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Fossil Usnea and similar fruticose lichens from Palaeogene amber

Published online by Cambridge University Press:  29 July 2020

Ulla Kaasalainen Open the ORCID record for Ulla Kaasalainen [Opens in a new window] ,
Jouko Rikkinen Open the ORCID record for Jouko Rikkinen [Opens in a new window]  and
Alexander R. Schmidt Open the ORCID record for Alexander R. Schmidt [Opens in a new window]
Ulla Kaasalainen*
Affiliation:
Department of Geobiology, University of Göttingen, Göttingen, Germany
Jouko Rikkinen
Affiliation:
Finnish Museum of Natural History, University of Helsinki, Helsinki, Finland Organismal and Evolutionary Biology Research Programme, Faculty of Biological and Environmental Sciences, University of Helsinki, Helsinki, Finland
Alexander R. Schmidt
Affiliation:
Department of Geobiology, University of Göttingen, Göttingen, Germany
*
Author for correspondence: Ulla Kaasalainen. E-mail: [email protected]
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Abstract

Fruticose lichens of the genus Usnea Dill. ex Adans. (Parmeliaceae), generally known as beard lichens, are among the most iconic epiphytic lichens in modern forest ecosystems. Many of the c. 350 currently recognized species are widely distributed and have been used as bioindicators in air pollution studies. Here we demonstrate that usneoid lichens were present in the Palaeogene amber forests of Europe. Based on general morphology and annular cortical fragmentation, one fossil from Baltic amber can be assigned to the extant genus Usnea. The unique type of cortical cracking indirectly demonstrates the presence of a central cord that keeps the branch intact even when its cortex is split into vertebrae-like segments. This evolutionary innovation has remained unchanged since the Palaeogene, contributing to the considerable ecological flexibility that allows Usnea species to flourish in a wide variety of ecosystems and climate regimes. The fossil sets the minimum age for Usnea to 34 million years (late Eocene). While the other similar fossils from Baltic and Bitterfeld ambers cannot be definitely assigned to the same genus, they underline the diversity of pendant lichens in Palaeogene amber forests.

Keywords

AscomycotaBaltic amberBitterfeld amberlichen fossils
Type
Standard Papers
Information
The Lichenologist , Volume 52 , Issue 4 , July 2020 , pp. 319 - 324
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Copyright
Copyright © British Lichen Society 2020

Introduction

Amber is fossilized tree resin, millions to hundreds of millions of years old. The two most fossiliferous European Cenozoic ambers are Baltic and Bitterfeld amber (Dunlop Reference Dunlop and Penney2010; Weitschat & Wichard Reference Weitschat, Wichard and Penney2010). Baltic amber, although regularly washed ashore on the coast of the Baltic Sea and the North Sea, is predominantly mined from late Eocene sediments on the Samland Peninsula near Kaliningrad (Russia) (Standke Reference Standke2008). Bitterfeld amber is derived from late Oligocene strata near the city of Bitterfeld in central Germany (Knuth et al. Reference Knuth, Koch, Rappsilber and Volland2002; Blumenstengel Reference Blumenstengel2004). These ambers preserved hundreds of thousands of fossil arthropods and other animals and, as recently demonstrated, they also represent a rich source of fossil lichens (Kaasalainen et al. Reference Kaasalainen, Schmidt and Rikkinen2017a). Ecological interpretation of amber inclusions of various macro- and microlichens indicates that they probably originated in humid but relatively well-illuminated temperate forests (Kaasalainen et al. Reference Kaasalainen, Schmidt and Rikkinen2017a; Rikkinen & Schmidt Reference Rikkinen, Schmidt, Krings, Harper, Cúneo and Rothwell2018). This conclusion is also supported by concurrent findings from recent studies of plant inclusions, naming temperate forests as the most likely source ecosystems (Sadowski et al. Reference Sadowski, Schmidt, Seyfullah and Kunzmann2017a, Reference Sadowski, Seyfullah, Wilson, Calvin and Schmidtb, Reference Sadowski, Seyfullah, Regalado, Skadell, Gehler, Gröhn, Hoffeins, Hoffeins, Neumann and Schneider2019).

