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Environmental cleaning and disinfection in the operating room: a systematic scoping review through a human factors and systems engineering lens

Published online by Cambridge University Press:  13 March 2024

Anping Xie*
Affiliation:
Armstrong Institute for Patient Safety and Quality, Johns Hopkins University School of Medicine, Baltimore, Maryland, United States Department of Anesthesia and Critical Care Medicine, Johns Hopkins University School of Medicine, Baltimore, Maryland
Hugo Sax
Affiliation:
Department of Infectious Diseases, Bern University Hospital and University of Bern, Bern, Switzerland
Oluseyi Daodu
Affiliation:
Armstrong Institute for Patient Safety and Quality, Johns Hopkins University School of Medicine, Baltimore, Maryland, United States
Lamia Alam
Affiliation:
Armstrong Institute for Patient Safety and Quality, Johns Hopkins University School of Medicine, Baltimore, Maryland, United States
Marium Sultan
Affiliation:
Johns Hopkins University Bloomberg School of Public Health, Baltimore, Maryland, United States
Clare Rock
Affiliation:
Armstrong Institute for Patient Safety and Quality, Johns Hopkins University School of Medicine, Baltimore, Maryland, United States Division of Infectious Diseases, Department of Medicine, Johns Hopkins University School of Medicine, Baltimore, Maryland, United States
C. Matthew Stewart
Affiliation:
Department of Otolaryngology–Head and Neck Surgery, Johns Hopkins University School of Medicine, Baltimore, Maryland, United States
Shawna J. Perry
Affiliation:
Johns Hopkins University Bloomberg School of Public Health, Baltimore, Maryland, United States Department of Emergency Medicine, University of Florida, Jacksonville Medical Center, Jacksonville, Florida, United States
Ayse P. Gurses
Affiliation:
Armstrong Institute for Patient Safety and Quality, Johns Hopkins University School of Medicine, Baltimore, Maryland, United States Department of Anesthesia and Critical Care Medicine, Johns Hopkins University School of Medicine, Baltimore, Maryland Johns Hopkins University Bloomberg School of Public Health, Baltimore, Maryland, United States Johns Hopkins Whiting School of Engineering Malone Center for Engineering in Healthcare, Baltimore, Maryland, United States
*
Corresponding author: Anping Xie; Email: [email protected]
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Abstract

Objective:

To synthesize evidence and identify gaps in the literature on environmental cleaning and disinfection in the operating room based on a human factors and systems engineering approach guided by the Systems Engineering Initiative for Patient Safety (SEIPS) model.

Design:

A systematic scoping review.

Methods:

Following the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines, we searched 4 databases (ie, PubMed, EMBASE, OVID, CINAHL) for empirical studies on operating-room cleaning and disinfection. Studies were categorized based on their objectives and designs and were coded using the SEIPS model. The quality of randomized controlled trials and quasi-experimental studies with a nonequivalent groups design was assessed using version 2 of the Cochrane risk-of-bias tool for randomized trials.

Results:

In total, 40 studies were reviewed and categorized into 3 groups: observational studies examining the effectiveness of operating-room cleaning and disinfections (11 studies), observational study assessing compliance with operating-room cleaning and disinfection (1 study), and interventional studies to improve operating-room cleaning and disinfection (28 studies). The SEIPS-based analysis only identified 3 observational studies examining individual work-system components influencing the effectiveness of operating-room cleaning and disinfection. Furthermore, most interventional studies addressed single work-system components, including tools and technologies (20 studies), tasks (3 studies), and organization (3 studies). Only 2 studies implemented interventions targeting multiple work-system components.

Conclusions:

The existing literature shows suboptimal compliance and inconsistent effectiveness of operating-room cleaning and disinfection. Improvement efforts have been largely focused on cleaning and disinfection tools and technologies and staff monitoring and training. Future research is needed (1) to systematically examine work-system factors influencing operating-room cleaning and disinfection and (2) to redesign the entire work system to optimize operating-room cleaning and disinfection.

