Emotions can be conceived as systems that regulate actions in ways that serve a person’s concerns (Frijda, Reference Frijda1986). They establish, maintain, or disrupt individually significant relations between a person and the internal or external environment (Campos et al., Reference Campos, Camras, Lee, He and Campos2018). Understanding how emotions regulate a person’s actions in social contexts opens up a sophisticated approach to how emotions develop over the course of ontogenesis from biologically given precursor emotions to a repertoire of differentiated emotions that the developing child becomes increasingly aware of. This awareness of one’s own and others’ feelings can be seen as a prerequisite for a volitionally driven regulation of one’s own emotions. Parents play a pivotal role in this development, which can be conceptualized as a transition from comprehensive coregulation of an infant’s emotions and behaviors to increasing self-regulation of emotions and actions by the growing child. This chapter highlights these interwoven developmental trajectories and gives an overview of how parents contribute to them. The first section focuses on the development of emotions, and the second section on the development of a reflective form of emotion regulation. The third section provides an outlook on further research questions that follows from the described state-of-the-art.
7.1 Development of Emotions
7.1.1 Defining Emotions
Emotions are defined as a functional psychological system involving the interplay of several components that serve to initiate and regulate a person’s actions. These components appraise and regulate the relation between the person and their environment in the service of that person’s concerns (needs, motives, values, aims of life) (Campos et al., Reference Campos, Camras, Lee, He and Campos2018; Frijda, Reference Frijda1986). Emotions occur as episodes with a limited time span. They disappear (or change into another emotion) when an adaptive action changes the person’s relation to the environment in a way that affects the signaled concern (Shuman & Scherer, Reference Shuman, Scherer, Pekrun and Linnenbrink-Garcia2014).
The set of components that an emotion must have in order to fulfill these functions is controversial (Shuman & Scherer, Reference Shuman, Scherer, Pekrun and Linnenbrink-Garcia2014). However, most emotion theories, and especially so-called multicomponent theories of emotions (Campos et al., Reference Campos, Camras, Lee, He and Campos2018; Camras, Reference Camras2022; Frijda, Reference Frijda1986; Holodynski & Friedlmeier, Reference Holodynski and Friedlmeier2006), agree on the following components: appraisal, action readiness and expression, body reactions, and feeling.
1. Through the appraisal component, the actual or imagined situation is appraised in terms of its significance for the person’s concerns (Moors et al., Reference Moors, Ellsworth, Scherer and Frijda2013). Initial appraisal processes are involuntary and not conscious. They need to be distinguished from any (subsequent) conscious reflection on and voluntary evaluation of possible elicitors of an emotion (Engelen et al., Reference Engelen, Markowitsch, Scheve, Röttger-Rössler, Stephan, Holodynski, Vandekerckhove, Röttger-Rössler and Markowitsch2009).
2. The component of action readiness and expression comprises the motor activities that initiate the appraised urge to establish, maintain, or change the person–environment relation during an emotion episode (Frijda, Reference Frijda1986); this indicates that the emotions are regulating the actions. Action readiness relates to an instrumental use of movements to change the person–environment relation directly, for example, the readiness to flee when a situation is appraised as threatening, whereas the expression part relates to a semiotic use of movements to change the person-environment relation indirectly by appealing to the interaction partner to bring about the desired change, for example, a passerby shows an expression of fear on their face as a dog approaches, such that the dog’s owner, upon noticing the expression, feels compelled to leash their dog, which, in turn, causes the passerby’s fear to subside.
3. Body reactions comprise an interplay of (peripheral) physiological processes (e.g. blood pressure, heartbeat, breathing) as well as psycho-endocrinological reactions (e.g. cortisol secretions) that prepare the body to deal with the elicited action readiness and expressions (Norman et al., Reference Norman, Berntson and Cacioppo2014). There is, nonetheless, some controversy over whether emotions always have to be accompanied by body reactions (Lewis, Reference Lewis2011).
4. Regardless, the feeling component can be defined as the internally experienced sensations of the ongoing body reactions, action readiness, and expressions from a first-person, present-tense perspective (Damasio, Reference Damasio1994; Price & Harmon-Jones, Reference Price and Harmon-Jones2015). A feeling works as an internal monitoring device by signaling that one should either act or stop acting (Frijda, Reference Frijda1986; Scherer, Reference Scherer, Manstead, Frijda and Fischer2004). Longstanding controversy exists over the significance of this component and, in particular, over how it relates to the other components (Russell, Reference Russell2014).
