The incursions of Huns into eastern and central Europe in the 4th and 5th c. CE have historically been thought to be the initial crisis that set in motion the so-called Great Migrations of “barbarian” tribes.Footnote 1 Scholarship on the Huns has frequently placed them in a dichotomy between civilization and barbarism, where the very fact that they were mobile and did not engage in agriculture contributed to their apparently barbarian nature. The narrative is of violence and sometimes conquest, and of raids into the Roman provinces, apparently motivated by an “infinite thirst for gold.”Footnote 2 However, the historical sources documenting these events are written from the perspectives of the settled populations, often by members of the elite with little direct experience of the peoples and events they described. The nature of Hunnic activities – their apparently sudden appearance, rapid military and political impact, and sudden disappearance – and their impact on populations in the Late Roman Danube frontier provinces are therefore still poorly understood.
Recent research has looked to natural proxy archives for an explanation, suggesting that climate was a “push factor” that initiated migrations of the Huns.Footnote 3 However, such approaches often rely on simple models of causality, arguing that droughts caused migrations, without further explanation of why that might be. Drawing on multiple strands of evidence – historical, archaeological, and environmental – this article aims to advance an explanation that goes beyond simple causative models and takes account of the complex relationships between climate variation and human actions.
Historical accounts of the Huns
According to written sources, the Huns came from east of the Sea of Azov (Fig. 1).Footnote 4 They are thought to have crossed the Volga around 370 CE, causing the displacement of the Goths who resided there.Footnote 5 In the following 50 years, the Huns likely first settled in Muntenia in Romania, on the lower Danube, before establishing themselves on the Great Hungarian Plain, east of the Danube. At times they were thought to have reached as far as the Rhine in the west and southern Scandinavia in the north, though the latter is more speculative. In the first decades of the 5th c., written sources indicate that Hunnic war bands were active within the eastern Roman Empire, sometimes allied with Roman forces, sometimes engaged in raiding, and capitalizing on local instabilities.Footnote 6 From the 430s, and especially after Attila came to power in the late 430s, these attacks intensified. The Huns increasingly demanded payments of gold and then also the evacuation of a strip of Roman territory along the Danube.Footnote 7 In 451 CE, the Huns invaded Gaul, resulting in the battle of the Catalaunian Plains, which proved to be a disaster for all sides. A year later they invaded northern Italy, where they sacked Aquileia and captured Milan.Footnote 8 In 453 CE, Attila died suddenly, choked to death by blood from a nosebleed.Footnote 9 This led to internecine fights for supremacy among Attila's sons, and in 454 CE, the Huns were finally defeated in battle at the river Nedao.Footnote 10 By the 470s, the Huns were no longer a significant force.Footnote 11 Table 1 provides a timeline of these events. It is important to note that some of the dates are the result of scholarly interpretations of sources that might be imprecise.
Fig. 1. Historically recorded locations of Hunnic activity. The arrows indicate the assumed routes of the main Hunnic raids. Sites sampled for isotope analysis in Hakenbeck et al. Reference Hakenbeck, Evans, Chapman and Fóthi2017: 1. Keszthely-Fenékpuszta; 2. Hács-Béndekpuszta; 3. Győr-Széchenyi Square; 4. Mözs; 5. Szolnok-Szanda. Shaded area: Roman Empire. Roman provinces map data adapted from the Ancient World Mapping Centre (Creative Commons Attribution-NonCommercial 3.0 Unported); coastline and river data from Natural Earth (https://www.naturalearthdata.com); elevation data from the GMTED2010 (Danielson and Gesch Reference Danielson and Gesch2011). (Map created by David Redhouse.)
Table 1. Timeline of events, as outlined by Maenchen-Helfen Reference Maenchen-Helfen1973, 59–152; Meier Reference Meier2019, 397–461. References to the original sources can be found there.
