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Using paleopathology to provide a deep-time perspective that improves our understanding of one health challenges: Exploring urbanization

Published online by Cambridge University Press:  08 February 2024

A response to the following question: How can deep time perspectives contribute to tackling contemporary One Health challenges, improving understanding and disease mitigation?

Piers D. Mitchell*
Affiliation:
Department of Archaeology, University of Cambridge, Cambridge, UK
*
Corresponding author: Piers D. Mitchell; Email: [email protected]
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Abstract

The question posed is how deep-time perspectives contribute to tackling contemporary One Health challenges, improving understanding and disease mitigation. Using evidence from the field of paleopathology, it is possible to explore this question and highlight key learning points from the past to focus the minds of those making healthcare policy decisions today. In previous centuries urbanization led to poorer health for a wide range of indicators, including life expectancy, sanitation and intestinal parasites, airway disorders such as maxillary sinusitis, metabolic diseases such as rickets, and even conditions resulting from clothing fashions such as bunions. Modern concerns regarding the quality of urban air and rivers show we have still to incorporate these lessons. When we consider major infectious diseases affecting past societies such as bubonic plague, tuberculosis and leprosy, interaction between humans and wild mammal reservoirs was key. Wild red squirrels in Britain today remain infected by the medieval strain of leprosy that affected people 1,500 years ago. It is clear that the One Health focus on the interaction between humans, animals and their environment is important. Eradicating zoonotic infectious diseases from humans but not these reservoirs leaves the door open to their spread back to people in the future.

Type
Analysis
Creative Commons
Creative Common License - CCCreative Common License - BY
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Copyright
© The Author(s), 2024. Published by Cambridge University Press

Introduction

The research idea I have been asked to consider is ‘how can deep time perspectives contribute to tackling contemporary One Health challenges, improving understanding and disease mitigation?’ (Bendrey and Fournié, Reference Bendrey and Fournié2023). One Health has been defined by the World Health Organisation as an integrated, unifying approach to balance and optimize the health of people, animals and ecosystems (WHO, 2022). Past research into deep-time perspectives on One Health has sometimes focused on specific infectious diseases, such as brucellosis or leprosy (Bendrey et al., Reference Bendrey, Cassidy, Fournié, Merrett, Oakes and Taylor2020; Urban et al., Reference Urban, Blom, Pfrengle, Walker-Meikle, Stone, Inskip and Schuenemann2021), while others have attempted a broad theoretical overview of how zoonoses and environment might have interacted from a One Health perspective in past era (Kim and Agarwal, Reference Kim and Agarwal2023; Rayfield et al., Reference Rayfield, Mychajliw, Singleton, Sholts and Hofman2023). The study of health and disease in past populations is termed paleopathology (Gauer, Reference Grauer2022). One particular challenge is that the significant majority of paleopathological research has investigated humans, with much less work targeted towards the health of animals in the past. His greatly limits the evidence that might be brought to bear from the perspective of animal health, which is clearly a key component of the One Health approach.

One way to investigate this question from a different angle is to explore the archaeological evidence for some of the ways in which human and animal health has changed during the process of urbanization, and to do this here we will mainly focus on Europe. Applying a range of examples from paleopathology can provide that deep-time perspective and show the ways in which interaction between people, animals and their environment has led to dramatic changes in health over the last two thousand years. The majority of those living in rural areas of Europe since the Neolithic period made their living through agriculture (Shennan, Reference Shennan2018). In contrast, the majority of people in urban centers were involved with trade, manufacturing, administration, education and religious institutions (Haslam, Reference Haslam2010; Fernández-Götz, Reference Fernández-Götz2018). With the Industrial Revolution in Britain in the mid 1700s, and rest of Europe over the subsequent century, the use of coal-fired machinery resulted in a great expansion of manufacturing and faster long-distance sea travel (Glenn, Reference Glenn2019; Stearns, Reference Stearns2020). However, the cramped working conditions in factories, risk of injury from machinery, pollution of air and rivers, poor housing, ineffective sanitation, limited town planning, having to import food from the countryside, and high population density might all have led to major health consequences, as we can see below.

