1. Introduction
The critical exponent of a discrete group of isometries of a proper metric space, defined as
is a widely studied invariant, especially in the case of negatively curved spaces. The classical and celebrated Bishop–Jones theorem relates $h_\Gamma $ to fine analytical properties of the boundary at infinity of $\Gamma $ if X is Gromov-hyperbolic. It states what follows.
Theorem 1.1. [Reference Bishop and JonesBJ97, Reference Das, Simmons and UrbańskiDSU17, Reference PaulinPau97]
Let X be a proper, $\delta $ -hyperbolic metric space and let $\Gamma < \mathrm{Isom}(X)$ be non-elementary and discrete. Then,
We briefly explain the terms appearing in Theorem 1.1, we refer to §§2, 3, and 4 for more details. Every $\Gamma $ as in the statement defines a limit set $\Lambda $ , which is the set of accumulation points on the boundary at infinity $\partial X$ of X of the set $\Gamma x$ , with $x\in X$ fixed. This set does not depend on the choice of x and it is the smallest closed $\Gamma $ -invariant subset of $\partial X$ . The boundary $\partial X$ of X admits several visual metrics $D_{x,a}$ depending on the choice of a point $x\in X$ and a parameter $a> 0$ . Given a subset $Y\subseteq \partial X$ , one can compute the classical notions of fractal dimensions of Y with respect to all these metrics. It turns out that denoting for instance by $\text {HD}_{D_{x,a}}(Y)$ the Hausdorff dimension of Y computed with respect to the metric $D_{x,a}$ , then $a\cdot \text {HD}_{D_{x,a}}(Y) = b \cdot \text {HD}_{D_{x',a'}}(Y)$ for every admissible value of a and $a'$ , and every choice of x and $x'$ . This common value is simply denoted by $\text {HD}(Y)$ and it is called the generalized Hausdorff dimension of the set Y. In §3, we will see a natural construction of $\text {HD}(\cdot )$ via generalized visual balls. A similar construction, with similar properties as above, holds for other notions of dimensions, allowing us to define the generalized Minkowski dimension $\text {MD}(\cdot )$ and the generalized packing dimension $\text {PD}(\cdot )$ . We refer to §3 for more details.
By definition, every point z of the limit set $\Lambda $ of $\Gamma $ is the limit of a sequence of orbit points $\{g_i x\}_{i\in \mathbb {N}}$ . However, this sequence can converge to z in different ways. A point $z \in \partial X$ is called radial if there exists a geodesic ray $\xi $ and a sequence $\{g_i x\}_{i\in \mathbb {N}}$ converging to z such that $\sup _{i\in \mathbb {N}}d(\xi , g_i x) < \infty $ . The set of all radial points, denoted by $\Lambda _{\text {rad}}$ , appears in Theorem 1.1. In particular, the critical exponent of $\Gamma $ , as defined in equation (1), coincides with the generalized Hausdorff dimension of the radial limit set. In Theorem 5.1, we will recall the beautiful improvement of [Reference Das, Simmons and UrbańskiDSU17], stating, among other things, that one can find a smaller subset $\Lambda _{\text {u-rad}}$ of $\Lambda _{\text {rad}}$ , called the set of uniformly radial limit points, for which the equality in Theorem 1.1 still holds.
However, one might wonder if the conclusion of Theorem 1.1 continues to hold if we replace the generalized Hausdorff dimension with other fractal dimensions. This is not possible for the generalized Minkowski dimension since $\text {MD}(\Lambda _{\text {u-rad}}) = \text {MD}(\Lambda _{\text {rad}}) = \text {MD}(\Lambda )$ , because $\Lambda $ is the closure of the other two sets and it is known that, generically, $\text {MD}(\Lambda )> h_\Gamma $ . Indeed in [Reference Dal’Bo, Peigné, Picaud and SambusettiDPPS09], there is an example of a pinched negatively curved Riemannian manifold $(M,g)$ admitting a non-uniform lattice $\Gamma $ (that is, the volume of $\Gamma \backslash M$ is finite) such that $h_\Gamma < h_{\text {vol}}(M)$ , where $h_{\text {vol}}(M)$ is the volume entropy of M. Since $\Gamma $ is a lattice, we have $\Lambda = \partial M$ , so $\text {MD}(\Lambda ) = h_{\text {vol}}(M)> h_\Gamma $ by [Reference CavallucciCav22, Theorem B].
Concerning the packing dimension, our main finding is the following contribution to Theorem 1.1.
Theorem A. Let X be a proper, $\delta $ -hyperbolic metric space and let $\Gamma < \mathrm{Isom}(X)$ be non-elementary and discrete. Then
Here $\Lambda _{\text {erg}}$ , called the ergodic limit set, is a subset satisfying $\Lambda _{\text {u-rad}} \subseteq \Lambda _{\text {erg}} \subseteq \Lambda _{\text {rad}}$ . Its precise definition will be given in §4. The name will be explained in a moment. Before that, we report that the same techniques used for the proof of Theorem A, actually a simplified version of them, will be used to prove that the limit superior in equation (1) is a true limit, generalizing Roblin’s result (cf. [Reference RoblinRob02]) holding for CAT $(-1)$ spaces.