Accurately identified lichen fossils are essential in providing independent minimum age constraints that can be used as calibration points for dating molecular phylogenies (e.g. Inoue et al. Reference Inoue, Donoghue and Yang2010; Lukoschek et al. Reference Lukoschek, Keogh and Avise2012; Sauquet et al. Reference Sauquet, Ho, Gandolfo, Jordan, Wilf, Cantrill, Bayly, Bromham, Brown and Carpenter2012; Magallon et al. Reference Magallon, Hilu and Quandt2013). So far, four extant lichen genera have been reliably identified from Baltic and Bitterfeld ambers, namely Anzia Stizenb. (Parmeliaceae), Calicium Pers. (Caliciaceae), Chaenotheca (Th. Fr.) Th. Fr. (Coniocybaceae) and Ochrolechia A. Massal. (Ochrolechiaceae), together with the obligately lichenicolous fungus Lichenostigma Hafellner of the Phaeococcomycetaceae) (Rikkinen & Poinar Reference Rikkinen and Poinar2002; Rikkinen Reference Rikkinen2003; Rikkinen et al. Reference Rikkinen, Meinke, Grabenhorst, Gröhn, Kobbert, Wunderlich and Schmidt2018; Kaasalainen et al. Reference Kaasalainen, Kukwa, Rikkinen and Schmidt2019; Kettunen et al. Reference Kettunen, Sadowski, Seyfullah, Dörfelt, Rikkinen and Schmidt2019). In addition, specimens of Phyllopsora Müll. Arg. (Ramalinaceae) have been described from Miocene Dominican amber (Rikkinen & Poinar Reference Rikkinen and Poinar2008; Kaasalainen et al. Reference Kaasalainen, Heinrichs, Renner, Hedenäs, Schäfer-Verwimp, Lee, Ignatov, Rikkinen and Schmidt2017b). Also, several fossils of the non-lichenized but now often lichenicolous genus Chaenothecopsis Vain. (Mycocaliciaceae) have been found from both Baltic and Bitterfeld amber (Rikkinen & Poinar Reference Rikkinen and Poinar2000; Tuovila et al. Reference Tuovila, Schmidt, Beimforde, Dörfelt, Grabenhorst and Rikkinen2013; Rikkinen et al. Reference Rikkinen, Meinke, Grabenhorst, Gröhn, Kobbert, Wunderlich and Schmidt2018). Finally, many fossil macrolichens with, for example, alectorioid and parmelioid thallus morphologies and lichen-associated hyphomycetes are known from European and Dominican ambers, but most of these cannot be assigned to any fungal genus (Poinar et al. Reference Poinar, Peterson and Platt2000; Kaasalainen et al. Reference Kaasalainen, Heinrichs, Krings, Myllys, Grabenhorst, Rikkinen and Schmidt2015, Reference Kaasalainen, Schmidt and Rikkinen2017a; Kettunen et al. Reference Kettunen, Schmidt, Diederich, Grabenhorst and Rikkinen2016, Reference Kettunen, Schmidt, Diederich, Grabenhorst and Rikkinen2017).

Here, we report the first fossil evidence of Usnea, together with other fossils of fruticose lichens from Baltic and Bitterfeld ambers. The fossils demonstrate that the genus Usnea existed in European amber forests and that the central cord, characteristic of all extant species, had already evolved by the Palaeogene.

Material and Methods

Fruticose lichen-forming fossils were found in three specimens of Baltic amber and in two specimens of Bitterfeld amber (Table 1).

Table 1. Fruticose lichen fossils from Baltic and Bitterfeld amber reported in this study. GZG refers to the collections of the Geoscience Centre at the University of Göttingen.

Baltic amber originates from the Kaliningrad area (Russia) where the late Eocene sediments containing most of the amber are 34–38 million years old, with small amounts of amber embedded in older sediments up to 48 million years old (Kosmowska-Ceranowicz et al. Reference Kosmowska-Ceranowicz, Kohlman Adamska and Grabowska1997; Standke Reference Standke1998, Reference Standke2008). Bitterfeld amber derives from the Goitzsche mine near the city of Bitterfeld in central Germany. This amber is deposited in upper Oligocene sediments with an absolute age of 25.3–23.8 million years (Knuth et al. Reference Knuth, Koch, Rappsilber and Volland2002; Blumenstengel Reference Blumenstengel2004).

Four of the fossil lichen specimens studied are kept in the collections of the Geoscience Centre at the University of Göttingen (GZG). One specimen belongs to the Carsten Gröhn Amber Collection (Glinde, Germany) which will ultimately be housed in the Geological-Palaeontological Institute and Museum of the University of Hamburg (GPIH).

