The Eastern Gangetic Plains are a densely populated region of South Asia with comparatively low productivity yet a strong potential to intensify production to meet growing food demands. Conservation agriculture-based sustainable intensification (CASI) has gained academic and policy traction in the region, yet despite considerable promotional activities, uptake remains limited. Based on emerging evidence delving beyond a binary classification of adoption, this qualitative study seeks to explore the experiences and perspectives of smallholder farmers who express positive sentiments about CASI, yet have not progressed to (autonomous) adoption. After thematic coding of semi-structured interviews with 44 experimenting farmers and 38 interested non-users, ten common themes emerged that explain why farmers stagnate in their adoption process. Seven of the ten themes were non-specific to CASI and would constraint promotion and uptake of any agri-system change, highlighting the need for contextual clarity when promoting practice changes in smallholder systems. We summaries this to propose the ‘four T's’ that are required to be addressed to enable agricultural change in smallholder systems: Targeting; Training; Targeted incentives; and Time. Through this more nuanced evaluation approach, we argue the need for a stronger focus on enabling environments rather than technological performance evaluations generically, if promotional efforts are to be successful and emerging sustainable intensification technologies are to be adopted by smallholder farmers.

Land expansion by existing smallholder farmers (SHFs), aka stepping-up, is a major pathway to the rise of medium-scale farmers (MSFs) in Africa. In this paper, we investigate if and how armed conflicts constrain the ability of SHFs to transition to MSFs. We find that increased conflict intensity reduces the likelihood that a SHF will expand to a larger scale, especially for farmers who rely mostly on farm incomes, rather than off-farm incomes, for their livelihoods. These findings uphold other evidence that peace and stability influence private investment, including land-based investments, that are associated with economic transformation.

Bambara groundnut (Vigna subterranea (L.) Verdc) has been neglected in terms of variety selection and development which has resulted in farmers growing a mixture of landraces that are not genetically characterized and are low yielding. With the need to set up a breeding programme in Malawi, it was necessary to thoroughly understand the genetic diversity (GD) present in the available germplasm. The objectives of the study were to assess Bambara genotypes GD using agro-morphological traits and SNP markers, and to identify and select high yielding Bambara genotypes. Field trials were conducted for two seasons at Bunda College. Later, genotypes were genotyped using DartSeqLD SNP markers. All data were analysed using R Package. Significant genetic variations (P < 0.001) were observed for most traits including grain yield, which suggests that genetic variability exists in Bambara groundnuts which can be exploited in breeding programmes aimed at developing high performing varieties. Based on grain yield, the study identified 18 top performing genotypes across the evaluation seasons which will be tested under farmers’ fields’ conditions. DArTseqLD grouped the genotypes into three clusters. It was noted that majority of the genotypes from the same origin clustered together. High genetic distances were observed between genotypes from Southern African and West African regions and this has important implications in parental selection for the genetic improvement of Bambara. Our results provide valuable insights about the extent of genetic variability and how parental lines can be selected for improved genetic gain in Bambara groundnuts.

Farmers around the world are increasingly vulnerable: climate variability is identified as the primary stressor, but unfavorable biophysical circumstances and disturbances in the socioeconomic domain (labor dynamics and price volatility) also affect farm management and production. To deal with these disturbances, adaptations are recognized as essential. Antifragility acknowledges that adaptations and volatility are inherent characteristics of complex systems and abandons the idea of returning to the pre-disturbance system state. Instead, antifragility recognizes that disturbances can trigger reorganization, enabling selection and removal of weaker system features and allowing the system to evolve toward a better state. In this study, we assessed the vulnerability of different types of smallholder farms in Bihar, India, and explored the scope for more antifragile farming systems that can ‘bounce back better’ after disturbances. Accumulation of stocks, creation of optionality (i.e., having multiple options for innovation) and strengthening of farmer autonomy were identified as criteria for antifragility. We had focus group discussions with in total 92 farmers and found that most expressed themselves to be vulnerable: they experienced challenges but had limited adaptive capacity to change their situation. They mostly made short-term decisions to cope with or mitigate urgent challenges but did not engage in strategic planning driven by longer-term objectives. Instead, they waited for governmental support to improve their livelihoods. Despite being confronted with similar challenges, four positive deviant farmers showed to be more antifragile: their diverse farming systems were abundant in stocks and optionality, and the farmers were distinguished in terms of their autonomy, competence, and connectedness to peers, the community, and markets. To support antifragility among regular farmers, adaptations at policy level may be required, for example, by shifting from a top-down toward a bottom-up adaptation and innovation regime where initiative and cooperation are encouraged. With a more autonomous orientation, farmers’ intrinsic motivation is expected to increase, enabling transitions at the farm level. In this way, connected systems can be developed which are socioeconomically and biophysically adaptive. When practices, knowledge, and skills are continuously developed, an antifragile system with ample stocks and optionality may evolve over time.

