1. Introduction
The aim of this work is to study $k$-folding map-germs on complex surfaces in $\mathbb {C}^3$ and relate them to the extrinsic differential geometry of smooth surfaces in $\mathbb {R}^3$.
The standard Whitney fold of order $k$ with respect to the plane $\pi _0:y=0$ in $\mathbb {C}^3$ is the map $\omega _k\colon \mathbb {C}^3\to \mathbb {C}^3,$ given by $\omega _k(x,y,z)=(x,y^k,z).$ The map $\omega _k$ ‘folds’ the space $\mathbb {C}^3$ along the plane $\pi _0$, gluing the points $(x,y,z),$ $(x,\xi y,z),\dots,(x,\xi ^{k-1}y,z),$ where $\xi ={\rm {e}}^{2\pi {{\rm i}}/k}$ is a primitive $k{\rm {th}}$-root of unity. The Whitney fold of order $k$ with respect to any plane $\pi$, denoted by $\omega _k^{\pi }$, is defined similarly in § 2.
Let $M$ be a complex surface in $\mathbb {C}^3$. We call the restriction of $\omega _k^{\pi }$ to $M$ the $k$-folding map on $M$ with respect to $\pi$. As our study is local, given a point $p$ on $M$ and a plane $\pi$ in $\mathbb {C}^3$ through $p$, we choose a coordinate system so that $M$ is locally the graph of a function $z=f(x,y)$ and $\pi =\pi _0:y=0$ (see remark 2.3(4)). Then the germ at $p_0$ of the $k$-folding map is represented in standard form by the map-germ $F_k: (\mathbb {C}^2,0)\to (\mathbb {C}^3,0)$, given by
For an analytic (resp. smooth) surface $M\subset \mathbb {R}^3$, the $k$-folding map at a point $p$ on $M$ is constructed by complexifying $M$ (resp. a certain jet of a parametrization of $M$) at $p$. The singularities of a $k$-folding map-germ encode the local symmetries of $M$ with respect to the (complex) reflection group of order $k$ whose hyperplane arrangement consists of the single plane $\pi$.
The study of $2$-folding map-germs on surfaces in $\mathbb {R}^3$ was carried out by Bruce and Wilkinson [Reference Bruce5, Reference Bruce and Wilkinson8, Reference Wilkinson32] (see [Reference Bruce, Giblin and Tari6, Reference Giblin and Tari12–Reference Izumiya, Takahashi and Tari15, Reference Wilkinson32] for more work on the subject), without resorting to complexification. The real map-germs in [Reference Bruce5, Reference Bruce and Wilkinson8, Reference Wilkinson32] are called folding map-germs and our $2$-folding map-germs are their complexifications. Complexifying does not give extra information when $k=2$. For $k\geq 3$, per contra, $k$-folding maps reveal a great deal of new geometric information. The local symmetries captured by these map-germs cannot be seen in the real case, which is why we call them hidden symmetries of $M\subset \mathbb {R}^3$. The loci of their singularities are visible on $M$ and capture extrinsic geometric information of the surface.
Bruce and Wilkinson showed that folding maps capture the sub-parabolic and ridge curves, as well as umbilic points and other special points on these curves: these are robust features of the surface (i.e. they are special geometric features that can be traced on an evolving surface; see § 6.2 for details). Passing to the complex setting, we show that the singularities of $k$-folding maps, $k\ge 2$, capture in a unified way, known robust features obtained by considering the contact of the surface with lines, planes or spheres (parabolic, sub-parabolic, ridge and flecnodal curves, umbilic points, $B_3$, $C_3$ and $S_3$-points, $A^*_2$-points, cusps of Gauss (gulls-points) and butterfly-points). Our approach also reveals a new robust feature on surfaces: when $k$ is divisible by $3$, we obtain a new curve, which we call the $H_3$-curve. We also obtain new special points on previously known curves as well as on the $H_3$-curve. This motivates the following question: can the $H_3$-curve be obtained via the contact of the surface with some special geometric object? Further work is also required for understanding the link between local (hidden) symmetries of a surface and its contact with lines and planes.
The paper is organized as follows. In § 2, we set notation and give some preliminaries. In § 3, we obtain formulae for the invariants $C,$ $T,$ $\mu ({\mathcal {D}})$ and $r({\mathcal {D}})$ of $k$-folding map-germs. These are respectively, the number of cross-caps, the number of triple points, the Milnor number and the number of branches of the double-point curve. These invariants determine the finite $\mathcal {A}$-determinacy and the topological class of a $k$-folding map-germ.
We show that there are no $\mathcal {A}$-simple $k$-folding map-germs for $k\ge 5$; also the modality of the map-germs is large for $k$ large. This is why producing normal forms of finitely $\mathcal {A}$-determined germs, as is usually done in singularity theory, is not of great use here. Our classification is of strata in the jet space which are manifolds formed by unions of finitely $\mathcal {A}$-determined germs with the property that all germs in a given stratum are topologically equivalent.
We produce in § 4 a stratification of the $l$-jet space of $k$-folding map-germs in standard form which is identified with the $l$-jet space of germs of functions $J^{l}(2,1)$. The stratification results are summarized as follows.
Theorem 1.1 For any integer $k\ge 2$, there is a stratification $\mathcal {S}_k$ of $J^{11}(2,1)$ such that, for any stratum $S$ in $\mathcal {S}_k$ of codimension $\le \! 4$, all $k$-folding map-germs in standard form with $11$-jets in $S$ are finitely $\mathcal {A}$-determined and are pairwise topologically equivalent.
We relate in § 6 the stratification of the jet space to the extrinsic differential geometry of surfaces in $\mathbb {R}^3$. After clarifying what it means for a surface to be generic, we deduce the following result about the topological classes of $k$-folding map-germs.
Theorem 1.2 Let $k\geq 3$ be an integer and let $M$ be a generic smooth surface in $\mathbb {R}^3$ (or a complex surface in $\mathbb {C}^3$). Then, at any point $p$ on $M$ and for any plane $\pi$ through $p$, the $k$-folding map-germ at $p$ with respect to $\pi$ is finitely $\mathcal {A}$-determined and is topologically equivalent to one of the following map-germs:
$({\dagger} )$ The constants $a_{j,j'},b_{j,j'}$ (resp. $c_{j}$) are as in proposition 4.23 (resp. 4.25) and the conditions on the indices are as in table 6.
It is worth noting that $3$-folding map-germs can have $\mathcal {A}$-simple singularities and their corresponding strata in $\mathcal {S}_3$ are $\mathcal {A}$-constant. For $k\ge 4$, none of the $k$-folding map-germs are $\mathcal {A}$-simple, except for immersions and for $M^4_1$, which is the $C_3$-singularity. The strata of $\mathcal {S}_k$ give rise to moduli of finitely determined map-germs with constant invariants $C,T,\mu (\mathcal {D})$ and $r(\mathcal {D})$.
The representatives ${\bf M}^k_0$ and ${\bf M}^k_1$ are quasi-homogeneous, and ${\bf M}^k_l$, with $2\nmid k$, ${\bf Q}^k_3$, with $12\nmid k$, ${\bf R}^k_4$, with $20\nmid k$ and ${\bf U}^k_4$, with $3\nmid k$, can be replaced by quasi-homogeneous representatives of the same topological class (see remarks 4.10). For these cases, the invariants can be calculated in terms of the weights and degrees [Reference Mond24] and the topological triviality of the strata in the jet space follows from equisingularity results in [Reference Damon9].
The robust features captured by $k$-folding map-germs on a generic surface are sketched in figure 1. An interesting finding is that, having studied symmetries of infinitely many orders (for any $k\ge 2$), we obtain a finite collection of robust features that occur along curves and a finite collection of special points on these curves if we discard the ${\bf V}^{k,j,j'}$ and ${\bf W}^{k,j}$-points.
2. Preliminaries
We introduce here $k$-folding map-germs and notation from singularity theory that are needed in the paper. We start with the singularity theory notation, see for example [Reference Mond and Nuño-Ballesteros25, Reference Wall31] for more details.
2.1 Singularities of map-germs
We deal with germs $F\colon (M,p)\to (N,F(p))$ of holomorphic maps between complex manifolds. Taking coordinate charts, this is the same as dealing with map-germs $(\mathbb {C}^n,0)\to (\mathbb {C}^p,0)$.
Let ${\mathcal {O}}_n$ be the local ring of germs of holomorphic functions $(\mathbb {C}^n,0 ) \to \mathbb {C}$ and ${\mathfrak m}_n$ its maximal ideal (which is the subset of germs that vanish at the origin). Denote by $\mathcal {O}(n,p)$ the $\mathcal {O}_n$-module of holomorphic map-germs $(\mathbb {C}^n,0)\to \mathbb {C}^p$, so $\mathcal {O}(n,p)=\bigoplus _p\mathcal {O}_n$.
Let ${\mathcal {R}}$ (resp. ${\mathcal {L}}$) be the group of bi-holomorphic germs $(\mathbb {C}^n,0)\to (\mathbb {C}^n,0)$ (resp. $(\mathbb {C}^p,0)\to (\mathbb {C}^p,0)$). The group ${\mathcal {A}}={\mathcal {R}}\times {\mathcal {L}}$ of right-left equivalence acts on ${\mathfrak {m}}_n\cdot {\mathcal {O}}(n,p)$ by $(h_1,h_2)\cdot G=h_2\circ G\circ h_1^{-1}$. Two germs $H,G$ are said to be $\mathcal {A}$-equivalent, and write $H\sim _{\mathcal {A}} G$, if $H=(h_1,h_2)\cdot G$ for some $(h_1,h_2)\in \mathcal {A}$.
The $l$-jet space of map-germs in $\mathfrak {m}_n\cdot \mathcal {O}(n,p)$ is by definition
Given a germ $G\in \mathfrak {m}_n\cdot {\mathcal {O}}(n,p)$, we identified its $l$-jet $j^lG$ with its Taylor polynomial of degree $l$ at the origin. Let $\mathcal {A}_{l}$ be the subgroup of $\mathcal {A}$ whose elements have $l$-jets the germ of the identity. The group $\mathcal {A}_l$ is a normal subgroup of $\mathcal {A}$. Define $\mathcal {A}^{(l)}=\mathcal {A}/\mathcal {A}_l$. The elements of $\mathcal {A}^{(l)}$ are the $l$-jets of the elements of $\mathcal {A}$. The action of $\mathcal {A}$ on ${\mathfrak {m}}_n\cdot {\mathcal {O}}(n,p)$ induces an action of the jet group $\mathcal {A}^{(l)}$ on $J^l(n,p)$ as follows. For $j^lG\in J^l(n,p)$ and $j^l(h_1,h_2)\in \mathcal {A}^{(l)}$, $j^l(h_1,h_2)\cdot j^rG=j^l((h_1,h_2)\cdot G).$
A germ $G$ is said to be finitely $\mathcal {A}$-determined if there exist an integer $l$ such that $G\sim _{\mathcal {A}}H$ for any $H$ with $j^lH=j^lG$; $j^lG$ is then said to be a sufficient jet of $G$. The germ $G$ is then said to be $l$-$\mathcal {A}$-determined. The least $l$ satisfying this property is called the degree of determinacy of $G$.
There are classifications of finitely determined map-germs for various pairs $(n,p)$. When $p=1$, there is Arnold's extensive list of the $\mathcal {R}$-classification of germs of functions [Reference Arnold, Guseĭn-Zade and Varchenko1]. For $(n,p)=(2,2)$, classifications were carried out by several authors, the most extensive ones are given in [Reference Goryunov16, Reference Rieger29]. Here we need only the singularities of $\mathcal {A}_e$-codimension $\le \! 2$, which we reproduce in table 9. For $(n,p)=(2,3)$, Mond [Reference Mond22] produced an extensive list of finitely $\mathcal {A}$-determined map-germs. We use in this paper the following singularities from [Reference Mond22]:
The notion of a simple germ is defined in [Reference Arnold, Guseĭn-Zade and Varchenko1] as follows. Let $X$ be a manifold and $\mathcal {G}$ a Lie group acting on $X$. The modality of a point $g\in X$ under the action of $\mathcal {G}$ on $X$ is the least number $m$ such that a sufficiently small neighbourhood of $g$ may be covered by a finite number of $m$-parameter families of orbits. The point $g$ is said to be simple if its modality is $0$, that is, a sufficiently small neighbourhood intersects only a finite number of orbits. The modality of a finitely $\mathcal {A}$-determined map-germ is the modality of a sufficient jet in the jet-space under the action of the jet-group.
We also need the notion of topological equivalence. We say that two germs $H, G\in {\mathfrak {m}}_n\cdot {\mathcal {O}(n,p)}$ are topologically equivalent if $H=h_2\circ G\circ h_1^{-1}$ for some germs of homeomorphisms $h_1$ and $h_2$ of, respectively, the source and target.
2.2 Reflections and $k$-folding maps
In all this paper, we fix the inner product $\langle a,b\rangle =\sum _ia_i\overline {b_i}$ in $\mathbb {C}^3$.
Let $\pi$ be an element of the affine Grassmannian ${\rm {Graff}}(2,3)$ of planes in $\mathbb {C}^3$. A plane $\pi$ has equation $\left \langle q,v\right \rangle =d$, where $v$ is a fixed non-zero vector orthogonal to $\pi$ and $d$ is a fixed scalar. However, any non-zero scalar multiple of $(d,v)$ gives an equation of $\pi$, so $\pi$ is identified with the class $\overline {(d,v)}\in \mathbb {C} P^3$ of $(d,v)\in \mathbb {C}^4$.
Let $\pi :\left \langle q,v\right \rangle =d$ be a plane in $\mathbb {C}^3$. The orthogonal projection of a point $p\in \mathbb {C}^3$ to $\pi$ along the vector $v$ is the point $q= p+\lambda v\in \pi$ with $\lambda =(d-\left \langle p,v\right \rangle )/\left \langle v,v\right \rangle$.
Consider the map $\omega _k^{\pi }\colon \mathbb {C}^3\to \mathbb {C}^3$ given by
If we take $(d',v')=(\alpha d,\alpha v)$, $\alpha \in \mathbb {C}\setminus 0$, as another representative of $\pi =\overline {(d,v)}$, then
Clearly, the map $\omega _k^{\pi }$ depends on the points on the line $(\alpha d, \alpha v)\in \mathbb {C}^4$ and not merely on the class of the line $\overline {(d,v)}\in \mathbb {C}P^3$. However, all these maps are $\mathcal {L}$-equivalent: the bi-holomorphic map $q-\lambda v\mapsto q-\lambda \alpha ^{\frac {1-k}{k}}v$ composed (on the left) with the map $\omega _k^{\pi }$ with $\pi$ represented by $(d,v)$ gives the map $\omega _k^{\pi }$ with $\pi$ represented by $(\alpha d, \alpha v)$. Therefore, the $\mathcal {L}$-class of $\omega _k^{\pi }$ depends only on $\pi$.
Definition 2.1 The Whitney fold of order $k$ ( $k$-fold for short) with respect to a plane $\pi \in {\rm {Graff}}(2,3)$ is the $\mathcal {L}$-class of the map $\omega ^k_{\pi }$. We still denote by $\omega _k^{\pi }$ any representative of $\omega _k^{\pi }$ obtained by choosing a representative $(p,v)$ of $\pi =\overline {(d,v)}\in \mathbb {C}P^3$.
A $k$-fold may be viewed as generalization of the Whitney fold $(x,y^2,z)\mapsto (x,y^2,z)$. While the Whitney fold folds the space along the plane $\{y=0\}$ and identifies the points $(x,y,z)$ and $(x,-y,z)$, the Whitney fold of order $k$ with respect to a plane $\pi$ represented by $(d,v)$ is a generically a $k$-to-1 branched cover, ramified along $\pi$, and identifies $k$-tuples of points $q-\lambda v, q-\xi \lambda v, \dots, q-\xi ^{k-1}\lambda v,$ where $\xi ={\rm {e}}^{2\pi {{\rm i}}/k}$ is a primitive $k{\rm {th}}$-root of unity and $q\in \pi$.
The map $\omega _k^{\pi }$ can also be viewed as the quotient map associated to the action of the cyclic group $\mathbb {Z}/k\mathbb {Z}$, regarded as a complex reflection group whose hyperplane arrangement consist of the single plane $\pi$. We regard $\mathbb {Z}/k\mathbb {Z}$ as the group generated by the order $k$ complex reflection $q-\lambda v\mapsto q-\xi \lambda v$. Observe that, even though the plane $\pi$ does not determine $\omega _k^{\pi }$ uniquely (it depends on the choice of a representative of $\pi =\overline {(d,v)}\in \mathbb {C}P^3$), the action of $\mathbb {Z}/k\mathbb {Z}$ on $\mathbb {C}^3$ is determined uniquely by $\pi$.
Given any subset $X\subseteq \mathbb {C}^3$, $\omega _k^{\pi }(X)$ encodes the order $k$ reflectional symmetries of $X$ with respect to $\pi$. See [Reference Peñafort Sanchis17] for a recent work on singular maps related to reflection groups.
Definition 2.2 Let $M\subset \mathbb {C}^3$ be a complex surface, $p$ a point on $M$ and $k\geq 2$ an integer. Given $\pi \in {\rm {Graff}}(2,3)$, the $k$-folding map-germ on $M$ at $p$ with respect to $\pi$ is the $\mathcal {A}$-class of the restriction of $\omega _k^{\pi }$ to $M$ at $p$. We denote any representative of the class by $F_k^{\pi }\colon (M,p)\to ( \mathbb {C}^3,\omega _k^{\pi }(p)).$
Remarks 2.3 1. All the map-germs $F_k^{\pi }$ with $\pi$ represented by $(\alpha d, \alpha v)$, $\alpha \in \mathbb {C}$, are $\mathcal {A}$-equivalent as the maps $\omega _k^{\pi }$ are $\mathcal {L}$-equivalent. Thus, the $\mathcal {A}$-class of $F_k^{\pi }$ depends only on $\pi$ and not on the choice of a representative $(p,v)$ of $\pi =\overline {(d,v)} \in \mathbb {C}P^3$. In all the paper, we work with a representative of the $\mathcal {A}$-class of $F_k^{\pi }$.