Theorem B. Let X be a proper, $\delta $ -hyperbolic metric space, and let $\Gamma < \mathrm{Isom}(X)$ be discrete and non-elementary. Then
Let us come back to the motivation behind the name of the ergodic limit set $\Lambda _{\text {erg}}$ . It is related to the geodesic flow on the quotient metric space $\Gamma \backslash X$ . To be precise, we denote by $\text {Geod}(X)$ the space of geodesic lines of X. The group $\Gamma $ acts by homeomorphisms on $\text {Geod}(X)$ and the quotient is denoted by $\mathrm{Proj-Geod}(X)$ . For instance, it coincides with the space of local geodesics of $\Gamma \backslash X$ when X is CAT $(0)$ and $\Gamma $ is torsion-free, see Remark 6.1. The natural action of $\mathbb {R}$ by time reparameterizations $\Phi _t$ on $\text {Geod}(X)$ descends to a well-defined flow $\Phi _t$ on $\mathrm{Proj-Geod}(X)$ , called the geodesic flow. In the study of the dynamical system $(\mathrm{Proj-Geod}(\Gamma \backslash X), \Phi _1)$ , it is classically relevant to study $\Phi _1$ -invariant probability measures that are ergodic. The next result motivates the name of the ergodic limit set.
Theorem C. Let X be a proper, geodesic, $\delta $ -hyperbolic space. Let $\Gamma < \mathrm{Isom}(X)$ be discrete. Let $\mu $ be an ergodic, $\Phi _1$ -invariant, probability measure on $\mathrm{Proj-Geod}(\Gamma \backslash X)$ . Then $\mu $ is concentrated on the set of equivalence classes of geodesics with endpoints belonging to $\Lambda _{\mathrm{erg}}$ .
The results of Theorems A and C will be used in [Reference CavallucciCav24] to provide another proof of [Reference Dilsavor and ThompsonDT23, §6 and Remark 6.1]. Indeed, in case X is CAT $(-1)$ , the packing dimension of $\Lambda _{\text {erg}}$ is naturally related to the entropy of a measure as in the statement of Theorem C.
2. Gromov-hyperbolic spaces
Let $(X,d)$ be a metric space. The open (respectively closed) ball of radius r and center $x \in X$ is denoted by $B(x,r)$ (respectively $\overline {B}(x,r)$ ). If we need to specify the metric, we will write $B_d(x,r)$ (respectively $\overline {B}_d(x,r))$ . A geodesic segment is an isometric embedding $\gamma \colon I \to X$ , where $I=[a,b] \subseteq \mathbb {R}$ is a bounded interval. The points $\gamma (a), \gamma (b)$ are called the endpoints of $\gamma $ . A metric space X is called geodesic if for every couple of points $x,y\in X$ , there exists a geodesic segment whose endpoints are x and y. Every such geodesic segment will be denoted, with an abuse of notation, by $[x,y]$ . A geodesic ray is an isometric embedding $\xi \colon [0,+\infty )\to X$ while a geodesic line is an isometric embedding $\gamma \colon \mathbb {R}\to X$ .
Let X be a geodesic metric space and let $x,y,z \in X$ . The Gromov product of y and z with respect to x is defined as
The space X is called $\delta $ -hyperbolic if for every $x,y,z,w \in X$ , the following 4-points condition holds:
or, equivalently,
The space X is Gromov hyperbolic if it is $\delta $ -hyperbolic for some $\delta \geq 0$ .
We recall that Gromov-hyperbolicity should be considered as a negative-curvature condition at large scale: for instance, every CAT $(\kappa )$ metric space, where $\kappa <0$ is $\delta $ -hyperbolic for a constant $\delta $ depending only on $\kappa $ . The converse is false, essentially because the CAT $(\kappa )$ condition controls the local geometry much better than the Gromov-hyperbolicity due to the convexity of the distance functions in such spaces (see for instance [Reference Cavallucci and SambusettiCS21, Reference Cavallucci and SambusettiCS24, Reference Lytchak and NaganoLN19]).
2.1. Gromov boundary
Let X be a proper, $\delta $ -hyperbolic metric space and let x be a point of X. The Gromov boundary of X is defined as the quotient
where $(z_n)_{n \in \mathbb {N}}$ is a sequence of points in X and $\sim $ is the equivalence relation defined by $(z_n)_{n \in \mathbb {N}} \sim (z_n')_{n \in \mathbb {N}}$ if and only if $\lim _{n,m \to +\infty } (z_n,z_m')_{x} = + \infty $ . We will write $ z = [(z_n)] \in \partial X$ for short, and we say that $(z_n)$ converges to z. This definition does not depend on the basepoint x. There is a natural topology on $X\cup \partial X$ that extends the metric topology of X.
Every geodesic ray $\xi $ defines a point $\xi ^+=[(\xi (n))_{n \in \mathbb {N}}]$ of the Gromov boundary $ \partial X$ : we say that $\xi $ joins $\xi (0) = y$ to $\xi ^+ = z$ . Moreover, for every $z\in \partial X$ and every $x\in X$ , it is possible to find a geodesic ray $\xi $ such that $\xi (0)=x$ and $\xi ^+ = z$ . Indeed, if $(z_n)$ is a sequence of points converging to z then, by properness of X, the sequence of geodesics $[x,z_n]$ subconverges to a geodesic ray $\xi $ which has the properties above (cf. [Reference Bridson and HaefligerBH13, Lemma III.3.13]). A geodesic ray joining x to $z\in \partial X$ will be denoted by $\xi _{x,z}$ or simply $[x,z]$ . The relation between Gromov product and geodesic ray is highlighted in the following lemma.
Lemma 2.1. [Reference CavallucciCav23, Lemma 4.2]
Let X be a proper, $\delta $ -hyperbolic metric space, $z, z' \in \partial X$ , $x\in X$ , $b>0$ . Then:
-
(i) if $(z,z')_{x} \geq T$ , then $d(\xi _{x,z}(T - \delta ),\xi _{x,z'}(T - \delta )) \leq 4\delta $ ;
-
(ii) if $d(\xi _{x,z}(T),\xi _{x,z'}(T)) < 2b$ , then $(z,z')_{x}> T - b$ .
The following is a standard computation, see [Reference Besson, Courtois, Gallot and SambusettiBCGS17, Proposition 8.10] for instance.