Type
Original Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2024. Published by Cambridge University Press on behalf of The Society for Healthcare Epidemiology of America

Environmental cleaning and disinfection plays a critical role in preventing pathogen transmission and healthcare-acquired infections. Reference Carling1,Reference Peters, Schmid and Parneix2 Effective and reliable cleaning and disinfection of operating rooms is vital because of the rapid succession of patients. Pathogens from environmental reservoirs can be directly transmitted to patients or indirectly through the hands of operating-room personnel. Reference Sharma, Fernandez, Rowlands, Koff and Loftus3 Moreover, surgical patients are exposed to multiple invasive devices (eg, vascular and urinary catheters) and surgical wounds, facilitating microorganism invasion. A 2011 investigation identified anesthesia machine dials as vectors of bacterial contamination on vascular-access hubs. Reference Loftus, Brown and Koff4 Because of the high density of hand-to-surface exposures between the environment and patients, hand hygiene alone cannot eliminate this transmission route. Reference Schmutz, Grande and Sax5 Adequately cleaning and disinfecting high-touch surfaces between consecutive patients is imperative.

Hospital environmental cleaning and disinfection, particularly operating-room cleaning and disinfection, is a complex process influenced by various work-system factors. Reference Rock, Cosgrove and Keller6 Ensuring consistent and effective environmental cleaning and disinfection is challenging in everyday practice. Reference Boyce, Havill, Dumigan, Golebiewski, Balogun and Rizvani7Reference Jefferson, Whelan, Dick and Carling9 We previously proposed a human-factors and systems-engineering approach based on the Systems Engineering Initiative for Patient Safety (SEIPS) model Reference Carayon, Hundt and Karsh10 to improve hospital environmental cleaning and disinfection, particularly inpatient rooms. Reference Rock, Cosgrove and Keller6 According to the SEIPS model, the cleaning and disinfection process is collaborative work of environmental care associates and other healthcare workers who perform different tasks (eg, cleaning high-touch surfaces, communication) with various tools and technologies (eg, cleaning tools and supplies, checklists) in a physical environment (eg, operating room size and layout) and under certain organizational conditions (eg, safety culture, work schedule). These interrelated work-system components influence the cleaning and disinfection process, which subsequently affects patients (eg, healthcare-acquired infections, patient satisfaction), healthcare workers (eg, job safety/satisfaction), and organizations (eg, reputation and reimbursement based on healthcare-acquired infection rates). Reference Rock, Cosgrove and Keller6,Reference Xie, Rock and Hsu11 Using this human-factors and systems-engineering approach, we conducted a systematic scoping review of empirical studies on environmental cleaning and disinfection in operating rooms to synthesize existing evidence and to identify research gaps.

Methods

We followed the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines. Reference Liberati, Altman and Tetzlaff12,Reference Moher, Liberati, Tetzlaff and Altman13

Inclusion and exclusion criteria

The review was limited to peer-reviewed journal articles in English. Empirical studies on environmental cleaning and disinfection in the operating room were included. Studies were excluded if they were (1) not related to environmental cleaning and disinfection, (2) not conducted in the operating room, or (3) not empirical (eg, guidelines, review articles).

Study search and selection

The search was conducted in 4 databases (ie, PubMed, EMBASE, OVID, CINAHL) through February 2023. The search combined terms in 3 areas: (1) operating room (eg, operating room, operating theater, surgery), (2) environmental surface (eg, environmental, surface, floor), and (3) cleaning and disinfection (eg, cleaning, disinfection). The initial search identified 829 articles (Fig. 1). After removing 140 duplicates, 689 articles were screened for inclusion in 2 sequential steps: (1) title and abstract screening and (2) full-text screening. During each step, at least 2 researchers screened each article independently and discussed discrepancies to reach consensus. Finally, 40 articles were included for data extraction.

Figure 1. Flowchart of study search and screening.

Data extraction

Two researchers used a data extraction form to independently extract general information (ie, first author, title, journal, publication year) and key study characteristics (ie, country, objectives, design, outcome measures and measuring techniques, main findings, funding source). Discrepancies were discussed with a third researcher to reach consensus.

Included studies were inductively categorized into 3 groups based on their objectives and designs: (1) observational studies examining operating-room cleaning and disinfection effectiveness, (2) observational studies examining compliance with recommended operating-room cleaning and disinfection practices, and (3) interventional studies to improve operating-room cleaning and disinfection. Guided by the SEIPS model, studies were coded to identify work-system factors influencing or being modified (ie, interventions) to improve operating-room cleaning and disinfection. The included cleaning and disinfection processes (eg, turnover cleaning, terminal cleaning) and outcomes (eg, contamination, cleanliness, cleaning thoroughness) were also captured.

Quality assessment

We used version 2 of the Cochrane risk-of-bias tool for randomized trials to assess the methodological quality of randomized controlled trials and quasi-experimental studies with nonequivalent groups design. 14 Four researchers independently assessed each study and discussed their findings to reach consensus. Due to the lack of adequate or well-accepted quality assessment tools, the methodological quality of the remaining studies was not assessed.