Paleopathology and urbanization

Life expectancy can be used as a crude indication of how healthy living conditions were in different past environments. Both archaeological evidence from cemeteries and historical evidence from census records show that in medieval Britain the life expectancy of people living in the countryside was higher than those living in towns (Lewis, Reference Lewis, Murphy and Wiltshire2003; Kowaleski, Reference Kowaleski2014). Similarly, government records from 19th to early 20th century Poland showed lowest life expectancy in the city of Poznan, intermediate life expectancy in small towns, and best life expectancy in rural villages (Budnik and Liczinska, Reference Budnik and Liczinska2006). At a very simple level, these are examples of how urbanization was often bad for health in past societies.

Sanitation and the management of human waste became a challenge with the transition from a rural agricultural lifestyle to urban living. While toilets had been developed in ancient Greece during the Bronze Age (Angelakis et al., Reference Angelakis, Koutsoyiannis and Tchobanoglous2005; Antoniou, Reference Antoniou2007), in much of Europe it was only when latrines and sewers were introduced by the Romans that people had an alternative to depositing their feces on open middens and rubbish areas. Over time we see changes in intestinal parasite infection with the onset of urbanization. In the neolithic period and those living in lakeside villages in the Bronze Age and Iron Age, we see a mixture of zoonotic parasites contracted from eating wild animals and fish, along with roundworm and whipworm that are spread by the contamination of food and drink by human feces (Mitchell, Reference Mitchell2023, 42–52). However, by the Roman period and continuing into the medieval period, we see a dominance in urban areas of roundworm, whipworm and the protozoa that cause diarrhea and dysentery (Mitchell, Reference Mitchell2015, Reference Mitchell2017). This shows how high population density coupled with the fecal contamination of rivers that run through towns led to the dominant parasites being those spread by ineffective sanitation. Pollution of rivers today remains a major concern for both health and the environment (Fuller et al., Reference Fuller, Landrigan, Balakrishnan, Bathan, Bose-O’Reilly, Brauer, Caravanos, Chiles, Cohen, Corra, Cropper, Ferraro, Hanna, Hanrahan, Hu, Hunter, Janata, Kupka, Lanphear, Lichtveld, Martin, Mustapha, Sanchez-Triana, Sandilya, Schaefli, Shaw, Seddon, Suk, Tellez-Rojo and Yan2022).

Maxillary sinusitis is a condition where the air sinuses in the face become inflamed and the secretions that accumulated in the sinus may become infected by bacteria (Chang et al., Reference Chang, Stern, Willis, Guerra, Wright and Martinez2018). Comparison of maxillary sinusitis in a rural and urban population in medieval Britain found a significantly higher prevalence of sinusitis in those living in the city (York). It was proposed that the difference may have been due to air pollution from the higher population density in the city, the use of coal in urban household cooking fires, and industries such as lime kilns to make cement for building in the city (Lewis et al., Reference Lewis, Roberts and Manchester1995). Air pollution in modern towns and cities is an ongoing challenge that has a significant detrimental impact upon health (Fuller et al., Reference Fuller, Landrigan, Balakrishnan, Bathan, Bose-O’Reilly, Brauer, Caravanos, Chiles, Cohen, Corra, Cropper, Ferraro, Hanna, Hanrahan, Hu, Hunter, Janata, Kupka, Lanphear, Lichtveld, Martin, Mustapha, Sanchez-Triana, Sandilya, Schaefli, Shaw, Seddon, Suk, Tellez-Rojo and Yan2022).

Rickets is a condition where deficiency in vitamin D during childhood leads to impaired bone development (Gentile and Chiarelli, Reference Gentile and Chiarelli2021). Humans can make vitamin D in their skin from sunlight, and so conditions where children are exposed to little sunlight can lead to rickets. During the Industrial Revolution in the late 1700s and 1800s, air pollution from coal-fired industry, coupled with child labor in factories during daylight hours, led to rickets becoming more common. It can be detected in human skeletal remains from the altered shape of the long bones in the limbs, pelvis, ribs and increased porosity of bones across the skeleton (Mays et al., Reference Mays, Brickley and Ives2006). A large study comparing the skeletons of 1154 individuals who lived in 11th–17th century Britain with 4157 individuals living at the time of the industrial revolution (18th–19th century) found prevalence of rickets severe enough to cause permanent change to the shape of the bones increased by a factor of ×10 over this period, from 0.5% to 6% (Buckberry and Crane-Kramer, Reference Buckberry and Crane-Kramer2022).