The amber pieces were ground and polished manually using a series of wet silicon carbide papers (grit from FEPA P 600 to 4000, Struers Ltd) to produce smooth surfaces for investigation. Prepared amber specimens were mounted on a glass microscopic slide with the upper polished surface oriented horizontally. A drop of water was applied to the upper surface of the amber and covered with a glass coverslip to improve optical resolution for investigation and photography (Schmidt et al. Reference Schmidt, Jancke, Lindquist, Ragazzi, Roghi, Nascimbene, Schmidt, Wappler and Grimaldi2012). The fossils were examined under a Carl Zeiss SteREO Discovery V8 dissecting microscope and a Carl Zeiss AxioScope A1 compound microscope, equipped with Canon 5D digital cameras. In most instances, incident and transmitted light were used simultaneously. For enhanced illustration of the three-dimensional inclusions, the light-microscopical images are digitally stacked photomicrographic composites made from up to 130 individual focal planes using the software package HeliconFocus version 6.3.3 Pro (Kettunen et al. Reference Kettunen, Sadowski, Seyfullah, Dörfelt, Rikkinen and Schmidt2019).

Results

Usnea sp., GZG.BST.21943

Description

The well-preserved lichen inclusion consists of one fragment of a fruticose-pendulous lichen thallus (Fig. 1A). The main branch is c. 5 mm long and 250–360 μm wide, and the smaller, perpendicular side branches are 100–200 μm wide, terete, tapering, with a smooth surface. Annular cortical cracks are abundantly present especially along the main branch, resulting in 230–450 μm long vertebrae-like segments that are occasionally slightly wider next to the cracking points (Fig. 1B). First cortical cracks of the side branches are formed at 110–180 μm distances.

Fig. 1. Fossil Usnea representative in Baltic amber (GZG.BST.21943). A, fruticose thallus with terete and tapering branches. The arrowhead points to the tip of the winding side branch located behind the main branch, visible in different views of the fossil. This branch tip may erroneously suggest the presence of a cord extending from the broken main branch. B, annular cracks in the cortex divide the main branch into characteristic vertebrae-like segments. Scales = 200 μm.

Remarks

A very well-preserved lichen fossil showing the cortical fragmentation characteristic of many extant Usnea species.

Fruticose lichen, Carsten Gröhn Amber Collection P3675

Description

The lichen inclusion is well preserved, consisting of two branch tips, most probably broken off from the same thallus (Fig. 2A). Length of the inclusions is c. 5.5 mm; the branches are terete and tapering, with a width ranging from 120 to 240 μm. Some cracks in the cortex are present (Fig. 2B).

Fig. 2. Examples of further fruticose lichens in Baltic (A–C) and Bitterfeld (D & E) amber. A, overview of a putative Usnea in P3675. The fissures around the branches on the left-hand side of the image are a result of deterioration of the amber. B, detail of the lichen in P3675 showing cortical fragmentation (arrowheads). C, finely branched lichen in GZG.BST.21987. D, finely branched lichen in GZG.BST.21986. E, portion of a finely pendulous lichen thallus in GZG.BST.21945. Scales = 200 μm. In colour online.

Remarks

The general habit of the fossil recalls that of Usnea and also some cortical fragmentation is present, making the specimen a likely Usnea representative. The widening at the branch tip visible on the right side of Fig. 2A represents tree resin that hardened around the lichen before ultimately embedding in the larger resin body that later formed the amber specimen. The fissures around the branches on the left side of Fig. 2A are a result of deterioration of the amber around the branches.

Fruticose lichen, GZG.BST.21987

Description

Pieces of a robust fruticose-pendulous lichen thallus (Fig. 2C). Length of the main branch is c. 10 mm; branching mostly dichotomous; branches terete and tapering, 45–400 μm wide.

Remarks

The main branch of the fossil has almost completely deteriorated but smaller branches are better preserved. At least one cortical crack is present in the fossil.

Fruticose lichen, GZG.BST.21986

Description

Several fragments of a pendulous lichen thallus. The largest inclusion is c. 4.4 mm long (Fig. 2D). Side branches are terete, tapering, and 40–100 μm wide; surface faintly longitudinally striate.

Remarks

Main branches of the fossil have suffered from deterioration, but some well-preserved smaller branches exist. However, these show very few surface details.

Fruticose lichen, GZG.BST.21945

Description

Several small fragments of a finely pendulous lichen thallus (Fig. 2E). Branching dichotomous; branches terete, tapering, and 80–100 μm wide.

Remarks

The fossil has suffered from deterioration of the internal tissue, but the branching is clearly visible.