Smallholder agriculture in Sub-Saharan Africa is largely exposed to pervasive market failures, translating into missed opportunities and sub-optimal economic behavior. These failures can partly be traced to the importance of economies of scale in procuring inputs and marketing produce, where smallholders face disproportionately high transaction costs. Producer organizations could help to lessen transaction costs; however, only a few farmers in Uganda sell through them. We introduce two interventions aimed at promoting marketing via producer organizations: cash on delivery, and information on sales, and analyze their impacts in an RCT design: We find that providing cash on delivery increases the probability that a member chooses to sell through the group, and hence the volumes bulked by each group. This increase in volumes appears to have enabled groups to secure higher prices for their produce. No significant effect could be found for providing information on sales.

This paper examined organic fertilizer adoption and its effects on two household food security indicators and gender-based farm labor use among smallholder farmers in Northern Ghana. An endogenous switching regression analysis shows that observed and unobserved farmer background factors determine farmers’ decision to adopt organic fertilizer as well as the outcomes from adoption. On average, adoption is associated with an 11% increase in per capita food consumption and a 55% reduction in household food gap duration. Adoption is also related to an increased labor use by 5.9 (90%) of female worker days and 1.3 (9%) of male worker days per acre, placing nearly all (82%) of the increased labor burden on female farmhands. We recommend mitigation of factors that hinder farmers from adopting the input and provision of female-user-friendly labor-saving devices for organic fertilizer use tasks.

This paper examines how certified organic cotton initiatives (COCIs) influence community capitals in rural Peru, Tanzania and India using the community capitals framework (CCF). Case study analyses, including qualitative interviews of farmers, expert interviews and participatory observations, were conducted in Northern Peru, Northern Tanzania and Eastern India. The results show slight changes in community capitals in Peru, while comprehensive changes and spiraling-up effects were triggered by certified organic cotton farming initiatives in Tanzania and India. These community developments strongly depended on set measures, such as the extent of (1) partnership (e.g., contract farming), (2) input support (e.g., seeds, loans, community infrastructure), (3) capacity building (through training and advisory services), (4) group formation and (5) formation of cooperatives. Favorable environmental conditions and supporting local institutions facilitated spiraling-up effects, while social preconditions (e.g., gender inequality) strongly limited these effects. The research showed that COCIs have considerable potential to trigger spiraling-up effects in rural communities. However, the capacity strongly depends on the respective initiative and its ability to involve and empower farmers, i.e., to build up human and social capital.

Trypanocide resistance remains a huge challenge in the management of animal African trypanosomiasis. Paucity of data on the prevalence of multi-drug resistant trypanosomes has greatly hindered optimal veterinary management practices. We use mathematical model predictions to highlight appropriate drug regimens that impede trypanocide resistance development in cattle. We demonstrate that using drugs in decreasing resistance order results in a negligible increase in number of cattle with resistant infection, in contrast to a more pronounced increase from trypanocide use in increasing resistance order. We demonstrate that the lowest levels of trypanocide resistance are achieved with combination therapy. We also show that increasing the number of cattle treated leads to a progressive reduction in the number of cattle with drug resistant infections for treatments of up to 80% of the cattle population for the combination treatment strategy. Our findings provide an initial evidence-based framework on some essential practices that promote optimal use of the handful of trypanocides. We anticipate that our modest forecasts will improve therapeutic outcomes by appropriately informing on the best choice, and combination of drugs that minimize treatment failure rates.

