Skip to main content Accessibility help
×
Hostname: page-component-586b7cd67f-r5fsc Total loading time: 0 Render date: 2024-11-25T18:35:51.340Z Has data issue: false hasContentIssue false

1 - Police Use of Force: The History of Research

Published online by Cambridge University Press:  14 July 2009

Geoffrey P. Alpert
Affiliation:
University of South Carolina
Roger G. Dunham
Affiliation:
University of Miami
Get access

Summary

the difficulties associated with conducting research on a group such as the police that, historically, has had great power and autonomy should not be underestimated. As we have seen, the role of the police in society is one of authority with the right to use force. The right of the police to use force to fulfill their responsibilities and the fact that they work in an environment without direct supervision contribute to making abuse of this power all too easy. Unfortunately, these considerations also make it very difficult to study the police and their possible abuse of power. Given the unquestionable relevance of these issues to our society, researchers have attempted to understand and explain the phenomenon of police use and abuse of force. This book proposes a new conceptual framework for examining and assessing the use of force, a framework discussed at length in Chapter 8. A brief survey of prior research on police use-of-force is therefore both necessary and useful to demonstrate the progress that has been made in police use-of-force research, and to highlight the obstacles that remain to attaining a more complete understanding of when and why force is used in law enforcement.

An Imperfect World: Necessary Force

Since the beginning of law enforcement, people have been concerned about the use of force by the police. As early as 1215 English barons ordered restrictions placed on all sheriffs and constables to curb abuses of power by the forces of law and order.

Type
Chapter
Information
Understanding Police Use of Force
Officers, Suspects, and Reciprocity
, pp. 17 - 53
Publisher: Cambridge University Press
Print publication year: 2004