Results

Table 1 summarizes the key characteristics of the 40 studies included in this review.

Table 1. Characteristics of Studies Included in the Systematic Review

Observational studies on operating-room cleaning and disinfection effectiveness

In total, 11 observational studies examined the effectiveness of operating-room cleaning and disinfection (Table 2). Of the 11 studies, 9 assessed the impact of turnover cleaning (ie, cleaning between surgical cases) on surface contamination and cleanliness, Reference Richard and Bowen1520 air contamination, Reference Dehghani, Sorooshian, Nazmara, Baghani and Delikhoon21 or both. Reference Ellis, Godwin, David, Morse, Humphries and Uslan22,Reference Dallolio, Raggi and Sanna23 The other 2 studies respectively assessed the impact of terminal cleaning (ie, cleaning at day’s end) on surface contamination Reference Frabetti, Vandini, Balboni, Triolo and Mazzacane24 and the impact of disinfection in the morning before the first procedure on surface and air contamination. Reference Matinyi, Enoch and Akia25

Table 2. Observational Studies on the Effectiveness of Operating-Room Cleaning and Disinfection

Note. ATP, adenosine triphosphate.

a P, people; T, tasks; T&T, tools and technologies; E, environment; O, organization (based on the SEIPS model Reference Carayon, Hundt and Karsh10 ).

Mixed findings were reported regarding the effectiveness of operating-room cleaning and disinfection. Although 6 studies showed that operating-room cleaning and disinfection could significantly reduce the microbiological burden of surfaces 20,Reference Dehghani, Sorooshian, Nazmara, Baghani and Delikhoon21,Reference Frabetti, Vandini, Balboni, Triolo and Mazzacane24 or the number of surfaces exceeding recommended minimum cleaning and disinfection levels, Reference Balkissoon, Nayfeh, Adams, Belkoff, Riedel and Mears17,Reference Sanna, Dallolio and Raggi18,Reference Dallolio, Raggi and Sanna23 5 studies showed that operating-room cleaning and disinfection did not significantly reduce the microbiological burden of surfaces Reference Griffith, Cooper, Gilmore, Davies and Lewis19 or failed to reach recommended minimum cleaning and disinfection levels after cleaning. Reference Richard and Bowen15,Reference Bradley and Rodriguez16,Reference Ellis, Godwin, David, Morse, Humphries and Uslan22,Reference Matinyi, Enoch and Akia25 For example, a prospective cohort study assessing operating room turnover cleaning of 5 high-touch surfaces showed that 92% of operating rooms (via adenosine triphosphate testing) and 42% of operating rooms (via microbiological culture) had at least 1 surface that exceeded the recommended minimum cleaning and disinfection levels after cleaning. Reference Ellis, Godwin, David, Morse, Humphries and Uslan22

The SEIPS-based analysis identified 3 studies examining individual work-system factors that influenced the effectiveness of operating-room cleaning and disinfection. In a case–control study that examined the impact of patient infection status, standard operating-room turnover cleaning minimized surface contamination for both septic and nonseptic operations. Reference Balkissoon, Nayfeh, Adams, Belkoff, Riedel and Mears17 In 2 prospective cohort studies that examined the impact of surface characteristics, the initial microbiological burden of smooth surfaces (eg, side table) and vertical surfaces (eg, wall) was low and did not significantly decrease after cleaning. However, the microbiological burden of irregular surfaces (eg, anesthesia keyboards) and horizontal surfaces (eg, floor) significantly decreased, potentially exceeding the recommended minimum cleaning and disinfection levels. Reference Ellis, Godwin, David, Morse, Humphries and Uslan22,Reference Frabetti, Vandini, Balboni, Triolo and Mazzacane24

Observational studies on operating-room cleaning and disinfection compliance

Only 1 observational study examined compliance with recommended operating-room cleaning and disinfection practices (Table 3). Fluorescent gel markers were used to assess the thoroughness of terminal cleaning of 10 recommended high-touch surfaces in 71 operating rooms at 6 acute-care hospitals across the United States: primary and secondary over-table lights, primary and secondary operating-room doors, electrosurgery device control panel, anesthesia machine, anesthesia cart, operating room light switch, storage cabinet handle, and telephone. Reference Jefferson, Whelan, Dick and Carling9,Reference Lister26Reference Simsek Yavuz, Bicer and Yapici29 The overall percentage of surfaces with removed markers was low (mean, 25%; standard deviation, 15%) with wide variation across hospitals (range, 9%–50%). Work-system factors influencing operating-room cleaning and disinfection compliance were not examined.