2. If $p\notin \pi$, then $F_k^{\pi }$ is the germ of an immersion. Thus, to obtain any meaningful local geometric information about the surface $M$ we should take the plane $\pi$ passing through the point $p\in M$.
3. The image of $F_k^{\pi }$ is the image by $\omega _k^{\pi }$ of the germ $(M,p)$, so for $p\in \pi \cap M$, $F_k^{\pi }$ captures order $k$ local symmetries of $M$ with respect to $\pi$. The aim of this paper is to understand how these local symmetries are captured by the $\mathcal {A}$-singularities of $F_k^{\pi }$.
4. Let $p_0\in \pi \cap M$ and $(d,v)$ a representative of $\pi$. If $v\notin T_{p_0}M$, then $F^{\pi }_k$ is a germ of an immersion and is $\mathcal {A}$-equivalent to $(x,y)\mapsto (x,y^k,y)$. Suppose that $v\in T_{p_0}M$. We choose a coordinates system in $\mathbb {C}^3$ so that $p_0$ is the origin, the $z$-axis is along a normal vector to $M$ at $p_0$, the $y$-axis along $v$ and the $x$-axis orthogonal to the previous two axes. Then we can take $M$ locally at $p_0$ as the graph $z=f(x,y)$ of some holomorphic map $f$ in a neighbourhood $U$ of the origin. In this coordinate system, we have $\pi =\pi _0:y=0$. Consequently, the $k$-folding map-germ on $M$ at $p_0$ is the germ $F_k=F_k^{\pi _0}:(\mathbb {C}^2,0)\to (\mathbb {C}^3,0)$, given in standard form $F_k(x,y)=(x,y^k,f(x,y))$. In view of this, we shall always take a given $k$-folding map-germ in standard form (1.1).
5. Definition 2.2 is adapted as follows for the real case. When $M$ is an analytic surface in $\mathbb {R}^3$, denote by $M_{\mathbb {C},p}$ its local complexification at $p$ and by $\pi _{\mathbb {C}}$ the complexification of $\pi$. The $k$-folding map-germ on $M$ at $p$ with respect to $\pi$ is then defined as the $\mathcal {A}$-class of the restriction of $\omega _k^{\pi _{\mathbb {C}}}$ to $M_{\mathbb {C},p}$ at $p$. When $M$ is a smooth surface, we consider the $k$-folding map-germ of a given jet of (a parametrization of) $M$ at $p$.
3. Topological invariants
We recall the definitions of some key $\mathcal {A}$-invariants of map-germs $(\mathbb {C}^2,0)\to (\mathbb {C}^3,0)$. These are the Milnor number of the double-point curve $\mu (\mathcal {D})$, the number of cross-caps $C$ and the number of triple points $T$. We give formulae for computing these invariants for $k$-folding map-germs, and use the invariants to study the finite $\mathcal {A}$-determinacy and topological equivalence of these germs.
3.1 The double-point curve
We start by recalling the definition of the double- and triple-point spaces of a corank one map-germ $F\colon (\mathbb {C}^n,0)\to (\mathbb {C}^{n+1},0)$ from [Reference Marar and Mond19]. Any such germ can be written in a suitable coordinate system in the form $F(x,y)=(x,f_{n}(x,y),f_{n+1}(x,y)),$ with $x=(x_1,\dots,x_{n-1})\in (\mathbb {C}^{n-1},0)$ and $y\in (\mathbb {C},0)$.
Given $h\in \mathcal {O}_n$, the iterated divided differences of $h$ are defined as
The multiple point ideals of a map-germ $F$ as above are defined as
The double- and triple-point spaces of $F$ are, respectively,
By counting variables and generators, it follows that ${\mathcal {D}}^2(F)$ (resp. ${\mathcal {D}}^3(F)$) is a complete intersection whenever it has dimension $n-1$ (resp. $n-2$).
The double-point space ${\mathcal {D}}^2(F)$, as a subset of $(\mathbb {C}^{n-1}\times \mathbb {C}\times \mathbb {C},0)$, consists of points $(x,y,y')$ such that either $y\neq y'$ and $F(x,y)=F(x,y')$ or $y'=y$ and $F$ is singular at $(x,y)$.
To define the source double-point space, we assume that $F$ is finite. Then, the projection $\pi \colon {\mathcal {D}}^2(F)\to \mathbb {C}^{n-1}\times \mathbb {C}$ given by $(x,y,y')\mapsto (x,y)$ is also finite. As a consequence, the image of $\pi$ can be given a complex structure as the $0$-th Fitting ideal $\mathcal {F}_0(\pi _*\mathcal {O}_{{\mathcal {D}}^2(F)})$ of the push forward module $\pi _*\mathcal {O}_{{\mathcal {D}}^2(F)}$ (see [Reference Mond and Pellikaan26] for details). The source double-point space ${\mathcal {D}}(F)$ is defined as the projection $\pi ({\mathcal {D}}^2(F))$ endowed with this complex space structure, that is,
To compute the source double-point space of a $k$-folding map-germ, we need the following result.
Lemma 3.1 Let $Z$ be a germ of an $n$-dimensional Cohen–Macaulay space and let $h_1,\dots,h_r$ in $\mathcal {O}_Z$ be regular elements. Write $X_j=V(h_j)$ and $X=V(h_1\dots h_r)$. Let $\phi \colon Z\to (\mathbb {C}^n,0)$ be a germ of a morphism of complex spaces such that the restrictions $\phi \vert _{X_j}\colon X_j\to (\mathbb {C}^n,0)$ are finite. Then $\mathcal {F}_0((\phi \vert _{X})_*\mathcal {O}_{X})=\prod _{j=1}^r\mathcal {F}_0((\phi \vert _{X_j})_*\mathcal {O}_{X_j}).$
Proof. It is enough to prove the statement for the case $r=2$. We can assume that $X_1$ and $X_2$ have no common irreducible component as topological spaces. Indeed, consider the two subspaces $\mathcal {X}_1=V(h_1-t)$ and $\mathcal {X}_2=V(h_2)$ of $Z\times (\mathbb {C},0)$ and the map $\phi \times \operatorname {Id}\colon Z\times (\mathbb {C},0)\to (\mathbb {C}^{n+1},0)$. The spaces $\mathcal {X}_1$ and $\mathcal {X}_2$ have no common irreducible component. Moreover, if the statement holds for $\phi \times \operatorname {Id}$, then it holds for $\phi$. This is a consequence of the fact that Fitting ideals commute with base change (see lemma 1.2 in [Reference Mond and Pellikaan26]). Now consider the disjoint union $X_1\sqcup X_2\subseteq Z\sqcup Z$ and the commutative diagram
The map $\alpha$ is generically a local isomorphism (i.e. a local isomorphism on a Zariski open and dense subset) because $X_1$ and $X_2$ are assumed to have no common component. Moreover, both $X$ and $X_1\sqcup X_2$ are Cohen–Macaulay spaces, which implies that the ideals $\mathcal {F}_0(\psi _*\mathcal {O}_{X_1\sqcup X_2})$ and $\mathcal {F}_0((\phi \vert _{X})_*\mathcal {O}_{X})$ are principal. Since $\alpha$ is generically a local isomorphism, they are necessarily equal. The statement then follows from the equalities
Theorem 3.2 For a $k$-folding map-germ $F_k(x,y)=(x,y^k,f(x,y))$, the double-point space ${\mathcal {D}}$ is the zero locus $V(\lambda )$, where $\lambda =\prod _{j=1}^{k-1}\lambda _j$ and
for $1\le j\le k-1.$ We have thus a decomposition ${\mathcal {D}}=\bigcup _{j=1}^{k-1}{\mathcal {D}}_j$, with ${\mathcal {D}}_j=V(\lambda _j)$.
Proof. The double-point space ${\mathcal {D}}^2(F_k)$ is the intersection of the zero loci of the divided differences
Since $((y')^k-y^k)/{(y'-y)}=\prod _{j=1}^{k-1}(y'-\xi ^j y)$, we conclude that, as a set, the space ${\mathcal {D}}^2(F_k)$ is the union of the spaces
for $j=1,\ldots, k-1$. Each of the sets ${\mathcal {D}}^2_j$ projects to $V(\lambda _j)$, which shows that ${\mathcal {D}}(F_k)=V(\lambda )$ as sets.
To show the equality as complex spaces, observe that the possible dimension of ${\mathcal {D}}^2(F_k)$ is one or two. If ${\mathcal {D}}^2(F_k)$ has dimension two, then some branch ${\mathcal {D}}^2_j$ has dimension two. Therefore, the corresponding function $\lambda _j$ is identically zero, which in turn implies $\lambda =0$. Since $F_k$ is finite by construction, the projection ${\mathcal {D}}^2(F_k)$ is finite, hence the image of ${\mathcal {D}}^2_j$ is a germ of a 2-dimensional analytic closed subset of $(\mathbb {C}^2,0)$, so is equal to $(\mathbb {C}^2,0)$. This implies that ${\mathcal {D}}(F_k)= (\mathbb {C}^2,0)=V(0)$.
Suppose now that ${\mathcal {D}}^2(F_k)$ has dimension one. This implies that the functions $\prod _{j=1}^{k-1}(y'-\xi ^j y)$ and $f[x,y,y']$ form a regular sequence. Applying lemma 3.1 with $Z=V(f[x,y,y'])$ gives ${\mathcal {D}}(F_k)=V(\prod _{j=1}^{k-1}\mathcal {F}_0((\pi \vert _{{\mathcal {D}}^2_j})_*\mathcal {O}_{{\mathcal {D}}^2_j})))$, where the ${\mathcal {D}}^2_j$, $j=1,\ldots, k-1$, are given the natural complex space structure. Each of the morphisms $\pi \vert _{{\mathcal {D}}^2_j}\colon {\mathcal {D}}^2_j\to \mathbb {C}^2$ consists of forgetting the third coordinate of the tuple $(x,y,\xi ^j y)$, and this implies $\mathcal {F}_0((\pi \vert _{{\mathcal {D}}^2_j})_*\mathcal {O}_{{\mathcal {D}}^2_j}))=\langle \lambda _j\rangle$.
Now we introduce some results we use to check finite $\mathcal {A}$-determinacy of a $k$-folding map-germ $F_k$ and topological triviality in families of such germs. The first of these results was proven in [Reference Marar and Mond19] for corank one map-germs, then extended to arbitrary corank in [Reference Marar, Nuño-Ballesteros and Peñafort-Sanchis20].
Theorem 3.3 A finite map-germ $F \colon (\mathbb {C}^2,0)\to (\mathbb {C}^3,0)$ is finitely $\mathcal {A}$-determined if and only if its double-point curve ${\mathcal {D}}$ is reduced.
The decomposition ${\mathcal {D}}=\bigcup _{j=1}^{k-1}{\mathcal {D}}_j$ in theorem 3.2 can be used to compute $\mu ({\mathcal {D}})$, making it easier to apply theorem 3.3 (and theorem 3.10 below). We denote by ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}$ the intersection multiplicity of two distinct branches of the double-point curve. Clearly, ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}={\mathcal {D}}_{j'}\cdot {\mathcal {D}}_{j}$, and
Proposition 3.4 A $k$-folding map-germ $F_k$ is finitely $\mathcal {A}$-determined if and only if the Milnor numbers $\mu ({\mathcal {D}}_j)$, $j=1,\ldots,k-1$, and the intersection multiplicities ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}$ of all pairs ${\mathcal {D}}_j$ and ${\mathcal {D}}_j'$, with $j'\neq j$, are finite. In that case,
Proof. By theorem 3.3, $F_k$ is finitely $\mathcal {A}$-determined if and only if $\mu ({\mathcal {D}}(F_k))$ is finite, equivalently, ${\mathcal {D}}(F_k)$ has an isolated singularity. This occurs if and only if every branch ${\mathcal {D}}_j$ has an isolated singularity and no pair of branches ${\mathcal {D}}_j$ and ${\mathcal {D}}_{j'}$, with $j\ne j'$, have a common component. Using the formula $\mu =2\delta -r+1$ for plane curves (see [Reference Milnor21]) and the property $\delta (X\cup Y)=\delta (X)+\delta (Y)+X\cdot Y$, we get
Remarks 3.5 1. Suppose that ${\mathcal {D}}_j$ is a germ of a regular curve parametrized by a regular map-germ $\alpha \colon (\mathbb {C},0)\to (\mathbb {C}^2,0)$. Then, ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=\mathrm {ord}(h_{j'}\circ \alpha ),$ which is the degree of the first non-zero term in the Taylor expansion of $\lambda _{j'}(\alpha (t))$.
2. If both ${\mathcal {D}}_j$ and ${\mathcal {D}}_{j'}$ are regular curves, we refer to ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}$ as the order of contact between ${\mathcal {D}}_j$ and ${\mathcal {D}}_{j'}$. We have ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=1$ if and only if the two curves intersect transversally. Suppose they are tangential and parametrized, respectively, by $t\mapsto (t,\gamma _j(t))$ and $t\mapsto (t,\gamma _{j'}(t))$. Then ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=\mathrm {ord}(\gamma _j-\gamma _{j'}).$
3. Let $F_k$ be a finitely $\mathcal {A}$-determined $k$-folding map-germ. Then any pair of branches ${\mathcal {D}}_j$ and ${\mathcal {D}}_j'$, with $j\ne j'$, cannot have any common irreducible component, otherwise ${\mathcal {D}}(F_k)$ would fail to be reduced. Hence, we have $r({\mathcal {D}})=\sum _{j=1}^{k-1}r({\mathcal {D}}_j).$
The defining functions $\lambda _j$ of the branches ${\mathcal {D}}_j$ of the double-point curve play a major role in our study of finite $\mathcal {A}$-determinacy and topological equivalence of $k$-folding map-germs. We take $F_k(x,y)=(x,y^k,f(x,y))$ and write, for any given integer $p\ge 1$,
Then,
with
The constants $\vartheta _{sj}$ play a significant role in determining the singularity type of the germs $\lambda _j$ and in computing ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}$. The following properties are needed in § 4.
Lemma 3.6 The numbers $\vartheta _{sj}$ satisfy the following properties:
(1) $\vartheta _{sj}=0$ if and only if $k\mid sj$.
(2) $\vartheta _{sj}=1$ if and only if $k\mid (s-1)j$.
(3) If $\vartheta _{sj}=\vartheta _{sj'}$, then $\vartheta _{sj}$ is either $0$ or $1$.
Proof. We observe that $\vartheta _{0j}=0$, $\vartheta _{1j}=1$ and, for any integers $m,n$, we have $\vartheta _{mj}=\vartheta _{(m+n)j}$ if and only if $k\mid nj$. For (1) we take $m=0$ and $n=s$, and for (2) we take $m=1$ and $n=s-1$.
For (3), we observe that the constants $\vartheta _{sj}$ lie in the images of the curves $\gamma _n: S^1\subset \mathbb {C}\to \mathbb {C}$ given by $\gamma _n(z)={(1-z^{n+1})}/{(1-z)}=1+z+\cdots +z^n.$ We show that the self intersection points of the curves $\gamma _n$ are $0$ and $1$ (for $n\ge 3$).
Write $z={\rm e}^{{\rm i}\theta }$, with $\theta \in [0,2\pi )$. Then $\gamma _n(\theta )=x+{\rm i}y$, with $(x,y)\in \mathbb {R}^2$, gives $1-{\rm e}^{{\rm i}(n+1)\theta }=(x+{\rm i}y)(1-{\rm e}^{{\rm i}\theta }).$ Therefore,
Now the identity $\cos ((n+1)\theta )^2+\sin ((n+1)\theta )^2=1$ gives
Suppose that $y=0$. Then equation (3.3) becomes $(1-\cos (\theta ))x(x-1)=0$, so $x=0$ or $1$ or $\theta =0$.
When $x=0$, we have $1-{\rm {e}}^{{{\rm i}}\theta }\ne 0$, so $1-{\rm {e}}^{{{\rm i}}(n+1)\theta }=0$. That gives $\theta = {2\pi j}/{(n+1)}, j=1,\ldots, n$. Therefore, $\gamma _n$ passes $n$-times through the origin.
When $x=1$, we get ${\rm e}^{{\rm i}n\theta }=1$, so $\theta ={2\pi j}/{n}, j=1,\ldots, n-1$. Therefore, $\gamma _n$ passes $(n-1)$-times through the point $1$.
When $\theta =0$, we have $\gamma _n(0)=n+1$ and the curve has no self-intersections at that point. See figure 2 for the cases $n=5,6,7.$
Suppose now that $y\ne 0$. Then equation (3.3) can be written as $\cot ({\theta }/{2})={(x^2+y^2-x)}/{y}.$ This shows that, for any $(x,y)\in \mathbb {R}^2$ with $y\ne 0$, there is at most one $\theta \in [0,2\pi )$ satisfying $\gamma _n(\theta )=x+{\rm i}y$. Therefore, the only self-intersection points of $\gamma _n$ are $0$ and $1$.