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Adams, Kenneth. “Measuring the Prevalence of Police Abuse of Force.” In And Justice for All: Understanding and Controlling Abuse of Force (pp. 61–98). Ed. W. Geller and H. Toch. Washington, DC: Police Executive Research Forum, 1995
Adams, Kenneth. “What We Know about Police Use of Force.” In Use of Force by Police: Overview of National and Local Data (pp. 1–14). Washington, DC: National Institute of Justice and Bureau of Justice Statistics, 1999
Alpert, Geoffrey, and Roger Dunham. The Force Factor: Measuring Police Use of Force Relative to Suspect Resistance. Washington, DC: Police Executive Research Forum, 1997
Alpert, Geoffrey P., Roger G. Dunham, Dennis Kenney, and Thomas Madden. The Force Factor: Measuring Police Use of Force Relative to Suspect Resistance. (Final Report to the National Institute of Justice), 2002
Alpert, Geoffrey P., and Lorie Fridell. Police Vehicles and Firearms: Instruments of Deadly Force. Prospect Heights, IL: Waveland Press, 1992
Alpert, Geoffrey P., Dennis, Kenney, and Dunham, Roger. “Police Pursuits and the Use of Force: Recognizing and Managing ‘The Pucker Factor.’” Justice Quarterly 14(1997): 371–85CrossRefGoogle Scholar
Alpert, Geoffrey P., and Smith, Michael R.. “Police Use of Force Data: Where We Are and Where We Should Be Going.” Police Quarterly 2(1999): 57–78CrossRefGoogle Scholar
Alpert, Geoffrey, and Smith, William. “Developing Police Policy: An Evaluation of the Control Principle.” American Journal of Police 13(1994): 1–20Google Scholar
Alpert, Geoffrey P., and Smith, William C.. “How Reasonable Is The Reasonable Man? Police and Excessive Force.” Journal of Criminal Law and Criminology 85(1994): 481–501CrossRefGoogle Scholar
Anonymous. “Note, Police Liability for Creating the Need to Use Deadly Force in Self-Defense.” Michigan Law Review 86(1988): 1982–2009CrossRef
Bayley, David. “The Tactical Choices of Police Patrol Officers.” Journal of Criminal Justice 14(1986): 329–48CrossRefGoogle Scholar
Bayley, David H., and James Garofalo. “Patrol Officer Effectiveness in Managing Conflict during police-Citizen Encounters.” In Report to the New York State Commission on Criminal Justice and the Use of Force (pp. B1–88). Albany: New York State Commission on Criminal Justice and the Use of Force, 1987
Bayley, David H., and Garafolo, James. “The Management of Violence by Police Patrol Officers.” Criminology 27(1989): 1–25CrossRefGoogle Scholar
Bittner, Egon. The Functions of the Police in Modern Society. Rockville, MD: National Institute of Mental Health, 1970
Bittner, Egon. “Florence Nightingale in Pursuit of Willie Sutton.” In The Potential for Reform of the Criminal Justice System (pp. 17–44). Ed. Herbert Jacob. Beverly Hills, CA: Sage Publications, 1974
Bureau of Justice Statistics. Law Enforcement Management and Administrative Statistics. Washington, DC: Bureau of Justice Statistics, 1995
Chevigny, Paul B. Police Power: Police Abuses in New York City. New York: Vintage Books (Pantheon), 1969
Crawford, Charles, and Burns, Ronald. “Predictors of the Police Use of Force.” Police Quarterly 14(1998): 41–63CrossRefGoogle Scholar
Croft, Elizabeth, and Bruce A. Austin. “Police Use of Force in Rochester and Syracuse, New York 1984 and 1985.” Report to the New York State Commission on Criminal Justice and the Use of Force (pp. 1–128). Albany, NY: New York State Commission on Criminal Justice and Use of Force, 1987
Dunham, Roger, and Alpert, Geoffrey. “Controlling the Use of Force: An Evaluation of Street-Level Narcotics Interdiction in Miami.” American Journal of Police 14(1995): 83–100CrossRefGoogle Scholar
Dunham, Roger, and Geoffrey Alpert. “The Effects of Officer and Suspect Ethnicity in Use of Force Incidents.” In Policing and Minority Communities: Bridging the Gap (pp. 102–14). Ed. Delores Jones-Brown and Karen Terry. Upper Saddle River, NJ: Prentice-Hall, 2004
Friedrich, Robert J.Police Use of Force: Individuals, Situations and Organizations.” Annals of the American Academy of Political and Social Science 452(1980): 82–97CrossRefGoogle Scholar
Fyfe, James. “Training to Reduce police-Citizen Violence.” In And Justice for All: Understanding and Controlling Police Abuse of Force (pp. 151–75). Ed. W. Geller and H. Toch. Washington, DC: Police Executive Research Forum, 1995