7.1.2 Trajectories of Emotional Development
The development of emotions has been conceptualized in very different ways ranging from evolutionary (e.g. Izard, Reference Izard2009) to functionalist (e.g. Campos et al., Reference Campos, Camras, Lee, He and Campos2018), and from dynamic-system theories (e.g. Camras, Reference Camras2022) to sociocultural theories (Holodynski & Friedlmeier, Reference Holodynski, Friedlmeier and Valsiner2012). A closer look at the course of emotional development reveals at least three overarching developmental trajectories: the differentiation of emotion qualities, a shift from coregulation to self-regulation, and an increasing awareness of one’s own emotions. For all trajectories, parents play a pivotal role in how children manage these tasks.
7.1.2.1 Differentiation of Emotion Qualities
Development starts from a restricted set of so-called precursor emotions (Sroufe, Reference Sroufe1996) and differentiates into a set of culturally reshaped emotions in children, adolescents, and adults. Beyond the ongoing discussions between functionalistic and discrete emotion theorists, who debate the emotions with which newborns are equipped, five emotional reaction patterns have been identified in newborns according to the coincidence of elicitors and expressions. These are distress, disgust, interest, endogenous pleasure, and fright. At the age of 2 to 3 years, about 15 emotion qualities are differentiated, according to the elicitors, inferred appraisal patterns, and perceivable expressions (Camras, Reference Camras2022; Holodynski & Seeger, Reference Holodynski and Seeger2019; Sroufe, Reference Sroufe1996). These emotion qualities are joy, amusement, affection, distress, frustration and anger, fear, disgust, interest, surprise, jealousy, and embarrassment as well as the moral emotions of pride, shame, guilt, and compassion that enable children to consider the concerns of others in their own actions long before they are capable of metacognitive perspective taking.
7.1.2.2 From Coregulation to Self-Regulation by Emotions
This developmental trajectory deals with the question of whose actions are regulated by an elicited emotion. Emotional development can be described as a shift in the way emotions regulate subsequent actions during an emotion episode, namely from comprehensive coregulation by parents to self-regulation of actions by emotions in older children (Holodynski & Friedlmeier, Reference Holodynski and Friedlmeier2006). As Sroufe (Reference Sroufe1996, p. 151) puts it, “In fact, the general course of emotional development may be described as movement from dyadic regulation to self-regulation of emotion. Moreover, dyadic regulation represents a prototype for self-regulation; the roots of individual differences in the self-regulation of emotion lie within the distinctive patterns of dyadic regulation.”
In infants, the main function of emotions is to regulate the actions of their parents by the expression of emotions. A cry expressing distress does not lead an infant to engage in any actions. Instead, it is directed toward influencing their parent’s mind and leads them to perform the necessary action to satisfy the infant’s need, which will stop the infant’s crying.
Alongside the aforementioned differentiation of emotions, children learn a variety of actions in their first years of life that enable them to autonomously satisfy some of their concerns and needs signaled via their emotions, such as fetching things for themselves, handling everyday objects and extending their range of mobility. As a consequence, by the age of 3, they can already carry out a number of need-serving actions by themselves, making them less dependent on vicarious regulation by their caregivers.
Children need to learn to address their emotions as signaled by expressions not only so that their caregivers respond, for example by comforting them when they are sad, but also so they can use their emotional feelings and expressions acquired during coregulation for their own self-regulation. They should start using their feelings as an appeal to the self to carry out the necessary actions alone, for example by comforting themselves when they are sad. This transition to self-regulation of actions by emotions is a very lengthy process extending across the entire preschool age and into the elementary school age (Holodynski & Friedlmeier, Reference Holodynski and Friedlmeier2006).
7.1.2.3 From Unreflective to Reflective Emotions
Feeling an ongoing emotion from a first-person, present-tense perspective is not the same as being aware that one is currently feeling an emotion. For example, a person in a life-threatening situation may feel an overwhelming urge to run away. However, only during a short rest in a hiding place may the person become aware that what they are feeling is fear. Fogel (Reference Fogel2009) labels the former state of feelings as embodied self-awareness and the latter state of mediated feelings as conceptual self-awareness, because, in the latter scenario, the protagonist can label their feelings and can describe them with gestures and words. Lambie (Reference Lambie2009) also differentiates in a similar fashion between so-called unreflective and reflective emotions.