3.2 Cross-caps and triple points
The number of cross-caps and triple points are invariants of finitely $\mathcal {A}$-determined map-germs $F\colon (\mathbb {C}^2,0)\to (\mathbb {C}^3,0)$ that can be described using stable deformations. A stable mapping $U\to (\mathbb {C}^3,0)$ with $U$ an open neighbourhood of the origin in $\mathbb {C}^2$ exhibits only regular points, transverse double points along curves, cross-caps and isolated transverse triple points. Every stable deformation $F_t$ of $F$ exhibits the same number $C$ of cross-caps and $T$ of triple points [Reference Mond23]. For a corank one map-germ, these are given by the formulae
where $JF$ is the ideal generated by the $2\times 2$ minors of the differential matrix of $F$ [Reference Mond23] (the formula for $C$ holds without the corank one assumption).
For $j,j'\in \{1,\dots,k-1\}$, with $j\neq j'$, we set
and define
Observe that $T_{j,j'}=T_{j',j}$ for all $j\neq j'$.
Proposition 3.8 The number of cross-caps and of triple points of a finitely $\mathcal {A}$-determined $k$-folding map-germ $F_k$ are given by
Proof. The formula for $C$ is trivial. For $T$, we claim that
is a radical ideal of $\mathcal {O}_{4}$ whose zero locus is
Clearly, $Z$ is contained in the zero locus $V(J)$. The converse inclusion follows by considering the degree of the generators of $J$ and by the fact that $V(J)$ is generically reduced. Since $V(J)$ is also a complete intersection, it is reduced. Thus $J$ is a radical ideal.
The irreducible decomposition of $Z$ consists of the branches
Thus, we may decompose ${\mathcal {D}}^3(F_k)$, as a set, as the union of the (not necessarily irreducible) branches
Eliminating $y'$ and $y''$, gives ${\mathcal {D}}^3_{j,j'}(F_k)=\langle \lambda _j,\lambda _{j,j'}\rangle$. Therefore, we only need to show that $\operatorname {dim}_\mathbb {C} ({\mathcal {O}_4}/{I^3(F_k)})=\sum _{j\neq j'}\operatorname {dim}_\mathbb {C} ({\mathcal {O}_2}/({\langle \lambda _{j},\lambda _{j,j'}\rangle })$. It is clear that the same decomposition of ${\mathcal {D}}^3(F_k)$ applies to an unfolding $\tilde {F}_k(x,y,t)=(x,y^k,f_t(x,y),t)$ of $F_k$, and fixing a representative and a nonzero parameter $\delta$, the same holds for $(\tilde {F}_k)_{\delta }$. This gives a decomposition of ${\mathcal {D}}^3(({\tilde {F}_k})_{\delta })$ into the branches ${\mathcal {D}}^3_{j,j'}(({\tilde {F}_k})_{\delta })$.
It is possible to choose an unfolding where the branches ${\mathcal {D}}^3_{j,j'}(({\tilde {F}_k})_{\delta })$ are pairwise disjoint. Indeed, it follows from their defining equations that two spaces ${\mathcal {D}}^3_{j,j'}(({\tilde {F}_k})_{\delta })$ and ${\mathcal {D}}^3_{s,s'}(({\tilde {F}_k})_{\delta })$ can only intersect on $\{y=0\}$, so it is enough to find an unfolding where ${\mathcal {D}}^3_{j,j'}(({\tilde {F}_k})_{\delta })\cap \{y=0\}$ is empty. Again, it follows from the defining equations that a point $(x,0,0,0)\in {\mathcal {D}}^3_{j,j'}(({\tilde {F}_k})_{\delta })$ if $({\partial f_{\delta }}/{\partial x})(x,0)=({\partial f^2_{\delta }}/{\partial x^2})(x,0)=0$, a condition that can be avoided by choosing a suitable deformation $f_t$ of $f$.
We take now an unfolding as above. Since $Z$ is reduced, ${\mathcal {D}}^3(({\tilde {F}_k})_{\delta })$ is isomorphic to the union of the ${\mathcal {D}}^3_{j,j'}(({\tilde {F}_k})_{\delta })$ as complex spaces. The equality we need to show follows now from the constancy of the numbers involved under continuous deformations. Defining $\lambda _{j}^{\delta }$ and $\lambda _{j,j'}^{\delta }$ in the obvious way, we obtain
Since $T_{j,j'}=T_{j',j}$, we add only the numbers $T_{j,j'}$, with $j< j'$, and replace $1/6$ by $1/3$.
3.3 Topological triviality
We say that two subspaces $S$ and $S'$ of a topological space $X$ have the same topological type if there is a homeomorphism $X\to X$ restricting to an homeomorphism $S\to S'$. Milnor showed that two isolated hypersurface singularities with same topological type have the same Milnor number. In the case of our invariants, a similar result can be obtained using the results in [Reference Nemethi and Pinter28, Reference Siersma30] (see [Reference Bobadilla, Peñafort and Sampaio4] for details).
Proposition 3.9 Let $F,G:(\mathbb {C}^2,0)\to (\mathbb {C}^3,0)$ be finitely $\mathcal {A}$-determined map-germs. If $F$ and $G$ are topologically equivalent, then $\mu ({\mathcal {D}}(F))=\mu ({\mathcal {D}}(G))$, $r({\mathcal {D}}(F))=r({\mathcal {D}}(G))$, $C(F)=C(G)$ and $T(F)=T(G)$.
The Milnor number of the double-point curve is enough to determine the topological triviality of families of finitely $\mathcal {A}$-determined map-germs.
Proposition 3.10 (Corollary 40 [Reference Bobadilla and Pe Pereira3])
A family of finitely $\mathcal {A}$-determined map-germs $G_t\colon (\mathbb {C}^2,0)\to (\mathbb {C}^3,0)$ is topologically trivial if and only if $\mu ({\mathcal {D}}(G_t))$ is constant along the parameter $t$.
Using the upper semi-continuity of the numbers involved, proposition 3.10 can be combined with proposition 3.4 to yield the following result.
Corollary 3.11 Let $F_k^t=(x,y^k,f_t(x,y))$ be a family of finitely $\mathcal {A}$-determined $k$-folding map-germs. The following statements are equivalent:
(1) The family $F_k^t$ is topologically trivial.
(2) The numbers $\mu ({\mathcal {D}}_j)$ and ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}$ are constant along the family $F_k^t$.
(3) The numbers $C, \mu ({\mathcal {D}}_j), {\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}$ and $T_{j,j'}$ are constant along the family $F_k^t$.
4. The jet space stratification
In this section, we study the singularities of $k$-folding map-germs which we take in standard form $F_k(x,y)=(x,y^k,f(x,y))$ (see remark 2.3(4)). We identify the set of such germs with the set $\mathcal {O}_2$ of germs, at the origin, of holomorphic functions $f$. For each $k$, we obtain a stratification $\mathcal {S}_k$ of $J^{11}(2,1)$ (and hence of $J^{l}(2,1)$ for $l\ge 11$). The stratification consists of the strata of codimension $\leq \! 4$ stated in theorem 1.1 together with the complement of their union (i.e. the union of strata of codimension $\ge \! 5$). Every stratum of codimension $\leq \! 4$ of $\mathcal {S}_k$ consists of finitely $\mathcal {A}$-determined and pairwise topologically equivalent $k$-folding map-germs. The jet level $l=11$ is determined by the conditions defining the strata of $\mathcal {S}_k$ which involve the coefficients of $f$ in (3.1) up to degree $11$ (see tables 1, 2, 4, 6).
$\begin{align*}CndH_2 & = a_{32}a_{44}-a_{55}a_{21} \\ CndH_3 & = a_{88}a_{21}^3-(a_{77}a_{32}+a_{44}a_{65})a_{21}^2+a_{44}(a_{42}a_{44}+ a_{32}a_{54})a_{21}-a_{31}a_{44}^2a_{32}. \\ CndH_4 & = a_{11,11}a_{21}^5 -(a_{44}a_{98}+a_{10,10}a_{32}+a_{77}a_{65})a_{21}^4\\ & \quad +(a_{44}a_{87}a_{32}+a_{32}a_{54}a_{77}+a_{44}a_{54}a_{65}+2a_{44}a_{77}a_{42}+a_{44}^2a_{75})a_{21}^3\\ & \quad -(a_{52}a_{44}^2+a_{44}a_{31}a_{65}+2a_{42}a_{44}a_{54}+a_{44}a_{64}a_{32}\\ & \quad +2a_{77}a_{32}a_{31}+a_{54}^2a_{32})a_{44}a_{21}^2\\ &\quad +(2a_{44}a_{31}a_{42}+a_{44}a_{41}a_{32}+3a_{32}a_{54}a_{31})a_{44}^2a_{21}-2a_{31}^2a_{32}a_{44}^3 \\ CndUm_8 & = a_{55}(a_{31}a_{55}-a_{54}a_{32})+a_{77}a_{32}^2 \, \, \mbox {(see table 6)}\end{align*}$
$\begin {array}{l} {CndNA}_3=a_{43}^2-4a_{31}a_{55}\\ {CndNA}_5=8a_{31}^3a_{77}-4a_{65}a_{43}a_{31}^2+ 2a_{53}a_{43}^2a_{31}- a_{41}^2a_{43}^3 \end {array}$
$\begin {array}{rcl} CndQm_5 & = & a_{32}a_{55} - a_{21}a_{66}\\ CndQm_6 & = & a_{43} a_{55}-a_{21} a_{77}\\ CndRm_5 & = & a_{32}a_{66}-a_{21}a_{77} \end {array}$
$\begin {array}{rcl} \Delta _j^k & = & (a_{32}^2-4a_{31}a_{33})\xi ^{2j}+2(a_{32}^2-2a_{31}a_{33})\xi ^j+a_{32}^2-4a_{31}a_{33}\\ \Omega _{j,j'}^k & = & a_{31}a_{33}(1+\xi ^j+\xi ^{j'})^2-a_{32}^2(\xi ^j+\xi ^{j'}+\xi ^{j+j'})\\ CndUm_8 & = & a_{55}(a_{31}a_{55}-a_{54}a_{32})+a_{77}a_{32}^2\\ {CndVm_5}_{j,j'} & = & a_{32}^2a_{44}\beta _{j,j'} +a_{32}a_{33}(2a_{33}a_{42}-a_{32}a_{43})\alpha _{j,j'}+a_{41}a_{33}^3,\, \mbox {with}\\ & & \alpha _{j,j'} =\frac {\xi ^j+\xi ^{j'}+\xi ^{j+j'}}{(1+\xi ^j+\xi ^{j'})^2},\\ & & \beta _{j,j'}=\frac {\xi ^{j+3j'}+\xi ^{3j+j'}+\xi ^{3j'}+2\xi ^{2j+j'}+2\xi ^{j+2j'}+\xi ^{3j}+2\xi ^{j+j'}+\xi ^{j}+\xi ^{j'} }{(1+\xi ^{j}+\xi ^{j'})^4}. \\ CndWA_2 & = & (a_{41}a_{33}+a_{31}a_{43})a_{32}^3-2a_{31}(a_{42}a_{33}+2a_{31}a_{44})a_{32}^2+8a_{31}^3a_{33}a_{44}\\ {Cnd\widetilde {W}m}_8 & = & a_{31}a_{55}-a_{42}a_{44}\\ {CndYA}_3 & = & a_{43}^2-4a_{31}a_{55}\\ {CndYm_6}_j & = & (a_{31}a_{44}^2+a_{55}a_{32}^2-a_{43}a_{44}a_{32})\xi ^{4j}\\& & \quad + a_{44}(2a_{31}a_{44}-a_{32}a_{43})\xi ^{2j}+a_{31}a_{44}^2\\ (*) & & j< j'; (j,j')\ne (p,2p) when k=3p\\ (**) & & \mbox {If} 2\mid k then j\ne k/2\\ (***) & & \mbox {If} k=3p, then j\ne p,2p \end {array}$
As pointed out in the Introduction, the case $k=2$ was studied in [Reference Bruce5, Reference Bruce and Wilkinson8, Reference Wilkinson32]. The stratification $\mathcal {S}_2$ can be recovered from the results in this paper. The different $\mathcal {A}$-classes obtained in [Reference Bruce5] correspond to different topological classes. This follows by analysing the invariants $C,T,\mu (\mathcal {D})$ and $r(\mathcal {D})$. We shall suppose here that $k\ge 3$ and write the jets of $f$ as in (3.1).
It is clear that $F_k$ is an immersion if and only if $a_{11}\neq 0$. All immersions are $\mathcal {A}$-finitely determined and pairwise topologically equivalent. Moreover, only immersions have $\mathcal {D}=\emptyset$, hence $r(\mathcal {D})=0$. We define $a_{11}\neq 0$ as the open stratum of $\mathcal {S}_k$ (corresponding to the jets of all immersions) and choose
as a normal form for topological equivalence of germs in this stratum. The strata corresponding to singular germs are organized into four branches according to the following result.
Lemma 4.1 For $k\ge 3$, every singular $k$-folding map-germ is $\mathcal {A}$-equivalent to a $k$-folding map-germ whose $2$-jet is equal to $(x,0,xy+y^2), (x,0,y^2), (x,0,xy)$ or $(x,0,0).$
Proof. As we are assuming $F_k$ to be singular at the origin, we have $a_{11}=0$. Then $F_k$ is $\mathcal {A}$-equivalent to a germ whose $2$-jet is $(x,0,a_{21}xy+a_{22}y^2)$. Depending on the coefficients $a_{21}$ and $a_{22}$, the $2$-jet can be taken to one of the following forms:
We have the following about $\mathcal {A}$-simplicity of germs of $k$-folding maps.
Proposition 4.2 There are no $\mathcal {A}$-simple $k$-folding map-germs for $k\ge 5$.
Proof. It is enough to show that the orbit of a map-germ $F_k$ with a 2-jet $(x,0, xy+y^2)$ is not simple as the orbits of germs in the remaining branches in lemma 4.1 are adjacent to it. For such a germ, we have $j^kF_k\sim _{\mathcal {A}^{(k)}}(x,(y-({1}/{2})x)^k,y^2)$. The result follows by theorem 1:1 in [Reference Mond22] as there are no $\mathcal {A}$-simple germs of the form $(x,y^2,f(x,y))$ with $j^4f\equiv 0$.
When $k=4$ and for $F_4$ in branch 1, we have $j^4F_4\sim _{\mathcal {A}^{(4)}}(x,xy^3+x^3y,y^2)$. This is a $C_3$-singularity and is $\mathcal {A}$-simple [Reference Mond22]. For $F_4$ in branch 2, we have $j^4F_4\sim _{\mathcal {A}^{(4)}}(x,0,y^2)$ so it leads to non $\mathcal {A}$-simple germs. By adjacency, the germs in branches 3 and 4 also lead to non-$\mathcal {A}$-simple germs. Therefore, the $C_3$-singularity is the only $\mathcal {A}$-simple singularity of $4$-folding map-germs.
The case $k=3$ is treated in § 4.1 where there are several $\mathcal {A}$-simple singularities of $3$-folding map-germs.
Remarks 4.3 1. The degree of $\mathcal {A}$-determinacy of a singular germ $F_k$ is greater or equal to $k$ (the germ $(x,y)\mapsto (x,0,f(x,y))$ is not finitely $\mathcal {A}$-determined for any $f$).
2. For germs in branch 1 or branch 2, we have $F_k\sim _{\mathcal {A}} (x,yp(x,y^2),y^2)$ for some germ $p$. One can study the germ $p$, as was done in [Reference Mond22], instead of $F_k$, but this blurs the order of the original $k$-folding map-germ. Also, the approach in [Reference Mond22] of reducing the action of $\mathcal {A}$ on the set of $2$-folding map-germs to the action of a subgroup of $\mathcal {K}$ on $\mathfrak {m}_2$ does not extend to germs of $k$-folding maps for $k\ge 3$.
4.1 The case $k= 3$
When $k=3$ we get several $\mathcal {A}$-simple map-germs. For this reason, we treat this case separately.
Theorem 4.4 The only $\mathcal {A}$-simple singularities a $3$-folding map-germ $F_3$ can have are those of type $S_{2l-1}$, $l\ge 2$, or $H_s$, $s\ge 3$. In the real case, the $S_{2l-1}$-singularities are of type $S_{2l-1}^-$. The strata of $\mathcal {S}_3$ of codimension $\le \! 4$ are given in table 1.
Proof. We can write $f(x,y)=f_0(x,y^3)+yf_1(x,y^3)+y^2f_2(x,y^3)$, for some germs of holomorphic functions $f_i$, $i=0,1,2$. Then $F_3\sim _{\mathcal {A}} (x,y^3,yf_1(x,y^3)+y^2f_2(x,y^3)).$
Suppose that $a_{10}=0$ ($F_3$ is singular) and $a_{22}\ne 0$. Then
for some germs of holomorphic functions $g\in \mathfrak {m}_1$, $h\in \mathcal {O}_2$ and $k\in \mathfrak {m}_2$. We can make successive changes of coordinates in the target so that $j^pF_3\sim _{\mathcal {A}^{(p)}}(x,y^3,yL(x)+a_{22}y^2)$ for any $p\ge 3$. It is not difficult to show that $F_3$ is finitely $\mathcal {A}$-determined if and only if $ord(L)=ord(g)=ord( f_y (x,0))$ is finite. Suppose that this is the case and denote by $l$ that order. Then $j^lL(x)=a_{l1}x^l$, $a_{l1}\ne 0$, and the change of coordinates $y\mapsto y-(a_{l1}/2a_{22})x^l$ in the source yields $j^{2l+1}F_3\sim _{\mathcal {A}^{(2l+1)}}(x,y^3-3(a_{l1}/2a_{22})^2yx^{2l},a_{22}y^2)$. This is an $S_{2l-1}$-singularity, and since it is $(2l+1)$-$\mathcal {A}$-determined, we have $F_3\sim _{\mathcal {A}} (x,y^3-yx^{2l},y^2)$. In the real case, this is an $S_{2l-1}^{-}$-singularity.