Lemma 2.2. Let X be a proper, $\delta $ -hyperbolic metric space. Then every two geodesic rays $\xi , \xi '$ with same endpoints at infinity are at distance at most $8\delta $ , that is, there exist $t_1,t_2\geq 0$ such that $t_1+t_2=d(\xi (0),\xi '(0))$ and $d(\xi (t + t_1),\xi '(t+t_2)) \leq 8\delta $ for all $t\in \mathbb {R}$ .
2.2. Visual metrics
When X is a proper, $\delta $ -hyperbolic metric space, it is known that the boundary $\partial X$ is metrizable. A metric $D_{x,a}$ on $\partial X$ is called a visual metric of center $x \in X$ and parameter $a\in (0,{1}/({2\delta \cdot \log _2e}))$ if there exists $V> 0$ such that for all $z,z' \in \partial X$ , it holds that
For every a as before and every $x\in X$ , there exists a visual metric of parameter a and center x, see [Reference PaulinPau96]. As in [Reference CavallucciCav23, Reference PaulinPau96], we define the generalized visual ball of center $z \in \partial X$ and radius $\rho \geq 0$ as
It is comparable to the metric balls of the visual metrics on $\partial X$ .
Lemma 2.3. Let $D_{x,a}$ be a visual metric of center x and parameter a on $\partial X$ . Then for every $z\in \partial X$ and for every $\rho>0$ , it holds that
It is classical that generalized visual balls are related to shadows, whose definition is the following. Let $x\in X$ be a basepoint. The shadow of radius $r>0$ caste by a point $y\in X$ with center x is the set:
For our purposes, we just need the following lemma.
Lemma 2.4. [Reference CavallucciCav23, Lemma 4.8]
Let X be a proper, $\delta $ -hyperbolic metric space. Let $z\in \partial X$ , $x\in X$ , and $T\geq 0$ . Then for every $r>0$ , it holds that
3. Hausdorff and packing dimensions
In this section, we recall briefly the definitions of Hausdorff and packing dimensions of a subset of a metric space. Then we will adapt these constructions and results to the case of the boundary at infinity of a $\delta $ -hyperbolic metric space. The facts presented here are classical and can be found easily in the literature.
3.1. Definitions of Hausdorff and packing dimensions
Let $(X,d)$ be a metric space and $\alpha \geq 0$ . The $\alpha $ -Hausdorff measure of a Borel subset $B\subset X$ is defined as
The argument of the limit is increasing when $\eta $ tends to $0$ , so the limit exists. This formula actually defines a Borel measure on X. To be precise, what we introduced is the definition of the spherical Hausdorff measure. It is comparable to the classical Hausdorff measure. The Hausdorff dimension of a Borel subset B of X, denoted HD $_d(B)$ , is the unique real number $\alpha \geq 0$ such that $\mathcal {H}^{\alpha '}_d(B) = 0$ for every $\alpha '> \alpha $ and $\mathcal {H}^{\alpha '}_d(B) = +\infty $ for every $\alpha ' < \alpha $ .
The packing dimension is defined in a similar way, but using disjoint balls inside B instead of coverings. For every $\alpha \geq 0$ and for every Borel subset B of X, we define
This is not a measure on X but only a pre-measure. By a standard procedure, one can define the $\alpha $ -packing measure as
The packing dimension of a Borel subset $B\subseteq X$ , denoted PD $_d(B)$ , is the unique real number $\alpha \geq 0$ such that $\hat {\mathcal {P}}^{\alpha '}_d(B) = 0$ for every $\alpha '> \alpha $ and $\hat {\mathcal {P}}^{\alpha '}_d(B) = +\infty $ for every $\alpha ' < \alpha $ . The packing dimension has another useful interpretation (cf. [Reference FalconerFal04, Proposition 3.8]): for every Borel subset $B\subseteq X$ , we have
The quantity $\overline {\text {MD}}_d$ denotes the upper Minkowski dimension, namely:
where B is any subset of X and $\text {Cov}_d(B,r)$ denotes the minimal number of d-balls of radius r needed to cover B. Taking the limit inferior in place of the limit superior in equation (6), one defines the lower Minkowski dimension of B, denoted $\underline {\text {MD}}_d(B)$ .
3.2. Visual dimensions
Let X be a proper, $\delta $ -hyperbolic metric space and let $x\in X$ . The boundary at infinity $\partial X$ supports several visual metrics $D_{x,a}$ , so the Hausdorff dimension, the packing dimension, and the Minkowski dimension of subsets of $\partial X$ are well defined with respect to $D_{x,a}$ . There is a way to define universal versions of these quantities that do not depend neither on x nor on a. Fix $\alpha \geq 0$ . For a Borel subset B of $\partial X$ , we set, following [Reference PaulinPau96],
where $B(z_i,\rho _i)$ are generalized visual balls. As in the classical case, the visual Hausdorff dimension of B is defined as the unique $\alpha \geq 0$ such that $\mathcal {H}^{\alpha '}(B) = 0$ for every $\alpha '> \alpha $ and $\mathcal {H}^{\alpha '}(B) = +\infty $ for every $\alpha '<\alpha $ . The visual Hausdorff dimension of the Borel subset B is denoted by HD $(B)$ . By Lemma 2.3, see also [Reference PaulinPau96], we have HD $(B) = a\cdot \text {HD}_{D_{x,a}}(B)$ for every visual metric $D_{x,a}$ of center x and parameter a.
In the same way, we can define the visual $\alpha $ -packing pre-measure of a Borel subset B of $\partial X$ by
where $B(z_i,\rho _i)$ are again generalized visual balls. As usual, we can define the visual $\alpha $ -packing measure by
Consequently, the visual packing dimension of a Borel set B is defined, denoted by PD $(B)$ . Using Lemma 2.3, as in the case of the Hausdorff measure (see [Reference PaulinPau96]), one can check that for every visual metric $D_{x,a}$ of center x and parameter a, it holds that
for every $\alpha \geq 0$ and every Borel subset $B\subseteq \partial X$ . Therefore, for every Borel set B, it holds that PD $(B)=a\cdot \text {PD}_{D_{x,a}}(B)$ .
