Political corruption, system support, and Vacuna-gate

Can a major political corruption scandal like Peru’s Vacuna-gate have broader implications for the political system at large, and to what extent? Scholarship on political evaluations distinguishes broadly between two types of attitudes: specific support for incumbent politicians and diffuse support for the system. Specific support encompasses a wide array of offices that can be easily delineated. We focus on diffuse support: belief in the authority of the system’s core institutions and processes or an ideological belief in the validity of the regime type (Easton Reference Easton1975). The former type of diffuse support is referred to as political legitimacy or system support and the latter as support for democracy (Booth and Seligson Reference Booth and Seligson2009).

A good deal of scholarship has considered the intuitive connection between corruption and evaluations of specific, implicated politicians, candidates, and political parties. Experimental work has shown that corruption scandals damage evaluations of candidates (e.g., Doherty, Dowling, and Miller Reference Doherty, Dowling and Miller2011, Reference Doherty, Dowling and Miller2014; Funk Reference Funk1996; McDermott, Schwartz, and Vallejo Reference McDermott, Schwartz and Vallejo2015) and erode vote intention for and attachments toward the implicated party (Klašnja, Lupu, and Tucker Reference Klašnja, Lupu and Tucker2021; Winters and Weitz-Shapiro Reference Winters and Weitz-Shapiro2013; Wolsky Reference Wolsky2022). Others have found that such scandals can damage the approval of the government or president (Solaz, de Vries, and de Geus Reference Solaz, De Vries and De Geus2019; but see Fischle Reference Fischle2000; Zaller Reference Zaller1998), though this may be conditioned by partisanship (Solaz, de Vries, and de Geus Reference Solaz, De Vries and De Geus2019), gender (Reyes-Housholder Reference Reyes-Housholder2019), or the economy (Carlin, Love, and Martínez-Gallardo Reference Carlin, Love and Martínez-Gallardo2015). Effects can be quite modest (Bågenholm Reference Bågenholm2013), and many affected politicians go on to win elections (Bågenholm and Charron Reference Bågenholm and Charron2020), but it is still common to find that corruption scandals shape election outcomes (Basinger Reference Basinger2013; Costas-Pérez, Solé-Ollé, and Sorribas Reference Costas-Pérez, Solé-Ollé and Sorribas-Navarro2012; Peters and Welch Reference Peters and Welch1980).

To what extent does a major corruption scandal affect diffuse political support? Easton (Reference Easton1975) provides a classic framework for considering this question. In general, in well-consolidated systems, diffuse support is likely to be inelastic in response to specific outcomes and events. As Easton (p. 444) puts it, “this type of evaluation tends to be more difficult… to weaken once it is strong.” Yet, where diffuse support is weak, where “discontent with perceived performance continues over a long enough time,” and/or at times marked by “the sudden frustration of expectations,” diffuse support may decline (Easton Reference Easton1975, p. 445). The case of Peru and the Vacuna-gate scandal shares all three of these characteristics.

First, diffuse support is comparatively low in the country. According to the 2021 AmericasBarometer, Peru ranks highest in the Latin America and Caribbean region on the extent to which the public views politicians as corrupt and in the bottom quarter with respect to expressing respect for the country’s political institutions. Furthermore, only 50% of Peruvians express support for democracy, compared to the regional average of 62% (Castorena and Rosario Reference Castorena, Rosario, Lupu, Rodríguez and Zechmeister2021). While low, the attitude is far from immutable: in the 2012 AmericasBarometer, support for democracy in Peru was 10 percentage points higher.

Second, discontent with political performance was simmering for years before the Vacuna-gate scandal. Peru has experienced a constant state of political crisis since 2017, when former president Pedro Pablo Kuczynski was first implicated in a massive corruption scheme involving Brazilian construction conglomerate Odebrecht (see, e.g., Zarate and Casey Reference Zarate and Casey2019). These days, only two-fifths of the public expresses satisfaction with how democracy is working in the country; the only country with a lower value in the region is Haiti, at 11% (Castorena and Rosario Reference Castorena, Rosario, Lupu, Rodríguez and Zechmeister2021). Following a peak in satisfaction in 2012, at 52%, this figure decreased steadily over the years to 21% in 2021.

Third, when the Vacuna-gate scandal broke on February 11, 2021, it jolted public opinion. On that day, Vizcarra claimed in a press conference that he had received the Sinopharm vaccine as a volunteer in the clinical trial (De La Quintana Reference De La Quintana2021).Footnote ² In fact, he had obtained it through irregular means while it was still going through phase III trials in October 2020. On February 13, several cabinet members responded to the news by tendering their resignations to then-president Francisco Sagasti; this included the health minister, who was herself implicated in the scandal. That same day, researchers in charge of the clinical trials released a statement noting that the former president had in fact not been a volunteer in the trial. By February 17, prosecutors had opened an investigation into nearly 500 public officials, including Vizcarra, the health minister, and the foreign minister (Osborne Reference Osborne2021).