Cotton is an important source of income for smallholder farmers in India, usually grown very intensively. To counteract negative impacts of cotton cultivation in India, such as environmental degradation and financial dependency due to high input costs, organic cotton cultivation is being promoted by non-governmental organizations in the country. This study examines how the conversion to organic cotton cultivation influences the livelihood of smallholder farmers in rural India. Interviews with organic farmers were conducted in Odisha, India, complemented by expert interviews and observations in the field. Results show that farmers profit from organic agriculture, mainly due to soil improvements, through reduced exposure to toxic chemicals and lower input costs, which in turn reduces dependency on money lenders. Organic agriculture enables smallholder farmers in the study region to improve their livelihood by providing access to training and by organizing in groups. Important social impacts identified in this study were capacity building and strengthened communities, through training and institution building. However, a higher workload, due to the higher work intensity of organic farming practices, was also observed, with this impacting women more than men. Environmental conditions and gender aspects still remain challenging.

Production of maize in western Kenya is severely constrained by the parasitic weed striga. Although productivity of maize can be improved through adoption of improved varieties, adoption of such varieties remains low in the region, as the majority of smallholder farmers still grow unimproved open-pollinated varieties (landraces). The performance of two improved hybrid varieties was evaluated against six landraces in striga-infested soils in western Kenya. The varieties were planted in plots under natural striga infestation and were supplemented with pot experiments under artificial infestation. Striga emergence was lower in landraces than in the hybrid varieties in both field and pot experiments. Similarly, height of maize plants at harvest and grain yields were higher in the landraces than in the hybrids. After three continuous cropping seasons, in all treatments, striga seedbank density increased two to seven times. Seedbank increase was higher with hybrids and two of the landraces, ‘Rachar' and ‘Endere'. These results provide an insight into the potential role landraces could play in efforts toward an integrated management approach for striga in smallholder cropping systems. They also highlight the need to develop hybrid maize lines with local adaptation to biotic constraints, specifically striga.

Mango (Mangifera indica L.) is a well-recognized fruit of economic and nutritional importance to smallholder farmers across Africa. Production and marketing of this fruit is, however, severely hampered by fruit fly infestation that is responsible for enormous fruit losses. In Kenya, control of this pest is primarily dependent on the use of chemical pesticides, a strategy that has been shown to be ineffective. Although the recently introduced fruit fly integrated pest management (IPM) package developed by the International Centre of Insect Physiology and Ecology (icipe) has proved to be effective against this pest, there is little demonstrable investigation on its adoption to assess the factors likely to influence its acceptance among producers. A household survey was conducted among 805 randomly sampled mango farmers, and a negative binomial regression model was applied to the data in order to identify the factors influencing the intensity of the adoption of the fruit fly IPM package. Results revealed that 58.5% of the sampled mango farmers adopted at least one component of the fruit fly IPM package. Empirical results indicated that education of the household head, number of mature mango trees planted, keeping records of mango enterprise, use of protective clothing during spraying and participation in the IPM training at demonstration sites have a positive influence on the intensity of the adoption of the fruit fly IPM package in Embu, situated in eastern Kenya.

