corrective European citizenship’ and ‘Constructive European citizenship’: Kostakopoulou (n 24) 238–43. See, for notable alternative analyses eg, Bosniak, L, ‘Citizenship Denationalised’ (2000) 7 Indiana Journal of Global Legal Studies 477 Google Scholar; Rubinstein, K and Adler, D, ‘International Citizenship: The Future of Nationality in a Globalised World’ (2000) 7 Indiana Journal of Global Legal Studies 519, 522Google Scholar.
119 See Kochenov (n 19) on the many current directions of EU citizenship law.
120 Shaw, J, ‘Constitutional Settlements and the Citizen after the Treaty of Amsterdam’ in Neunreither, K and Wiener, A (eds), European Integration after Amsterdam (Oxford, Oxford University Press 2000)Google Scholar, arguing for a constructive approach.
121 Case C-85/96 Martínez Sala [1998] ECR I-2691.
122 Garcia Avello (n 75).
123 Nic Shuibhne (n 6).
124 KL Karst, ‘Equal Protection of the Laws’ (1986) Nov/Dec Society 24; Bauböck, R and Guiraudon, V, ‘Introduction: Realignments of Citizenship: Reassessing Rights in the Age of Plural Memberships and Multi-Level Governance’ (2009) 13 Citizenship Studies 439 CrossRefGoogle Scholar.
125 Rottman (n 59); [2010] 3 CMLR 2; Case C-34/09 Gerardo Ruiz Zambrano v Office national de l’emploi (ONEm) [2011] 2 CMLR 46; Case C-256/11 Murat Dereci v Bundesministerium für Inneres [2012] 1 CMLR 45. See also Kochenov (n 26).
126 Thym, D, ‘Towards “Real” Citizenship? The Judicial Construction of Union Citizenship and its Limits’, in Adams, M et al (eds), Judging Europe’s Judges (Oxford, Hart Publishing 2013)Google Scholar.
127 For an analysis see, eg, Kochenov (n 104).
128 Kostakopoulou (n 24).
129 I Pernice, ‘The EU—A Citizens’ Joint Venture: Multilevel Constitutionalism and Open Democracy in Europe’ (2012) Walter Hallstein-Institut Working Paper.
130 Weiler (n 33) 18.
131 Pernice (n 129). Pernice’s starting point is the following: ‘I understand the people not as an abstract entity “Volk” or nation, but as the individuals having decided to unite and constitute themselves as the subjects of legitimacy by organizing themselves politically within what we call “state”, the citizenship of which they earn … My proposal is to consider the constitution of Europe in the same way.’
132 Opinion of AG Poiares Maduro in Case C-524/06 Heinz Huber v Germany [2008] ECR I-9705 [19] (emphasis added).
133 Weiler (n 84) 82. The problematic aspect of this case law is precisely in that it fails to fulfil the conceptual transition from a freedom of movement based on the market to a freedom based on citizenship.
134 Nic Shuibhne (n 6).
135 This openness of the Court to the non-market elements in the consideration of the substance of EU citizenship cases has been noticed by scholars. See, eg, Wollenschläger (n 100).
136 Kochenov and Plender (n 25).
137 Kochenov, D, ‘Equality across the Legal Orders; Or Voiding EU Citizenship of Content’ in Guild, E, Rotaeche, C Gortázar and Kostakopoulou, D (eds), The Reconceptualisation of European Citizenship (Leiden, Martinus Nijhoff, 2014), 301 CrossRefGoogle Scholar.
138 Cohen, GA, ‘On the Currency of Egalitarian Justice’ (1989) 99 Ethics 906 CrossRefGoogle Scholar; Waldron, J, ‘The Substance of Equality’ (1983) 89 Michigan Law Review 1350 CrossRefGoogle Scholar.
139 Kochenov (n 137).
140 Chalmers, D, Davies, G and Monti, G, European Union Law, 2nd edn (Cambridge, Cambridge University Press 2010) 463 CrossRefGoogle Scholar.