The scandal marked the abrupt downfall of a popular politician. Following Kuczynski’s resignation amid the Odebrecht scandal, Vizcarra’s presidency was marked by high levels of approval as he championed anti-corruption reform and successfully evoked a constitutional right to dissolve an unpopular Congress, leading to early congressional elections in January 2020. Vizcarra’s attacks on Congress placed him on the defensive against that institution, which successfully removed him from office in a second impeachment after a first one failed. Because many believed his removal was in response to his anti-corruption efforts, Vizcarra left office as an admired political figure, with an overwhelming majority of Peruvians approving of his presidency and expressing disagreement with his removal (La Vanguardia 2020). That made it all the more shocking for the public to see him revealed as the figurehead of a large scandal that involved sidestepping rules to access the COVID-19 vaccine before its public release. The scandal made frontline news in a country that has been one of the hardest hit by the pandemic (see Figure A2; Schwalb and Seas Reference Schwalb and Seas2021).

In brief, the case of Peru’s Vacuna-gate scandal is a most-likely case for finding a connection between corruption and diffuse support: levels of support were low, discontent had been brewing for years, and the scandal was a shock. Yet, other findings in extant research provide reason to question whether the thesis will hold across all indicators of diffuse support. There is some evidence of spillover effects in which corruption scandals involving one or multiple individual politicians lead to worse evaluations for the institution to which the politician belongs (Bowler and Karp Reference Bowler and Karp2004; Chong et al. Reference Chong, De La O, Karlan and Wantchekon2015; Lee Reference Lee2018), politicians in general (Ares and Hernández Reference Ares and Hernández2017; Bowler and Karp Reference Bowler and Karp2004; Von Sikorksi, Heiss, and Matthes Reference von Sikorski, Heiss and Matthes2020), and overall perceptions of political corruption (Villora, Van Ryzin, and Lavena Reference Villoria, Van Ryzin and Lavena2013). Other studies find limited spillover effects on diffuse values (Maier Reference Maier2011; Ruderman and Nevitte Reference Ruderman and Nevitte2015). In correlational analysis of Latin American public opinion, some find no evidence of a connection between corruption and support for democracy (Bailey and Paras Reference Bailey and Paras2006; Canache and Allison Reference Canache and Allison2005). Such an outcome may be most common under conditions of scandal fatigue, when the public becomes dulled to news of another scandal following waves of scandals from administration to administration (Kumlin and Essaisson Reference Kumlin and Esaiasson2012; Waisbord Reference Waisbord2004). Arguably, the Peruvian context is ripe for scandal fatigue: since the transition to democracy, all of Peru’s former presidents, multiple members of the judiciary, and many members of Congress have been implicated in major corruption schemes.

Measures and models

Our data come from the 2021 AmericasBarometer survey of Peru, fielded between January 22 and March 26. The survey was designed to collect a national sample of voting-age respondents, who are 18 years or older, are citizens or permanent residents of Peru, and have access to a mobile phone. Additional information about the sample design can be found in Appendix B. Mobile phone coverage in Peru is approximately 87% (Montalvo, Pizzolitto, and Plutowski Reference Montalvo, Pizzolitto and Plutowski2022). Participation in the AmericasBarometer was voluntary and not compensated. All interviewers were trained and certified to work on the project, and all interviews were audited using voice recording, timing checks, and metadata collected alongside the project. The final dataset consists of 3,038 interviews; of these, 1,332 were collected before the scandal broke on February 11 and 1,706 were collected after. We consider three measures of diffuse support: perceptions of corruption among politicians, system support (regime legitimacy), and support for democracy. For ease of comparison, all are linearly transformed to range from 0 to 100 (see Appendix A for full wording and coding). Perceptions of corruption are skewed: 89% of Peruvians express that half or more of the country’s politicians are corrupt. Previous research has operationalized system support as an additive index of four items that ask about respect for political institutions, protection of basic rights, pride in the system, and support for the system (see Booth and Seligson Reference Booth and Seligson2009). We opt to use principal component analysis instead because it makes fewer assumptions about the relationships among the items and omits respondents who did not answer all four questions. The four items load highly onto a single factor, with an eigenvalue of 2.14 (Cronbach’s alpha is 0.70). The mean value is 48.2. Support for democracy is measured by the respondent’s level of agreement with the statement, “Democracy may have problems, but it is better than any other form of government.” The mean is 57.8.