Discussion

The phylogeny and divergence of Ascomycota and especially Parmeliaceae have been of much recent interest (e.g. Amo de Paz et al. Reference de Paz G, Cubas, Divakar, Lumbsch and Crespo2011; Leavitt et al. Reference Leavitt, Lumbsch, Stenroos and St. Clair2013; Beimforde et al. Reference Beimforde, Feldberg, Nylinder, Rikkinen, Tuovila, Dörfelt, Gube, Jackson, Reitner and Seyfullah2014; Divakar et al. Reference Divakar, Crespo, Kraichak, Leavitt, Singh, Schmitt and Lumbsch2017; Singh et al. Reference Singh, Dal Grande, Schnitzler, Pfenninger and Schmitt2018). Methods using molecular clocks to estimate divergence times of lineages rely on the few available fossils for calibration. The Palaeogene fossils of Anzia, Calicium, Chaenotheca and Chaenothecopsis, and the Miocene Phyllopsora (Rikkinen & Poinar Reference Rikkinen and Poinar2002, Reference Rikkinen and Poinar2008; Rikkinen et al. Reference Rikkinen, Meinke, Grabenhorst, Gröhn, Kobbert, Wunderlich and Schmidt2018) in particular have been used for this purpose (e.g. Beimforde et al. Reference Beimforde, Feldberg, Nylinder, Rikkinen, Tuovila, Dörfelt, Gube, Jackson, Reitner and Seyfullah2014; Divakar et al. Reference Divakar, Crespo, Kraichak, Leavitt, Singh, Schmitt and Lumbsch2017). Additionally, fossils of alectorioid lichens and ‘Parmelia’ (Poinar et al. Reference Poinar, Peterson and Platt2000; Kaasalainen et al. Reference Kaasalainen, Heinrichs, Krings, Myllys, Grabenhorst, Rikkinen and Schmidt2015) have been used for calibration, despite the ambiguity of their exact affiliation. More recently discovered fossils, also usable for time calibration of the evolution of lichenized fungi, include the Palaeogene Ochrolechia associated with the lichenicolous fungus Lichenostigma (Kaasalainen et al. Reference Kaasalainen, Kukwa, Rikkinen and Schmidt2019). As specimen GZG.BST.21943 can confidently be assigned to Usnea, it provides a valuable new calibration point within the Parmeliaceae and sets the minimum age of the genus to 34 million years.

Species of the genus Usnea produce fruticose shrubby to pendulous thalli with an elastic but very durable central cord. The central cord enables the formation of annular cortical fragmentation which is seen in the fossil (Fig. 1) and is also a characteristic feature of many extant species, including, for example, U. chaetophora Stirt. and U. barbata (L.) F.H. Wigg. which are common in Europe (Randlane et al. Reference Randlane, Tõrra, Saag and Saag2009). With c. 350 extant species the genus Usnea represents one of the most species-rich genera within the Parmeliaceae and the Lecanoromycetes (Thell et al. Reference Thell, Crespo, Divakar, Kärnefelt, Leavitt, Lumbsch and Seaward2012). It has an almost worldwide distribution, with high species diversity especially in tropical and subtropical regions (Thell et al. Reference Thell, Crespo, Divakar, Kärnefelt, Leavitt, Lumbsch and Seaward2012). Unfortunately, species delimitation within the genus is hindered by notorious morphological and chemical variation (Clerc Reference Clerc1998; Thell et al. Reference Thell, Crespo, Divakar, Kärnefelt, Leavitt, Lumbsch and Seaward2012; Mark et al. Reference Mark, Saag, Leavitt, Will-Wolf, Nelsen, Tõrra, Saag, Randlane and Lumbsch2016).

The extant genus Usnea is currently divided into three subgenera, Eumitria Stirt., Dolichousnea (Y. Ohmura) Articus and Usnea. The elevation of these groups to a generic level has been proposed, based on morphological differences and estimated diversification times, but this is still a matter of debate (Articus Reference Articus2004; Divakar et al. Reference Divakar, Crespo, Kraichak, Leavitt, Singh, Schmitt and Lumbsch2017; Thell et al. Reference Thell, Kärnefelt and Seaward2018). The morphological differences include, for example, the type of central axis (tubular in Eumitria while solid in Dolichousnea and subgen. Usnea) and annular pseudocyphellae in Dolichousnea (Articus Reference Articus2004). Additional differences between the groups exist, such as in cortex structure and the colour of apothecial discs (Articus Reference Articus2004). However, as such features cannot be observed in the fossil, it cannot therefore be assigned into any subgroup within the genus.