Conceptual self-awareness is not innate. It develops during early childhood and is a necessary prerequisite for becoming able to regulate one’s own emotions volitionally (Holodynski, Reference Holodynski, Gebauer, Holodynski, Koelsch and von Scheve2017; Holodynski & Seeger, Reference Holodynski and Seeger2019). One of the pivotal characteristics of emotions is that they are felt as involuntarily happening to the person and are accompanied by a strong urge to act (or to withdraw from acting) (Frijda, Reference Frijda1986). Controlling this (emotional) urge to act requires the ability to psychologically distance, such that one can acknowledge “I am currently in an emotional state and can thereby reflect on possible alternatives to the strong impulse to take action provided by the emotion I feel.” In their Affective Social Competence Model, Halberstadt and colleagues (Reference Halberstadt, Denham and Dunsmore2001) describe four levels of such an ability: (1) the protagonist becomes aware that they are feeling something like an emotion; (2) they can label the felt emotion and its elicitor; (3) they fully understand its significance in the given context and the possibility of regulating their feelings and/or expressions; and (4) they can choose emotion regulation strategies for regulating their emotion appropriately. An even more highly developed ability is the ability to anticipate which emotion may be elicited in a forthcoming situation in order to decide how to regulate the emotion in advance, which is much easier than regulating an already elicited emotion. Gross and Thompson (Reference Gross, Thompson and Gross2007) label this type of regulation as situation selection and modification.
Becoming aware of one’s feelings and labeling them is a challenging task (Gebauer, Reference Gebauer2012; Lambie, Reference Lambie2009). At first glance, it seems similar to perceiving and labeling a property of an object. For example, one can say, “this dog is black” because of its evident color or “this person is happy” because of the smile on their face. However, this kind of labeling does not apply to the subjective state of a feeling, which is, by definition, a sensation that is accessible only to the person experiencing it and nobody else (Gebauer, Reference Gebauer2012). Therefore, a first challenge for parents and a child is to refer an emotion term to a mental state, the child’s feeling, that cannot be observed from the outside. A second challenge is that children can observe their parents’ emotional expressions and corresponding antecedents and consequences but cannot observe their parents’ feelings. During their own emotional episodes, children may experience many subjective sensations but are not yet able to link these sensations to an image of how these sensations may look from the outside in the form of perceivable expressions, which is especially the case for facial expressions. Therefore, for a child to assign a word or an expression to a subjective feeling and not just to an expression, this requires that they already have the ability in question: being aware of one’s feelings.
How can children acquire the ability of becoming conceptually aware of their embodied feelings? Emotional expressions can serve as an interface between embodied and conceptual feelings, as postulated in so-called feedback theories of emotions. These theories have a long but also controversial tradition in psychology (Russell, Reference Russell2014). The core idea is that a perceivable expression is the connecting link that is represented as a subjective sensation for the sender (the feeling component) but also as a perceivable expressive behavior for the receiver (Holodynski, Reference Holodynski, Gebauer, Holodynski, Koelsch and von Scheve2017; Holodynski & Seeger, Reference Holodynski and Seeger2019). An important task of parents during early infant–caregiver interactions is to help their child grasp this relationship between feeling and expression and establish a mode of mutual reassurance by referring to feelings via expression signs. Gergely (Reference Gergely, Mayes, Fonagy and Target2007) has formulated a social biofeedback theory of parental affect mirroring that shows how this task can be solved; Stern (Reference Stern1985) called it affect attunement.
By observing infant–caregiver interactions in Western samples, both Gergely (Reference Gergely, Mayes, Fonagy and Target2007) and Stern (Reference Stern1985) found that caregivers intuitively mirror their infants’ emotion-specific expressions in their own expressions. They do this using conventionalized, succinct expression signs that are marked clearly through exaggeration and repetition, which makes it possible to distinguish between when a caregiver is mirroring the child’s emotion and when the caregiver is showing a genuine emotion. This mirroring process provides children with a perceivable expression in others of the sensations they are currently feeling through their emotion in themselves. Because young children are capable of grasping contingencies in their flow of experiences, they learn that their parents are referring to their feeling when mirroring their expression, given sensitive parents who mirror their child’s expression appropriately. Fonagy et al. (Reference Fonagy, Gergely, Jurist and Target2002) refer to this competence, called mentalization, as the capacity to ascribe and understand the mental states of others and of oneself (Midgley et al., Reference Midgley, Ensink, Lindqvist, Malberg, Muller, Midgley, Ensink, Lindqvist, Malberg and Muller2017).
At least for mothers in Western cultures, affect attunement is often observed during everyday mother-infant interactions with 2- to 12-month-olds (Jonsson & Clinton, Reference Jonsson and Clinton2006). Infants from 10 months onward begin to understand the mirrored expressions as symbols that refer to their own corresponding feeling state. However, this understanding initially works only on the level of exchanging expressions. In a subsequent developmental task, children begin to assign words to feelings via expressions and begin to understand elicitors, consequences, and the social dynamic of an ongoing emotion episode; in turn, they acquire all three ability levels of full-blown reflective emotions (Álvarez et al., Reference Álvarez, Lázaro, Gordo, Elejalde and Pampliega2022; Holodynski, Reference Holodynski, Gebauer, Holodynski, Koelsch and von Scheve2017, Itakura et al., Reference Itakura, Moriguchi, Morita, Watanabe and Kuczaj2013). In recent studies, reflective functioning has also been conceptualized to involve parents’ references to their children’s mental states in their sensitive affective and behavioral responses to their children’s needs and demands (Camoirano, Reference Camoirano2017; Slade, Reference Slade2005).