Due to space constraints on the questionnaire, perceptions of corruption and the system support module were by design assigned to two random splits of the questionnaire – such that only half the sample was asked these questions. The support for democracy question and all demographic questions were asked of all respondents, so our sample for analyses of this dependent variable is larger. For all three variables, item nonresponse is low, ranging from 0.1% for system support to 2.5% for perceptions of corruption. Our analyses omit cases of nonresponse.Footnote ³

To model the effect of corruption scandal, we use a linear regression with an indicator for treatment (interview conducted after the scandal broke) versus control (interview conducted before the scandal broke) as our main independent variable. The unexpected nature of the event along with the survey’s random digit dialing sampling method allows us to treat scandal exposure as exogenous (see Table A2 for balance tests). Yet, one feature of the survey design needs to be accounted for: under the adaptive sampling approach applied by the survey team, respondents from the Lima area (the city as well as the provinces of Lima and Callao) were filtered out towards the end of data collection to achieve a final sample balanced on geographic region.Footnote ⁴ To address any potential confounding due to regional imbalance, our main specification employs coarsened exact matching (CEM), which balances the treatment and control groups on the Lima area dummy variable (we also balance on age, gender, education, and urban/rural residence), at the cost of only slightly reducing the sample (see Table A3).

We also report specifications without CEM weights as well as models that employ the survey weights provided by LAPOP to calibrate the sample to national benchmark data from the 2019 AmericasBarometer survey. In both cases, we report these results with and without controls for age, gender, education, urban/rural residence, and Lima area residence.

In an effort to evaluate the substantive implications of our results (following Rainey Reference Rainey2014), we define a minimal substantively interesting effect as an effect that changes a variable by more than 15% of its standard deviation and examine whether the 90% confidence interval falls outside that margin. While this threshold is necessarily arbitrary, we can also give it a more intuitive interpretation. The AmericasBarometer fields its surveys across the Latin America and Caribbean region and reports how countries compare on these measures. Those reports regularly highlight the three countries where averages are most alarming (lowest on system support and support for democracy; highest for perceptions of corruption). If we take the difference between the country average of the most alarming country and that of the fourth most alarming country – that is, the aggregate change that would take a country out of the most alarming three – those values turn out to be very close to 15% of the standard deviation for system support and support for democracy. Peru is itself the outlier country in the region with the highest rate of perceptions of corruption; setting Peru aside, the same pattern holds for country-level comparisons on this measure.

Findings

Figure 1 plots the estimated effects of the scandal on our outcome variables of interest using our five model specifications. The figure shows results from models that include an indicator for treatment with the corruption scandal but in which we apply different weights and do or do not include controls. Dotted vertical lines also show the minimal threshold for substantively meaningful effects.Footnote ⁵

Figure 1 Effect of Corruption Scandal on Public Opinion.

Notes: Values report the effect of corruption scandal on corruption perceptions, system support, and support for democracy, for each model specification. Thick and thin lines report the 90% and 95% confidence intervals, respectively. Dotted vertical lines represent the minimal threshold for substantively meaningful effects. Regression results are reported in Tables A5, A6, and A7.

For perceptions of corruption, the treatment indicator is consistently positive, statistically significant, and substantively meaningful. Respondents interviewed in the post-scandal period believed that corruption was more prevalent among politicians compared to those interviewed in the pre-scandal period. The 2.5-point magnitude of the effect with CEM weights is substantial and impressive when considering the already high average level of perceptions of corruption in the sample (about 82 points on the 0 to 100 scale). After exposure to the scandal, an additional 6.6% of those in the survey said that all politicians were corrupt (42.6% versus 36%).

Our results also show that scandal exposure appears to have a negative effect on system support. The estimated effect is statistically significant at either the 90% or 95% level for all but one model specification, and it consistently crosses the threshold for substantively meaningful effects. When we apply CEM weights, the effect represents a drop by about 2 points on the 0 to 100 scale, rising to 2.8 points in other models.Footnote ⁶ Considering Peru’s very low baseline level of system support, a further drop of 2–2.8 points suggests the strength of the impact on attitudes about the Peruvian political system.

Finally, we find no statistically or substantively significant effect of the corruption scandal on the extent to which respondents agree that democracy is better than any other form of government. Our estimates of treatment effect for this dependent variable are never statistically significant, and the confidence intervals never cross the threshold to be substantively meaningful. To corroborate this null effect, we also looked at the effect of the corruption scandal on two alternative measures of support for democracy that are regularly included in the AmericasBarometer: whether a military coup would be justified in times of high corruption and whether in difficult times the President would be justified in closing Congress and governing alone. Tables A9 and A10 show that we find similarly null results.

Are these results heterogeneous across different groups? We are limited in our ability to explore this given the cross-sectional nature of the survey, and the fact that in this context, political attitudes (including, for instance, partisanship) are fairly unstable and therefore arguably post-treatment. However, we did look at gender, age, education, and political knowledge as potential moderators in Tables A11, A12, and A13. In this exploratory set of analyses, we find that the scandal increased perceptions of corruption more among older respondents but reduced system support more among younger ones. We find some evidence that explicit support for democracy increases among those with post-secondary education, suggesting that there are some opinion currents that rise to defend direct demand for democracy when the system is under threat.Footnote ⁷ We did not find any evidence that gender or political knowledge moderated the effects of the corruption scandal on public opinion.