Skip to main content Accessibility help
×
Hostname: page-component-586b7cd67f-t8hqh Total loading time: 0 Render date: 2024-11-22T10:39:24.557Z Has data issue: false hasContentIssue false

3 - Erlitou and Erligang: early state expansion

Published online by Cambridge University Press:  05 June 2014

Li Feng
Affiliation:
Columbia University, New York
Get access

Summary

What the “multi-region” model of Neolithic cultural development cannot explain is how state-level society arose first not from other regional traditions but from the heartland of the Yangshao culture and its successors the Longshan cultures in Henan and Shanxi. However, the line of development in this large region leading to the rise of state was by no means very straight. The power of the Taosi “chiefdom” waned after a few hundred years of prominence and whoever remained to live in the Taosi community seem to have come under domination by another nearby political center. Archaeologists have much to do to understand this process of competition among the pre-state polities and the resultant regional integration in the middle reaches of the Yellow River and other regions in the contemporary time-frame. However, at the beginning of the second millennium BC, one society had risen to a level of power that was far above the limit of other “chiefdom”-level societies in western Henan and southern Shanxi. The Erlitou state or culture occupied a critical position in the formation of state and civilization in North China. It opened a new era that was marked by royal authority, urban civilization, larger political organization, and a strong coercive military presence.

The “State” and “State Formation”

Unlike the term “chiefdom” which is essentially an anthropological construct, the term “state” has a long history in the Western intellectual tradition, and is the one modern term to which different disciplines attach different meanings. In political science which conceives the meaning of “state” in legal–political terms, the “state” is defined as the embodiment of “sovereignty,” hence there is the notion of the modern “Nation State” which identifies the present unit of the “nation” as the bearer of such sovereignty. For political economists, the “state” is an institution equipped with coercive powers, standing in opposition to the individual citizens, and is supposedly the representation of public and collective interest versus individual or private interest. But in a sociological view, which is also the view of most social historians, the “state” is a human organization with multiple qualifications including territory, unified political order, law and coercive power to enforce it, and sovereignty. Finally, in an anthropological sense, the “state” is a type of society or a “stage” in social development, being different from and more massive and complex than the “chiefdom” society, therefore, validating the concept of “state-level society.”

Type
Chapter
Information
Early China
A Social and Cultural History
, pp. 41 - 65
Publisher: Cambridge University Press
Print publication year: 2013

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Liu, Li, and Xingcan, Chen, State Formation in Early China (London: Duckworth, 2003).Google Scholar
Liu, Li, “Academic Freedom, Political Correctness, and Early Civilisation in Chinese Archaeology: The Debate on Xia–Erlitou Relations,Antiquity 83 (2009), 831–843.CrossRefGoogle Scholar
Chang, K. C., The Archaeology of Ancient China, 4th edn. (New Haven: Yale University Press, 1986).Google Scholar
Chang, K. C., Shang Civilization (New Haven: Yale University Press, 1980).Google Scholar
Thorp, Robert, China in the Early Bronze Age: Shang Civilization (Philadelphia: University of Pennsylvania Press, 2006).CrossRefGoogle Scholar
Nienhauser, William H.. (ed.), The Grand Scribe’s Records, vol. 1, The Basic Annals of Pre-Han China (Bloomington: Indiana University Press, 1994).
Thorp, R., China in the Early Bronze Age: Shang Civilization (Philadelphia: University of Pennsylvania Press, 2006), pp. 21–61Google Scholar
Liu, Li and Xingean, Chen, State Formation in Early China (London: Duckworth, 2003), pp. 57–84Google Scholar
Qian, Sima, The Grand Scribe’s Records, vol. 1, The Basic Annals of Pre-Han China, edited by Nienhauser, William H.. (Bloomington: Indiana University Press, 1994), pp. 1–40Google Scholar
Birrell, Anne M., Chinese Mythology: An Introduction (Baltimore: Johns Hopkins University Press, 1993), pp. 77–79Google Scholar
Loewe, Michael (ed.), Early Chinese Texts: A Bibliographical Guide (Berkeley: Institute of East Asian Studies, University of California, Berkeley, 1993)
Chang, K. C., The Archaeology of Ancient China, 4th edn. (New Haven: Yale University Press, 1986), p. 319Google Scholar
Liu, Li, “Academic Freedom, Political Correctness, and Early Civilisation in Chinese Archaeology: The Debate on Xia–Erlitou Relations,Antiquity 83 (2009), 831–843CrossRefGoogle Scholar
Pankenier, David W., “Astronomical Dates in Shang and Western Zhou,Early China 7 (1981–2), 3–37Google Scholar
Keightley, David N., “The Shang: China’s First Historical Dynasty,” in Loewe, Michael and Shaughnessy, Edward L. (eds.), The Cambridge History of Ancient China: From the Origins of Civilization to 221 BC (Cambridge: Cambridge University Press, 1999), p. 248Google Scholar
Chang, K. C., Shang Civilization (New Haven: Yale University Press, 1980), pp. 263–283Google Scholar
Takashima, Ken-ichi, “Literacy to the South and the East of Anyang in Shang China: Zhengzhou and Daxinzhuang,” in Feng, Li and Branner, David (eds.), Writing and Literacy in Early China (Seattle: University of Washington Press, 2011), pp. 141–172Google Scholar
Pankenier, David W., “A Brief History of Beiji (Northern Culmen): With an Excursion on the Origins of the Character Di,Journal of American Oriental Society 124.2 (2004), 211–236CrossRefGoogle Scholar

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×