Table 3. Observational Studies on Operating-room Cleaning and Disinfection Compliance

a P, people; T, tasks; T&T, tools and technologies; E, environment; O, organization (based on the SEIPS model Reference Carayon, Hundt and Karsh10 ).

Interventional studies to improve operating-room cleaning and disinfection

In total, 28 studies examined various interventions for improving operating-room cleaning and disinfection (Table 4). According to the SEIPS-based analysis, 20 of the 28 studies focused on tools and technologies: 12 on ultraviolet disinfection systems, Reference Armellino, Goldstein, Thomas, Walsh and Petraitis30Reference Lacourciere, Kumar and Apold41 4 on disinfectant fogging systems, Reference Lemmen, Scheithauer, Häfner, Yezli, Mohr and Otter42Reference Nakata, Ikeda and Nakatani45 2 on chemical surface disinfectants, Reference Lewis, Spencer and Rossi46,Reference Wiemken, Curran and Kelley47 and 2 on other cleaning tools. Reference Thomas, Piper and Maurer48,Reference Meunier, Fersing, Burger and Santasouk49 The remaining 8 studies investigated interventions adapting cleaning and disinfection tasks, Reference Wall, Datta and Dexter50Reference Weber, Gooch, Wood, Britt and Kraft52 implementing cleaning and disinfection audit and feedback/training systems, Reference Armellino, Dowling and Newman53Reference Parry, Sestovic, Renz, Pangan, Grant and Shah55 or targeting multiple work-system factors (ie, multifaceted interventions). Reference Gillespie, Brown, Treagus, James and Jackson56,Reference Munoz-Price, Birnbach and Lubarsky57

Table 4. Interventional Studies to Improve Operating-room Cleaning and Disinfection

Note. ATP, adenosine triphosphate; AFDU, automatic fogging disinfection unit; EVC, environmental care; FMUV, focused multivector ultraviolet; HAI, healthcare-associated infection; HPV, hydrogen peroxide vapor; OR, operating room; PX-UV, pulsed xenon-based ultraviolet; SSI, surgical-site infection; UV, ultraviolet; UVC, ultraviolet-C; UV-LED, ultraviolet light-emitting diode.

a P, people; T, tasks; T&T, tools and technologies; E, environment; O, organization (based on the SEIPS model Reference Carayon, Hundt and Karsh10 ).

Ultraviolet disinfection systems

Different ultraviolet disinfection systems were examined to improve operating-room disinfection, including pulsed xenon-based ultraviolet-C lights, Reference Casini, Tuvo and Cristina33Reference Green, Pamplin, Chafin, Murray and Yun35,Reference Simmons, Dale, Holt, Passey and Stibich38,Reference Bosco, Cevenini, Gambelli, Nante and Messina39 continuous ultraviolet-C lights, Reference Mahida, Vaughan and Boswell36 a proprietary focused multivector ultraviolet technology, Reference Armellino, Goldstein, Thomas, Walsh and Petraitis30,Reference Armellino, Walsh, Petraitis and Kowalski32 ultraviolet light-emitting diodes, Reference Jennings, Miner, Johnson, Pollet, Brady and Dennis40 low-intensity ultraviolet lights, Reference Ritter, Olberding and Malinzak37 and continuous near ultraviolet lights. Reference Murrell, Hamilton, Johnson and Spencer31 All systems were effective in reducing surface Reference Armellino, Goldstein, Thomas, Walsh and Petraitis30Reference Mahida, Vaughan and Boswell36,Reference Simmons, Dale, Holt, Passey and Stibich38Reference Jennings, Miner, Johnson, Pollet, Brady and Dennis40 and/or air Reference Green, Pamplin, Chafin, Murray and Yun35 contamination. Furthermore, Ritter et al Reference Ritter, Olberding and Malinzak37 reviewed 5,980 joint-replacement procedures performed by 1 surgeon over 19 years. The rate of deep infection (ie, infection deep to the fascia with a delay in wound healing or persistent discharge) was lower after replacing a horizontal laminar airflow system with a low-intensity ultraviolet light system. A mixed-methods study evaluated the acceptance and usefulness of a decision support tool for ultraviolet-C light use in turnover cleaning with patients under contact precautions. Reference Lacourciere, Kumar and Apold41