Several historical sources tell us of the rapacious activities of the Huns, and of their greed, violence, and untrustworthiness. Negative descriptions begin with Ammianus Marcellinus, a 4th-c. military officer, who describes the Huns thus:
They all have compact, strong limbs and thick necks, and are so monstrously ugly and misshapen, that one might take them for two-legged beasts or for the stumps, rough-hewn into images, that are used in putting sides to bridges. But although they have the form of men, however ugly, they are so hardy in their mode of life that they have no need of fire nor of savoury food, but eat the roots of wild plants and the half-raw flesh of any kind of animal whatever, which they put between their thighs and the backs of their horses, and thus warm it a little.Footnote 12
Later writers elaborated on this, with Jordanes describing Attila as “a man born into the world to shake the nations, the scourge of all lands, who in some way terrified all mankind by the dreadful rumors noised abroad concerning him.”Footnote 13 By their appearance and behavior, the Huns seemed in every way opposed to Roman civilization. This negative image was perpetuated in historical scholarship and has persisted in the popular imagination up to the present day.Footnote 14
Yet these descriptions of the Huns were largely not based on eyewitness accounts. A critical analysis of the textual sources reveals that late Roman writers drew on established conventions when describing nomadic groups, reaching back to Herodotus.Footnote 15 Greek and Roman writers had long fitted the peoples living beyond their frontiers into a universe that was Mediterranean-centric, both geographically and morally.Footnote 16 Ammianus Marcellinus describes the Huns as less than human because they did not engage in agriculture or live in permanent settlements, but the pursuit of agriculture was central to Roman ordered existence. It was an economic necessity but also a sign of virtue.Footnote 17 Ancient ethnographic writings served to “other” populations beyond the Roman Empire, and there could be no greater “other” than peoples constantly on the move and unwilling to farm the land.
Huns and Xiongnu: is there a link?
The apparently alien nature of the Huns in central Europe is often linked to their assumed origins in central Asia, adding a racial dimension to their “othering.” Ancient ethnographic sources were vague about the homeland of the Huns prior to their engagement with the Roman Empire, suggesting only a location east of the Sea of Azov, between the Volga and Don Rivers.Footnote 18 However, since the 18th c., the Huns have often been equated with the central Asian Xiongnu, a nomadic group mentioned in Chinese sources as being active in the Mongolian steppes from the late 3rd c. BCE to the 1st c. CE.Footnote 19 Since then, there has been considerable debate about the plausibility of this link, based on written, phonological, and archaeological evidence.Footnote 20
Archaeological research in the culture-historical tradition aimed to identify ethnic and tribal groups by apparently characteristic items of material culture, usually from graves. The innumerable groups mentioned in written sources in Late Antiquity and the early medieval period were associated with particular jewelry styles or weapons, and the distribution of such artifacts was then used to attempt to track the groups’ movements.
While this approach has been criticized extensively, both because it makes use of ahistorical concepts of ethnicity and because of its simplistic interpretations of material culture,Footnote 21 it has nevertheless been used to connect European Huns and the Xiongnu through archaeological evidence.Footnote 22
Yet, the Huns have defied even culture-historical attempts to pin them down. Early scholarship recognized the heterogeneity of material culture derived from central Asia or the steppes north of the Black Sea. More recent research has increased the evidence but also the great variability of the material.Footnote 23 The most characteristic items are bronze mirrors and cauldrons, as well as component parts of composite bows with very widely scattered find spots (Fig. 2).Footnote 24 Other items, such as narrow longswords, gold diadems, and particular jewelry types, have a more defined distribution north of the Sea of Azov and along the middle Volga.Footnote 25 It is clear that none of these form a clear link with the archaeological evidence associated with the Xiongnu, whose burial practices and grave goods are quite different.Footnote 26
Fig. 2. An example of a “Hunnic” cauldron, found in Törtel in Hungary in 1869. (Photo by György Klösz, public domain.)
Another feature that is often cited as evidence for Huns is artificial skull modification (Fig. 3). This practice is carried out in infancy, when the bones of the skull are still soft and unfused. This allows the skull to be manipulated with bindings to flatten the frontal and elongate the parietal bone. When the bones are fused, this shape remains a permanent feature of a person's appearance. The practice first arose west of the Tian Shan mountains in the 2nd c. BCE, spreading westwards to the northern Black Sea region at the turn of the millennium and reaching central Europe by the 5th c. CE. However, the practice is not typical for the burial complexes of Mongolia that have been associated with the Xiongnu. In central Asia, burial of individuals with modified skulls was very diverse, and it cannot be associated with any distinct group. Furthermore, the chronological spread of skull modification does not match the much more rapid timeline of Hunnic appearance and disappearance.Footnote 27
Fig. 3. A modified skull of a child, unknown provenance. (Photo by Susanne Hakenbeck, Natural History Museum Budapest.)