The above calculations show, in particular, that we do not get the simple singularities $B_l^{\pm }$, $C_l^{\pm }$ and $F_4$ whose 2-jets are $\mathcal {A}^{(2)}$-equivalent to $(x,0,y^2)$.
Similar calculations show that when $a_{11}=a_{22}=0$ and $a_{21}\ne 0$, we get an $H_l$-singularity when the singularity of $F_3$ is finitely $\mathcal {A}$-determined.
The remaining cases are studied in the same way as in the case $k\ge 4$ (table 6). We get three strata with topological normal forms ${\bf U}_4^{3}, {\bf X}_4^{3}$ and ${\bf W}_4^{3,1}$ (the germs in these strata are not $\mathcal {A}$-simple) together with the stratum represented by the topological normal form ${\bf U}^3_3$, which is topologically equivalent to Mond's singularity $X_4$ (see § 2 and [Reference Mond22]).
Remark 4.5 The invariants associated to the simple singularities can be found in [Reference Mond23]; those associated to ${\bf U}_4^{3}, {\bf X}_4^{3}, {\bf W}_4^{3,1}$ are given in table 7.
4.2 The case $k\ge 4$
We consider here the case when $k\ge 4$, which we divide into the four branches according to the $\mathcal {A}^{(2)}$-orbits in lemma 4.1. In all that follows, $j\in \{1,\ldots,k-1\}$, and subindices of singularities indicate the codimension of the stratum.
4.2.1 Branch 1: $a_{11}=0$, $a_{21}a_{22}\neq 0$
Theorem 4.6 Any germ $F_k$ of a $k$-folding map satisfying $a_{11}=0$ and $a_{21}a_{22}\neq 0$ is finitely $\mathcal {A}$-determined and is topologically equivalent to
The invariants take the values $\mu ({\mathcal {D}})=(k-2)^2$, $C=k-1$, $T=0$ and $r({\mathcal {D}})=k-1$ and the double-point curve of $F_k$ is the union of $k-1$ regular curves intersecting transversally.
Proof. The functions defining the branches ${\mathcal {D}}_j$ of the double-point curve (see theorem 3.2) are given by $\lambda _j=a_{21}x+(1+\xi ^j)a_{22}y+O(2),$ where $O(l)$ denotes a remainder of order $l$. Clearly, all of the branches ${\mathcal {D}}_j$ are regular curves. As the scalars $1+\xi ^j$ are pairwise distinct, the space ${\mathcal {D}}={\mathcal {D}}(F_k)=\bigcup _j{\mathcal {D}}_j$ consists of $k-1$ regular curves intersecting transversally at the origin.
We have $\mu ({\mathcal {D}}_j)=0$ and ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=1$, and from proposition 3.4 we obtain $\mu ({\mathcal {D}})=(k-2)^2$. By theorem 3.3, any germ $F_k$ satisfying the conditions in the statement of the theorem is finitely $\mathcal {A}$-determined. These germs form a stratum of codimension 1 defined by $\{a_{11}=0,a_{21}a_{22}\neq 0\}$. Since this stratum is path connected, we conclude by theorem 3.10 that it consists of topologically equivalent germs. We choose for a topological model the germ ${\bf M}^k_1$ given in the statement of the theorem.
By proposition 3.11, it is enough to compute $C$ and $T_{j,j'}$ for ${\bf M}^k_1$ as these invariants are constant along the stratum. We have $C=\operatorname {dim}_\mathbb {C} {\mathcal {O}_2}/{\langle y^{k-1},x+2y\rangle }=k-1$ and $T_{j,j'}=\operatorname {dim}_\mathbb {C} {\mathcal {O}_2}/{\langle x+(1+\xi ^j)y,1\rangle }=0.$
Remark 4.7 The singularity ${\bf M}^4_1$ is the $\mathcal {A}$-simple singularity $C_3$ (see the proof of proposition 4.2).
The proofs for the cases in the remaining branches follow by similar arguments used in the proof of theorem 4.6 (except for the calculations of $T$). To avoid repetition, we highlight only key differences in each case. The notation for the conditions that define the strata are those indicated in the tables.
4.2.2 Branch 2: $a_{11}=a_{21}=0$, $a_{22}\ne 0$
Theorem 4.8 The strata of codimension $\le \! 4$ of finitely $\mathcal {A}$-determined $k$-folding map-germs in the branch $a_{11}=a_{21}=0$, $a_{22}\ne 0$ are those given in table 2. The invariants associated to the germs in each stratum are given in table 3.
For germs in this branch, the map-germ $(x,y)\mapsto (x,f(x,y))$ is finite and generically two-to-one. Therefore, $T=0$ for any finitely $\mathcal {A}$-determined map-germ in this branch.
The germs of the functions defining the double-point branch ${\mathcal {D}}_j$ is given by
The branch ${\mathcal {D}}_j$ is thus regular if and only if $\vartheta _{2j}\ne 0$. By lemma 3.6, $\vartheta _{2j}=0$ when $k$ is even and $j=k/2$.
Proposition 4.9 Any $k$-folding map-germ $F_k$ satisfying $a_{11}=a_{21}=\cdots = a_{l1}=0$, $a_{22}a_{(l+1)1}\neq 0$, for some $l\ge 2$, and $a_{33}\ne 0$ when $k=2p$, is finitely $\mathcal {A}$-determined and is topologically equivalent to
The invariants $C$, $T$, $\mu (\mathcal {D})$ and $r(\mathcal {D})$ are as in table 2. All the double-point branches are regular curves except for the branch $\mathcal {D}_p$, when $k=2p$, which has an $A_{l-1}$-singularity. We have ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=l$, for all $j\ne j'$.
Proof. Fix an index $j$ and assume that $2\nmid k$ or that $k=2p$ but $j\neq p$. Then ${\mathcal {D}}_j$ is a regular curve and can be parametrized by $t\mapsto (t,\gamma _j(t))$, with $\gamma _j(t)=-({a_{l+1,1}}/{((1+\xi ^j)a_{22})})t^{l}+O(l+1).$ Clearly, any two distinct branches have order of contact equal to $l$.
Suppose now that $k=2p$. As $\vartheta ^2_{p}=0$, the coefficients of $x^sy$ in $\lambda _p$ vanish for all $s\ge 1$. Moreover, since $\vartheta ^3_{p}=1$, the function $\lambda _p$ is of the form $\lambda _p=a_{l+1,1}x^l+a_{33}y^2+y^3h(y).$ This implies that $\lambda _p$ is $\mathcal {R}$-equivalent to $y^2+x^{l}$ if and only if $a_{33}\neq 0$, in which case it has an $A_{l-1}$-singularity. As for the contact between branches, $ord(\lambda _p(t,({-a_{l+1,1}}/{((1+\xi ^j)a_{22})})t^{l}+O(l+1))=l,$ hence ${\mathcal {D}}_j\cdot {\mathcal {D}}_{p}=l$. This determines $\mu (\mathcal {D})$, and hence the topological triviality and the constancy of the invariants along the stratum.
Remarks 4.10 1. Branch 1 can be considered as a particular case of the strata ${\bf M}^k_l$ in proposition 4.9 (the condition $a_{33}\ne 0$ is not needed when $l=1$).
2. When $2\nmid k$, the term $y^3$ in ${\bf M}^k_l$ is irrelevant for topological equivalence. We include it to represent both $k$ even and $k$ odd by the same map-germ. We do this for all subsequent topological normal forms.
Proposition 4.11 Suppose that $k=2p$. Any $k$-folding map-germ $F_k$ satisfying $a_{11}=a_{21}=a_{33}=0$, $a_{22}a_{31}\ne 0$ and the additional conditions in ${\rm {(a)}}$ or ${\rm {(b)}}$ below is finitely $\mathcal {A}$-determined and is topologically equivalent to one of the germs
The invariants $\mu ({\mathcal {D}(F_k)}), C,T, r({\mathcal {D}}(F_k))$ are as in table 3. The branches ${\mathcal {D}}_j$ are regular curves for all $j\ne p$ and ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=2$ for all $j\neq j'$.
${\rm {(a)}}$ If ${CndNA}_3\ne 0$, then the branch ${\mathcal {D}}_p$ has an $A_{3}$-singularity and the map-germ is topologically equivalent to ${\bf N}^k_3$.
${\rm {(b)}}$ If ${CndNA}_3=0$ and ${CndNA}_5\ne 0$, then ${\mathcal {D}}_p$ has an $A_{5}$-singularity and the map-germ is topologically equivalent to ${\bf N}^k_4$.
Proof. We have $\lambda _{p}= a_{31}x^2+a_{41}x^3+a_{43}xy^2+a_{51}x^4+ a_{53}x^2y^2+a_{55}y^4 +O(5).$ It has an $A_3$-singularity if and only if ${CndNA}_3\ne 0$. When ${CndNA}_3=0$, we need to consider the $7$-jet of $\lambda _p$. A calculation shows that $\lambda _p$ has an $A_5$-singularity if and only if ${CndNA}_5\ne 0$. In both cases, we have $ord(\lambda _p(t,-{a_{31}}/{((1+\xi ^j)a_{22})}t^{2}+O(3)))=2$ for all $j\ne p$.
Proposition 4.12 Suppose that $k=2p$. Any $k$-folding map-germ $F_k$ satisfying $a_{11}=a_{21}=a_{31}=a_{33}=0$ and $a_{22}a_{41}a_{43}\ne 0$ is finitely $\mathcal {A}$-determined and is topologically equivalent to
The codimension of the stratum is $4$ and the invariants $\mu ({\mathcal {D}}(F_k)), C,T,$ $r({\mathcal {D}}(F_k))$ are as in table 3. The branches ${\mathcal {D}}_j,$ $j\ne p$, are regular curves and ${\mathcal {D}}_p$ has a $D_{4}$-singularity. We have ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=2$ for the distinct regular branches and ${\mathcal {D}}_j\cdot {\mathcal {D}}_{p}=3$, for $j\ne p$.
Proof. The result follows from the fact that $\lambda _{p}=a_{41}x^3+a_{43}xy^2+O(4).$
4.2.3 Branch 3: $a_{11}=a_{22}=0$, $a_{21}\ne 0$
Theorem 4.13 The strata of codimension $\le \! 4$ of finitely $\mathcal {A}$-determined $k$-folding map-germs in the branch $a_{11}=a_{22}=0$, $a_{21}\ne 0$ are those given in table 4. The invariants of the germs in each stratum are given in table 5.
For any finitely $\mathcal {A}$-determined $k$-folding map-germ in this branch, we have $C=\operatorname {dim}_\mathbb {C} {\mathcal {O}_2}/{\langle y^{k-1},a_{21}x+O(2)\rangle }=k-1.$
The double-point branches are regular curves that can be parametrized by $t\mapsto (\gamma _j(t),t)$, with
The strata are determined by the contact between the branches of the double-point curve which depend on $\vartheta _{sj}$ as well as on the coefficients $a_{pq}$. We start with the case $a_{33}\ne 0$, where the strata depend on the divisibility of $k$ by $3$.
Proposition 4.14 Suppose that $a_{11}=a_{22}=0$ and $a_{21}a_{33}\neq 0$. Any $k$-folding map-germ $F_k$ in case ${\rm {(a)}}$ or satisfying the additional conditions in ${\rm {(b)}}$ is finitely $\mathcal {A}$-determined and is topologically equivalent to one of the map-germs
The invariants $\mu ({\mathcal {D}}), C,T, r(\mathcal {D})$ are as in table 5. We have contact ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=2$, except for ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}$ when $k=3p$ which is given in ${\rm {(b)}}$.
(a) If $3\nmid k$, then $F_k$ is topologically equivalent to ${\bf P}^k_2$.
(b) If $k=3p$, then the strata are as follows:
If $CndH_2\ne 0$, then ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=4$ and $F_k$ is topologically equivalent to ${\bf P}^k_2$.
If $CndH_2=0$ and $CndH_3\ne 0$, then ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=7$ and $F_k$ is topologically equivalent to ${\bf P}^k_3$.
If $CndH_2=CndH_3=0$ and $CndH_4\ne 0$, then ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=10$ and $F_k$ is topologically equivalent to ${\bf P}^k_4$.
Proof. If $3\nmid k$, then by lemma 3.6 we have $\vartheta _{3j}\ne 0$ and $\vartheta _{3j}\ne \vartheta _{3j'}$ for all $j\neq j'$. This implies ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=2$ for all $j\neq j'$.
If $k=3p$, then by lemma 3.6 the equality $\vartheta _{3j}=\vartheta _{3j'}$ holds only when $\{j,j'\}=\{p,2p\}$. Again, we obtain ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=2$ for all $j\neq j'$ with $\{j,j'\}\neq \{p,2p\}$.
We have $\vartheta _{3p}=\vartheta _{3(2p)}=0$, $\vartheta _{4p}=\vartheta _{4(2p)}=1$ and $\vartheta _{5p}=\vartheta _{2(2p)}$ (lemma 3.6). Using the parametrizations of ${\mathcal {D}}_p$ and ${\mathcal {D}}_{2p}$, we get ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=4$ if and only if $a_{32}a_{44}-a_{21}a_{55}\ne 0$, equivalently, $CndH_2\ne 0$.
When $CndH_2=0$, the exceptional branches ${\mathcal {D}}_p$ and ${\mathcal {D}}_{2p}$ are parametrized by $x=-({a_{44}}/{a_{21}})y^3+\beta _sy^7+O(9)$, $s=1,2$, with $\beta _1-\beta _2\ne 0$ if and only if $CndH_3\ne 0$. Then, ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=7$.
When $CndH_2=CndH_3=0$, the exceptional branches are parametrized by $x=-({a_{44}}/{a_{21}})y^3+\beta _sy^{10}+O(11)$, $s=1,2$, with $\beta _1-\beta _2\ne 0$ if and only if $CndH_4\ne 0$. Then, ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=10$.
The values of $T$ can be computed using the models ${\bf P}^k_l$. We have $\lambda _j=x+\vartheta _{3j}y^2+\vartheta _{(3l-1)j}y^{3l-2}$ and $\lambda _{j,j'}=(\vartheta _{3j}-\vartheta _{3j'})y+(\vartheta _{3l-1,j}-\vartheta _{3l-1,j'})y^{3l-3}.$ By lemma 3.6, $T_{j,j'}=\operatorname {dim}_\mathbb {C} ({\mathcal {O}_2}/{\langle x,y\rangle })=1$ when $3\nmid k$ or when $k=3p$ but $\{j,j'\}\neq \{p,2p\}$. For $k=3p$, we show that $\vartheta _{3l-1,p}\neq \vartheta _{3l-1,2p}$ so $T_{p,2p}=3l-3$.
Remark 4.15 The singularity ${\bf P}^4_2\colon (x,y)\mapsto (x,y^4,xy+y^3+y^5)$ is topologically equivalent to the singularity $T_4\colon (x,y)\mapsto (x,y^4,xy+y^3)$ in [Reference Mond22]. Observe that according to proposition 4.14, if $k$ is not divisible by $3$, then the $y^{3l-1}$ term can be removed from the expression of ${\bf P}^k_l$, without changing the topological class of the germ.
Proposition 4.16 Suppose that $a_{11}=a_{22}=a_{33}=0$ and $a_{21}a_{44}\neq 0$. Any $k$-folding map-germ $F_k$ in case ${\rm {(a)}}$ or satisfying the additional conditions in ${\rm {(b)}}$, ${\rm {(c)}}$ or ${\rm {(d)}}$ is finitely $\mathcal {A}$-determined and is topologically equivalent to one of the following map-germs:
The invariants are as in table 5. We have ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=3$ except when $j$ and $j'$ are in the sets $J$ or $J'$ below.
(a) If $3\nmid k$ and $4\nmid k$, then there are no exceptional branches and the germs in this stratum are topologically equivalent to ${\bf Q}_3^k$.
(b) If $k=3p$ and $4\nmid k$, then $J=\{p,2p\}$.
(b1) If $CndH_2\ne 0$, then ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=4$ and $F_k$ is topologically equivalent to ${\bf Q}_3^k$.
(b2) If $CndH_2=0$ and $CndH_3\ne 0$, then ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=7$ and $F_k$ is topologically equivalent to ${\bf Q}_4^k$.
(c) If $k=4p$, $3\nmid k$, then $J=\{p,2p,3p\}$.
(c1) If $CndQm_5\ne 0$, then ${\mathcal {D}}_{j}\cdot {\mathcal {D}}_{j'}=5$, for all $j,j'\in J, j\ne j'$, and $F_k$ is topologically equivalent to ${\bf Q}_3^k$.
(c2) If $CndQm_5=0$ and $CndQm_6\ne 0$, then ${\mathcal {D}}_{j}\cdot {\mathcal {D}}_{j'}=6$, for all $j,j'\in J, j\ne j'$, and $F_k$ is topologically equivalent to $\widetilde {\bf Q}_4^k$.
(d) If $k=12p$, the exceptional contact between double-point branches occurs when the indices are in $J=\{4p,8p\}$ or $J'=\{3p,6p,9p\}$. There are three strata:
(d1) If $CndH_2\ne 0$ and $CndQm_5\ne 0$, then ${\mathcal {D}}_{j}\cdot {\mathcal {D}}_{j'}=4$ (resp. ${\mathcal {D}}_{j}\cdot {\mathcal {D}}_{j'}=5$) for all distinct pairs with $j,j'$ in $J$ (resp. $J'$), and $F_k$ is topologically equivalent to ${\bf Q}_3^k$.