Disinfectant fogging systems

Two quasi-experimental studies showed that hydrogen peroxide vapor could effectively reduce the microbiological burden of different surfaces in the operating room. Reference Lemmen, Scheithauer, Häfner, Yezli, Mohr and Otter42,Reference Humayun, Qureshi, Al Roweily, Carig and Humayun44 Two other quasi-experimental studies examined the use of fogging systems with different disinfectants for operating-room disinfection. Reference Subashini, Ramakumar, Shaweez Fathima and Ananthi43,Reference Nakata, Ikeda and Nakatani45 Nakata et al Reference Nakata, Ikeda and Nakatani45 assessed the effectiveness of 4 disinfectants on various bacteria: 0.5% alkyldiaminoethylglycine, 0.2% benzalkonium chloride, 0.2% sodium hypochlorite, 0.5% glutaral. The 0.2% benzalkonium chloride and 0.5% glutaral, respectively, were the most effective in reducing general bacilli and Staphylococcus aureus on the floor. Subashini et al Reference Subashini, Ramakumar, Shaweez Fathima and Ananthi43 compared the effectiveness of fogging 2 other disinfectants: 13% formalin, mixed solution of 0.03% polyhexamethylenebiguanide hydrochloride and 0.1% didecyl dimethyl ammonium chloride. The mixed solution was more effective than the formalin solution in reducing both surface and air contamination.

Chemical surface disinfectants

Two quasi-experimental studies examined the effectiveness of manual cleaning using different disinfectant products. Lewis et al Reference Lewis, Spencer and Rossi46 examined the effectiveness of a novel antimicrobial isopropyl alcohol/organofunctional silane (IOS) solution in reducing surface contamination after terminal cleaning. Compared to non–IOS-treated sections, IOS-treated sections had a significantly lower burden of microbial contamination. Wiemken et al Reference Wiemken, Curran and Kelley47 reported that a 1-step, ready-to-use improved hydrogen peroxide cleaner-disinfectant resulted in high cleaning thoroughness and efficacy for turnover cleaning.

Other cleaning tools and technologies

In response to an outbreak of gram-negative bacteria, Thomas et al Reference Thomas, Piper and Maurer48 introduced mops with detachable, daily autoclaved heads and a reconstructed floor-scrubbing machine with a stainless-steel tank and valve connected to the brushes to improve operating-room floor cleaning and disinfection. Other actions to reduce environmental contamination included disinfecting plumbing systems, separating clean and dirty shoe covers, improving instrument sterilizing methods, and repairing dilapidated floors, doors, and windows. Tested surfaces and wounds yielding gram-negative organisms were reduced and the outbreak was resolved. In another quasi-experimental study, Meunier et al Reference Meunier, Fersing, Burger and Santasouk49 compared the effectiveness of 3 cleaning approaches (ie, conventional, bleach followed by conventional, steam) in removing blood residues on the floor. Luminol test results showed that steam cleaning was the only approach that could completely remove blood residues.

Cleaning tasks

Weber et al Reference Weber, Gooch, Wood, Britt and Kraft52 conducted an randomized controlled trial to compare 2 approaches for turnover floor cleaning and disinfection: cleaning and disinfection between each surgical procedure (control group) and cleaning and disinfection only after contaminated or septic procedures (experimental group). Surface contamination in the control group was significantly lower than in the experimental group. Another randomized controlled trial Reference Loftus, Dexter and Goodheart51 assessed the effectiveness of a multicomponent infection prevention bundle (including frequent cleaning and disinfection of anesthesia machines and monitors), which resulted in substantial reductions in perioperative Staphylococcus aureus transmission (44%) and surgical site infections (88%). The infection prevention bundle was then implemented in 23 operating rooms at a large teaching hospital; 10 months after implementation, monthly bacterial transmission monitoring results were provided to anesthesia staff to optimize compliance. A quasi-experimental study with a before-and-after design showed that the introduction of the surveillance feedback significantly reduced contamination of different sites (eg, provider hand, patient skin, environmental surfaces), Staphylococcus aureus transmission, and surgical-site infections. Reference Wall, Datta and Dexter50