In central Europe, skull modification became a local practice, with 10 to 20 percent of individuals in some cemeteries having modified skulls.Footnote 28 This is supported by a genomic study of eight individuals with modified skulls from Bavaria, which indicated that most had genetic ancestry in southeastern Europe, though one woman had around 20 percent East Asian ancestry. A control sample, also with modified skull, from the Roman city of Viminacium in Serbia had a similar ancestry profile.Footnote 29 This is another indicator of close connections between populations across Eurasia, but as a practice it cannot uniquely be associated with Huns.
While archaeological evidence does not support the idea of large-scale, rapid movements of people from central Asia into Europe in the early centuries of the 1st millennium CE, it nevertheless suggests extensive connections across Eurasia.Footnote 30 Belt sets, bronze mirrors, cauldrons, and occasionally silk, among other items, are evidence of enduring long-distance communication and trade between the Black Sea and Mongolia, and even as far as northern China.Footnote 31 Skull modification was also a part of this.
Considering the above, there is therefore no evidence that Huns originated as the Xiongnu in Mongolia and from there spread rapidly and as a coherent group into Europe. Historical and archaeological evidence instead indicates that it is much more likely that the Huns mentioned by Ammianus Marcellinus were an aggregation of people from somewhere north of the Black Sea.
Huns in the Carpathian Basin
In the Carpathian Basin, archaeological evidence for Huns is also difficult to grasp. Various strands of “Hun” material culture only rarely occur together to form a coherent picture. The rich assemblage from Pannonhalma has been interpreted as a Hun funerary sacrifice or cenotaph, since there is no evidence of a body, and has been linked to Hunnic elites.Footnote 32 Similar depositional practices and material culture can be found in steppe areas north of the Black Sea, the lower Danube, and the mouth of the Dnepr, and there are few Roman or Mediterranean influences (Fig. 4).Footnote 33 However, elite burials of the period are often very “international” and share commonalities across vast distances.Footnote 34 We therefore cannot consider these funerary sacrifices as exclusively typical of Hunnic practices.
Fig. 4. Late 5th- to early 6th-c. CE objects from Kerch in Crimea showing stylistic influences from both the steppe areas north of Crimea and the Mediterranean. (Berthier-Delagarde Collection, British Museum, under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International [CC BY-NC-SA 4.0] license.)
There is no distinct material culture that would allow us to identify ordinary, lower-ranking Huns. Cemeteries in the Pannonian provinces and beyond, to the north and east of the Danube, are characterized by heterogeneity and a hybridity of material culture and burial traditions.Footnote 35 There is evidence of extraordinary connections that linked the Black Sea, the Mediterranean, and western Europe, and Late Antique craftworking traditions are joined with innovations from beyond the Roman frontier. “Foreign” material culture and practices can therefore not simply be taken as evidence of migrations.
Equally, while there is evidence for destruction in fortifications and settlements in the eastern provinces of the Empire, for example, burning at the fort of Iatrus in Moesia,Footnote 36 it is difficult to link this unequivocally to Hunnic attacks. Even the destruction at Aquileia, where historical accounts clearly indicate an attack by Hunnic forces in 452 CE, has been re-evaluated.Footnote 37 It was recognized that every burnt layer was dated to the Hunnic attack, rather than through independent archaeological methods, thereby increasing the impression of complete destruction. This is likely the case at other sites too.
Archaeological evidence for Huns in Europe is ephemeral and difficult to interpret. There is no evidence for a large-scale migration, or even invasion, from the Black Sea regions or further east. To understand to what extent these people may have seen themselves as part of a group with a shared identity, we must shift our focus from artifacts as ethnic signifiers to other potential markers of group cohesion.