(d2) If $CndH_2=0, CndH_3\ne 0$ and $CndQm_5\ne 0$, then ${\mathcal {D}}_{j}\cdot {\mathcal {D}}_{j'}=7$ (resp. ${\mathcal {D}}_{j}\cdot {\mathcal {D}}_{j'}=5$) for all distinct pairs with $j,j'$ in $J$ (resp. $J'$), and $F_k$ is topologically equivalent to ${\bf Q}_4^k$.
(d3) If $CndQm_5=0, CndQm_6\ne 0,$ and $CndH_2\ne 0$, then ${\mathcal {D}}_{j}\cdot {\mathcal {D}}_{j'}=4$ (resp. ${\mathcal {D}}_{j}\cdot {\mathcal {D}}_{j'}=6$) for all distinct pairs with $j,j'$ in $J$ (resp. $J'$), and $F_k$ is topologically equivalent to $\widetilde {\bf Q}_4^k$.
Proof. The branches $\mathcal {D}_j$ can be parametrized by $t\mapsto (\gamma _j(t),t)$ with
(a) If $3\nmid k$, $4\nmid k$, then $\vartheta _{4j}\ne \vartheta _{4j'}$ for all $j,j'$ with $j\ne j'$ (lemma 3.6). Therefore, ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=3$ for all distinct pairs.
(b) If $k=3p$ and $4\nmid p$, then $\vartheta _{4j}\ne \vartheta _{4j'}$ for all distinct pairs with $j$ or $j'$ not in $J=\{p,2p\}$. For such pairs, ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=3$.
Using the fact that $\vartheta _{6p}=\vartheta _{6(2p)}=\vartheta _{3p}=\vartheta _{3(2p)}=0$, $\vartheta _{4p}=\vartheta _{4(2p)}=1$ and $\vartheta _{5p}=\vartheta _{2p}\neq \vartheta _{5(2p)}=\vartheta _{2(2p)}$, the parametrization of the exceptional branch $\mathcal {D}_p$ becomes
A parametrization of $\mathcal {D}_{2p}$ is obtained by replacing $\vartheta _{2p}$ by $\vartheta _{2(2p)}$ in the expression of $\gamma _p$. Therefore, ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=4$ if and only if $a_{32}a_{44}-a_{21}a_{55}\ne 0$, i.e. $CndH_2\ne 0$.
When $CndH_2= 0$, we have
For $\gamma _{2p}$, we replace $\vartheta ^2_{p}$ by $\vartheta ^2_{2p}$ in $\gamma _{p}$. It follows that ${\mathcal {D}}_p\cdot {\mathcal {D}}_{2p}=7$ if and only if $CndH_3\ne 0$.
(c) If $k=4p$ and $3\nmid p$, we have ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=3$ for $j$ or $j'$ not in $\{p,2p,3p\}$.
The parametrization of $\mathcal {D}_p$ becomes $\gamma _{p}(t)={a_{55}}/{a_{21}}t^4+ {\vartheta ^2_{p}(a_{32}a_{55} - a_{21}a_{66})}/{a_{21}^2} t^5+O(6),$ and similarly for $\gamma _{2p}$ and $\gamma _{3p}$ replacing $p$ by $2p$ and $3p$ respectively. Consequently, the branches $\mathcal {D}_p$, $\mathcal {D}_{2p}$, $\mathcal {D}_{3p}$ have pairwise order of contact $5$ if and only if $a_{32}a_{55} - a_{21}a_{66}\ne 0$, i.e. $CndQm_5\ne 0.$
When $CndQm_5=0$, $\gamma _{p}=-{a_{55}}/{a_{21}}t^4- \vartheta _{2p}\vartheta _{3p}({a_{21} a_{77} - a_{43} a_{55}})/ {a_{21}^2}t^6+O(7)$, with similar adjustments as above for $\gamma _{2p}$ and $\gamma _{3p}$. Therefore, the three exceptional branches have pairwise order of contact $6$ if and only if $a_{21} a_{77}-a_{43} a_{55}\ne 0$, i.e. $CndQm_6\ne 0$.
(d) This follows by lemma 3.6 and (b) and (c) above.
The contact between the branches determines $\mu (\mathcal {D})$, the topological types and their associated strata. It remains to compute $T$ for each normal form.
For ${\bf Q}^k_3$ we have $\lambda _j=x+\vartheta _{4j}y^3+\vartheta _{5j}y^{5}+\vartheta _{6j}y^5,$ and $\lambda _{j,j'}=(\vartheta _{4j}-\vartheta _{4j'})y^2+(\vartheta _{5j}-\vartheta _{5j'})y^3+(\vartheta _{6j}-\vartheta _{6j'})y^4.$ Using the properties of $\vartheta _{sj}$ in lemma 3.6, we have $T_{j,j'}=2$ unless $k=3p$ and $j,j'\in \{p,2p\}$, or $k=4p$ and $j,j'\in \{p,2p,3p\}$. In the first case we get $T_{j,j'}=3$ and in the second $T_{j,j'}=4$. The invariant for the germ ${\bf Q}^k_4$ differs from ${\bf Q}^k_3$ only when $k$ is divisible by $3$. For $k=3p$, we have $T_{p,2p}=6$ and $T_{j,j'}=4$ if $k=4q$ and $j,j'\in \{q,2q,3q\}$. All other indices $j$ and $j'$ give $T_{j,j'}=2$. Similarly, for the germ $\widetilde {\bf Q}^k_4$ and for $k=4p$, we get $T_{j,j'}=5$ if $j,j'\in \{p,2p,3p\}$. If $k=3q$, then $T_{q,2q}=3$. All other indices $j$ and $j'$ give $T_{j,j'}=2$.
Remark 4.17 When $k$ is divisible by $12$, the germs ${\bf Q}^k_4$ and $\widetilde {\bf Q}^k_4$ have the same invariants $C,T,\mu (D)$ and $r(D)$ but they are not topologically equivalent as their associated sets of contacts between double-points branches are distinct (see [Reference Zariski33]).
Proposition 4.18 Suppose that $a_{11}=a_{22}=a_{33}=a_{44}=0$ and $a_{21}a_{55}\neq 0$. Any $k$-folding map-germ $F_k$ in case ${\rm {(a)}}$ or satisfying the additional conditions in ${\rm {(b)}}$ or ${\rm {(c)}}$ is finitely $\mathcal {A}$-determined and is topologically equivalent to
The invariants associated to the germs in the stratum are as in table 5. We have ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=4$ except for the exceptional pairs of branches below.
(a) If $4\nmid k$ and $5\nmid k$, there are no additional conditions and no exceptional branches.
(b) If $k=4p$, $5\nmid k$ and $CndQm_5\ne 0$, then ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=5$ for all distinct pairs with $j,j'$ in $J=\{p,2p,3p\}$.
(c) If $k=5p$, $4\nmid k$ and $CndRm_5\ne 0$, ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=5$ for all distinct pairs with $j,j'$ in $J=\{p,2p,3p,4p\}$.
(d) If $k=20p$, $CndQm_5\ne 0$ and $CndRm_5\ne 0$, then ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=5$ for all distinct pairs with $j,j'$ in $J=\{5p,10p,15p\}$ or in $J'=\{4p,8p,12p,16p\}$.
Proof. The branches $\mathcal {D}_j$ can be parametrized by $t\mapsto (\gamma _j(t),t)$ with
(a) If $4\nmid k$ and $5\nmid k$, then $\vartheta _{5j}\ne \vartheta _{5j'}$ for all $j,j'$ with $j\ne j'$ (by lemma 3.6). Therefore, ${\mathcal {D}}_j\cdot {\mathcal {D}}_{j'}=4$ for all distinct pairs.
(b) If $k=4p$ and $5\nmid k$, then $\vartheta _{5p}=1$, $\vartheta _{6p}=\vartheta _{2p}$, and we can write $\gamma _p(t)=-a_{55}/a_{21}t^4+\vartheta _{2p}CndQm_5/a_{21}^2t^5+O(6)$. We get similarly $\gamma _{2p}(t)$ and $\gamma _{3p}(t)$ by substituting $\vartheta _{2p}$ by, respectively, $\vartheta _{2(2p)}$ and $\vartheta _{2(3p)}$ in $\gamma _p$. The result follows as $\vartheta _{2s}\ne \vartheta _{2s'}$ for $s,s'\in \{p,2p,3p\}$, $s\ne s'$.
(c) If $k=5p$ and $4\nmid k$, then $\vartheta _{5p}=0$, $\vartheta _{6p}=1$, $\vartheta _{7p}=\vartheta _{2p}$, so $\gamma _p(t)=-a_{66}/a_{21}t^5+\vartheta _{2p}CndRm_5/a_{21}^2t^6+O(7)$. The expressions $\gamma _{sp}$, $s=2,3,4,$ are obtaining by substituting $\vartheta _{2p}$ by $\vartheta _{2(sp)}$ in $\gamma _p$.
(d) The case $k=20p$ follows in a similarly way to that of proposition 4.16(d).
The calculations for $T$ are similar to those in the proof of proposition 4.16. We obtain $T_{j,j'}=4$ if $k=4p$ and $j,j'\in \{p,2p,3p\}$, and $T_{j,j'}=5$ if $k=5q$ and $j,j'\in \{q,2q,3q,4q\}$. All remaining indices $j$ and $j'$ give $T_{j,j'}=3$.
Remark 4.19 The singularities ${\bf Q}^4_3$ and ${\bf R}^4_4$ have the same invariants, but the contact of their double-point branches shows that they are not topologically equivalent.
4.2.4 Branch 4: $a_{11}=a_{21}=a_{22}=0$
Theorem 4.20 The strata of codimension $\le \! 4$ of finitely $\mathcal {A}$-determined $k$-folding map-germs in the branch $a_{11}=a_{22}=a_{21}=0$ are those given in table 6. The invariants of the germs in each stratum are given in table 7.
The functions defining the double-point branches $\mathcal {D}_j$ have the following initial terms:
Consequently, the branches $\mathcal {D}_j$ are singular. A branch $\mathcal {D}_j$ has an $A_1$-singularity unless the discriminant $\Delta _j^k$ of the quadratic part of $\lambda _j$ vanishes. We have
An $A_1$-singularity is a transverse intersection of two regular curves. Two branches $\mathcal {D}_j$ and $\mathcal {D}_{j'}$ with an $A_1$-singularity may have one or both of their components being tangential (i.e. the tangent cones of the two branches have a non-trivial intersection). Taking the resultant of $j^2\lambda _j$ and $j^2\lambda _{j'}$ with respect to one of the variables, we find that this happens if and only if $a_{31}a_{33}=0$ or
We have $1+\xi ^j+\xi ^{j'}=0$ or $\xi ^j+\xi ^{j'}+\xi ^{j+j'}=0$ if and only if $k=3p$ and $j,j'\in \{p,2p\}$. Therefore, if $3\nmid k$ or if $k=3p$ and $j,j'\notin \{p,2p\}$, $V(\Omega ^k_{j,j'})$ is a codimension 1 algebraic variety in $J^l(2,1)$, for $l\ge 3$. For such pairs, we set
We have the following properties of $\Delta _j^k$ and $\Omega _{j,j'}^k$ when $a_{31}a_{33}\ne 0$; the case $a_{31}a_{33}=0$ is dealt with in propositions 4.26 and 4.27.
Proposition 4.21 Suppose that $a_{31}a_{33}\ne 0$ and that $3\nmid k$ or $k=3p$ and $j,j'\notin \{p,2p\}$. Then:
${\rm {(1)}}$ $\Delta _{j}^k=\xi ^{2j}\Delta _{k-j}^k$, and if $\Delta _{j}^k=0$ then $\Delta _{s}^k\ne 0$ for $s\notin \{j,k-j\}$, so the solutions of $\Delta _{j}^k=0$ in the $k{\rm th}$-roots of unity come in pairs.
${\rm {(2)}}$ For $\Delta _{j}^k$ to vanish requires $\alpha$ in (4.3) to belong to the real semi-line $(-\infty, 3)$.
${\rm {(3)}}$ $\alpha _{j,j'}=\alpha _{j',j}$ for all pairs $(j,j')$. We have $\alpha _{j,j'}=\alpha _{k-j,j'-j}=\alpha _{k-j',j-j'}$ and the pairs $(j,j'), (k-j,j'-j), (k-j',j-j')$ are pairwise distinct. Furthermore, $\alpha ^k_{l,q}=\alpha ^k_{j,j'}$ if and only if $(l,q)$ or $(q,l)$ is one of those $3$ pairs.
${\rm {(4)}}$ $\alpha _{j,j'}$ is real if and only if $j'=k-j$ or $j'=2j$. In that case, by ${\rm {(3)}}$, $\alpha _{k-j,2j}$ is also real. Then, $\alpha _{j,k-j}=\alpha _{j,2j}=\alpha _{k-j,2j}=(1+\xi ^j+\xi ^{k-j})^{-1}$.
${\rm {(5)}}$ If $\alpha$ is real then $\Omega ^k_{j,j'}=0$ if and only if $j'=k-j$ or $j'=2j$. Then by ${\rm {(3)}}$, we also have $\Omega ^k_{k-j,2j}=0$.
${\rm {(6)}}$ If $\alpha$ is real, then $\Omega ^k_{j_0,k-j_0}=0$ implies $\Delta _j^k\ne 0$ for all $j$. Conversely, if $\Delta _{j_0}^k=0$, then $\Omega ^k_{j,k-j}\ne 0$ for all $j$.
${\rm {(7)}}$ If $\Delta _j^k\Delta _{j'}^k\ne 0$ and $\Omega ^k_{j,j'}\ne 0$ for all $j,j'$ with $j'\ne j$, then $\mathcal {D}_j\cdot \mathcal {D}_{j'}=4$.
Proof. (1) As $\xi ^{-j}=\xi ^{k-j}$, factoring out $\xi ^{2j}$ in (4.1) gives $\Delta _{j}^k=\xi ^{2j}\Delta _{k-j}^k$.
If $a_{32}^2-4a_{31}a_{33}=0$, then for $\Delta _j^k$ to vanish requires $a_{32}^2-2a_{31}a_{33}=0$. This would imply $a_{31}a_{33}=0$. Therefore, under the hypothesis of the proposition, we can assume that $a_{32}^2-4a_{31}a_{33}\ne 0$. Then
with $\alpha$ as in (4.3). If $\xi ^j$ is a solution of the above quadratic equation, then so is $\xi ^{k-j}=\xi ^{-j}$. Therefore, for $\alpha$ fixed, if $\Delta _j^k=0$, then $\Delta _s^k\ne 0$ for $s\notin \{ j,k-j \}$.
(2) When $a_{31}a_{33}\ne 0$, we can write $\Delta _j^k=a_{31}a_{33}((1+\xi ^j)^2\alpha -4(1+\xi ^j+\xi ^{2j})).$ Clearly, $\Delta _j^k\ne 0$ when $\xi ^j=-1$. Thus, $\Delta _j^k=0$ if and only if $\alpha =4(1+\xi ^j+\xi ^{2j})/(1+\xi ^j)^2$, which shows that if $\Delta _j^k=0$ then $\alpha$ must be real. The discriminant of the quadratic equation $(\xi ^j+1)^2\alpha -4(\xi ^{2j}+\xi ^j+1)=0$ in $\xi ^j$ is $4(\alpha -3)$, so $\alpha <3$ as the solutions $\xi ^j$ are not real.
(3) Clearly as $\alpha _{j,j'}=({\xi ^j+\xi ^{j'}+\xi ^{j+j'}})/({(1+\xi ^j+\xi ^{j'})^2})$, we have $\alpha _{j,j'}=\alpha _{j',j}$. Factoring our $\xi ^{2j}$ (resp. $\xi ^{2j'}$) from the numerator and denominator gives $\alpha _{k-j,j'-j}=\alpha _{k-j,j'-j}=\alpha _{k-j',j-j'}$.
We now seek pairs $(l,q)$ for which $\alpha _{l,q}=\alpha _{j,j'}$. We know from the above that we have at least three such pairs. To show that these are the only ones, we write $\alpha _{j,j'}=c+id$ (so $(c,d)\ne (0,0)$) and represent points on the unit circle, with $-1$ removed, in the form $z={(1-t^2)}/{(1+t^2)}+{\rm i}({2t}/{(1+t^2)})$ and $w={(1-s^2)}/{(1+s^2)}+{\rm i}({2s}/{(1+s^2)})$, with $t,s\in \mathbb {R}$. We set
The real and imaginary parts of $\alpha _{z,w}-(c+{\rm i}d)$ vanish if and only if $P_{(c,d)}(s,t)=Q_{(c,d)}(s,t)=0$, where
Observe that $P_{(c,d)}$ and $Q_{(c,d)}$ are symmetric polynomials. Their resultant with respect to $t$ vanishes if and only if $s^2=3$ or $R_{(c,d)}(s)=0$, with
We have $s^2=3$ if and only if $k=3p$ and $w=\xi ^p$ or $w=\xi ^{2p}$, and this is excluded from the hypotheses. The component $R_{(c,d)}$ of the resultant is a cubic polynomial in $s^2$ provided $c^2+d^2-1\ne 0$, i.e.$|\alpha _{j,j'}|\ne 1$. Suppose that $|\alpha _{j,j'}|\ne 1$. Then the discriminant of $R_{(c,d)}$ vanishes if and only if $d=0$ (i.e.$\alpha _{j,j'}$ is real and this is treated in (4) below) or
For $(c,d)$ in the interior region bounded by the curve $\delta _R=0$ (see figure 3), $R_{(c,d)}$ has a unique solution in $s^2$. As we know that there are at least three distinct solution pairs to the problem, it follows that $(c,d)$ must be in the exterior region $(R^+)$ bounded by the curve $\delta _R=0$.