Auditing with feedback and training

Three quasi-experimental studies examined the use of auditing with feedback and training to improve operating-room cleaning and disinfection. Neil et al Reference Neil, Nye and Toven54 used in-person auditing to assess surface cleanliness (eg, number of surfaces visibly contaminated with dust, blood, suture, or paper). Armellino et al Reference Armellino, Dowling and Newman53 used remote video auditing to assess cleaning protocol adherence (eg, percentage of prescribed cleaning tasks performed). Parry et al Reference Parry, Sestovic, Renz, Pangan, Grant and Shah55 used florescent gel markers to assess cleaning thoroughness (eg, percentage of florescent gel markers removed). Feedback on auditing results was provided in different formats (eg, aggregated, individualized) to multiple stakeholders (eg, environmental care staff and manager, nurse manager, infection control specialist, organizational leaders) on various schedules (eg, daily, weekly). Environmental care staff also received a variety of training, ranging from in situ education on suboptimal operating-room cleaning and disinfection Reference Neil, Nye and Toven54 to formal training with group lessons and one-on-one coaching reviewing the features of operating-room cleaning and disinfection. Reference Parry, Sestovic, Renz, Pangan, Grant and Shah55 Auditing with feedback and training reduced the number of visible contaminated surfaces by 97% Reference Neil, Nye and Toven54 and sustained cleaning compliance Reference Armellino, Dowling and Newman53 and thoroughness Reference Parry, Sestovic, Renz, Pangan, Grant and Shah55 increased to >90%. Furthermore, improvement in cleaning thoroughness was associated with a 10-year decline in overall healthcare-acquired infection rates (by 75%), surgical-site infection rates (by 55%), and rates of hospital-acquired C. difficile (by 70%). Reference Parry, Sestovic, Renz, Pangan, Grant and Shah55

Multifaceted interventions

Two quasi-experimental studies intervened on multiple work-system components to improve operating-room cleaning and disinfection. Reference Gillespie, Brown, Treagus, James and Jackson56,Reference Munoz-Price, Birnbach and Lubarsky57 Both studies implemented auditing with feedback and training. In addition, Munoz-Price et al Reference Munoz-Price, Birnbach and Lubarsky57 assigned anesthesia technologists to clean and disinfect the anesthesia machine and associated equipment between procedures and changed disinfectant from 17.2% isopropanolol to 1:10 sodium hypochloride solution; Gillespie et al Reference Gillespie, Brown, Treagus, James and Jackson56 reduced the frequency of floor mopping in the reception area, included additional areas on the cleaning schedule, and introduced microfiber and steam-cleaning technology. Munoz-Price et al Reference Munoz-Price, Birnbach and Lubarsky57 showed that removal of florescent markers and gram-negative bacilli surface contamination improved after intervention implementation. Gillespie et al Reference Gillespie, Brown, Treagus, James and Jackson56 found sustained, low, deep, orthopedic surgical-site infection rates before and after intervention implementation and anecdotally discussed the impact of the intervention on occupational health and safety and cleaning.

Quality assessment

Table 5 shows the quality assessment results of the 3 randomized controlled trials and the 6 quasi-experimental studies with nonequivalent groups design. In addition, 15 (37.5%) of the 40 studies included in this review declared a funding source: 10 had commercial funding and 5 had noncommercial funding (Table 1). Also, 7 studies receiving commercial funding investigated ultraviolet disinfection systems. Reference Armellino, Walsh, Petraitis and Kowalski32Reference Mahida, Vaughan and Boswell36,Reference Simmons, Dale, Holt, Passey and Stibich38,Reference Bosco, Cevenini, Gambelli, Nante and Messina39

Table 5. Quality Assessment Results: Risk of Bias

Note. ?, unclear risk of bias.

Discussion

Effective and reliable environmental cleaning and disinfection is critical to safe operating-room operation. We conducted a systematic scoping review summarizing the current scientific literature on operating-room cleaning and disinfection. In total, 40 studies were identified, including 11 observational studies examining the effectiveness of operating-room cleaning and disinfection, 1 observational study assessing compliance with recommended operating-room cleaning and disinfection practices, and 28 interventional studies to improve operating-room cleaning and disinfection. More studies focused on turnover cleaning (n = 19) than terminal cleaning (n = 13). Studies also focused on other cleaning and disinfection processes including initial morning preprocedure disinfection, disinfection during procedures, and continuous disinfection of the operating room. Most studies were conducted in the United States (57.5%) and were published after 2010 (82.5%).