Economic practice and identity
Since the mid-1st millennium BCE, written sources have divided the pastoral nomads of central Asia and eastern Europe into a multitude of named tribal groupings, but it is questionable whether these named groups indicated rigid ethnic divisions. They may or may not have had a sense of a shared ethnic identity or common descent. More likely, these pastoral populations formed confederations based on a shared economy and lifestyle. Moving beyond approaches that focus exclusively on material culture, it may be more productive to consider peoples’ practices and habits when attempting to understand the causes of the rapid appearance and impact of the Huns in the Pannonian Basin. In the absence of any written information about how Huns and other nomadic pastoralists understood their identity, it is therefore more productive to approach them through their subsistence economy.
Anthropological and archaeological studies of ethnicity have emphasized the importance of praxis in creating distinctions between people, and there are ethnographic examples of groups identifying primarily through their social or economic habitus.Footnote 38 More generally, Rogers Brubaker has drawn attention to the organizational, institutional, and behavioral frameworks that facilitate the creation of ethnicity.Footnote 39
Isotope analysis provides information about peoples’ diets and the extent to which they were mobile, and, by extension, an insight into their subsistence practices. Archaeological evidence, in particular from burials, allows us to study habits that may engender group identity. Together, these strands of evidence enable us to reconstruct the circumstances of the lives of individuals in considerable detail and to situate them within the wider archaeological and historical context of frontier relationships in the 5th c.
Ethnographic and archaeological evidence from central Asia indicates that mobile animal herders consumed more meat and milk than farming populations, and they also preferred millet (Panicum miliaceum) over other grains. The subsistence strategies of nomadic pastoralists result in patterns of isotopic data that can be quite different from those of agricultural populations.Footnote 40 Pastoralists frequently had elevated δ15N and δ13C values compared to those of farmers.
To test whether there was a shift in diet and mobility that may be linked to nomadic pastoralists during the Hunnic period along the middle Danube, skeletons from five cemeteries dating from the 5th c. were analyzed by Hakenbeck et al.Footnote 41 The sites were chosen to provide comparison across the Roman frontier: four cemeteries were located within the province of Pannonia and one on the banks of the river Tisza, in the Great Hungarian Plain. At all five sites there were individuals with skull modification and there was some evidence for material culture pointing to the Black Sea region, suggesting a degree of cultural contacts.
A comparison with isotopic data from early medieval settled farmers from southern Germany and mobile pastoralists from the central Asian steppes showed that the populations in the Carpathian Basin consumed slightly more animal protein than the farmers, but less than central Asian pastoralists. Similarly, the δ13C values suggested that the consumption of millet (or of other C4 plants) lay between that of Inner Asian pastoralists and that of agricultural populations from Germany. At all analyzed sites, there were some individuals who had been highly mobile, as revealed by the 87Sr/86Sr of their tooth enamel compared to local environmental values. A comparison of isotopic evidence from multiple teeth from the same individuals often showed more than one change in diet and/or residence.
The results of this study revealed that the people buried in these cemeteries, both in Pannonia and in the Great Hungarian Plain, had a diet that fell between the endpoints of an agricultural and a fully pastoral diet. There seems to have been a high level of mixing, with some individuals significantly changing their diets over their lifetimes. This showed that farming and pastoralism were not mutually exclusive strategies; rather, people buried in the same communities used them flexibly. Farming and animal herding could have been mutually beneficial strategies that were not limited to particular ethnic groups.
An encounter narrated by Priscus of Panium, the only written source that provides an eyewitness account of relations between Huns and Romans, aptly illustrates how identity can be mediated through social and economic conformity. While waiting for an audience at the court of Attila, Priscus meets a well-dressed Greek-speaker in Scythian (i.e., Hunnic) clothing.Footnote 42 Surprised to find a man speaking perfect Greek among people where Greek was not a common language, Priscus asks him to tell his story.
He laughed and said that he was Greek by birth. He had come as a trader to Viminakion [Viminacium] […], had spent a long time there and married a very wealthy woman. When the city came under the barbarians […] he was selected for Onegesios [an advisor of Attila] himself in the distribution of war spoils […]. After he had distinguished himself in later battles against the Romans and the Akateri, he gave the barbarian ruler, according to Scythian custom, the spoils he took and so obtained his freedom. He married a barbarian woman, and now had children. […] He believed his present life to be better than his previous life.