In the past, people living in towns often had a higher income than those in the countryside, as a result of the higher wages for skilled tradesmen and business owners compared with less skilled farm laborers. One consequence of this wealth discrepancy that can be detected in the archaeological record is the health consequences of changing fashions in shoe design. In 10th–13th century England shoes generally had a rounded toe-box, but in the 14th century the fashion for shoes with a pointed toe-box was introduced from France (Fizzard, Reference Fizzard2007). Research on modern patients has shown that pointed shoes tilt the big toe to the side and trigger hallux valgus (bunions) (Menz et al., Reference Menz, Roddy, Marshall, Thomas, Rathod, Peat and Croft2016). Not only does this deformity cause pain at the base of the big toe, it also makes falls more likely in older people, with a corresponding increased rate of fractures (Mickle et al., Reference Mickle, Munro, Lord, Menz and Steele2009). A study of different groups of people living in and around Cambridge during this period showed that 10%–45% of those living in the town had hallux valgus, compared with just 3% of those who lived in a rural farming community outside Cambridge. It was also found that fractures were significantly more common in those with hallux valgus than those without, which matches what we know about the increased risk of falls (Dittmar et al., Reference Dittmar, Mitchell, Cessford, Inskip and Robb2021). This highlights how human behavior associated with urbanization, mediated by variation in income between rural and urban areas and coupled with access to the latest fashions, can lead to adverse health consequences in the past.

However, certain aspects of human health do not seem to have followed the pattern of worse health in urban areas in the past. Comparison between prevalence of tuberculosis in urban and rural sites in medieval Denmark showed no notable difference, suggesting that TB was equally successful at infecting people living in towns and villages (Kelmelis and Pedersen, Reference Kelmelis and Pedersen2019). Assessment of disease in children from urban and rural sites in northern England during the industrial period showed similar levels of anemia and dental disease, while those with a rural lifestyle showed more evidence for short stature and respiratory disease (Gowland et al., Reference Gowland, Cafell, Newman, Levene and Holst2018).

Paleopathology and zoonotic infectious diseases

Many infectious diseases that caused morbidity through deep time were zoonoses, meaning that they infected both humans and other animals (Romich, Reference Romich2008). Some micro-organisms required specific groups of animals to complete different parts of their life cycles, but others were generalists that were equally happy to infect humans or other mammals with similar physiology as the opportunity arose.

One of the most noteworthy infectious diseases to affect Europe during the last two thousand years was bubonic plague. Caused by the bacterium Yersinia pestis, this zoonosis is sustained in wild rodent reservoir populations but can be transmitted to humans by the bite of rodent fleas such as Xenopsylla cheopis (Chouikha and Hinebusch, Reference Chouikha and Hinebusch2012). Just such a transfer in Asia resulted in the Plague of Justinian in humans from 541 to 543 CE, and subsequent outbreaks recurred until the 8th century when it appears to have died out in Europe (Little, Reference Little2006). A new strain was introduced from Asia in the mid 14th century to cause the Black Death, and repeat outbreaks recurred until the 17th century (Benedictow, Reference Benedictow2021). It has been argued that these episodic epidemics in humans were only possible due to the infection of European wild rodent populations, which acted as reservoirs until the environmental conditions facilitated its spread back to humans by flea bites once again (Carmichael, Reference Carmichael2015). It remains unclear why plague died out in humans in Europe in the 17th century, but persists to this day in many tropical regions such as Madagascar.