According to recent phylogenetic analyses, Usnea forms a clade together with the monotypic genus Cornicularia (Schreb.) Hoffm. (Divakar et al. Reference Divakar, Crespo, Kraichak, Leavitt, Singh, Schmitt and Lumbsch2017; Pizarro et al. Reference Pizarro, Divakar, Grewe, Leavitt, Huang, Dal Grande, Schmitt, Wedin, Crespo and Lumbsch2018). Based on a recent estimation, the three subgenera of Usnea diverged 55–30 million years ago, while Cornicularia was separated from Usnea c. 15 million years earlier (Divakar et al. Reference Divakar, Crespo, Kraichak, Leavitt, Singh, Schmitt and Lumbsch2017). The currently suggested age range of Baltic amber of 34 to 48 million years falls in this estimated divergence time. The fossil Usnea might thus be a member of the stem group or an early crown group representative.

Other lichen genera with a morphological resemblance to Usnea, historically called the usneoid lichens, include Letharia (Th. Fr.) Zahlbr., Lethariella (Motyka) Krog and Protousnea (Motyka) Krog. Of these, most similar is Protousnea. The six extant species of Protousnea are all confined to southern South America (Calvelo et al. Reference Calvelo, Stocker-Wörgötter, Liberatore and Elix2005), and none of them correspond exactly with the fossilized specimens.

The thallus morphologies of the other fruticose lichens reported here vary from hair-like and probably pendulous to more robustly shrubby, but the inclusions illustrated in Fig. 2 lack defining characters or are not preserved well enough to enable accurate assignment. The two branch tips in specimen P3675 and the thallus pieces in GZG.BST.21987 resemble Usnea but do not possess enough characters to support a definite assignment. The inclusions in GZG.BST.21945 and GZG.BST.21986 represent pendulous and more finely branched morphologies, typical, for example, for several groups within Parmeliaceae, including Alectoria Ach., Bryoria Brodo & D. Hawksw., Lethariella and Oropogon Th. Fr. Similar alectorioid morphologies have also previously been described from European Palaeogene amber (Kaasalainen et al. Reference Kaasalainen, Heinrichs, Krings, Myllys, Grabenhorst, Rikkinen and Schmidt2015).

The frequent morphological convergence of many lichen groups, of which usneoid and alectorioid lichens represent prime examples, demonstrates the challenges in assigning fossil lichens to modern lineages. However, the perfectly preserved Usnea fossil in the amber piece GZG.BST.21943 highlights the evolutionary endurance of the most characteristic feature in the morphology of Usnea: the central cord that keeps the thallus intact even when annular cracks divide the cortex into vertebrae-like segments. This evolutionary innovation has remained unaltered for at least 34 million years, contributing to the considerable flexibility in ecological adaptation, which today enables Usnea species to flourish in a wide variety of ecosystems and climate regimes (Gauslaa Reference Gauslaa2014; Eriksson et al. Reference Eriksson, Gauslaa, Palmqvist, Ekström and Esseen2018).

Acknowledgements

We thank Volker Arnold (Heide), Heinrich Grabenhorst (Wienhausen), Carsten Gröhn (Glinde), Franziska Witsch (Köln) and Jörg Wunderlich (Hirschberg) for generously providing specimens for this study, and Saara Velmala from the Finnish Museum of Natural History for providing specimens of extant taxa for comparison. The study was supported by the Alexander von Humboldt Foundation (grant to UK).

Author ORCIDs

Ulla Kaasalainen, 0000-0001-9899-4768; Jouko Rikkinen, 0000-0002-4615-6639; Alexander R. Schmidt, 0000-0001-5426-4667.

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Figure 0

Table 1. Fruticose lichen fossils from Baltic and Bitterfeld amber reported in this study. GZG refers to the collections of the Geoscience Centre at the University of Göttingen.

Figure 1

Fig. 1. Fossil Usnea representative in Baltic amber (GZG.BST.21943). A, fruticose thallus with terete and tapering branches. The arrowhead points to the tip of the winding side branch located behind the main branch, visible in different views of the fossil. This branch tip may erroneously suggest the presence of a cord extending from the broken main branch. B, annular cracks in the cortex divide the main branch into characteristic vertebrae-like segments. Scales = 200 μm.

Figure 2

Fig. 2. Examples of further fruticose lichens in Baltic (A–C) and Bitterfeld (D & E) amber. A, overview of a putative Usnea in P3675. The fissures around the branches on the left-hand side of the image are a result of deterioration of the amber. B, detail of the lichen in P3675 showing cortical fragmentation (arrowheads). C, finely branched lichen in GZG.BST.21987. D, finely branched lichen in GZG.BST.21986. E, portion of a finely pendulous lichen thallus in GZG.BST.21945. Scales = 200 μm. In colour online.