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Chapter 3 - Luhmann on Law and Legal Theory

Published online by Cambridge University Press:  15 November 2023

Ralf Rogowski
Affiliation:
University of Warwick
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Summary

Introduction

To appreciate how Luhmann distinctively approached law, we have to consider how law understands itself. As he says in the revised conclusion to the second edition of A Sociological Theory of Law:

Today we do not think solely of the self-programming of computers and the problems of self-organisation which could be compared with, for example, positivisation in the area of law. In other words, we are talking about self-reference not only at the level of system structures. Rather we are speaking of self-referential systems which themselves produce every type of unity that they require and employ: even the unity of the system itself as well as the unity of those elements (e.g. actions) of which the system consists.

Similarly, legal theories have unfailingly attempted to account for the unity and autonomy of law. They ask themselves questions about what gives law its unity and distinguishes it from the rest of society. Even those legal theories which challenge claims that law exhibits unity or autonomy take such accounts seriously, if only to refute them. However, within legal theory, the principal attempts to explicate law as unified and autonomous have not offered themselves as sociological explanations, relying instead on forms of philosophical analysis. The two leading twentieth-century legal theorists offering such accounts of law as, and operating within, separate autonomous systems are Hans Kelsen and H.L.A. Hart. For Kelsen, law is, or operates within, a system of positive (non-moral) norms which authorise coercive action, unified by a constitution whose own authority is presupposed. Sociology is not relevant or necessary for the identification of this system. The empirical requirement is limited to a sufficient congruence between the norms authorising coercion and their occurrence to justify the conclusion that the identified system of norms is generally effective. For Hart, law’s existence as operating within a system of positive (non-moral) rules is achieved through the adherence by officials to a common standard when identifying those ‘legal’ rules: the rule of recognition. This standard is a socio-psychological fact, evidenced by the limited but common sources of law acknowledged by legal officials. Hart claimed that his approach is an example of ‘descriptive sociology’, but its sociological content is extremely constrained.

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Publisher: Anthem Press
Print publication year: 2023

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