Tuberculosis was a common infectious disease in the past populations of Europe (Roberts and Buikstra, Reference Roberts and Buikstra2003). It was previously thought that tuberculosis spread to humans from cattle following the domestication of wild animals by early farmers (Cockburn, Reference Cockburn1963; Manchester, Reference Manchester1984). However, when analysis of human skeletal remains with lesions suggestive of TB at the medieval farming settlement of Wharram Percy in Britain was performed, the DNA showed that the infections were by Mycobacterium tuberculosis (the human form) and not M. bovis (the form evolved to specialize in cattle) (Mays et al., Reference Mays, Taylor, Legge, Young and Turner-Walker2001). Researchers had to think again. Since then, studies exploring the DNA of ancient and modern strains of tuberculosis in humans and a wide range of animals suggest that tuberculosis probably originated as a pathogenic disease in humans (Wirth et al., Reference Wirth, Hildebrand, Allix-Béguec, Wölbeling, Kubica, Kremer, van Soolingen, Rüsch-Gerdes, Locht, Brisse, Meyer, Supply and Niemann2008). Subsequent mutations allowed the development of the various forms of TB that we find in other animals today, such as M. bovis, M. caprae, M. pinnipedii, M. mungi, M. orygis and M. microti. It appears that the form of tuberculosis that affects seals and sea lions (M. pinnipedii) was probably transmitted to the Americas by the pinnipeds migrating across the Atlantic Ocean from Africa or Europe, resulting in the zoonotic infection of humans in South America by the seal and sea lion form of TB around 1,000 years ago (Bos et al., Reference Bos, Harkins, Herbig, Coscolla, Weber, Comas, Forrest, Bryant, Harris, Schuenemann, Campbell, Majander, Wilbur, Guichon, Wolfe Steadman, Collins Cook, Niemann, Behr, Zumarraga, Bastida, Huson, Nieselt, Young, Parkhill, Buikstra, Gagneux, Stone and Krause2014; Vågene et al., Reference Vågene, Honap, Harkins, Rosenberg, Giffin, Cárdenas-Arroyo, Leguizamón, Arnett, Buikstra, Herbig, Krause, Stone and Bos2022).

A further example of a widespread disease to affect humans throughout the medieval period was leprosy. Its chronic disease course, ability to cause destructive facial lesions and perceived association with religious impurity led to the foundation of numerous leprosaria, where those with more visually apparent infections could live together in groups (Rawcliffe, Reference Rawcliffe2006). Caused by Mycobacterium leprae, it was long thought to be an infection so closely evolved to infect humans that involvement of other mammals was perhaps an incidental dead end. However, in recent years it has come to light that wild red squirrels in England, Scotland and Ireland sustain leprosy infections within their populations today (Avanzi et al., Reference Avanzi, Del-Pozo, Benjak, Stevenson, Simpson, Busso, McLuckie, Loiseau, Lawton, Schoening, Shaw, Piton, Vera-Cabrera, Velarde-Felix, McDermott, Gordon, Cole and Meredith2016). Analysis of the skeletal remains of people infected with leprosy in the Anglo-Saxon and medieval periods in Britain has found that exactly the same strain (ancestral variant of subtype 3l) infected them as still infects red squirrels now (Inskip et al., Reference Inskip, Taylor, Anderson and Stewart2017). Potential explanations for the link include the medieval use of squirrels for fur and as pets, both of which would have facilitated the spread of leprosy between them. While leprosy died out as an endemic disease of humans in Britain over 200 years ago, the squirrel population struggles on with this disease.

Conclusion

Here we have explored examples from the field of paleopathology that give a deep-time perspective on many issues that are key to the One Health approach. The examples of the health impacts of urbanization, and the spread of infectious diseases between humans and wild animal reservoirs, highlight the long view of the complexity associated with One Health challenges today.

Our environment is key to our health, so it is crucial that we learn which elements of urbanization impair health, and remove those from modern towns and cities. Similarly, when we face infections by zoonoses that can be sustained in animal reservoirs for centuries, we need to approach the health of those wild animals just as seriously as the health of humans who might once again contract infectious diseases from them. On so many levels, it is a good thing that we no longer wear squirrel fur coats.

Data availability statement

Data sharing is not applicable – no new data are generated.

Author contributions

There was only one author for this paper.

Financial support

None.

Competing interests

None.

Ethics statement

Ethical approval and consent are not applicable to this article type.

References

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Author comment: Paleopathology Provides a Deep Time Perspective That Improves Our Understanding of One Health Challenges and Disease Mitigation — R0/PR1

Comments

No accompanying comment.

Review: Paleopathology Provides a Deep Time Perspective That Improves Our Understanding of One Health Challenges and Disease Mitigation — R0/PR2

Comments

This paper presents current research evidence about the impact of urbanisation on multiple aspects of human health in the past, and the relevance of these findings for the present. It makes a useful contribution to the research question « how can deep time perspectives contribute to tackling contemporary One Health challenges, improving understanding and disease mitigation? ». Two minor comments:

Title: given that the paper focuses on the impact of urbanisation on health, this could be explicitly acknowledged in the title.