Using generalized visual balls, instead of metric balls with respect to a visual metric, one can define the visual upper and lower Minkowski dimension of a subset $B\subseteq \partial X$ :
where $\text {Cov}(B,\rho )$ denotes the minimal number of generalized visual balls of radius $\rho $ needed to cover B. Using again Lemma 2.3, one has $\overline {\text {MD}}(B) = a\cdot \overline {\text {MD}}_{D_{x,a}}(B)$ for every Borel set B, and every visual metric of center x and parameter a. The same holds for the lower Minkowski dimension.
It is easy to check that for every Borel set B of $\partial X$ , the numbers HD $(B)$ , PD $(B)$ , $\underline {\text {MD}}(B)$ , $\overline {\text {MD}}(B)$ do not depend on x, see [Reference PaulinPau96, Proposition 6.4], and their definition is independent also on a. Using the classical facts holding for metric spaces, we get
and
for every Borel subset B of $\partial X$ .
4. Limit sets of discrete groups of isometries
If X is a proper metric space, we denote its group of isometries by Isom $(X)$ and we endow it with the uniform convergence on compact subsets of X. A subgroup $\Gamma $ of Isom $(X)$ is called discrete if the following equivalent conditions hold:
-
(a) $\Gamma $ is discrete as a subspace of Isom $(X)$ ;
-
(b) $\text {for all } x\in X$ and $R\geq 0$ , the set $\Sigma _R(x) = \lbrace g \in \Gamma \text { such that } g x\in \overline {B}(x,R)\rbrace $ is finite.
The critical exponent of a discrete group of isometries $\Gamma $ acting on a proper metric space X can be defined using the Poincaré series, or alternatively [Reference CavallucciCav23, Reference CoornaertCoo93], as
where x is a fixed point of X. This quantity does not depend on the choice of x. In the following, we will often write $\overline {h_\Gamma }(X)=:h_\Gamma $ . Taking the limit inferior instead of the limit superior, we define the lower critical exponent, denoted by $\underline {h_\Gamma }(X)$ . In [Reference RoblinRob02], it is proved that if $\Gamma $ is a discrete, non-elementary group of isometries of a CAT $(-1)$ space, then $\overline {h_\Gamma }(X) = \underline {h_\Gamma }(X)$ . Theorem B generalizes this result to proper, $\delta $ -hyperbolic spaces.
We specialize the situation to the case of a proper, $\delta $ -hyperbolic metric space X. Every isometry of X acts naturally on $\partial X$ and the resulting map on $X\cup \partial X$ is a homeomorphism. The limit set $\Lambda (\Gamma )$ of a discrete group of isometries $\Gamma $ is the set of accumulation points of the orbit $\Gamma x$ on $\partial X$ , where x is any point of X; it is the smallest $\Gamma $ -invariant closed set of the Gromov boundary (cf. [Reference CoornaertCoo93, Theorem 5.1]) and it does not depend on x.
There are several interesting subsets of the limit set: the radial limit set, the uniformly radial limit set, etc. They are related to important sets of the geodesic flow on the quotient space $\Gamma \backslash X$ . We will see an instance in the second part of the paper. To recall their definition, we need to introduce a more general class of subsets of $\partial X$ .
We fix a basepoint $x\in X$ . Let $\tau $ and $\Theta = \lbrace \vartheta _i \rbrace _{i\in \mathbb {N}}$ be respectively a positive real number and an increasing sequence of real numbers with $\lim _{i \to +\infty }\vartheta _i = +\infty $ . We define $\Lambda _{\tau , \Theta }(\Gamma )$ as the set of points $z\in \partial X$ such that there exists a geodesic ray $[x,z]$ satisfying the following: for every $i\in \mathbb {N}$ , there exists a point $y_i \in [x,z]$ with $d(x,y_i) \in [\vartheta _i, \vartheta _{i+1}]$ such that $d(y_i,\Gamma x) \leq \tau $ . We observe that up to change $\tau $ with $\tau + 8\delta $ , the definition above does not depend on the choice of the geodesic ray $[x,z]$ , by Lemma 2.2.
Lemma 4.1. In the situation above, it holds that:
-
(i) $\Lambda _{\tau , \Theta }(\Gamma ) \subseteq \Lambda (\Gamma )$ ;
-
(ii) the set $\Lambda _{\tau , \Theta }(\Gamma )$ is closed.
Proof. The first statement is obvious, so we focus on statement (ii). Let $z^k \in \Lambda _{\tau , \Theta }(\Gamma )$ be a sequence converging to $z^\infty $ . Let $\xi ^k = [x,z^k]$ be a geodesic ray as in the definition of $\Lambda _{\tau , \Theta }(\Gamma )$ . We know that, up to a subsequence, the sequence $\xi ^k$ converges uniformly on compact sets of $[0,+\infty )$ to a geodesic ray $\xi ^\infty = [x,z^\infty ]$ . We fix $i\in \mathbb {N}$ and we take points $y_i^k$ with $d(x,y_i^k)\in [\vartheta _{i}, \vartheta _{i+1}]$ and $d(y_i^k,\Gamma x)\leq \tau $ . The sequence $y_i^k$ converges to a point $y_i^\infty \in [x,z^\infty ]$ with $d(x,y_i^\infty ) \in [\vartheta _{i}, \vartheta _{i+1}]$ . Moreover, clearly $d(y_i^\infty , \Gamma x) \leq \tau $ . Since this is true for every $i\in \mathbb {N}$ , we conclude that $z^\infty \in \Lambda _{\tau , \Theta }(\Gamma )$ .