Fyfe, James. “The Split-Second Syndrome and Other Determinants of Police Violence.” Critical Issues in Policing, 2nd ed. (pp. 531–46). Ed. R. Dunham and G. Alpert. Prospect Heights, IL: Waveland Press, 1997
Gallup, George. “Americans Say Police Brutality Frequent but Most Have Favorable Opinion of Their Local Police.” The Gallup Poll Monthly 1991 (March): 53–6
Garner, Joel, James Buchanan, Tom Schade, and John Hepburn. “Understanding the Use of Force by and against the Police.” In Research in Brief. Washington, DC: National Institute of Justice, 1996
Garner, Joel, and Chris Maxwell. “Measuring the Amount of Force Used by and against the Police in Six Jurisdictions.” In Use of Force by Police: Overview of National and Local Data (pp. 22–44). Washington, DC: Bureau of Justice Statistics and National Institute of Justice, 1999
Garner, Joel, Christopher, Maxwell, and Heraux, Cedrick. “Characteristics Associated with the Prevalence and Severity of Force Used by the Police.” Justice Quarterly 19(2002): 705–46CrossRefGoogle Scholar
Geller, William, and Hans Toch (Ed.). And Justice for All: Understanding and Controlling Police Abuse of Force. Washington, DC: Police Executive Research Forum, 1995
Goffman, Erving. Presentation of Self in Everyday Life. New York: Anchor, 1959
Goffman, Erving. Encounters: Two Studies in the Sociology of Interaction. New York, Macmillan, 1961
Graham v. Connor. (1989). 490 U.S. 386
Greenfeld, Lawrence A., Patrick A. Langan, and Steve K. Smith. Police Use of Force: Collection of National Data. Washington, DC: U.S. Department of Justice, Bureau of Justice Statistics and National Institute of Justice, 1999
Greenfeld, Lawrence, Patrick Langan, and Steve Smith. “Revising and Fielding the police-Public Contact Survey.” In Use of Force by Police (pp. 15–18). Washington, DC: National Institute of Justice, 1999
Hagan, Frank E. Research Methods in Criminal Justice and Criminology, 4th ed. Boston: Allyn and Bacon, 1997
Heaphy, James F. Police Practices: The General Administrative Survey. Washington, DC: Police Foundation, 1978
Henriquez, Mark. “IACP National Database Project on Police Use of Force.” In Use of Force by Police: Overview of National and Local Data (pp. 19–24). Washington, DC: National Institute of Justice and Bureau of Justice Statistics, 1999
Hunt, Jennifer, and Manning, Peter. “The Social Context of Police Lying.” Symbolic Interaction 14(1991): 51–70CrossRefGoogle Scholar
International Association of Chiefs of Police. Police Use of Force in America – 2001. Alexandria, VA: International Association of Chiefs of Police, 2002
Kavanagh, John. “The Occurrence of Resisting Arrest in Arrest Encounters: A Study of police-Citizen Violence.” Criminal Justice Review 22(1997): 16–33CrossRefGoogle Scholar
Kenney, Dennis, and Alpert, Geoffrey. “A National Survey of Pursuits and the Use of Police Force: Data from Law Enforcement Agencies.” Journal of Criminal Justice 25(1997): 315–23CrossRefGoogle Scholar
Klinger, David. “Demeanor or Crime? Why ‘Hostile’ Citizens Are More Likely to Be Arrested.” Criminology 32(1994): 475–93CrossRefGoogle Scholar
Klinger, David. “More on Demeanor and Arrest in Dade County.” Criminology 34(1996): 61–79CrossRefGoogle Scholar
Klockars, Carl. “A Theory of Excessive Force and its Control.” In And Justice for All: Understanding and Controlling Police Abuse of Force (pp. 11–29). Ed. W. Geller and H. Toch. Washington, DC: Police Executive Research Forum, 1995
Langan, Patrick, Lawrence Greenfeld, Steve Smith, Michael Durose, and David Levin. Contacts between Police and the Public: Findings from the 1999 National Survey. Washington, DC: Bureau of Justice Statistics, 2001
Lanza-Kaduce, Lonn, and Greenleaf, Richard. “Police Citizen Encounters: Turk on Norm Resistance.” Justice Quarterly 11(1994): 605–23CrossRefGoogle Scholar
Lundman, Richard J.Demeanor or Crime? The Midwest City police-Citizen Encounter Study.” Criminology 32(1994): 651–56CrossRefGoogle Scholar
Mastrofski, Steven, Roger Parks, Albert Reiss, Rob Worden, Christine DeJong, Jeffrey Snipes, and William Terrill. Systematic Observation of Public Police: Applying Field Methods to Policy Issues. National Institute of Justice Research Report, 1998
Mastrofski, Steven, Michael, Reisig, and McClusky, James. “Police Disrespect toward the Public: An Encounter Based Analysis.” Criminology 40(2002): 519–51CrossRefGoogle Scholar