Line 141: this may need to be nuanced as it may not only be a matter of the specific pathologies/aspects of human health being discussed here, but it might also result from heterogeneity in urban and rural contexts, with these contexts, and the way they influence disease patterns, being likely to vary across space and time.

Presentation

Overall score 5 out of 5
Is the article written in clear and proper English? (30%)
5 out of 5
Is the data presented in the most useful manner? (40%)
5 out of 5
Does the paper cite relevant and related articles appropriately? (30%)
5 out of 5

Context

Overall score 4.5 out of 5
Does the title suitably represent the article? (25%)
3 out of 5
Does the abstract correctly embody the content of the article? (25%)
5 out of 5
Does the introduction give appropriate context and indicate the relevance of the analysis to the question under consideration? (25%)
5 out of 5
Is the objective of the experiment clearly defined? (25%)
5 out of 5

Analysis

Overall score 4.3 out of 5
Is sufficient detail provided to allow reproduction of the study? (40%)
5 out of 5
Are the limitations as well as the contributions of the analysis clearly outlined? (20%)
4 out of 5
Are the principal conclusions supported by the analysis? (40%)
4 out of 5

Review: Paleopathology Provides a Deep Time Perspective That Improves Our Understanding of One Health Challenges and Disease Mitigation — R0/PR3

Conflict of interest statement

Reviewer declares none.

Comments

This is a very insightful analysis of historical perspectives on some key health and disease issues in the context of human development (and animal reservoirs) within its varying environment, focused on Europe. It is termed a One Health paper but little attention is given to the health concerns to animals during this shifting land use and development, other than of the zoonotic disease examples and concerns of leprosy in red squirrels. Perhaps the authors might put their minds to this and incorporate a similar article which focuses on the animal side of this story? There are one or two minor format issues on line 30 repetition of "rate of" and 114 spacing between "in and 11th" otherwise well written, logically expressed and sensibly organised.

Presentation

Overall score 5 out of 5
Is the article written in clear and proper English? (30%)
5 out of 5
Is the data presented in the most useful manner? (40%)
5 out of 5
Does the paper cite relevant and related articles appropriately? (30%)
5 out of 5

Context

Overall score 5 out of 5
Does the title suitably represent the article? (25%)
5 out of 5
Does the abstract correctly embody the content of the article? (25%)
5 out of 5
Does the introduction give appropriate context and indicate the relevance of the analysis to the question under consideration? (25%)
5 out of 5
Is the objective of the experiment clearly defined? (25%)
5 out of 5

Analysis

Overall score 5 out of 5
Is sufficient detail provided to allow reproduction of the study? (40%)
5 out of 5
Are the limitations as well as the contributions of the analysis clearly outlined? (20%)
5 out of 5
Are the principal conclusions supported by the analysis? (40%)
5 out of 5

Review: Paleopathology Provides a Deep Time Perspective That Improves Our Understanding of One Health Challenges and Disease Mitigation — R0/PR4

Conflict of interest statement

Reviewer declares none.

Comments

This is an interesting summary piece on how palaeopathology can provide meaningful long-term perspectives towards our understanding of some current One Health challenges. It flags how palaeopathology can evidence such persistent health challenges to a wider interdisciplinary audience, and highlights a range of useful case studies that broaden the scope for contextualisation and potentially contribute to current understanding.

The article could more effectively deal with ideas around One Health approaches, in both discussing current work and debates linking archaeological context to contemporary concerns and also then locating the case studies presented here into this context. Briefly locating the paper into some of the more recent work that has begun to explore deep-time approaches to One Health at the start would place this work into its academic context, but also help to highlight the contributions that the presented case studies have the potential to provide. The following papers, for example, might be useful to discuss (with further references therein): Urban et al. 2021; Bendrey et al. 2020; Rayfield et al. 2023; Kim and Agarwal 2023. Urban et al. (2021) is a useful discussion of the leprotic squirrel case study considered in the manuscript in the context of One Health. A broader discussion of the emerging literature on One Health and archaeology might then enable the contributions that the presented case studies have the potential to provide to be expanded (i.e. towards the stated aim of ‘to focus the minds of healthcare policy decisions today’ [lines 11-12]).