We can now introduce some interesting subsets of the limit set of $\Gamma $ . Let $\Theta _{\text {rad}}$ be the set of increasing, unbounded sequences of real numbers. The radial limit set is classically defined as
The uniform radial limit set is defined (see [Reference Das, Simmons and UrbańskiDSU17]) as
where $\Lambda _\tau (\Gamma )=\Lambda _{\tau , \lbrace i\tau \rbrace }(\Gamma )$ .
Another interesting set is what we call the ergodic limit set, defined as
where a sequence $\Theta = \lbrace \vartheta _i\rbrace $ belongs to $\Theta _{\text {erg}}$ if $\text {there exists }\lim _{i\to +\infty } ({\vartheta _{i}}/{i}) \in (0,+\infty )$ . The name is justified by Theorem C stating that every ergodic measure which is invariant by the geodesic flow on $\Gamma \backslash X$ is concentrated on geodesics whose endpoints belong to $\Lambda _{\text {erg}}$ .
When $\Gamma $ is clear in the context, we will simply write $\Lambda _{\tau , \Theta }, \Lambda _{\text {rad}}, \Lambda _{\text {u-rad}}, \Lambda _{\mathrm{erg}}, \Lambda $ , omitting $\Gamma $ .
Lemma 4.2. In the situation above, the sets $\Lambda _{\mathrm{rad}}, \Lambda _{\mathrm{u-rad}}$ , and $\Lambda _{\mathrm{erg}}$ are $\Gamma $ -invariant and do not depend on x.
Proof. Let y be another point of X and let $z\in \partial X$ . By Lemma 2.2, for every couple of geodesic rays $\xi = [y,z]$ , $\xi ' = [x,z]$ , there are $t_1,t_2\geq 0$ such that $t_1+t_2\leq d(x,y)$ and $d(\xi (t+t_1), \xi '(t+t_2))\leq 8\delta $ . This means that $d(\xi (t), \xi '(t)) \leq d(x,y) + 8\delta $ for every $t\geq~0$ . It is then straightforward to see that if $z\in \Lambda _{\tau , \Theta }$ (as defined with respect to x), then it belongs to $\Lambda _{\tau + d(x,y) + 8\delta , \Theta }$ as defined with respect to y. This shows the thesis.
5. Bishop–Jones’ theorem
The celebrated Bishop–Jones theorem, in the general version of [Reference Das, Simmons and UrbańskiDSU17], states the following.
Theorem 5.1. [Reference Bishop and JonesBJ97, Reference Das, Simmons and UrbańskiDSU17, Reference PaulinPau97]
Let X be a proper, $\delta $ -hyperbolic metric space and let $\Gamma < \mathrm{Isom}(X)$ be discrete and non-elementary. Then
To introduce the techniques we will use in the proof of Theorem A, we start with the following proof.
Proof of Theorem B
By Theorem 5.1, we have
So it would be enough to show that
We fix $\tau \geq 0$ . For every $\varepsilon> 0$ , we take a subsequence $T_j \to +\infty $ such that
for every j. We define $\rho _j = e^{-T_j}$ : notice that $\rho _j \to 0$ . Let $k_j\in \mathbb {N}$ be such that $(k_j-1)\tau \le T_j < k_j\tau $ . If $z\in \Lambda _\tau $ , then there exists a geodesic ray $[x,z]$ and a point $y_j \in [x,z]$ with $d(x,y_j) \in [(k_j-3)\tau , (k_j-2)\tau ]$ and $d(y_j, gx) \le \tau $ for some $g\in \Gamma $ . This g satisfies $d(x,gx)\le (k_j-1)\tau \le T_j$ . Moreover, $z\in \text {Shad}_x(gx, \tau + 8\delta )$ , since $d(gx,[x,z]) \le \tau $ and since every two parallel geodesic rays are $8\delta $ apart by Lemma 2.2. We showed that the set of shadows $\{\text {Shad}_x(gx, \tau + 8\delta )\}$ with $g\in \Gamma $ such that $(k_j-4)\tau \le d(x,gx)\le (k_j-1)\tau \le T_j$ cover $\Lambda _\tau $ . The cardinality of this set of shadows is at most $e^{(\underline {h_\Gamma }(X) + \varepsilon )T_j} \le e^{(\underline {h_\Gamma }(X) + \varepsilon )k_j\tau }$ . Among these shadows indexed by these elements $g\in \Gamma $ , we select those that intersect $\Lambda _\tau $ . For these, the construction above gives a point $z_g \in \Lambda _\tau $ , a point $y_g$ along $[x,z_g]$ such that $(k_j-3)\tau \le d(x,y_g) \le (k_j -2)\tau $ and $d(y_g,gx)\le \tau $ . Therefore,
by Lemma 2.4. This shows that $\Lambda _\tau $ is covered by at most $e^{(\underline {h_\Gamma }(X) + \varepsilon )k_j\tau }$ generalized visual balls of radius $e^{5\tau +8\delta }\rho _j$ . Therefore,
By the arbitrariness of $\varepsilon $ , we conclude the proof.
There are several remarks we can do about this proof.
-
(a) The proof is still valid for every sequence $T_j \to + \infty $ , so it implies also that $\sup _{\tau \geq 0} \overline {\mathrm{MD}}(\Lambda _\tau ) \leq h_\Gamma $ . Therefore, we have another improvement of the Bishop–Jones theorem, namely:
(10) $$ \begin{align} \sup_{\tau \geq 0} {\mathrm{HD}}(\Lambda_\tau) = \sup_{\tau \geq 0} \underline{\mathrm{MD}}(\Lambda_\tau) = \sup_{\tau \geq 0} \overline{\mathrm{MD}}(\Lambda_\tau)=h_\Gamma. \end{align} $$ -
(b) $\Lambda _{\mathrm{u-rad}}\hspace{-1pt} =\hspace{-1pt} \bigcup _{\tau \in \mathbb {N}}\Lambda _\tau $ , so by item (a) and equation (8), we deduce that $\mathrm{PD}(\Lambda _{\mathrm{u-rad}})\hspace{-1pt}=\hspace{-1pt}h_\Gamma $ .