The narrative then proceeds with a discussion between Priscus and the stranger about the respective merits of the political order among Romans and Huns. Persuaded in the end by Priscus, the man bursts into tears, agreeing with him that Roman laws and the Roman state were indeed superior to life among the barbarians.
While this exchange fits into an established narrative topos – a barbarian commenting critically on Roman society – and may even be entirely fictional,Footnote 43 it nevertheless reveals interesting possibilities about relations between ordinary people on either side of the frontier. Whether or not the trader existed as described, Priscus clearly thought it possible that a person from within the Roman world could set up among the Huns and even prefer their way of life, however wrong he considered this to be. Furthermore, as Maas has pointed out, the trader does not fit into neat categorizations, “being at once a Greek, a Roman and a Scythian, that is, both civilized and barbarian. He stands between cultural worlds in ways that Priscus considers confusing.”Footnote 44 His clothing marks him out as a Hun, but his language suggests otherwise. The differences between the Hunnic and the Roman way of life are here largely articulated as differences in the nature of government, rather than being fundamental ethnic or moral differences, as Ammianus Marcellinus had posited a century earlier. In this brief account, we see that categorizations of people in the Carpathian Basin of the 5th c. could be complex, defying simple dichotomies between Romans and barbarians.
This opens up the possibility that a person born into one particular way of life could join another. There is both ethnographic and archaeological evidence that such a fluid approach to apparently very different subsistence strategies is not unusual.Footnote 45 Most pastoralists rely on some form of agriculture, either by engaging in it themselves or through close interaction with agricultural populations, and nomadic groups can be mobile for part of a year or move between long-established locations.
Ammianus Marcellinus had described the Huns of the 4th c. as fully nomadic pastoralists.Footnote 46 But by the 5th c., their subsistence practices seem to have changed. Though he was an eyewitness, Priscus offers us no information about the herds of the Huns, but he does mention that members of his embassy were offered millet to eat and a drink made from barley.Footnote 47 Clearly agricultural produce was available and of some importance. This is consistent with the isotopic evidence. The Huns of the 5th c. likely relied to a great extent, but not exclusively, on mobile pastoralism. Interactions with local populations may have stimulated both parties to adapt their subsistence strategies. Yet, Huns were also documented as having a distinct political and military organization that has been likened to an empire.Footnote 48
The steppe environment and climate
How then can we understand the apparently sudden appearance of the Huns and the resulting destabilization in the Roman frontier areas of eastern and central Europe? For this we need to consider the wider backdrop of climatic, environmental, and economic affordances in the 4th and 5th c.
The Eurasian steppes are an expanse of grassland that stretches 8,000 km from modern-day Manchuria in the east to Ukraine in the west. Broadly, from north to south, the steppes change from boreal forests to forest-steppes and then to desert steppes and desert zones punctuated by oases. Towards the east, the climate is more continental and more arid, resulting in shorter growing seasons.Footnote 49 Over the course of the Holocene, the extent of these ecological bands fluctuated in accordance with more humid and more arid phases.Footnote 50
The Eurasian steppes have supported populations engaged in large-scale animal husbandry since the Chalcolithic, around the turn of the 5th to the 4th millennium BCE. Mounted pastoral nomadism emerged in the second half of the 3rd millennium BCE.Footnote 51 Since then, the steppes have supported nomadic-pastoralist groups, right up to the present day. Food production depended on animal herding, requiring groups to be mobile all year round, though the boundary to semi-nomadic lifeways is fluid. Different populations relied to a greater or lesser extent on agriculture and sedentism.Footnote 52 These groups had large herds of sheep, horses, and, in some areas, camels. Herd sizes could be variable and depended on the richness of the available pasture areas. The Eurasian steppes supported a fully nomadic and pastoral lifestyle, and pastoralists might often only encounter agriculturalists in – for them – marginal environments: the oases of central Asia.Footnote 53
The Great Hungarian Plain forms the westernmost part of this enormous steppe belt, but here the situation is quite different.Footnote 54 The environment in the Great Hungarian Plain is characterized by a mosaic of different types of steppe habitats that have also been subject to considerable changes over the course of the Holocene.Footnote 55 From the Neolithic onwards, land was increasingly used for agriculture, leading to extensive anthropogenic landscape changes.Footnote 56 Prior to the 18th c., land use typically switched between crop cultivation and grazing in multi-year cycles.Footnote 57 Areas of grassland were not very large, and land was widely used for agriculture. Exclusive nomadic pastoralism was not possible here.Footnote 58
Scholars have attempted to link a putative mass migration of Huns from central Asia to mega-droughts caused by the El Niño Southern Oscillation (ENSO) climate system of the Pacific Ocean.Footnote 59 Such mega-droughts have been recorded in the Dulan-Wulan juniper tree-ring record from north-central China and in a second, more recent, juniper tree-ring record from the northern Qinghai province.Footnote 60 These droughts lasted for several decades, the first, around 360 CE, being the worst in the past 2,000 years. A second major drought occurred in the mid-5th c.Footnote 61 But on the basis of the archaeological evidence outlined above, we must discount these droughts as not being relevant to what might have happened in Europe at that time.
