Skip to main content Accessibility help
×
Hostname: page-component-78c5997874-dh8gc Total loading time: 0 Render date: 2024-11-09T16:40:17.605Z Has data issue: false hasContentIssue false

4 - The Risks of Impartiality: On Judging in One’s Own Cause

Published online by Cambridge University Press:  05 June 2014

Adrian Vermeule
Affiliation:
Harvard Law School, Massachusetts
Get access

Summary

This chapter and the two that follow turn from the macro-level of the overall constitutional order to the micro-level of particular constitutional rules and principles. The same themes operate at both scales: in the large or in the small, precautionary constitutionalism focuses to excess on targeted political risks while ignoring countervailing risks, collateral harms, and unintended consequences. At either scale, a mature approach to constitutionalism strives for optimal rather than maximal precautions against salient political risks.

In this chapter, I study the political management of impartiality and its various antonyms, especially self-dealing and biased decision making. In constitutional theory, the appeal of impartiality commands widespread consensus; who could be in favor of official self-dealing or bias? Yet I will suggest that as a normative matter, impartiality is a good to be optimized, not maximized; and as a positive matter, U.S. constitutional law surprisingly often abandons the ideal of impartiality in favor of other goods.

The lens through which I will examine impartiality is the legal maxim nemo iudex in sua causa – no man should be judge in his own case, or cause. The nemo iudex principle is widely thought to capture a bedrock principle of natural justice and constitutional democracy. The U.S. Supreme Court calls it “a mainstay of our system of government” and regularly invokes it in diverse contexts, most famously as a principle of natural law in Calder v. Bull and, implicitly, to justify constitutional judicial review in Marbury v. Madison.

Type
Chapter
Information
Publisher: Cambridge University Press
Print publication year: 2013