-
(c) We can get the same estimate of the Minkowski dimensions from above, weakening the assumptions on the sets $\Lambda _\tau $ . Indeed, take a set $\Lambda _{\tau , \Theta }$ such that $\limsup _{i\to +\infty } ({\vartheta _{i+1}}/{\vartheta _i}) = 1$ . Then we can cover this set by shadows caste by points of the orbit $\Gamma x$ whose distance from x is between $\vartheta _{i_j}$ and $\vartheta _{i_j + 1}$ , with $i_j \to +\infty $ when $j \to + \infty $ . Therefore, arguing as before, we obtain
$$ \begin{align*}\underline{\mathrm{MD}}(\Lambda_{\tau, \Theta}) \leq \liminf_{j \to +\infty}\frac{(\underline{h_\Gamma}(X) + \varepsilon)\vartheta_{i_j + 1}}{\vartheta_{i_j - 1}} \leq \underline{h_\Gamma}(X)+\varepsilon,\end{align*} $$where the last step follows by the asymptotic behavior of the sequence $\Theta $ . A similar estimate holds for the upper Minkowski dimension. -
(d) One could be tempted to conclude that the packing dimension of the set $\bigcup _{\tau \geq 0}\bigcup _{\Theta } \Lambda _{\tau , \Theta }$ , where $\Theta $ is a sequence such that $\limsup _{i\to +\infty } ({\vartheta _{i+1}}/{\vartheta _i}) = 1$ , is $\leq h_\Gamma $ . However, this is not necessarily true since in equation (8), a countable covering is required and not an arbitrary covering. That is why the estimate of the packing dimension of the ergodic limit set $\Lambda _{\mathrm{erg}}$ in Theorem A is not so easy. However, as we will see in a moment, the ideas behind the proof are similar to those used in the proof of Theorem B.
Proof of Theorem A
We notice it is enough to prove that PD $(\Lambda _{\text {erg}}) \leq h_\Gamma $ . The strategy is the following: for every $\varepsilon> 0$ , we want to find a countable family of sets $\lbrace B_k\rbrace _{k\in \mathbb {N}}$ of $\partial X$ such that $\Lambda _{\text {erg}} \subseteq \bigcup _{k=1}^\infty B_k$ and $\sup _{k\in \mathbb {N}}\overline {\text {MD}}(B_k)\leq (h_\Gamma + \varepsilon )(1+\varepsilon )$ . Indeed, if this is true, then by equation (8):
and by the arbitrariness of $\varepsilon $ , the thesis is true.
So we fix $\varepsilon> 0$ and we proceed to define the countable family. For $m,n\in \mathbb {N}$ and $l\in \mathbb {Q}_{> 0}$ , we define
where $\Theta $ is taken among all sequences such that for every $i\geq n$ , it holds that
where $\eta _l = ({\varepsilon }/({2+\varepsilon })) \cdot l$ .
First of all, if $z\in \Lambda _{\text {erg}}$ , we know that $z\in \Lambda _{m,\Theta }$ for some $m \in \mathbb {N}$ and $\Theta $ satisfying $\lim _{i\to +\infty } ({\vartheta _{i}}/{i})\hspace{-1pt} =\hspace{-1pt} L\hspace{-1pt} \in\hspace{-1pt} (0,\infty )$ , in particular, there exists $n\hspace{-1pt}\in\hspace{-1pt} \mathbb {N}$ such that $L\hspace{-1pt} -\hspace{-1pt} \beta\hspace{-1pt} \leq\hspace{-1pt} {\vartheta _{i}}/{i}\hspace{-1pt} \leq L + \beta $ for every $i\geq n$ , where $\beta = (({2+\varepsilon })/({4+3\varepsilon }))\cdot \eta _L$ . Now we take $l \in \mathbb {Q}_{>0}$ such that $\vert L - l \vert < \beta $ . Then it is easy to see that $[L-\beta ,L + \beta ]\subseteq [l-2\beta , l+ 2\beta ]$ and $\eta _l \geq \eta _L -( {\varepsilon }/({2+\varepsilon }))\beta \geq 2\beta $ . So by definition, $z\in B_{m,l,n}$ ; therefore, $\Lambda _{\text {erg}}\subseteq \bigcup _{m,l,n} B_{m,l,n}.$
Now we need to estimate the upper Minkowski dimension of each set $B_{m,l,n}$ . We take $T_0$ big enough such that
for every $T\geq T_0$ . Let us fix $\rho \leq e^{-\max \lbrace T_0, n(l-\eta _l) \rbrace }$ . We consider $j\in \mathbb {N}$ with the following property: $(j-1)(l-\eta _l) < \log ({1}/{\rho })\leq j(l-\eta _l)$ . We observe that the condition on $\rho $ gives $\log ({1}/{\rho }) \geq n(l-\eta _l)$ , implying $j\geq n$ .