In Tanzania, as in many developing countries, cotton is an important source of income for smallholder farmers but also causes various negative effects through high pesticide and intensive land use. To overcome these effects organic agriculture is promoted by different non-governmental organizations (NGOs) and companies. This study examines how organic cotton cultivation influences the livelihood of smallholder farmers in rural Tanzania and focuses on three areas: (1) the motivation to change from conventional to organic farming, (2) experiences and challenges of farmers in the conversion process as well as in the period following the conversion, and (3) the attitude and perceptions of farmers toward organic farming in general. Qualitative interviews with organic farmers in Meatu district in the north of Tanzania, as well as expert interviews, were conducted and observations were made. Results show that although the organic price premium is an important incentive for farmers to convert to organic agriculture, access to training and advisory service are even more important, as no other sufficient agriculture extension service is available in the region. Due to a high level of poverty in the region, environmental motivations for conversion are not in the foreground. Furthermore, the study shows that organic farming can contribute greatly to the improvement of livelihoods in the region (improved soil fertility, increased yields and income, higher standard of living) and increases farmers’ ability to cope with challenges, mainly through knowledge transfer, access to capital and capacity building on a local level. Although positive effects on female farmers were identified, cultural preconditions (e.g., polygamy) harm efforts to strengthen women to a higher degree and gender disparities are still challenging. Further social problems (i.e., high birth rates, a poor education system and a lack of health care), global trading schemes as well as environmental factors (i.e., water scarcity and extreme weather events) cannot be fully offset by the conversion to organic cotton cultivation. Farmers in the Meatu region profit to a high degree from organic agriculture, mainly due to access to knowledge and extension services, nevertheless important challenges remain for farmers and their families.

We evaluated the efficiency of selection for body weight in a cooperative village breeding program for Menz sheep of Ethiopia under smallholder farming system. The design of the program involved organizing villagers in a cooperative breeding group to implement selective breeding of their sheep. The program was jump-started through a one-time provision of elite rams from a central nucleus flock, but subsequent replacement rams were selected from within the village flocks. We also evaluated body weight trends in a village where cooperative breeding was not implemented and individual farmers managed their flocks under traditional breeding practices. Under traditional breeding practices, genetic progress over 8 years either stagnated or declined in all the weights recorded. In the cooperative villages, selection differentials of 2.44 and 2.45 kg were achieved in 2010 and 2011 selection seasons, respectively. Birth weight, 3-month weight and 6-month weight increased, respectively, by 0.49, 2.29 and 2.46 kg in the third-generation lambs over the base generation. Improved rams supplied from the central nucleus flock gave an initial genetic lift of 14.4% in the 6-month weight. This was higher than the gain achieved from selection in the village flocks, which was 5.2%. Our results showed that village-based genetic improvement in body weights under smallholder conditions could be feasible if appropriate designs are adopted and that commencing with elite central nucleus rams help jump-start village-based programs.

Draft animal power (DAP) has been identified as an environmentally friendly technology that is based on renewable energy and encompasses integration of livestock and crop production systems. Draft animal technology provides farmers with a possibility to cheaply access and use manure from the draft animals and farm power needed to apply renewable practices for land intensification. Compared to motorized mechanization, DAP is viewed as an appropriate and affordable technology especially for small-scale farmers in developing countries who cannot afford the expensive fuel-powered tractor mechanization. However, it is apparent that there is no consensus among researchers on how it affects crop yields, profit and production efficiency when applied in farm operations. This study addressed the question of whether using DAP increases economic efficiency of smallholder maize producers in central Kenya. Results of the study are derived from a sample of 80 farmers, 57% of whom used draft animals while 43% used hand hoes in carrying farm operations. In the study area, draft animals are almost exclusively used for land preparation and planting, with very few farmers applying them in the consecutive operations such as weeding. A profit function was estimated to test the hypothesis of equal economic efficiency between ‘DAP’ and ‘hoe’ farms. The results showed that farmers who used DAP obtained higher yields and operated at a higher economic efficiency compared to those who used hand hoes. The analysis underscores the viability of DAP in increasing profitability of small-scale farms; however, other aspects of the technology, such as affordability of the whole DAP package, availability of appropriate implements and skills of using the technology, must be taken into account when promoting adoption of DAP technology.

Termite damage to annual crops on smallscale farms was surveyed in eight areas in southern Malawi during 1989/90 to 1991/92. The most frequently grown crop was maize, followed by pigeonpeas, Phaseolus beans, cotton, cowpea and groundnuts. Twenty-seven species of termites were found attacking crops. The most numerous and widely distributed were several species of the Macrotermitinae, including Ancistrotermes latinotus, four species of Macrotermes, four species of Microtermes, three species of Odontotermes and Pseudacanthotermes militaris. All species damaged maize but only a few damaged bambara, cassava and banana. The damage appeared to be more frequent in dry areas than in wet ones.