Observe that $s=0$ is a root of $R_{(c,d)}$ if and only if $\delta _R=0$. Therefore, the roots of $R_{(c,d)}$ in $s^2$ do not change sign in $(R^+)$. Choosing any point in that region, we find that they are all positive. It follows that $R_{(c,d)}$ has six roots $\pm s_1,\pm s_2,\pm s_3$. These correspond to six points on the unit circle $w_1,w_2,w_3$ and $\overline {w}_1,\overline {w}_2,\overline {w}_3.$
For each root of $R_{(c,d)}$ we show, by considering the subresultant (see e.g. [Reference El Kahoui18]) of $P_{(c,d)}$ and $Q_{(c,d)}$ that $P_{(c,d)}(\pm s_i,t)$ and $Q_{(c,d)}(\pm s_i,t)$ have only one common root. As $P_{(c,d)}$ and $Q_{(c,d)}$ are symmetric polynomials, that common root is a root of $R_{(c,d)}$. Interchanging $w_i$ with $\overline {w}_i$ if necessary, we can set $w_1=\xi ^j$, $w_1=\xi ^{k-j}$, $w_1=\xi ^{k-j'}$, Then the solutions of $\alpha _{z,w}-c-id=0$ are exactly, up to permutation of $z$ and $w$, $(\xi ^j,\xi ^{j'})$, $(\xi ^{k-j},\xi ^{j'-j})$, $(\xi ^{k-j'},\xi ^{j-j'})$.
We turn now to the case when $|\alpha _{j,j'}|=1$, i.e. $c^2+d^2-1=0$. This occurs if and only if $2\mid k$ and $j'=j+{k}/{2}$ or $j'={k}/{2}$. Suppose that $2\mid k$ and $j'=j+{k}/{2}$. Then $\alpha _{j,j+{k}/{2}}=-\xi ^{2j}$, and $\alpha _{l,l+{k}/{2}}= \alpha _{j,j+{k}/{2}}$ if, and only if, $l=j$ or $l=j+{k}/{2}$. In both cases, we get only the pair $(j,j+{k}/{2})$. Now $\alpha _{{k}/{2},l}=-\xi ^{-2l}$, so $\alpha _{{k}/{2},l}=\alpha _{j,j+{k}/{2}}$ if and only if $l=k-j$ or $l= {k}/{2}-j$. This shows that $\alpha _{j,j+{k}/{2}}=\alpha _{k-j,{k}/{2}}=\alpha _{{k}/{2}-j,{k}/{2}}$ and the equality $\alpha _{j,j+{k}/{2}}= \alpha _{l,q}$ holds only for these three pairs.
(4) We can write $\alpha _{j,j'}$ in the form
Therefore, $\alpha _{j,j'}$ is real if and only if $\zeta =\xi ^{j-2j'}+\xi ^{j+j'} + \xi ^{j'-2j}$ is real. Setting $\theta =j-2j'$ and $\phi =j'-2j$, we get $\Im (\zeta )=\sin ({2\pi \theta }/{k})+\sin ({2\pi \phi }/{k})-\sin ({(2\pi (\theta +\phi ))}/{k})$. Then
Now, $\sin ({(\pi (\theta +\phi ))}/{k})=0$ when $j'=k-j$ and $\cos ({(\pi (\theta -\phi ))}/{k})=\cos ({(\pi (\theta \!+\!\phi ))} /{k})$ when $j'=2j$ or $j=2j'$. Clearly, $\alpha _{j,k-j}=1/(1+\xi ^j+\xi ^{k-j})=\alpha _{j,2j}.$
(5) As $a_{31}a_{33}\ne 0$, we can write $\Omega _{j,j'}^k=a_{31}a_{33}(1-\alpha _{j,j'}\alpha )$, so $\Omega _{j,j'}^k=0$ if and only if $\alpha _{j,j'}=1/\alpha$ and the statement follows by (4).
(6) When $\alpha$ is real, by (4), we have $\Omega _{j_0,k-j_0}=0$ when $\xi ^j_0+\xi ^{k-j_0}+1=\alpha$. It follows that $\xi ^j_0=\eta _1$ with $\eta _1={(\alpha -1)}/{2}\pm {\rm i}\sqrt {1-({(\alpha -1)}/{2})^2}.$ Suppose that there exist a $j$ for which $\Delta _{j}^k=0$, equivalently, $\xi ^{2j}+({2(\alpha -2)}/{(\alpha -4)})\xi ^j+1=0$. Then $\xi ^j+\xi ^{k-j}=-({(2\alpha -2)}/{(\alpha -4)})$ which gives $\xi _j=\eta _2$ with $\eta _2=-({(\alpha -2)}/{(\alpha -4)})\pm {\rm i}\sqrt {1-({(\alpha -2)}/{(\alpha -4)})^2}.$ We have $\eta _1=\eta _2$ if and only if $\alpha =0$ or $3$. Then $k=3p$ and $j_0=p$ or $2p$, which is excluded from our hypotheses, so $\eta _1\ne \eta _2$.
The complex number $\eta _1$ (resp. $\eta _2$) is a $k{\rm {th}}$-root of unity if and only if $\alpha$ is a root of the polynomial $P_1(\alpha )$ (resp. $P_2(\alpha )$) of degree $k$ obtained by taking the numerator of $\Re ({\eta _1}^k)-1$ (resp. $\Re ({\eta _2}^k)-1$). But if $P_1$ and $P_2$ have one common root, all the other roots must also be common. (This follows from the fact that the map $\cos \theta =-(\alpha -2)/(\alpha -4)$ is a bijection for $\alpha \in (-\infty,3]$ and $\cos \theta =(\alpha -1)/2$ is also a bijection for $\alpha \in (-1,3]$.) As $P_1$ and $P_2$ are distinct polynomials, it follows that they have no common roots. Consequently, $\Delta _{j}^k\ne 0$ for all $j$.
The argument for showing that $\Omega ^k_{j,k-j}\ne 0$ when $\Delta _{j_0}^k=0$ is the same as above.
(7) We have, with the hypothesis, $\mathcal {D}_j\cdot \mathcal {D}_{j'}=\operatorname {dim}_{\mathbb {C}}\mathcal {O}_2/\left \langle xy,x^2+y^2\right \rangle =4$.
In view of proposition 4.21(7), we give in the rest of this section $\mathcal {D}_j\cdot \mathcal {D}_{j'}$ for the exceptional branches only, i.e. when one or both branches have a singularity more degenerate than $A_1$ or one or both of their components are tangential (which is equivalent to $\mathcal {D}_j\cdot \mathcal {D}_{j'}>4$). We start with the case when all the branches have an $A_1$-singularity.
Proposition 4.22 Suppose that $a_{11}=a_{21}=a_{22}=0$, $a_{31}a_{33}\ne 0$ and $\Delta _j^k\ne 0$ for all $j$. Any $k$-folding map-germ $F_k$ satisfying the additional conditions in ${\rm {(a)}}$ or ${\rm {(b)}}$ is finitely $\mathcal {A}$-determined and is topologically equivalent to one of the following germs:
Every branch of the double-point curve has an $A_1$-singularity and the invariants associated to the germs in these strata are as in table 7.
(a) If $3\nmid k$ and $\Omega ^k_{j,j'}\ne 0$ for all distinct pairs, then $F_k$ is topologically equivalent to ${\bf U}^k_{3}$.
(b) Suppose that $k=3p$ and $\Omega ^k_{j,j'}\ne 0$ for all distinct pairs with $j,j'\ne \{p,2p\}$.
If $a_{44}\ne 0$, then ${\mathcal {D}}_p\cdot \mathcal {D}_{2p}=5$ and $F_k$ is topologically equivalent to ${\bf U}^k_{3}$.
If $a_{44}=0$ and $CndUm_8\ne 0$, then ${\mathcal {D}}_p\cdot \mathcal {D}_{2p}=8$ and $F_k$ is topologically equivalent to ${\bf U}^k_{4}$.
Proof. Each branch of the double-point curve consists of a transverse intersection of two regular curves. In (a) all of these curves are pairwise transverse.
In (b), $j^2\lambda _s(x,y)=x(a_{31}x+a_{32}\vartheta _{2s}y)$ for $s=p,2p$. Observe that $a_{32}\ne 0$ as we supposed $\Delta ^k_s\ne 0$, so the branches $\mathcal {D}_p$ and $\mathcal {D}_{2p}$ have one common line $x=0$ in their tangent cone and their associated curves tangent to this line are parametrized by $t\mapsto (\gamma _s(t),t)$ with $\gamma _s(t)=-(a_{44}/({\vartheta _{2s} a_{32}}))t^2+O(3)$, so they have order of contact 2 when $a_{44}\ne 0$. Then $\mathcal {D}_p\cdot \mathcal {D}_{2p}=\operatorname {dim}_{\mathbb {C}}\mathcal {O}_2/\left \langle xy,x^2+y^3\right \rangle =5$.
When $a_{44}=0$, the two curves are parametrized by $t\mapsto (\gamma _s(t),t)$ with
and have contact order 5 when $(a_{55}(a_{31}a_{55}-a_{54}a_{32})+a_{77}a_{32}^2\ne 0$, i.e.$CndUm_8\ne 0$. Then $\mathcal {D}_p\cdot \mathcal {D}_{2p}=\operatorname {dim}_{\mathbb {C}}\mathcal {O}_2/\left \langle xy,x^2+y^6\right \rangle =8.$
For the topological normal forms, we choose $a_{31},a_{32},a_{33}$ real with $\alpha > 3$. By proposition 4.21(2), all $\Delta _j^k$ are non-zero. Also, by proposition 4.21(4) and (5) $\Omega _{j,k-j}=0$ when $\xi ^j+\xi ^{k-j}+1=\alpha$, which cannot happen when $\alpha >3$, so the $\Omega _{j,j'}^k$ in (a) and (b) are non-zero. As the strata are connected sets, we can choose $a_{31}=a_{32}=1,a_{32}=2$ so that the conditions on $\Delta _j^k$ and $\Omega _{j,j'}^k$ are satisfied.
The number of triple points is calculated as in proposition 4.16. If $k=3p$, the germ ${\bf U}^k_{3}$ (resp. ${\bf U}^k_{4}$) has $T_{p,2p}=3$ (resp. $T_{p,2p}=6$), while all other indices $j$ and $j'$ give $T_{j,j'}=2$.
Proposition 4.23 Suppose that $a_{11}=a_{21}=a_{22}=0$, $a_{31}a_{33}\ne 0$, $a_{32}\ne 0$ and $\Omega ^k_{j_0,j_0'}=0$ for some pair $(j_0,j'_0)$, with $j_0,j'_0\notin \{p,2p\}$ when $k=3p$. Then ${\mathcal {D}}_{s}\cdot \mathcal {D}_{q}=5$ for $(s,q)\in \{(j_0,j'_0), (k-j_0,j'_0-j_0), (k-j'_0,j_0-j'_0)\}$ if and only if ${CndVm_5}_{j_0,j_0'}\ne 0$. For $k=3p$, we have ${\mathcal {D}}_p\cdot \mathcal {D}_{2p}=5$ if and only if $a_{44}\ne 0$. Any $k$-folding map-germ $F_k$ satisfying the above conditions is finitely $\mathcal {A}$-determined and is topologically equivalent to
The invariants associated to germs in these strata are as in table 7.
Proof. When $a_{32}=0$ and $k=3p$, we have $\Delta _p^k=\Delta _{2p}^k=0$. This case is dealt with in proposition 4.25. With the hypothesis and proposition 4.21(5), we have $\Omega _{j_0,j'_0}=\Omega _{k-j_0,j'_0-j_0}=\Omega _{k-j'_0,j_0-j'_0}=0.$
We need to consider the order of contact between the two tangential components of the pairs $(\mathcal {D}_{s},\mathcal {D}_{q})$ with $(s,q)\in \{(j_0,j'_0), (k-j_0,j'_0-j_0), (k-j'_0,j_0-j'_0)\}$. Using the fact that if two quadratic equations $x^2+a_ix+b_i=0$, $i=1,2$, have one root in common, then the root is given by $x=-(b_1-b_2)/(a_1-a_2)$, we can get the initial terms of parametrizations of the tangential components of the above pairs. These are given by $t\mapsto (t,\gamma _l(t))$, $l=s,q$, with $\gamma _l(t)= -{a_{33}}/{a_{32}}(1+\xi ^{s}+\xi ^{q})t+\lambda _lt^2+O(3), l=s,q.$ A calculation shows that $\lambda _s-\lambda _q=0$ if and only if
with
Observe that $\beta _{j,j'}=\beta _{k-j,j'-j}=\beta _{k-j',j-j'}$, so ${CndVm_5}_{s,q}$ has the same value for $(s,q)\in \{ (j_0,j'_0), (k-j_0,j'_0-j_0), (k-j'_0,j_0-j'_0)\}.$ It follows that ${\mathcal {D}}_{s}\cdot \mathcal {D}_{q}=\operatorname {dim}_{\mathbb {C}}\mathcal {O}_2/\left < xy,x^2+y^3\right >=5$ if and only if ${CndVm_5}_{j_0,j_0'}\ne 0$.
For the topological model, we take $a_{31}=a_{32}=1$ and $a_{33}=\alpha _{j_0,j'_0}$ so $\Omega _{j_0,j'_0}=0$. We also set $a_{44}=1$, $a_{42}=a_{43}=0$, then ${CndVm_5}_{j_0,j'_0}=\beta _{j_0,j'_0} +a_{41}\alpha _{j_0,j'_0}^3$. We set $a_{41}=1-\beta _{j_0,j'_0}/\alpha _{j_0,j'_0}^3$, so that ${CndVm_5}_{j_0,j'_0}\ne 0$. For calculating the triple points, we find that $T_{j,j'}=3$ for all $j$ and $j'$ with $j\ne j'$.
We deal now with the case when one pair of branches of the double-point curve has a singularity more degenerate than $A_1$ (see proposition 4.21(1)).
Remark 4.24 For $k=3p$, the singularities ${\bf U}^k_4$ and ${\bf V}^{k,j,j'}_4$ have the same invariants, but the intersection numbers between their double-point branches shows that they are not topologically equivalent.
Proposition 4.25 Suppose that $a_{11}=a_{21}=a_{22}=0$, $a_{31}a_{33}\ne 0$. The strata below are of codimension $4$, and the invariants associated to germs in the strata are as in table 7.
${\rm {(1)}}$ Suppose that $\Delta _{j_0}^k=\Delta _{k-j_0}^k=0$, with $j_0\notin \{ p,2p\}$ when $k=3p$ (so $a_{32}\ne 0{)}$. The branches $\mathcal {D}_{j_0}$ and $\mathcal {D}_{k-j_0}$ have an $A_2$-singularity if and only if $CndWA_2\ne 0$. We have ${\mathcal {D}}_{j_0}\cdot \mathcal {D}_{j}={\mathcal {D}}_{k-j_0}\cdot \mathcal {D}_{j}=4$ for all distinct pairs. When $k=3p$ and $a_{44}\ne 0$, we have ${\mathcal {D}}_p\cdot \mathcal {D}_{2p}=5$. Any $k$-folding map-germ $F_k$ satisfying the above conditions is $\mathcal {A}$-finitely determined and is topologically equivalent to
${\rm {(2)}}$ If $k=3p$ and $j_0=p$, then ${\mathcal {D}}_p$ and $\mathcal {D}_{2p}$ have an $A_2$-singularity if and only if $a_{44}\ne 0$. We have ${\mathcal {D}}_p\cdot \mathcal {D}_{2p}=8$ if and only if ${Cnd\widetilde {W}m}_8\ne 0$, and ${\mathcal {D}}_s\cdot \mathcal {D}_j=5$ for $s=p,2p$ and $j\ne s$. Any $k$-folding map-germ $F_k$ satisfying the above conditions is $\mathcal {A}$-finitely determined and is topologically equivalent to
Proof. The condition for an $A_2$-singularity of $\mathcal {D}_{j_0}$ and $\mathcal {D}_{k-j_0}$ follows by analysing the 3-jets of, respectively, $\lambda _{j_0}$ and $\lambda _{k-j_0}$. Observe that when $2\mid k$, $\xi ^{j_0}=-1$ is a solution of $\Delta _{j_0}^k=\Delta _{k-j_0}^k=0$ if and only if $a_{31}a_{33}=0$. As we are assuming $a_{31}a_{33}\ne 0$, we have $j_0\ne k/2$ in (1) when $2\mid k$.
With the hypothesis in (1), ${\mathcal {D}}_{j_0}\cdot \mathcal {D}_{j}={\mathcal {D}}_{k-j_0}\cdot \mathcal {D}_{j}=\operatorname {dim}_{\mathbb {C}}\mathcal {O}_2/\left \langle x^2+y^3,x^2-y^2\right \rangle =4$ for any distinct pairs.
For (2), we have ${\mathcal {D}}_p\cdot \mathcal {D}_{2p}=\operatorname {dim}_{\mathbb {C}}\mathcal {O}_2/\left \langle x^2+y^3,y^4\right \rangle =8$ when ${Cnd\widetilde {W}m}_8\ne 0$.
For the topological normal forms, we use the fact that $\Delta _{j_0}^k=0$ if and only if $\alpha ={a_{32}^2}/({a_{31}a_{33}})=4(\xi ^{2j_0}+\xi ^{j_0}+1)/{(\xi ^{j_0}+1)^2}$ (see the proof of proposition 4.21) and set $a_{31}=a_{32}=1$, so $a_{33}={(\xi ^{j_0}+1)^2}/{4(\xi ^{2j_0}+\xi ^{j_0}+1)}$. We have $T_{j,j'}=2$ for all $j$ and $j'$ with $j\ne j'$.