We consider the set of elements $g\in \Gamma $ such that
For any such g, we consider the shadow $\text {Shad}_{x}(gx,2m + 8\delta )$ . We claim that this set of shadows covers $B_{m,l,n}$ . Indeed, every point z of $B_{m,l,n}$ belongs to some $\Lambda _{m,\Theta }$ with $l-\eta _l \leq {\vartheta _{i}}/{i} \leq l + \eta _l$ for every $i\geq n$ . In particular, this holds for $i=j$ , and so $j(l-\eta _l) \leq \vartheta _j \leq j(l+\eta _l)$ . Hence, there exists a point y along a geodesic ray $[x,z]$ satisfying:
So there is $g\in \Gamma $ satisfying equation (11) such that $z\in \text {Shad}_{x}(gx,2m + 8\delta )$ , by Lemma 2.2. Moreover, these shadows are caste by points at distance at least $j(l-\eta _l) - m$ from x, so at distance at least $\log ({1}/{e^m\rho })$ from x. We need to estimate the number of such g elements. By the assumption on $\rho $ , we get that this number is less than or equal to $e^{(h_\Gamma +\varepsilon )[(j+1)(l+\eta _l) + m]}.$ Hence, using again Lemma 2.4, we conclude that $B_{m,l,n}$ is covered by at most $e^{(h_\Gamma +\varepsilon )[(j+1)(l+\eta _l) + m]}$ generalized visual balls of radius $e^{5m+8\delta }\rho $ . Thus,
where the last inequality follows from the choice of $\eta _l$ .
6. An interpretation of the ergodic limit set
Let X be a proper metric space. The space of parameterized geodesic lines of X is
considered as a subset of $C^0(\mathbb {R},X)$ , the space of continuous maps from $\mathbb {R}$ to X endowed with the uniform convergence on compact subsets of $\mathbb {R}$ . By lower semicontinuity of the length under uniform convergence (cf. [Reference Bridson and HaefligerBH13, Proposition I.1.20]), we have that $\text {Geod}(X)$ is closed in $C^0(\mathbb {R},X)$ . There is a natural action of $\mathbb {R}$ on $\text {Geod}(X)$ defined by reparameterization:
for every $t\in \mathbb {R}$ . It is a continuous action, that is, the map $\Phi _t$ is a homeomorphism of $\text {Geod}(X)$ for every $t\in \mathbb {R}$ and $\Phi _t \circ \Phi _s = \Phi _{t+s}$ for every $t,s\in \mathbb {R}$ . This action is called the geodesic flow on X.
Let $\Gamma $ be a discrete group of isometries of X. We consider the quotient space $\Gamma \backslash X$ and the standard projection $\pi \colon X \to \Gamma \backslash X$ . On the quotient, a standard pseudometric is defined by $d(\pi x, \pi y) = \inf _{g\in \Gamma }d(x, gy)$ . Since the action is discrete, then this pseudometric is actually a metric. Indeed, if $d(\pi x, \pi y)= 0$ , then for every $n> 0$ , there exists $g_n\in \Gamma $ such that $d(x,g_ny)\hspace{-1pt}\leq\hspace{-1pt} {1}/{n}$ . In particular, $d(x,g_nx)\hspace{-1pt}\leq\hspace{-1pt} d(x,g_ny)\hspace{-1pt} +\hspace{-1pt} d(g_ny,g_nx) \leq d(x,y)\hspace{-1pt} +\hspace{-1pt} 1$ for every n. The cardinality of these $g_n$ is finite, and thus there must be one of these $g_n$ such that $d(x, g_ny) = 0$ , that is, $x= g_ny$ , and so $\pi x = \pi y$ .
The group $\Gamma $ acts on $\mathrm{Geod}(X)$ by $(g\gamma )(\cdot ) = g(\gamma (\cdot ))$ . This action is by homeomorphisms and we define the space
endowed with the quotient topology. The elements of $\text {Proj-Geod}(\Gamma \backslash X)$ will be denoted by $[\gamma ]$ , where $\gamma \in \text {Geod}(X)$ is a representative. The action of $\Gamma $ commutes with the flow $\Phi _t$ in the sense that $g\circ \Phi _t = \Phi _t \circ g$ for every $g\in \Gamma $ and $t\in \mathbb {R}$ . Therefore, the flow $\Phi _t$ defines a flow on $\mathrm{Proj-Geod}(\Gamma \backslash X)$ , that is, an action of $\mathbb {R}$ by homeomorphisms. This flow, still denoted $\Phi _t$ , is called the geodesic flow on $\Gamma \backslash X$ .
Remark 6.1. The name is a bit improper in this generality. Indeed, $\mathrm{Proj-Geod}(\Gamma \backslash X)$ does not coincide with the space of local geodesics of $\Gamma \backslash X$ . However, when $\Gamma $ acts freely, then every element of $\mathrm{Proj-Geod}(\Gamma \backslash X)$ is a local geodesic of $\Gamma \backslash X$ . If, additionally, every local geodesic of X is a geodesic, then $\mathrm{Proj-Geod}(\Gamma \backslash X)$ is naturally homeomorphic to the space of local geodesics of $\Gamma \backslash X$ . In this case, the flow on $\mathrm{Proj-Geod}(\Gamma \backslash X)$ coincides with the geodesic flow on the space of all local geodesics of $\Gamma \backslash X$ . The assumptions above are satisfied for instance when X is Busemann convex (e.g. $\mathrm{CAT}(0)$ ) and $\Gamma $ is torsion-free. Observe that the space $\mathrm{Proj-Geod}(\Gamma \backslash X)$ is that studied also in [Reference Dilsavor and ThompsonDT23] in the $\mathrm{CAT}(-1)$ setting.
The couple $(\mathrm{Proj-Geod}(\Gamma \backslash X), \Phi _1)$ , where $\Phi _1$ is the geodesic flow of $\Gamma \backslash X$ at time $1$ , is a dynamical system. An important role in its study is played by $\Phi _1$ -invariant probability measures, that is, Borel measures $\mu $ on $\mathrm{Proj-Geod}(\Gamma \backslash X)$ with total mass $1$ and such that $(\Phi _1)_\#\mu = \mu $ , where $(\Phi _1)_\#$ denotes the pushforward. The set of $\Phi _1$ -invariant probability measures is a closed, convex subset of all Borel measures on $\mathrm{Proj-Geod}(\Gamma \backslash X)$ , whose extremal points are ergodic. We recall that a $\Phi _1$ -invariant probability measure is ergodic if for every $\Phi _1$ -invariant subset $A\subseteq \mathrm{Proj-Geod}(\Gamma \backslash X)$ , that is, such that ${\Phi _1^{-1}(A) = \Phi _{-1}(A) \subseteq A}$ , we have $\mu (A) \in \{0,1\}$ . Ergodic measures satisfy the famous Birkhoff ergodic theorem that we now state in our specific situation.