The importance of operating-room cleaning and disinfection is widely acknowledged, but evidence on the impact of operating-room cleaning and disinfection on patient outcomes is limited and inconclusive. Only 2 randomized controlled trials Reference Loftus, Dexter and Goodheart51,Reference Weber, Gooch, Wood, Britt and Kraft52 and 6 quasi-experimental studies Reference Murrell, Hamilton, Johnson and Spencer31,Reference Green, Pamplin, Chafin, Murray and Yun35,Reference Ritter, Olberding and Malinzak37,Reference Wall, Datta and Dexter50,Reference Parry, Sestovic, Renz, Pangan, Grant and Shah55,Reference Gillespie, Brown, Treagus, James and Jackson56 examined the impact of interventions for improving operating-room cleaning and disinfection on surgical-site infections and other healthcare-acquired infections. Four studies identified a reduction in infection rates after intervention implementation, Reference Murrell, Hamilton, Johnson and Spencer31,Reference Ritter, Olberding and Malinzak37,Reference Wall, Datta and Dexter50,Reference Loftus, Dexter and Goodheart51 among which 2 implementing a multicomponent infection prevention bundle could not specify the impact of operating-room cleaning and disinfection on infection rates. Reference Wall, Datta and Dexter50,Reference Loftus, Dexter and Goodheart51 The other 4 studies either did not find a statistically significant change in infection rates before and after intervention Reference Green, Pamplin, Chafin, Murray and Yun35,Reference Weber, Gooch, Wood, Britt and Kraft52 or only anecdotally discussed the impact of interventions on infection rates. Reference Parry, Sestovic, Renz, Pangan, Grant and Shah55,Reference Gillespie, Brown, Treagus, James and Jackson56 Of 3 studies with quality assessment, 2 had high or unclear risk in 6 of 9 domains of bias. 14 Therefore, no conclusive statement could be made regarding the impact of operating-room cleaning and disinfection on patient outcomes.

Most studies focused on the assessment of cleaning and disinfection processes and outcomes. Measures used for cleaning and disinfection process assessment included cleaning thoroughness, assessed by the removal of florescent gel markers, Reference Jefferson, Whelan, Dick and Carling9,Reference Wiemken, Curran and Kelley47,Reference Meunier, Fersing, Burger and Santasouk49,Reference Parry, Sestovic, Renz, Pangan, Grant and Shah55,Reference Munoz-Price, Birnbach and Lubarsky57 and cleaning protocol adherence and duration, assessed by remote video review. Reference Armellino, Dowling and Newman53 Assessment measures used for cleaning and disinfection outcomes included microbial contamination by microbiologic culture Reference Balkissoon, Nayfeh, Adams, Belkoff, Riedel and Mears17Reference Matinyi, Enoch and Akia25,Reference Armellino, Goldstein, Thomas, Walsh and Petraitis30Reference Mahida, Vaughan and Boswell36,Reference Simmons, Dale, Holt, Passey and Stibich38Reference Jennings, Miner, Johnson, Pollet, Brady and Dennis40,Reference Lemmen, Scheithauer, Häfner, Yezli, Mohr and Otter42Reference Lewis, Spencer and Rossi46,Reference Thomas, Piper and Maurer48,Reference Weber, Gooch, Wood, Britt and Kraft52,Reference Munoz-Price, Birnbach and Lubarsky57 and cleanliness by adenosine triphosphate testing Reference Richard and Bowen15,Reference Bradley and Rodriguez16,Reference Sanna, Dallolio and Raggi1820,Reference Ellis, Godwin, David, Morse, Humphries and Uslan22,Reference Lewis, Spencer and Rossi46,Reference Wiemken, Curran and Kelley47 or visual inspection. Reference Griffith, Cooper, Gilmore, Davies and Lewis19,20,Reference Neil, Nye and Toven54 Contamination may occur on surfaces that are visibly clean and, therefore, needs to be distinguished from cleanliness. Although surface contamination plays a critical role in pathogen transmission, surface cleanliness may influence occupational safety (eg, stumbling or slipping on dirty floors) and safety culture (eg, psychological effect of spreading disorder from visual soiled surfaces to disorganized work processes). Reference Keizer, Lindenberg and Steg58

Our prior work on environmental cleaning and disinfection in inpatient settings has shown that patient room cleaning and disinfection can be influenced by various work-system factors (eg, patient and family presence, interruptions). Reference Xie, Rock and Hsu11 The SEIPS-based analysis only identified 3 studies examining the impact of work-system factors on operating-room cleaning and disinfection: 1 on patient characteristics (people) Reference Balkissoon, Nayfeh, Adams, Belkoff, Riedel and Mears17 and 2 on surface characteristics (physical environment). Reference Ellis, Godwin, David, Morse, Humphries and Uslan22,Reference Frabetti, Vandini, Balboni, Triolo and Mazzacane24 Studies on interventions for improving operating-room cleaning and disinfection also focused on intervention effectiveness with a limited description of what and how work-system challenges to operating-room cleaning and disinfection were addressed by the interventions. Most interventions addressed single work-system components. The most frequently addressed work-system component was tools and technologies (20 studies), followed by tasks (3 studies) and organization (3 studies). Only 2 studies adapted multiple work-system components to improve operating-room cleaning and disinfection.