More relevant to the question of the Huns in Europe is the fact that this region also saw climatic fluctuations during the 4th and 5th c. Tree-ring sequences from across Europe provide the basis for a reconstruction of summer temperatures going back to the 2nd c. BCE.Footnote 62 They suggest a series of negative temperature anomalies in the mid-4th c. and again in the early 5th c. While the downturns were not as extreme or sustained as the Late Antique Little Ice Age (LALIA) that began in the 6th c., this period nevertheless saw cycles of negative temperature anomalies and episodes of drought.Footnote 63
A recent study of summer hydroclimate in central Europe during the last two millennia allows us to infer how these climatic fluctuations would have affected the Carpathian Basin. This study used stable carbon and oxygen (δ13C and δ18O) isotope data from oak tree-rings to reconstruct summer hydroclimate at an annual resolution. The 27,080 annually resolved and absolutely dated measurements of tree-ring stable carbon and oxygen (δ13C and δ18O) isotopes from 21 living and 126 relict oaks (Quercus spp.) that grew in what is today called the Czech Republic and southeast Bavaria best represent central Europe between around 10° and 25°E and 45° and 55°N (Fig. 5).Footnote 64
Fig. 5. Spatial agreement between reconstructed and measured European summer drought. High-resolution, 0.5° spatial correlation coefficients (color scale) between the tree-ring stable isotope (TRSI) proxy record and the gridded European-wide self-calibrated Palmer Drought Severity Index (scPDSI) target data calculated over the common period 1901–2018 CE. (Created by Ulf Büntgen.)
There are clear indicators of extreme drought events around the time of the LALIA, the late 10th c., and 1490 to 1540 CE, as well as from the 1970s to the present (Fig. 6A).Footnote 65 A close-up perspective on the years 350 to 500 CE also shows increasingly dry summers after the 420s CE. The period from 430 CE up to Attila's death in 453 CE included several extremely dry summers. This was followed by a century of drier-than-average summers, before renewed drought episodes in the second half of the 6th c., the period of the LALIA (Fig. 6B).
Fig. 6. (A) Reconstructed June–August (JJA) self-calibrated Palmer Drought Severity Index (scPDSI) from 75 BCE to 2018 CE (from Büntgen et al. Reference Büntgen, Urban, Krusic, Rybníček, Kolář, Kyncl, Ač, Koňasová, Čáslavský, Esper, Wagner, Saurer, Tegel, Dobrovolný, Cherubini, Reinig and Trnka2021). The thick curve is a 50-year cubic smoothing spline of the annual values, and the circles show the 20 lowest and highest reconstructed values, respectively. The grey shading refers to the confidence limits after smoothing, and the dashed line represents the highly significant long-term drying trend. (B) A close-up of reconstructed JJA scPDSI from 350–500 CE, together with Hunnic raids and treaties with the Roman Empire, as documented in historical sources (see Table 1 for details). (Created by Ulf Büntgen.)