Proposition 6.2. Let X be a proper metric space, let $\Gamma < \mathrm{Isom}(X)$ be discrete. Let $(\mathrm{Proj-Geod}(\Gamma \backslash X), \Phi _1)$ be the geodesic flow on $\Gamma \backslash X$ as defined above. Let $\mu $ be an ergodic, $\Phi _1$ -invariant probability measure. For every $f \in L^1(\mu )$ , it holds that
for $\mu $ -almost every (a.e.) $[\gamma ] \in \mathrm{Proj-Geod}(\Gamma \backslash X)$ . In other words, the limit in equation (12) exists for $\mu $ -a.e. $[\gamma ] \in \mathrm{Proj-Geod}(\Gamma \backslash X)$ and equals the right-hand side.
The next result, which is a reformulation of Theorem C, motivates the name of the ergodic limit set.
Theorem 6.3. Let X be a proper, $\delta $ -hyperbolic space. Let $\Gamma < \mathrm{Isom}(X)$ be discrete and non-elementary. Let $\mu $ be an ergodic, $\Phi _1$ -invariant, probability measure on $\mathrm{Proj-Geod}(\Gamma \backslash X)$ . Then $\mu $ is concentrated on the set
Notice that the property $\gamma ^\pm \in \Lambda _{\mathrm{erg}}$ is well defined, that is, it does not depend on the representative of the class $[\gamma ]$ . This follows by the $\Gamma $ -invariance of $\Lambda _{\mathrm{erg}}$ , see Lemma 4.2.
Proof. Since X is proper, we can find a countable set $\{x_i\}_{i\in \mathbb {N}}\subseteq X$ such that $X = \bigcup _{i\in \mathbb {N}} B(x_i,1)$ . For every i, we define the sets
and
Since $\{V_i\}_{i\in \mathbb {N}}$ is a covering of $\text {Geod}(X)$ , then also $\{U_i\}_{i\in \mathbb {N}}$ is a covering of $\text {Proj-Geod}(\Gamma \backslash X)$ . In particular, there must be some $i_0\in \mathbb {N}$ such that $\mu (U_{i_0}) = c> 0$ . To every $[\gamma ] \in U_{i_0}$ , we associate the set of integers $\Theta ([\gamma ]) = \lbrace \vartheta _i([\gamma ])\rbrace $ defined recursively by
We apply Proposition 6.2 to the indicator function of the set $U_{i_0}$ , namely $\chi _{U_{i_0}}$ , obtaining that for $\mu $ -a.e. $[\gamma ] \in \text {Proj-Geod}(\Gamma \backslash X)$ , it holds that
We remark that $(\chi _{U_{i_0}} \circ \Phi _j)([\gamma ]) = 1$ if and only if $j\in \Theta ([\gamma ])$ and it is $0$ otherwise. So
and the right-hand side is by definition the density of the set $\Theta ([\gamma ])$ . It is classical that, given the standard increasing enumeration $\lbrace \vartheta _0([\gamma ]), \vartheta _1([\gamma ]),\ldots \rbrace $ of $\Theta ([\gamma ])$ , it holds that
Putting all together, we conclude that for $\mu $ -a.e. $[\gamma ] \in \text {Proj-Geod}(\Gamma \backslash X)$ , the following is true:
In the same way, applying the same argument to the flow at time $-1$ , we get that for $\mu $ -a.e. $[\gamma ] \in \text {Proj-Geod}(\Gamma \backslash X)$ , we have
Here, $-\gamma $ denotes the curve $-\gamma (t) = \gamma (-t)$ . We deduce that equations (13) and (14) hold together for $\mu $ -a.e. $[\gamma ] \in \text {Proj-Geod}(\Gamma \backslash X)$ . Finally, we need to prove that for every $[\gamma ] \in \text {Proj-Geod}(\Gamma \backslash X)$ satisfying equations (13) and (14), we have $\gamma ^{\pm } \in \Lambda _{\text {erg}}$ . We show that $\gamma ^+ \in \Lambda _{\text {erg}}$ , the other being similar. We notice that an integer n satisfies $n \in \Theta ([\gamma ])$ if and only if there exists a representative $g\gamma $ of $[\gamma ]$ , with $g\in \Gamma $ , such that $\Phi _n(g\gamma ) \in V_{i_0}$ , that is, $g\gamma (n) \in B(x_{i_0},1)$ . In other words, $n \in \Theta ([\gamma ])$ if and only if
We choose $x_{i_0}$ as the basepoint of X. We fix a geodesic ray $\xi = [x_{i_0}, \gamma ^+]$ . By Lemma 2.2, we have that $d(\xi (t), \gamma (t)) \leq 8\delta + 1$ for every $t\geq 0$ . This, together with equation (15) says that $d(\xi (\vartheta _N([\gamma ])), \Gamma x_{i_0}) < 8\delta + 2$ . By definition, this means that $\gamma ^+ \in \Lambda _{\tau , \Theta ([\gamma ])}$ , where $\tau = 8\delta + 2$ . Finally, we observe that the sequence $\Theta ([\gamma ])=\lbrace \vartheta _N([\gamma ])\rbrace $ satisfies equation (13), which is exactly the condition that defines a sequence involved in the definition of $\Lambda _{\text {erg}}$ . Repeating the argument for $\gamma ^-$ , we get the thesis.