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Schauer, Frederick, English Natural Justice and American Due Process: An Analytical Comparison, 18 Wm. & Mary L. Rev. 47, n.20 (1976)Google Scholar
Levitt, Justin & McDonald, Michael P., Taking the “Re” Out of Redistricting: State Constitutional Provisions on Redistricting Timing, 95 Geo. L.J. 1247, 1255 n.38 (2007)Google Scholar
Weber, Ronald E., Presidential Address, The Quality of State Legislative Representation: A Critical Assessment, 61 J. Pol. 609, 610 (1999)Google Scholar
Vermeule, Adrian, The Constitutional Law of Official Compensation, 102 Colum. L. Rev. 501 (2002)Google Scholar
Carrington, Paul D., Judicial Independence and Democratic Accountability in Highest State Courts, 61 Law & Contemp. Probs., Summer 1998, at 79Google Scholar
Virelli, Louis J., The (Un)constitutionality of Supreme Court Recusal Standards, 2011 Wis. L. Rev. 1181Google Scholar
Wharton, George Frederick, Legal Maxims with Observations and Cases 117 (New York, Baker, Voorhis & Co. 1878)
Helmholz, R.H., Bonham’s Case, Judicial Review, and the Law of Nature, 1 J. Legal Analysis325 (2009)Google Scholar
Elster, Jon, Mimicking Impartiality, in Justice and Democracy: Essays for Brian Barry112 (Dowding, Keith, Goodin, Robert E. & Pateman, Carole eds., 2004)Google Scholar
Hoekema, Susan B., Questioning the Impartiality of Judges: Disqualifying Federal District Court Judges Under 28 U.S.C. § 455(a), 60 Temp. L.Q. 697, 698 (1987)Google Scholar
Komesar, Neil, Stranger in A Strange Land: An Outsider’s View of Antitrust and the Courts, 41 Loy. U. Chi. L.J. 443, 446 (2010)Google Scholar
Levmore, Saul, Efficiency and Conspiracy: Conflicts of Interest, Anti-Nepotism Rules, and Separation Strategies, 66 Fordham L. Rev. 2099 (1998)Google Scholar
Reiss, Dorit Rubinstein, The Benefits of Capture, 47 Wake Forest L. Rev. 569 (2012)Google Scholar
McDonald, Laughlin, The Looming 2010 Census: A Proposed Judicially Manageable Standard and Other Reform Options for Partisan Gerrymandering, 46 Harv. J. on Legis. 243, 266 (2009)Google Scholar
Gerald Hebert, J. & Jenkins, Marina K., The Need for State Redistricting Reform to Rein in Partisan Gerrymandering, 29 Yale L. & Pol’y Rev. 543, 558 (2011)Google Scholar
Persily, Nathaniel, In Defense of Foxes Guarding Henhouses: The Case for Judicial Acquiescence to Incumbent-Protecting Gerrymanders, 116 Harv. L. Rev. 649, 671 (2002)Google Scholar
Shapiro, Ilya & McCarthy, Caitlyn W., Are Federal Agencies the Sole Judges of Their Own Authority?, 34 Reg. 4, 5 (2011)Google Scholar
Lawson, Gary, The Rise and Rise of the Administrative State, 107 Harv. L. Rev. 1231, 1248 (1994)Google Scholar
Geyh, Charles Gardner, Roscoe Pound and the Future of the Good Government Movement, 8 S. Tex. L. Rev. 871, 885 (2007)Google Scholar
Vermeule, Adrian, The Judicial Power in the State (and Federal) Courts, 2000 Sup. Ct. Rev. 357Google Scholar
Story, Joseph, Commentaries on the Constitution of the United States 295–96 (Boston, Hilliard, Gray & Co. 1833)
Vermeule, Adrian, The Glorious Commander-in-Chief, in The Limits of Constitutional Democracy157 (Tulis, Jeffrey K. & Macedo, Stephen eds., 2010)Google Scholar
Kalt, Brian C., Pardon Me?: The Constitutional Case Against Presidential Self-Pardons, 106 Yale L.J. 779 (1996)Google Scholar
Paulsen, Michael Stokes, Someone Should Have Told Spiro Agnew, 14 Const. Comment. 245 (1997)Google Scholar
Goldstein, Joel K., Can the Vice President Preside at His Own Impeachment Trial? A Critique of Bare Textualism, 44 St. Louis U. L. J. 849 (2000)Google Scholar
Nida, Robert & Spiro, Rebecca L., The President As His Own Judge and Jury: A Legal Analysis of the Presidential Self-Pardon Power, 52 Okla. L. Rev. 197, 218 (1999)Google Scholar
Manning, John F., Federalism and the Generality Problem in Constitutional Interpretation, 122 Harv. L. Rev. 2003, 2004 (2009)Google Scholar
Sunstein, Cass R., Beyond Marbury: The Executive’s Power to Say What the Law Is, 115 Yale L.J. 2580, 2584 (2006)Google Scholar
Branson, Roy, James Madison and the Scottish Enlightenment, 40 J. Hist. Ideas235 (Apr.–Jun. 1979)Google Scholar
Levinson, Daryl J., Empire-Building Government in Constitutional Law, 118 Harv. L. Rev. 915, 927 (2005)Google Scholar
Levinson, Daryl J. & Pildes, Richard H., Separation of Parties, Not Powers, 119 Harv. L. Rev. 2311, 2324 (2006)Google Scholar
Currie, David, The Constitution in the Supreme Court: The Powers of the Federal Courts, 1801–1835, 49 U. Chi. L. Rev. 646, 657 (1982)Google Scholar
Waldron, Jeremy, The Core of the Case Against Judicial Review, 115 Yale L.J. 1346, 1400–01 (2006)Google Scholar
Lacey, Marc, Arizona Governor and Senate Oust Redistricitng Leader, N.Y. Times (Nov. 2, 2011)
Devins, Neal & Lewis, David E., Not-So Independent Agencies: Party Polarization and the Limits of Institutional Design, 88 B.U. L. Rev. 459, 468 (2008)Google Scholar
Pildes, Richard H., Is the Supreme Court A “Majoritarian” Institution?, 2010 Sup. Ct. Rev. 103, 116Google Scholar
Madison, James, Notes of Debates in the Federal Convention of 1787, at 431 (Ohio University Press, bicentennial ed. 1987)
Madison, James, Journal of the Federal Convention 500 (Scott, E.H. ed., The Lawbook Exchange, Ltd., 2003)

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×