It is difficult to evaluate what the implications of these increasingly dry summers might have been for the people living on either side of the Roman frontier. The floodplains of the Danube and the Tisza are extensive and, due to the enormous catchment of the Danube watershed, would have buffered, or indeed accelerated, the regional hydroclimate. Archaeobotanical evidence from the 3rd to 4th-c. settlement site of Kiskundorozsma-Nagyszék in Csongrád County suggests a highly diverse environment consisting of waterlogged meadows, pastures, and open woodland. Indeed, extensive areas of the floodplains of the river Tizsa were permanently or periodically inundated.Footnote 66
Climatic changes affected such an environment in complex ways. A study of the impact of the onset of the Little Ice Age on settlement patterns in the Tisza valley suggests an increase in waterlogged and pasture land of about 50 percent, with a concomitant reduction in arable land. Such a growth in the extent of wetland floodplains likely increased albedo rates and changed local evaporation patterns, which may have had an impact also on the regional climate system.Footnote 67 Büntgen and Di Cosmo attempted to relate the withdrawal of the Mongols in 1242 CE to cold and wet conditions that year, following several warmer and drier years.Footnote 68 They suggested that this reduced the land available for agriculture and access to pastureland for horses, had an impact on military effectiveness, and possibly caused a famine. Countering this, Pinke and colleagues have argued that prolonged precipitation in fact increased fodder yields, which would have provided improved conditions for the Mongol army.Footnote 69
In the 4th and 5th c., where historical and environmental data are much less highly resolved, it would therefore be problematic to link historic events to climatic conditions in a way that implies a simple cause-and-effect. Nevertheless, the climatic fluctuations of the period, in particular the dry summers from 420 to 450 CE, would likely have had an impact on both agricultural and pasture carrying capacities, at least in areas that were not directly in the moisture-rich floodplains.
Historical sources tell us that Roman and Hun diplomacy was extremely complex with, at least initially, mutually beneficial arrangements, resulting in Hun elites gaining access to vast amounts of gold. This system of collaboration broke down in the 440s, leading to regular raids of Roman lands, increasing demands for gold, and, at one point, a demand for a strip of territory along the Danube “five days’ journey wide.”Footnote 70 This coincided with increasing aridity in the Carpathian Basin. If the dating of these events is reliable, then the most devastating Hunnic incursions, in 447, 451, and 452 CE, happened during extremely dry summers (see Fig. 6 B). This raises the question of whether altered environmental affordances provoked adaptations to subsistence, economy, and perhaps even social organization. How this may have played out is discussed further below.
Economic instability and violence
In their work on cultural responses to risk and uncertainty, Halstead and O'Shea identify four types of buffering mechanisms that societies employ to mitigate the risks of resource variability: mobility, diversification, exchange, and storage.Footnote 71 In the Carpathian Basin of the 5th c., we have evidence of several of these buffering mechanisms being employed.
Mobility is an established strategy for nomadic pastoralists, encompassing both transhumance and migration to entirely new areas for pasturing or other economic activities. But settled populations may also be forced to move if resource scarcity is too extreme. Isotopic evidence from populations in Pannonia and beyond certainly indicates high levels of mobility.Footnote 72
Dry summers could have altered the productivity of the agricultural land and affected how much land was available for grazing. Given the general instability of the time – episodes of warfare on the frontier, as well as a decrease in long-distance trade – diversification in subsistence practices and the ability to make use of both farming and mobile animal herding, as observed from isotopic evidence, could have been important insurance strategies during a climatic downturn, helping people to mitigate unstable economic times. Those populations for which we have isotopic evidence engaged in a mixed agro-pastoral economy, with less reliance on large-scale herding than had probably been practiced by the original incomers from the steppes.