Proposition 4.26 Suppose that $a_{11}=a_{21}=a_{22}=0$, $a_{31}=0$, $a_{33}a_{32}\ne 0$. All the branches of the double-point curve share only one line in their tangent cones except when $k=3p$ where the branches $\mathcal {D}_p$ and $\mathcal {D}_{2p}$ have the same tangent cone. Any $k$-folding map-germ $F_k$ satisfying the additional conditions in ${\rm {(a)}}$, ${\rm {(b)}}$, ${\rm {(c)}}$ or ${\rm {(d)}}$ is finitely $\mathcal {A}$-determined and is topologically equivalent to
The stratum is of codimension $4$, and the invariants associated to the germs in the strata above are as in table 7.
(a) If $2\nmid k$, $3\nmid k$, all of the branches $\mathcal {D}_{j}$ of the double-point curve have an $A_1$-singularity and ${\mathcal {D}}_j\cdot \mathcal {D}_{j'}=5$, $j\ne j'$, when $a_{41}\ne 0$.
(b) If $k=2p$, $3\nmid k$, the branches $\mathcal {D}_{j}$, $j\ne p$, behave as in ${\rm {(a)}}$. The branch $\mathcal {D}_p$ has an $A_2$-singularity if and only if $a_{41}\ne 0$. We also have ${\mathcal {D}}_j\cdot \mathcal {D}_{p}=5$, $j\ne p$.
(c) If $k=3p$, $2\nmid k$, the branches $\mathcal {D}_{j}$ behave as in ${\rm {(a)}}$ except for $\mathcal {D}_{p}$ and $\mathcal {D}_{2p}$ where ${\mathcal {D}}_p\cdot \mathcal {D}_{2p}=6$ when $a_{41}a_{44}\ne 0$.
(d) If $k=6p$, when $a_{41}a_{44}\ne 0$, the exceptional branches of the double-point curve behave as in ${\rm {(b)}}$ and ${\rm {(c)}}$, the remaining branches behave as in ${\rm {(a)}}$.
Proof. We have $j^2\lambda _j(x,y)= y(\vartheta _{2j}a_{32}x+\vartheta _{3j}a_{33}y)$. For (a), ${\vartheta _{2j}}\ne 0$ for all $j$ and ${\vartheta _{2j}}/{\vartheta _{2j}}\ne {\vartheta _{3j'}}/{\vartheta _{2j'}}$ for $j\ne j'$, so all of the branches of the double-point curve have an $A_1$-singularity and one common line $y=0$ in their tangent cone. The component of ${\mathcal {D}}_j$ with tangent $y=0$ can be parametrized by $t\mapsto (t,\gamma _j(t))$ with by $\gamma _j(t)=-{a_{41}}/({(1+\xi ^j)a_{32}})t^2+O(3)$. Therefore, when $a_{41}\ne 0$, we have ${\mathcal {D}}_j\cdot \mathcal {D}_{j'}=\operatorname {dim}_{\mathbb {C}} \mathcal {O}_2/\left \langle xy,y^2+x^3\right \rangle =5$.
The remaining parts of the proof follow similarly and are omitted.
Proposition 4.27 Suppose that $a_{11}=a_{21}=a_{22}=0$, $a_{33}=0$, $a_{31}a_{32}\ne 0$. All the branches of the double-point curve share only one line in their tangent cones. Any $k$-folding map-germ $F_k$ satisfying the additional conditions in ${\rm {(a)}}$ or ${\rm {(b)}}$ is finitely $\mathcal {A}$-determined and is topologically equivalent to
The stratum is of codimension $4$, and the invariants associated to germs in the stratum are as in table 7.
(a) If $2\nmid k$, all of the branches of the double-point curve have an $A_1$-singularity and ${\mathcal {D}}_j\cdot \mathcal {D}_{j'}=5$, $j\ne j'$, when $a_{44}\ne 0$.
(b) If $k=2p$, the branch ${\mathcal {D}}_p$ has an $A_3$-singularity if and only if ${CndYA}_3\ne 0$. Then ${\mathcal {D}}_p\cdot \mathcal {D}_{j}=6$, $j\ne p$, and ${\mathcal {D}}_j\cdot \mathcal {D}_{p+j}=6$, $1\le j< p$, if and only if ${CndYm_6}_j\ne 0$. The other pairs of branches behave as in ${\rm {(a)}}$.
Proof. We have $j^2\lambda _j(x,y)=x(a_{31}x+a_{32}\vartheta _{2j} y)$ so when $2\nmid k$, all of the branches of the double-point curve have an $A_1$-singularity as $\vartheta _{2j}\ne 0$ for all $j$. All the branches have only $x=0$ as a common line in their tangent cone. The components of the branches which are tangent to $x=0$ are parametrized by $t\mapsto (\gamma _j(t),t)$, with $\gamma _j(t)=-{a_{44}(1+\xi ^{2j})}/{a_{32}}t^2+O(3)$. When $a_{44}\ne 0$, ${\mathcal {D}}_j\cdot \mathcal {D}_{j'}=\operatorname {dim}_{\mathbb {C}} \mathcal {O}_2/\left \langle xy,x^2+y^3\right \rangle =5$.
When $k=2p$, we have $\vartheta _{2p}=\vartheta _{4p}=0$, so considering the 4-jet of $\lambda _p$, we find that the branch $\mathcal {D}_p$ has an $A_3$-singularity if and only if ${CndYA}_3\ne 0$. When this is the case, ${\mathcal {D}}_p\cdot \mathcal {D}_{j}=\operatorname {dim}_{\mathbb {C}} \mathcal {O}_2/\left \langle xy,x^2+y^4\right \rangle =6$, for $j\ne p$.
All pairs of branches $\mathcal {D}_j$, $\mathcal {D}_{p+j}$, $1\le j< p$ have tangential component parametrized by $t\mapsto (\gamma _s(t),t)$, with $\gamma _s(t)=-{a_{44}(1+\xi ^2_{j})}/{a_{32}}t^2+\alpha _{s}t^3+O(4)$, $s=j,p+j$, with $\alpha _1-\alpha _2\ne 0$ if and only if ${CndYm_6}_j\ne 0$. When this is the case, ${\mathcal {D}}_j\cdot \mathcal {D}_{p+j}=\operatorname {dim}_{\mathbb {C}} \mathcal {O}_2/\left \langle xy,x^2+y^4\right \rangle =6$, for $1\le j< p$. The other pairs of branches behave as when $2\nmid k$.
Remark 4.28 The stratification $\mathcal {S}_k$ is determined, for each $k\geq 4$, by the conditions in tables 2, 4 and 6 ($\mathcal {S}_2$ follows from the results in [Reference Bruce and Wilkinson8] and $\mathcal {S}_3$ is indicated in table 1). One can easily check that the strata are smooth manifolds (they are also algebraic sets so in particular, $\mathcal {S}_k$ admits a sub-stratification which is Whitney (a) and (b) regular).
Germs in the following strata have pairwise the same Milnor number of their double-point curves:
Table 5: ${\bf Q}^{k}_{4}$ and $\tilde {\bf {Q}}^{k}_{4}$ for $12\mid k$,
Table 7: ${\bf U}^{k}_{4}$ and ${\bf {V}}^{k,j,j'}_{3}$ for $3\mid k$,
Table 7: ${\bf X}^{k}_{4}$ and ${\bf Y}^{k}_{4}$ for $2\nmid k$ and $3\nmid k$.
A simple calculation shows that all the Milnor numbers of the double-point curves in tables 3, 5 and 7, except those of the above pairs, are pairwise distinct. Therefore, removing the exceptional pairs, each stratum is precisely the connected component of the jets for which the Milnor number of the double-point curve is constant.
5. Generic singularities of $k$-folding map-germs
We define, by varying the plane $\pi \in {\rm {Graff}}(2,3)$, the family of Whitney $k$-folds $\Omega ^k:\mathbb {C}^3\times {\rm {Graff}}(2,3)\to {\mathbb {C}}^3$, given by $\Omega ^k(p,\pi )=\omega ^k_{\pi }(p)$, with $\omega ^k_{\pi }$ as in definition 2.2.
Given a complex surface $M$ in $\mathbb {C}^3$, we call the restriction of $\Omega ^k$ to $M$ the family of $k$-folding maps on $M$ and denote it by ${\mathcal {F}}_k$. We have ${\mathcal {F}}_k(p,\pi )=F^{\pi }_k(p)=\omega ^k_{\pi }(p)$ for all $p\in M$ and $\pi \in {\rm {Graff}}(2,3)$.
Recall that a property of surfaces is said to be generic if it is satisfied in a residual set of embeddings of the surfaces to $\mathbb {C}^3$. The image of a surface $M$ by an embedding in the residual set is then called generic, or simply that $M$ is generic. When $k$ is large, the $\mathcal {A}$-singularities of $F^{\pi }_k$ may have high $\mathcal {A}_e$-codimensions (for the cases in this paper, this means high modality). However, they do occur on generic surfaces. To make sense of this, we follow a similar approach to that in [Reference Bruce5] and proceed as follows.
As we are interested here in the local singularities of $k$-folding maps, we consider the setting in remark 2.3(4) at a point $p_0\in M$ and choose a suitable system of coordinates so that $\pi _0:y=0$ and $F_k=F^{\pi _0}_k(x,y)=(x,y^k, f(x,y))$ for $(x,y)$ in a small enough neighbourhood $U$ of the origin. A plane $\pi =\overline {(d,v)}$ near $\pi _0$ is obtained by applying a translation $T_{\pi }$ followed by an orthogonal transformation $R_{\pi }\in U(3)$ to $\pi _0$. We choose $T_{\pi }$ and $R_{\pi }$ as follows. The translation $T_{\pi }$ takes the origin to the point of intersection of $\pi$ with the $y$-axis (the point exists because $\pi _0$ is orthogonal to the $y$-axis and $\pi$ is close to $\pi _0$). The transformation $R_{\pi }$ near the identity (and is taken to be the identity if $v$ is parallel to $v_0$) takes $v/||v||$ to $v_0=(0,1,0)$ and fixes the line through the origin orthogonal to $v_0$ and $v$. By varying the planes $\pi$ in a neighbourhood $V$ of $\pi _0$ in ${\rm {Graff}}(2,3)$, we get the family of $k$-folding maps given by ${\mathcal {F}}_k:U\times V\to \mathbb {C}^3$, with
with $\phi (x,y)=(x,y,f(x,y))$. (We choose $R_{\pi }$ and $T_{\pi }$ to depend analytically on $\pi$.) The $\mathcal {A}$-type of the singularity of $F^{\pi }_k$ at a given point in $U$ is the same as that of the germ of
at that point. At any point $p=(x,y)\in U$, there exist a bi-holomorphic map-germ $K:(\mathbb {C}^2,0)\to (\mathbb {C}^2,(x,y))$ such that
for some germ of a holomorphic function $g_{p}$, where $(\bar {x},\bar {y},\bar {z})=(R_{\pi }\circ T_{\pi })^{-1}(\phi (x,y)).$ Composing $\tilde {F}_{\pi }^k$ with $K$ gives the germ $(\tilde {F}_{\pi }^k)_p$ of $\tilde {F}_{\pi }^k$ at $p$
Observe that $g_{p}$ depends on the choice of $R_{\pi }$, $T_{\pi }$ and of the coordinates system, but the $\mathcal {A}$-class of the resulting germs $(\tilde {F}_{\pi }^k)_p$ is independent of these choices.
Clearly, a necessary condition for $(\tilde {F}^{\pi }_k)_p$ to be singular at the origin is $\bar {y}=0$, equivalently, $p\in \pi$. We define the family of maps $\Phi :U\times V\to \mathbb {C}\times J^l(2,1)$ given by
The map $\Phi$ plays a similar role in the Monge–Taylor map in [Reference Bruce5]. Here we include the first component to capture the planes through a given point $p\in M$ which can give rise to singular $k$-folding map-germs at $p$.
We stratify $\mathbb {C}\times J^l(2,1)$ by $0\times \mathcal {S}_k$, together with $\mathbb {C}\times J^l(2,1)\setminus 0\times J^l(2,1)$. Following standard transversality arguments (see e.g. [Reference Bruce5]), one can show that for a residual set of local embeddings of $M$ in $\mathbb {C}^3$, the map $\Phi$ is transverse to the strata in $\mathbb {C}\times J^l(2,1)$. As the domain of the family $\Phi$ is of dimension 5, for a generic local embedding of $M$ in $\mathbb {C}^3$, $\Phi$ intersects a stratum $0\times X$ only when $X$ has codimension $\le \! 4$ in $J^l(2,1)$. This means that the only singularities of $k$-folding maps that can occur on a generic surface are those belonging to the strata listed in tables 1, 2, 4 and 6. Furthermore, $\Phi$ is transverse to these strata. Therefore, the locus of points where the $l$-jets of the $k$-folding map-germs belong to a stratum $X$ of codimension $3$ (resp. $4$) is a regular curve on $M$ (resp. isolated points on this curve). The above discussion also clarifies why the singularities of $F^{\pi }_k$ occur generically even though they may have high $\mathcal {A}_e$-codimensions: they belong to strata of low codimension. (The strata can be viewed as a gluing of non $\mathcal {A}$-equivalent orbits which depends on a finite set of moduli.)
It is worth observing that the above discussion is valid for smooth surfaces in $\mathbb {R}^3$.
6. ${k}$-Folding map-germs on surfaces in $\mathbb {R}^3$
We consider in this section the geometry of $k$-folding maps-germs on smooth (i.e. regular and of class $C^{\infty }$) surfaces in $\mathbb {R}^3$.
6.1 Robust features on surfaces
Robust features on a surface in $\mathbb {R}^3$ is a terminology introduced by Ian Porteous to indicate special characteristic features that can be traced when the surface evolves. What is sought after in applications are robust features which are represented by curves or points on the surface as these form a ‘skeletal structure’ of the surface (open regions bounded by robust curves are also robust features). They play an important role in computer vision and shape recognition (see e.g. [Reference Musuvathy27]) as they can be used to distinguish two shapes (surfaces) from each other and, in some cases, reconstruct the surface.
We consider here the parabolic, ridge, sub-parabolic and flecnodal curves on a smooth surface $M$ in $\mathbb {R}^3$ and special points on these curves (see [Reference Izumiya, Romero-Fuster, Ruas and Tari14] for references on work on these curves from a singularity theory point of view). These are robust features on $M$. We recall briefly what they are.
The parabolic curve is the locus of points where the Gaussian curvature vanishes. It is captured by the contact of the surface $M$ with planes: it is the locus of points where the height function along a normal direction to $M$ has an $A_{\ge 2}$-singularity. The parabolic curve is regular on a generic surface, and the height function has an $A_2$-singularity at its points except at isolated ones, called Cusps of Gauss, where it has an $A_3$-singularity.
The ridge is the locus of points on $M$ where a principal curvature is extremal along its associated lines of principal curvature. It is also the locus of points on $M$ which correspond to singular points on its focal set. The ridge is captured by the contact of $M$ with spheres: it is the locus of points on $M$ where the distance squared function from a given point in $\mathbb {R}^3$ (the point belong to the focal set) has an $A_{\ge 3}$-singularity. Away from umbilic points (i.e. points where the principal curvatures coincide), the ridge is a regular curve on a generic surface and the distance squared function has an $A_3$-singularity at its points except at isolated points where it has an $A_4$-singularity. At umbilics, the ridge consist of one regular curve or a transverse intersection of three regular curves. (Umbilics and $A_4$-points are used as seed points for drawing ridges on a given shape, see [Reference Musuvathy27].)
The sub-parabolic curve is the locus of points on $M$ corresponding to parabolic points of its focal set. It is the locus of geodesic inflections of the lines of principal curvature; it is also the locus of points along which a principal curvature is extremal along the other lines of curvature. It is captured by the singularities of the 2-folding map on $M$: it is the locus of points where some map $F_2^{\pi }$ has an $S_{\ge 2}$-singularity (or one which is adjacent to an $S_2$-singularity). The singularities of $F_2$ and their geometric characterization on a generic surface parametrized in Monge form $z=f(x,y)$ at a given non-umbilic point, with $f$ as in (3.1), are as in table 8. At umbilics, the sub-parabolic curve consist of one regular curve or a transverse intersection of three regular curves. Observe that the ridge is also captured by the singularities of $F_2^{\pi }$ (see table 8).
The flecnodal curve is the locus of geodesic inflections of the asymptotic curves. It is captured by the contact of the surface $M$ with lines: it is the locus of points where the orthogonal projection of the surface has a singularity of type swallowtail or worse. We recall briefly some results on these projections as they are needed for interpreting the singularities of $k$-folding maps. The orthogonal projection $P_v$ of $M$ along the direction $v\in S^2$ to the plane $T_vS^2$ is given by $P_v(p)=p-(p\cdot v)v$, with $p\in M$. This can be represented locally by a map-germ from the plane to the plane. Varying $v$ yields the family of orthogonal projections $P:M\times S^2\to TS^2$ given by $P(p,v)=(v,P_v(p))$.
A transversality theorem asserts that for an open and dense (i.e.generic) set of embeddings $\phi :U\to \mathbb {R}^3$, the surface $M=\phi (U)$ has the following property: for any $v\in S^2$ the map-germ $P_v$ has only local singularities $\mathcal {A}$-equivalent to one in table 9 at any point on $M$. By translating $p_0\in M$ to the origin and taking $M$ locally at $p_0$ in Monge form, an open subset of $M$ is parametrized by $\phi (x,y)=(x,y,f(x,y))$, with $f$ having no constant nor linear terms. Projecting along the direction $v=(0,1,0)$ gives $P_v(x,y)=(x,f(x,y))$, which is singular at the origin. Table 9 shows the conditions on the coefficients of $f$ for the map-germ $P_v$ to have a singularity at the origin of $\mathcal {A}_e$-codimension $\le \! 2$, where $d_e(G,\mathcal {A})$ denotes the $\mathcal {A}_e$-codimension of $G$ (see e.g. [Reference Izumiya, Romero-Fuster, Ruas and Tari14]).