Mastrofski, Steve, Jeffrey, Snipes, and Supina, Anne. “Compliance on Demand: The Public's Response to Specific Requests.” Journal of Research in Crime and Delinquency 33(1996): 269–305CrossRefGoogle Scholar
Miami-Dade Police Department. “Use of Force and Weapons.” In Miami-Dade Police Department Departmental Manual (Chapter 31, p. 01.21). Miami: Miami-Dade Police Department
New York City Police Department. Nationwide Survey of Civilian Complaint Systems. New York: Civilian Complaint Review Board, 1986
Pate, Anthony M., and Lorie A. Fridell. Police Use of Force: Official Reports, Citizen Complaints, and Legal Consequences. Washington, DC: Police Foundation, 1993
Pilivin, Irving, and Briar, Scott. “Police Encounters with Juveniles.” American Journal of Sociology 70(1964): 206–14CrossRefGoogle Scholar
Reiss, Albert. The Police and the Public. New Haven, CT: Yale University Press, 1971a
Reiss, Albert, “Systematic Observation of Natural Phenomena.” In Sociological Methodology. Ed. H. L. Cotner. San Francisco: Jossey-Bass, 1971b
Reiss, Albert, “Police Brutality – Answers to Key Questions.” Transaction 5(8) (1968): 10–19Google Scholar
Skolnick, Jerry, and James Fyfe. Above the Law: Police and the Use of Excessive Force. New York: Free Press, 1993
Sykes, Richard, and Edward Brent. Policing: A Social Behaviorist Perspective. New Brunswick, NJ: Rutgers University Press, 1983
Sykes, Richard, and Clark, John. “A Theory of Deference Exchange in Police Citizen Encounters.” American Journal of Sociology 81(1975): 587–600CrossRefGoogle Scholar
Taft, Phillip. “Policing the New Immigrant Ghettos.” Thinking about Police: Contemporary Readings (pp. 307–15). Ed. C. Klockars and S. Mastrofski. New York: McGraw-Hill, 1991
Terrill, William. “Police Use of Force and Suspect Resistance: The Micro Process of the police-Suspect Encounter.” Police Quarterly 6(2003): 51–83CrossRefGoogle Scholar
Terrill, William, and Mastrofski, Stephen. “Situational and Officer-Based Determinants of Police Coercion.” Justice Quarterly 19(2002): 215–48CrossRefGoogle Scholar
Turk, Austin. Criminality and Legal Order. Chicago: Random House, 1969
Uchida, Craig. “The Development of the American Police.” Critical Issues in Policing (pp. 18–35). Ed. R. Dunham and G. Alpert. Prospect Heights, IL: Waveland Press, 2001
United States Commission on Civil Rights. Who Is Guarding the Guardians: A Report on Police Practices. Washington, DC: United States Commission on Civil Rights, 1981
Virginia Association of Chiefs of Police. 1994 Use of Force Report. Richmond, VA: Virginia Association of Chiefs of Police, 1994
Walker, Samuel. (2001). Police Accountability: The Role of Civilian Oversight. New York: Wadsworth
Walker, Sam, and Kreisel, Betsy W. “Varieties of Citizen Review: The Relationship of Mission, Structure, and Procedures to Police Accountability.” In Critical Issues in Policing (pp. 319–36). Ed. R. Dunham and G. Alpert. Prospect Heights, IL: Waveland Press, 1997
Weisburd, David, Rosann Greenspan, Kellie Bryant, Edwin Hamilton, Hubert Williams, and D. Olson. Abuse of Police Authority in the Age of Community Policing: A Preliminary Study of Issues and Attitudes. Washington, DC: Police Foundation, 1998
Weisburd, David, Rosann Greenspan, Edwin Hamilton, Kellie Bryant, and Hubert Williams. Abuse of Police Authority. Washington, DC: Police Foundation, 2001
Winick, Charles. “Public Opinion on Police Misuse of Force: A New York Study.” In Report to the Governor: Vol. III. Consultant Reports (pp. 5–29). Albany, NY: New York State Commission on Criminal Justice and the Use of Force, 1987
Worden, Rob E. “The ‘Causes’ of Police Brutality: Theory and Evidence on Police Use of Force.” In And Justice for All: Understanding and Controlling Police Abuse of Force (pp. 31–60). Ed. W. A. Geller and H. Toch. Washington, DC: Police Executive Research Forum, 1995
Worden, Rob E., and Shelagh Catlin. “The Use and Abuse of Force by the Police.” In Police and Misconduct (pp. 85–120). Ed. Kim Lersch. Upper Saddle River, NJ: Prentice-Hall, 2002
Worden, Rob E., and Shepard, R. L.. “Demeanor, Crime, and Police Behavior: A Reexamination of the Police Services Study Data.” Criminology 34(1996): 83–105CrossRefGoogle Scholar

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×