Book contents
- Frontmatter
- Contents
- Preface and acknowledgments
- Table of cases
- Table of treaties and legislation
- List of abbreviations
- 1 The retail investor and the EC
- 2 Designing a retail investor protection regime
- 3 Product regulation
- 4 Investment advice and product distribution
- 5 Disclosure
- 6 The trading process
- 7 Education and governance
- 8 Supervision, enforcement and redress
- Index
Index
Published online by Cambridge University Press: 26 February 2010
- Frontmatter
- Contents
- Preface and acknowledgments
- Table of cases
- Table of treaties and legislation
- List of abbreviations
- 1 The retail investor and the EC
- 2 Designing a retail investor protection regime
- 3 Product regulation
- 4 Investment advice and product distribution
- 5 Disclosure
- 6 The trading process
- 7 Education and governance
- 8 Supervision, enforcement and redress
- Index
Summary
- Type
- Chapter
- Information
- How to Protect InvestorsLessons from the EC and the UK, pp. 464 - 474Publisher: Cambridge University PressPrint publication year: 2010