The projection $P_v$ has a fold singularity at $p$ if, and only if, $v$ is a non-asymptotic tangent direction to $M$ at $p$. The singularity at $p$ is of type cusp or worse if, and only if, $v$ is an asymptotic direction at $p$. For a generic surface $M$, the closure of the set of points where $P_v$ has a swallowtail (resp. lips/beaks) singularity is a precisely the flecnodal (resp. parabolic) curve. The flecnodal curve meets tangentially the parabolic curve at the cusps of the Gauss map, which are the gulls singularities of $P_v$ [Reference Banchoff, Gaffney and McCrory2]. We call a point where this happens a gulls-point of $M$.
The goose (resp. butterfly) singularities of $P_v$ appear at special points on the parabolic (resp. flecnodal) curve. We call a point on $M$ where these singularities occur a goose-point (resp. butterfly-point) on $M$.
The above robust features are defined in terms of the principal curvatures $\kappa _1$ and $\kappa _2$. We can suppose $\kappa _1<\kappa _2$ (away from umbilic curves) and give different colours to the robust features associated to each principal curvature. For instance, we can have a blue ridge (associated to $\kappa _1$) and a red ridge (associated to $\kappa _2$).
6.2 The geometry of $k$-folding map-germs
We obtain here the robust features determined by the singularities of $k$-folding map-germs, for $k\geq 3$. We start with the case where $p$ is not an umbilic point and treat the $k=3$ case separately.
Theorem 6.1 Let $M$ be a generic surface in $\mathbb {R}^3$, $p$ a non-umbilical point on $M$ and $\pi$ a plane through $p$ and orthogonal to $v$. The map-germ $F_3^{\pi }$ at $p$ is an immersion if and only if $v$ is not tangent to $M$ at $p$. It has an $S_1$-singularity if and only if $v\in T_pM$ but is neither a principal nor an asymptotic direction. We have the following when $v$ is a principal or an asymptotic direction at $p$.
(1) If $v$ is a principal direction at $p$, then the possible singularities of $F_3^{\pi }$ at $p$ and their geometric characterizations are as follows:
$S_3$: $p$ is not on the sub-parabolic curve associated to $v$.
$S_5$: $p$ is a generic point on the sub-parabolic curve associated to $v$.
$S_7$: $p$ is an $S_3$-point on the sub-parabolic curve associated to $v$.
(2) Suppose that $v$ is an asymptotic and that $p$ is a hyperbolic point. Then $F_3^{\pi }$ has a singularity at $p$ of type $H_{k},k=2,3,4$. The $H_{3}$-singularities occur on a regular curve on $M$. We call its closure the $H_3$-curve. The $H_4$-singularities occur at isolated points on this curve.
(3) If $p$ is a parabolic point and $v$ is the unique asymptotic direction at $p$ which is also a principal direction, then the possible topological classes of $F_3^{\pi }$ at $p$ and their geometric characterizations are as follows:
$X_4$: $p$ is a generic point on the parabolic curve.
${\bf U}^3_4$: $p$ is an $A_2^*$-point (see [Reference Giblin and Janeczko10, Reference Giblin, Warder and Zakalyukin11] ); it is on the closure of the $H_3$-curve.
${\bf X}^3_4$: $p$ is on the sub-parabolic curve associated to $v$; the principal map with value $v$ at $p$ has a beaks singularity at $p$ [Reference Bruce and Tari7].
${\bf W}^{3,1}_4$: $p$ is on the sub-parabolic curve associated to the other principal direction $v^{\perp }$; it is on the closure of the $H_3$-curve; the frame map has a cross-cap singularity at $p$ [Reference Bruce and Tari7].
Proof. The proof follows by considering the defining equations and the open conditions of the strata of $3$-folding map-germs in theorem 4.4 and the geometric interpretation of the algebraic conditions in table 1 given in tables 8 and 9.
Proposition 6.2 The $H_3$-curve of a generic surface is a regular curve and meets the parabolic curve tangentially at $A_2^*$ and ${\bf W}^{3,1}_4$-points.
Proof. The regularity of the $H_3$-curve follows by a transversality argument. We compute the 1-jets of the parabolic and $H_3$-curves and find that they are tangential at their points of intersection. This is expected as the $H_3$-singularities of $F_3^{\pi }$ occur when $v$ is an asymptotic direction, so the $H_3$-curve lies in the closure of the hyperbolic region of the surface.
We turn now to the case $k\ge 4$, still assuming $p$ not to be an umbilical point. We recall that some topological classes in tables 2, 4 and 6 come with divisibility conditions on $k$. For example, the ${\bf N}^k_3$ class requires $2\mid k$ (see remarks 6.4).
Theorem 6.3 Let $k\geq 4$ and let $M$ be a generic surface in $\mathbb {R}^3$, $p$ a non-umbilical point on $M$ and $\pi$ a plane through $p$ and orthogonal to $v$. The map-germ $F_k^{\pi }$ at $p$ is an immersion if and only if $v$ is not tangent to $M$ at $p$. It has a singularity which is topologically equivalent to $M^k_1$ if and only if $v\in T_pM$ but is neither a principal nor an asymptotic direction at $p$. We have the following when $v$ is a principal or an asymptotic direction at $p$.
(1) If $v$ is a principal direction at $p$, then $F_k^{\pi }$ belongs to a stratum in table 2. The possible topological classes of $F_k^{\pi }$ and their geometric interpretations are as follows:
${\bf M}^k_2$: $p$ is not on the sub-parabolic curve associated to $v$.
${\bf M}^k_3$: $p$ is a generic point on the sub-parabolic curve associated to $v$.
${\bf M}^k_4$: $p$ is an $S_3$-point on the sub-parabolic curve associated to $v$.
${\bf N}^k_3$: $p$ is a generic point on the ridge curve associated to $v$.
${\bf N}^k_4$: $p$ is a $B_3$-point on the ridge curve associated to $v$.
${\bf O}^k_4$: $p$ is a $C_3$-point (intersection point of the ridge and sub-parabolic curves associated to $v$).
(2) If $p$ is a hyperbolic point and $v$ is an asymptotic direction at $p$, then $F_k^{\pi }$ belongs to a stratum in table 4. The possible topological classes of $F_k^{\pi }$ and their geometric interpretations are as follows:
${\bf P}^k_2$: $p$ is not on the flecnodal curve associated to $v$, and is not on the $H_3$-curve associated to $v$ when $3\mid k$.
${\bf P}^k_3$: $p$ is a generic point on the $H_3$-curve associated to $v$.
${\bf P}^k_4$: $p$ is an $H_4$-point on the $H_3$-curve associated to $v$.
${\bf Q}^k_3$: $p$ is a generic point on the flecnodal curve associated to $v$.
${\bf Q}^k_4$: $p$ is a point of intersection of the flecnodal and $H_3$-curves associated to $v$.
$\widetilde {\bf Q}^k_4$: $p$ is a special point on the flecnodal curve associated to $v$.
${\bf R}^k_4$: $p$ is a butterfly-point on the flecnodal curve associated to $v$.
(3) If $p$ is a parabolic point and $v$ is an asymptotic (and a principal) direction at $p$, then $F_k^{\pi }$ belongs to a stratum in table 6. The possible topological classes of $F_k^{\pi }$ and their geometric interpretations are as follows:
${\bf U}^k_3$: $p$ is a generic point on the parabolic curve.
${\bf U}^k_4$: $p$ is an $A^*_2$-point.
${\bf V}^{k,j,j'}_4\!\!$: $p$ is a special point on the parabolic curve.
${\bf W}^{k,j}_4$: $p$ is a special point on the parabolic curve.
${\bf W}^{3q,q}_4$: $p$ is on the sub-parabolic curve associated to $v^{\perp }$; it is on the closure of the $H_3$-curve associated to $v$; the frame map has a cross-cap singularity at $p$ [Reference Bruce and Tari7].
${\bf X}^k_4$: $p$ is on the intersection of the parabolic and sub-parabolic curves associated to $v$; the principal map with value $v$ at $p$ has a beaks singularity at $p$ [Reference Bruce and Tari7].
${\bf Y}^k_4$: $p$ is a cusp of Gauss point and a gulls-point.
Proof. With the setting as in the proof of theorem 6.1, the results follow by interpreting the conditions in tables 2, 4 and 6 using tables 8 and 9.
Remarks 6.4 1. The singularities in branches 1 and 2 are associated to principal directions, those in branch 3 to asymptotic directions at hyperbolic points and those in branch 4 to asymptotic directions at parabolic points.
2. Theorems 6.1 and 6.3 show clearly that $k$-folding maps capture the robust features obtained by $2$-folding maps and by the contact of the surface with lines, planes and spheres, giving thus new geometric characterizations of these features and a unified approach to study them. We also obtain a new 1-dimensional robust feature (the $H_3$-curve) and several $0$-dimensional ones: the $H_4$, ${\bf Q}^k_4$, $\widetilde {\bf Q}^k_4$, ${\bf V}^{k,j,j'}_4$ and ${\bf W}^{k,j}_4$ points.
3. The $H_3$-curve is captured by $k$-folding maps when $k$ is divisible by $3$. The sub-parabolic and flecnodal curves are captured by $k$-folding maps for any $k$ while the ridge curve is captured by $k$-folding maps when $k$ is even. Regarding the ridge, it is the locus of points where the surface has more infinitesimal symmetry with respect to planes [Reference Bruce and Wilkinson8]. The map-germs $(x,y)\mapsto (x,y^{2p},f(x,y))$ identify the pair of points $(x,y)$ and $(x,-y),$ which explains why all the $F_{2p}$ folding maps capture the ridge curve.
4. The condition $\Delta _j^k=0$ can be satisfied for any $k,j$ when the coefficients $a_{sl}$ are real, so ${\bf W}^{k,j}_4$-points can occur on surfaces in $\mathbb {R}^3$ for all $k,j$. For the ${\bf V}^{k,j,j'}_4$ topological class, it follows from proposition 4.21 that only ${\bf V}^{k,j,k-j}_4$, ${\bf V}^{k,j,2j}_4$ and ${\bf V}^{k,k-j,2j}_4$-points can occur on surfaces in $\mathbb {R}^3$.
5. Theorem 6.1 gives a new geometric interpretation for the $A^*_2$-points in [Reference Giblin and Janeczko10, Reference Giblin, Warder and Zakalyukin11].
6. Observe that the open conditions (those involving expressions $\ne 0$) for the singularities of the $k$-folding map in tables 1, 2, 4 and 6 and their associated ones in tables 8 and 9 are not always identical. For the $0$-dimensional robust features, the open conditions in both tables are satisfied on a generic surface. For the $1$-dimensional robust features, this means that some special points in one setting are not special in the other. For example, the $3$-folding map does not distinguish between a $C_3$-point and a generic point on the sub-parabolic curve.
We consider now the situation at umbilic points. For a generic surface $M$, these occur at isolated points in its elliptic region, and every direction in the tangent plane of $M$ at such points can be considered a principal direction. We take $M$ locally in Monge form $z=f(x,y)$, consider the origin to be an umbilic point and write $f(x,y)={\kappa }/{2}(x^2+y^2)+C(x,y)+ O_4(x,y)$ where $C$ is a homogeneous cubic form in $x,y$. We can take $C(x,y)$ to be the real part of $z^2+\beta z^2\overline {z}$, with $z=x+{\rm i}y$ and $\beta =s+{\rm i}t$ (see e.g. [Reference Bruce and Wilkinson8]). Then, $C=(1+s)x^3-tx^2y+(s-3)xy^2-ty^3.$
Theorem 6.5 Let $k\ge 3$ and let $M$ be a generic smooth surface in $\mathbb {R}^3$, $p$ an umbilic point on $M$ and $\pi$ a plane through $p$ and orthogonal to $v\in T_{p}M$.
1. If $2\nmid k$, then for almost all directions $v$ in $T_{p}M$ the singularity of $F_k^{\pi }$ at $p$ is of type $S_3$ when $k=3$ and of type ${\bf M}^k_2$ when $k\ge 4$. There are three directions (resp. one direction) where the singularity is of type $S_5$ when $k=3$ and of type ${\bf M}^k_3$ when $k\ge 4$ if $\beta$ is inside (resp. outside) the outer hypocycloid $\beta =-3(2{\rm e}^{2{\rm i}\theta }+{\rm e}^{-4{\rm i}\theta })$ in figure 4.
2. If $2\mid k$, then for almost all directions $v$ in $T_{p}M$ the singularity of $F_k^{\pi }$ at $p$ is of type ${\bf M}^k_2$. There are three directions (resp. one direction) where the singularity is of type ${\bf M}^k_3$ if $\beta$ is inside (resp. outside) the hypocycloid $\beta =-3(2{\rm e}^{2{\rm i}\theta }+{\rm e}^{-4{\rm i}\theta })$. There are also three directions (resp. one direction) where the singularity is of type ${\bf N}^k_3$ when $\beta$ is inside (resp. outside) the inner hypocycloid $\beta =2{\rm e}^{2{\rm i}\theta }+{\rm e}^{-4{\rm i}\theta }$ in figure 4.
Proof. We take $v=(\cos (\theta ),\sin (\theta ),0)$, $\theta \in [0,2\pi ]$ and consider the rotation
which takes the direction $(0,1,0)$ to $v$. Then,
Changes of coordinates in the source give
We denote by $\bar {a}_{lj}$ the coefficient of $X^{l-j}Y^j$ in the Taylor expansion of $f(X\sin (\theta )+Y\cos (\theta ),-X\cos (\theta )+Y\sin (\theta ))$. The proof follows then considering the conditions for the singularities of $F_k^{\pi }$ in tables 1 and 2.
(1) We have
When $2\nmid k$ and $\bar {a}_{31}\ne 0$, the singularity of $F_k^{\pi }$ at the origin is of type $S_3$ when $k=3$ or of type $M^k_2$ when $k\ge 4$.
The coefficient $\bar {a}_{31}$ is a cubic form in $\cos (\theta )$ and $\sin (\theta )$. Its discriminant is the hypocycloid $\beta =-3(2{\rm e}^{2{\rm i}\theta }+{\rm e}^{-4{\rm i}\theta })$. The cubic has three roots for $\beta$ inside the hypocycloid and one root when it is outside. For $v$ corresponding to one of these roots, the singularity of $F_k^{\pi }$ is of type $S_5$ when $k=3$ and of type ${\bf M}^k_3$ when $k\ge 4$, provided $\bar {a}_{41}\ne 0$. The condition $\bar {a}_{41}\ne 0$ is satisfied at umbilic points on generic surfaces.
(2) We have
When $2\mid k$ (so $k\ge 4$) and $\bar {a}_{33}\ne 0$, the singularity of $F_k^{\pi }$ at the origin is of type ${\bf M}^k_2$. We also get the ${\bf M}^k_3$ singularities as in (1) when $\bar {a}_{31}=0$.
The coefficient $\bar {a}_{33}$ is also a cubic form in $\cos (\theta )$ and $\sin (\theta )$. Its discriminant is the hypocycloid $\beta =2{\rm e}^{2{\rm i}\theta }+{\rm e}^{-4{\rm i}\theta }$. The cubic has three roots for $\beta$ inside the hypocycloid and one root when it is outside. For $v$ corresponding to one of these roots, the singularity of $F_k^{\pi }$ is of type ${\bf N}^k_3$ if $\bar {a}_{31}\ne 0$.
We have $\bar {a}_{33}=\bar {a}_{31}=0$ if and only if $\beta$ is on one of the tangent lines $t(3s^2-t^2)=0$ to the hypocycloids at their cusp points, see figure 4. (On these lines, the singularity is of type ${\bf O}^k_4$ or more degenerate. This singularity does not occur at umbilic points on a generic surface.)
Remark 6.6 1. Theorem 6.5 is merely another interpretation of the results in [Reference Bruce and Wilkinson8, Reference Wilkinson32] when using the geometric characterizations of the singularities of $k$-folding maps in theorems 6.1 and 6.3. We know from [Reference Bruce5, Reference Bruce and Wilkinson8, Reference Wilkinson32] that there are one or three ridge curves and one or three sub-parabolic curves at umbilic points on a generic surface. These curves meet transversally and change colour at the umbilic point.
2. Figure 4 is first obtained in [Reference Bruce and Wilkinson8] when considering 2-folding maps. In that case both hypocycloids are present, whereas when $k\ge 3$ only one of them is present when $k$ is odd (both are present when $k$ is even). Also in [Reference Bruce and Wilkinson8] is considered the circle $|\beta |=3$ which corresponds to the Monge–Taylor map failing to be transverse to the umbilics stratum. The circle $|\beta |=1$ is also exceptional and corresponds to two ridges through the umbilic being tangential, see [Reference Bruce, Giblin and Tari6]. As these conditions are geometric, the circles $|\beta |=1$ and $|\beta |=3$ can also be considered exceptional for $k$-folding maps and are added to figure 4.
3. Umbilic points on a generic surface occur at elliptic points, that is why we do not get flecnodal curves or $H_3$-curves through such points.
Acknowledgements
The authors would like to thank the referee for useful and pertinent comments. GPS was partially supported by the Basque Government through the BERC 2018–2021 programme and Gobierno Vasco Grant IT1094-16, by the Spanish Ministry of Science, Innovation and Universities: BCAM Severo Ochoa accreditation SEV-2017-0718, by the ERCEA Consolidator Grant 615655 NMST, and by Programa de Becas Posdoctorales en la UNAM, DGAPA, Instituto de Matemáticas, UNAM. FT was partially supported by the FAPESP Thematic project grant 2019/07316-0 and the CNPq research grant 303772/2018-2.