141 See, eg, Italian Corte Costitutzionale, sentenza 16–30 dicembre 1997, No 443, para 6: ‘nel giudizio di eguaglianza affidato a questa Corte non possono essere ignorati gli effetti discriminatori che l’applicazione del diritto comunitario è suscettibile di provocare’.
142 Belgian Cour Constitutionnelle, Judgment 11/2009 of 21 January 2009. See also Van Elsuwege, P and Adam, S, ‘The Limits of Constitutional Dialogue for the Prevention of Reverse Discrimination’ (2009) 5 European Constitutional Law Review 327, 335–37CrossRefGoogle Scholar.
143 The former is a pure tautology without the latter. See, eg, Berlin, I, ‘Equality’ (1955–56) 56 Proceedings of the Aristotelian Society 301 Google Scholar.
144 You should not necessarily move to be ‘cross-border’: see, eg, Case C-403/03 Egon Schempp v Finanzamt München V [2005] ECR I-6421 [22].
145 For an overview, see Lenaerts (n 26) 18.
146 Zhu v Chen (C-200/02 [2004] ECR I-9925) is a good example. An infinite number of others can be given by any graduate student reading EU law at a respectable University.
147 Tryfonidou, A, ‘In Search of the Aim of the EC Free Movement of Persons Provisions’ (2009) 46 CML Rev 1591, 1592–95Google Scholar.
148 Lenaerts (n 26); Kochenov (n 26).
149 Rottmann (n 59) [42].
150 See, eg, Ruiz Zambrano (n 126) [42]; McCarthy (n 4) [53].
151 As happened in McCarthy (n 4), for instance.
152 Kochenov, D, ‘The Right to Have What Rights?’ (2013) 19 European Law Journal 502 CrossRefGoogle Scholar.
153 The two jurisdiction tests are used side by side at the moment: McCarthy (n 4); Dereci (n 125).
154 Kochenov and Plender (n 25); Kochenov (n 26).
155 Kochenov (n 152).
156 Ibid; Shuibhne, N Nic, ‘Seven Questions for Seven Paragraphs’ (2011) 36 European Law Review 161 Google Scholar.
157 Kuhn, TS, The Structure of Scientific Revolutions (Chicago, University of Chicago Press 1962)Google Scholar.
158 See Philip Allott’s work, using international law and relations as a case study for the re-statement of this simple truth: Allott, P, Eunomia (Oxford, Oxford University Press 1990)Google Scholar; Allott (n 11).
159 It took us, lawyers, many generations to come to this understanding dismissing the ‘scientific’ fantasy of the law. For a great plea to take reality into account in EU law see R Schütze (n 11).
160 See, eg, Wintermute, R and Andenæs, M (eds), Legal Recognition of Same-Sex Partnerships (Oxford, Hart Publishing 2001)Google Scholar.
161 See, eg, Davies, B, Resisting the European Court of Justice (Cambridge, Cambridge University Press 2012)CrossRefGoogle Scholar.
162 See, eg, Kennedy, D, ‘Three Globalizations of Law and Legal Thought: 1850–2000’ in Trubek, DM and Santos, A (eds), The New Law and Economic Development (Cambridge, Cambridge University Press 2006) 19 CrossRefGoogle Scholar.
163 See, eg, Perju (n 44).
164 Part III.
165 Part II.
166 Part I V.
167 Part VI.
168 Kochenov and Plender (n 25).
169 Kochenov (n 152).
170 Palombella, G, ‘Whose Europe? After the Constitution: A Goal-Based Citizenship’ (2005) 3 International Journal of Constitutional Law 357 CrossRefGoogle Scholar, referring to Sen’s work in the context of EU citizenship.
171 Kumm (n 41).
172 Davies (n 42).
173 See the Opinion of AG Sharpston in Ruiz Zambrano (n 125), criticising many aspects of this logic.
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