Book contents
- The Cambridge Handbook of Investor Protection
- The Cambridge Handbook of Investor Protection
- Copyright page
- Dedication
- Contents
- Contributors
- Acknowledgments
- Introduction: Continuity and Change in Investor Protection
- Part I Institutionalization and Investor Protection
- Part II The Scope of Investor Protection Regulation
- 6 Retirement Plan Reforms in the Absence of a Retirement Policy
- 7 Rogue Brokers and the Limits of Agency Law
- 8 Protecting Investors of Collective-Investor Trusts in China
- 9 Jurisdiction and Applicable Law in Investor Suits
- Part III The Regulation of Market Professionals
- Part IV Alternative Regulatory Regimes
- Index
6 - Retirement Plan Reforms in the Absence of a Retirement Policy
from Part II - The Scope of Investor Protection Regulation
Published online by Cambridge University Press: 20 October 2022
- The Cambridge Handbook of Investor Protection
- The Cambridge Handbook of Investor Protection
- Copyright page
- Dedication
- Contents
- Contributors
- Acknowledgments
- Introduction: Continuity and Change in Investor Protection
- Part I Institutionalization and Investor Protection
- Part II The Scope of Investor Protection Regulation
- 6 Retirement Plan Reforms in the Absence of a Retirement Policy
- 7 Rogue Brokers and the Limits of Agency Law
- 8 Protecting Investors of Collective-Investor Trusts in China
- 9 Jurisdiction and Applicable Law in Investor Suits
- Part III The Regulation of Market Professionals
- Part IV Alternative Regulatory Regimes
- Index
Summary
The US retirement system is currently characterized by tremendous diversity of instruments, institutions, and intermediaries in pursuit of the same goal. While the goal – achieving financial security in retirement – is widely accepted by policymakers and participants, for individuals in the United States, the nature of the “investment” experience in the retirement context varies considerably based on the identity, savviness, and size of the intermediaries, as well as the particular legal regime to which such intermediaries are subject.
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- Information
- The Cambridge Handbook of Investor Protection , pp. 117 - 133Publisher: Cambridge University PressPrint publication year: 2022