The most studied interventions for improving operating-room cleaning and disinfection were nontouch disinfection technologies (eg, ultraviolet disinfection systems, disinfectant fogging systems), which were expected to reduce the risk of human errors and to provide a consistent level of disinfection. Studies have demonstrated the effectiveness of nontouch disinfection technologies in reducing environmental contamination. However, they can only augment traditional manual cleaning because of their limitations in removing (in)organic matters (eg, blood, dust). Reference Doll, Morgan, Anderson and Bearman59 Also, there remains a lack of understanding of the practical challenges to the use of these nontouch disinfection technologies for operating-room disinfection (eg, interruption of clinical workflow, prolonged cycle time, inadequate staff training). Hence, their application in practice has been limited. Reference Han, Pappas, Simmons, Fox, Donskey and Deshpande60

Of 40 studies, 31 included in this review were observational studies or quasi-experimental studies with pre-post or interrupted time-series designs. The scientific rigor of the 3 randomized controlled trials Reference Jennings, Miner, Johnson, Pollet, Brady and Dennis40,Reference Loftus, Dexter and Goodheart51,Reference Weber, Gooch, Wood, Britt and Kraft52 and 6 quasi-experimental studies with nonequivalent groups design Reference Armellino, Goldstein, Thomas, Walsh and Petraitis30,Reference Murrell, Hamilton, Johnson and Spencer31,Reference Lemmen, Scheithauer, Häfner, Yezli, Mohr and Otter42,Reference Subashini, Ramakumar, Shaweez Fathima and Ananthi43,Reference Lewis, Spencer and Rossi46,Reference Meunier, Fersing, Burger and Santasouk49 was low to moderate. In addition, 25 studies included in this review did not reveal their funding sources and 10 were commercially funded, which might have introduced a desirability bias.

In conclusion, this systematic scoping review summarizes the current literature on operating-room cleaning and disinfection. The included studies with diverse scopes, aims, and methods provided inconsistent evidence on the effectiveness of operating-room cleaning and disinfection. To demonstrate the importance of operating-room cleaning and disinfection, more studies are needed to examine its impact on patient (eg, prevention of surgical site infections and other healthcare-acquired infections), employee (eg, job satisfaction, fatigue, and burnout of environmental care associates), and organizational (eg, reputation and reimbursement based on healthcare-acquired infection rates) outcomes. These studies provided evidence on suboptimal compliance with recommended operating-room cleaning and disinfection practices. Future research needs to systematically examine work-system facilitators and barriers to operating-room cleaning and disinfection. Moreover, effective and sustainable interventions for improving operating-room cleaning and disinfection (eg, novel cleaning and disinfection technologies, environmental care monitoring and training programs) should consider the broader work systems. Furthermore, increased noncommercial funding is needed to support future research on operating-room cleaning and disinfection.

Acknowledgments

Opinions, findings and conclusions or recommendations expressed in this material are those of the author(s) and do not necessarily reflect the views of the Naval Sea Systems Command (NAVSEA) or the US Centers for Disease Control and Prevention.

Financial support

The US Centers for Disease Control and Prevention (CDC) funded this research. This material is based upon work supported by the Naval Sea Systems Command under Contract No. N00024-13-D-6400, Task Order NH076.

Competing interests

All authors report no conflicts of interest relevant to this article.

Footnotes

a

Authors of equal contribution.

References

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Figure 0

Figure 1. Flowchart of study search and screening.

Figure 1

Table 1. Characteristics of Studies Included in the Systematic Review

Figure 2

Table 2. Observational Studies on the Effectiveness of Operating-Room Cleaning and Disinfection

Figure 3

Table 3. Observational Studies on Operating-room Cleaning and Disinfection Compliance

Figure 4

Table 4. Interventional Studies to Improve Operating-room Cleaning and Disinfection

Figure 5

Table 5. Quality Assessment Results: Risk of Bias