This must have had a significant impact on the established social organization. Former horse-based animal herders may have recast themselves as war bands led by a war lord or warrior king, on whom they relied for support. Demands for gold and tribute, and the wealth and prestige items to be had within the Roman Empire, became necessary for sustaining these groups of warriors and the lifestyle to which they had become accustomed.Footnote 73
This leads us to the role of exchange – even by violent means – as a mitigation strategy. Halstead and O'Shea describe this as “negative reciprocity.”Footnote 74 We know little about the main attacks by the Huns on the provinces of Thrace and Illyricum, in 422, 442, and again in 447 CE, other than that they were devastating for the provincial populations.Footnote 75 Contemporary studies of livestock raiding and violence among pastoralists in the Turkana District of Kenya have shown that livestock-related violence has occurred in both dry and wet seasons. The authors suggest that people opportunistically raid livestock during wet months, since the animals are healthier and vegetation provides cover for the raiders. However, when the rains fail and resources become very scarce, they carry out raids to compensate for livestock losses or to gain control over pastures.Footnote 76 It is quite possible that one focus of the raids on the provinces of Thrace and Illyricum was to acquire food and livestock, though we have no concrete evidence for this. Even Attila's demand for an extensive strip of land along the Danube can perhaps be seen as a mitigation strategy, since land in the floodplain would have offered better grazing in a time of drought.
People living in the Carpathian Basin tried a range of strategies to buffer the effects of prolonged summer droughts. They flexibly changed their subsistence economy between herding and farming, and some – Hunnic war bands – also changed their social and political organization in favor of raiding and extraction of gold.
Conclusions
In recent years, climate has often been proposed as a key driver of human migrations, though without clear evidence for how and why such processes might have occurred. In this article, we have instead attempted to examine at a high resolution the complex range of direct and indirect human responses to climatic changes.
Historical, genomic, and material culture evidence suggests that there was indeed an influx of people from regions north of the Black Sea, or from areas further east, in the 4th and 5th c. CE. However, the nature and extent of this influx is difficult to quantify. Certainly, there is no indication of one large-scale migration from central Asia to Europe.
The first half of the 5th c. CE saw a series of very dry summers from the 420s to the 450s. Isotopic evidence from this period shows that populations in the Carpathian Basin, both within the province of Pannonia and in the more steppic areas of the Great Hungarian plain, exercised a high degree of flexibility in subsistence practices. Groups and individuals switched between farming and herding, often quite rapidly. It is possible that this was a mitigation strategy in response to climatic and environmental changes, as well as perhaps to warfare and instability. Agricultural diversification is certainly safer than reliance on monoculture in uncertain climatic and economic times.
Historical sources describe the Huns at this time as a highly stratified group with a military organization that was difficult to counter, even for the Roman armies. The increasingly dry summers from the 420s to 450s may have disrupted the earlier economic organization of the incomers from the steppes who, we can assume, formed the core of the Hunnic elites. This climate-induced economic disruption may also have changed Hunnic social organization, requiring Attila and others of high rank to extract a supply of gold from the Roman provinces that was probably used to keep war bands and to assure inter-elite loyalties. The violence of the Hunnic elites that was so dramatically recorded in late Roman written sources could thus have been a consequence of climatic fluctuations in the first half of the 5th c.
Climate alters environmental affordances, which in turn lead people to make decisions that affect their economy and their social and political organization. Crucially, such decisions are not straightforwardly adaptive, nor are their consequences necessarily successful in the long term – after all, by the 450s CE, just a few decades after their appearance in central Europe, the Huns had disappeared.
Acknowledgments
The authors developed the idea for this collaboration as part of a Cooperation Group led by UB on “Volcanoes, Climate and History,” funded by the Center for Interdisciplinary Research (ZiF) at the University of Bielefeld, Germany. UB also received support from the SustES project - Adaptation strategies for sustainable ecosystem services and food security under adverse environmental conditions (CZ.02.1.01/0.0/0.0/16_019/0000797), and the ERC Advanced project Monostar (AdG 882727). SH completed the manuscript draft during a fellowship at the Center for Advanced Studies “Migration and Mobility in Late Antiquity and the Early Middle Ages” at the Eberhard Karls Universität Tübingen, Germany. The Center's support is gratefully acknowledged. We thank our anonymous reviewers for their constructive comments.
Author contributions
SH conceived the study, undertook the synthesis and wrote the first version of the manuscript. UB contributed to writing and discussion, and provided the hydroclimate reconstruction.
Competing interests
The authors declare none.
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