It would also be worth adjusting the article title – as it stands the paper is more about the long view understanding that palaeopathology can provide, rather than offering how this can be mobilised in disease mitigation in itself. Also, the paper is primarily focussing on urbanisation, as laid out in the first paragraph (lines 39-42), which could be highlighted in a more focussed title. Make sure that the focus of the manuscript itself is consistent – as it stands the introduction focusses it onto urbanisation, and then the scope is subsequently broadened out beyond this. If urbanisation is the primary focus, developing more in-depth treatment of the case studies in their One Health context could offer a useful lens to current challenges being grappled with. All case studies should speak to the focus of the study (e.g. can pathology related to choice of shoes be considered a One Health issue?).

A minor point – in line 49, ‘neolithic’ should be capitalised (Neolithic).

References cited above:

Urban, C., Blom, A.A., Pfrengle, S., Walker-Meikle, K., Stone, A.C., Inskip, S.A. and Schuenemann, V.J., 2021. One health approaches to trace Mycobacterium leprae’s zoonotic potential through time. Frontiers in Microbiology, p.3030. https://doi.org/10.3389/fmicb.2021.762263

Bendrey, R., Cassidy, J.P., Fournié, G., Merrett, D.C., Oakes, R.H. and Taylor, G.M., 2020. Approaching ancient disease from a One Health perspective: Interdisciplinary review for the investigation of zoonotic brucellosis. International Journal of Osteoarchaeology, 30(1), pp.99-108. https://doi.org/10.1002/oa.2837

Rayfield, K.M., Mychajliw, A.M., Singleton, R.R., Sholts, S.B. and Hofman, C.A., 2023. Uncovering the Holocene roots of contemporary disease-scapes: bringing archaeology into One Health. Proceedings of the Royal Society B, 290: 20230525. https://doi.org/10.1098/rspb.2023.0525

Kim, A.W. and Agarwal, S.C., 2023. From ancient pathogens to modern pandemics: Integrating evolutionary, ecological, and sociopolitical dynamics of infectious disease and pandemics through biological anthropology. American Journal of Biological Anthropology 182: 505-512. https://doi.org/10.1002/ajpa.24869

Presentation

Overall score 3 out of 5
Is the article written in clear and proper English? (30%)
5 out of 5
Is the data presented in the most useful manner? (40%)
3 out of 5
Does the paper cite relevant and related articles appropriately? (30%)
2 out of 5

Context

Overall score 3 out of 5
Does the title suitably represent the article? (25%)
2 out of 5
Does the abstract correctly embody the content of the article? (25%)
4 out of 5
Does the introduction give appropriate context and indicate the relevance of the analysis to the question under consideration? (25%)
3 out of 5
Is the objective of the experiment clearly defined? (25%)
4 out of 5

Analysis

Overall score 3 out of 5
Is sufficient detail provided to allow reproduction of the study? (40%)
4 out of 5
Are the limitations as well as the contributions of the analysis clearly outlined? (20%)
3 out of 5
Are the principal conclusions supported by the analysis? (40%)
4 out of 5

Recommendation: Paleopathology Provides a Deep Time Perspective That Improves Our Understanding of One Health Challenges and Disease Mitigation — R0/PR5

Comments

Dear Author

Basically we are all happy with the paper but as you can see, in all of the reviews some suggestions are made for minor improvements, which I hope you will be able to do swiftly.

Thanks for your understanding

Author comment: Using Paleopathology to Provide a Deep Time Perspective That Improves Our Understanding of One Health Challenges: Exploring Urbanisation — R1/PR6

Comments

No accompanying comment.

Decision: Using Paleopathology to Provide a Deep Time Perspective That Improves Our Understanding of One Health Challenges: Exploring Urbanisation — R1/PR7

Comments

Thank you for incorporating these changes advised which have strengthened the publication considerably. The tuberculosis story is particularly pertinent to the One Health paradigm which currently focuses often only from a human perspective i.e. as a recipient of pathogens and not a source. These deep time perspectives are needed to help to balance views in this respect. The title makes more sense as well now.We appreciate your patience with this novel journal and we appreciate any criticisms which you can provide to help improvements.