7.1.3 Differential Impact of Parents on the Development of Emotions
For all three aforementioned developmental trajectories, parents play a pivotal role in supporting their children in mastering these developmental tasks (Morris et al., Reference Morris, Silk, Steinberg, Myers and Robinson2007). This is because children’s emotions develop in a social context that is mainly preselected and shaped by their caregivers, especially their parents, in their first years of life. Parents interpret their children’s emotional reactions against the background of both their cultural and their individual child-rearing attitudes. Different child-rearing attitudes are related to different child-rearing practices that result in different impacts on children’s development of emotions (Holodynski & Friedlmeier, Reference Holodynski, Friedlmeier and Valsiner2012; Röttger-Rössler et al., Reference Röttger-Rössler, Scheidecker, Jung and Holodynski2013).
Three interrelated parental strategies can be identified that shape the actions and expressions of children in a given context. Whether this shaping contributes to a more functional or dysfunctional development seems to depend mainly on parental sensitivity, at least in Western cultures (Mesman et al., Reference Mesman, Minter, Angnged, Cissé, Salali and Migliano2018), with parental sensitivity being defined as a caregiver’s ability to perceive and infer the meaning behind the infant’s behavioral and expressive signals and to respond to these promptly and appropriately. In the long run, differential parental child-rearing practices lead to both cultural and individual pathways of emotion differentiation (e.g. Kärtner et al., Reference Kärtner, Holodynski and Wörmann2013; Keller et al., Reference Keller, Bard, Morelli, Chaudhary, Vicedo, Rosabal‐Coto, Scheidecker, Murray and Gottlieb2018).
7.1.3.1 Preselection of Contexts
Parents preselect the contexts in which their infants and children grow up, which enables and restricts their modes of experience. For example, when parents strongly encourage their infants to have face-to-face interactions and provide opportunities for object manipulation and exploration, as many parents in Western cultures do, they enable their infants’ early experiences of self-efficacy, resulting in joy, but such interactions may also result in infants experiencing a loss of self-efficacy, resulting in frustration. In contrast, when parents favor a rather calm child, as they do in rural Nso in Cameroon or rural Bara in Madagascar, for example, they restrict infants from exciting exploration but enable close body contact and often feeding; this satisfies their infants’ needs, making it unnecessary for them to show distress through distress expressions (Kärtner et al., Reference Kärtner, Holodynski and Wörmann2013).
7.1.3.2 Mirroring Children’s Expressions and Reflective Functioning
Sensitive parents often model and mirror their children’s expressions from an early age. This provides the child with an image of what their inferred feeling looks like. This affect mirroring is not a mere copying of the child’s expression but a succinct, conventionalized pattern of emotion expression that is being assigned to the child. One result of this affect mirroring is that the child’s expressions are shaped toward more synchronized and conventionalized expression signs for the inferred emotion. A second result is that the child can match their actual feeling of an emotion to the corresponding expression of what their feeling looks like (Álvarez et al., Reference Álvarez, Lázaro, Gordo, Elejalde and Pampliega2022). In her review of empirical studies, Camoirano (Reference Camoirano2017) summarized that maternal reflective functioning correlates with quality of caregiving (even in clinical samples), correlates with children’s own reflective functioning and promotes children’s understanding of emotions and their emotional self-regulation. Low maternal reflective functioning was correlated with impairments in emotion regulation and children’s externalizing behaviors.
7.1.3.3 Modeling
Children learn the elicitors of emotions not only through their own experiences but also through observing and imitating their parents’ emotional expressions, especially when confronted with new or ambiguous objects, people or situations. From the age of 10 months onward, children start using the signaled conventionalized expressions of their parents as social referencing for how to feel toward ambiguous elicitors (Vandivier & Hertenstein, Reference Vandivier, Hertenstein, Mohiyeddini, Eysenck and Bauer2013); this is especially the case for elicitors of fear (e.g. de Rosnay et al., Reference de Rosnay, Cooper, Tsigaras and Murray2006).
Taken together, infants’ precursor emotions develop into fully functioning emotions. Parents support this development by appropriately interpreting their infant’s expressions and body reactions, mirroring them in their own expressions in the form of succinct expression displays, and responding promptly with actions that meet their child’s signaled needs. Hence, emotional development and processing in infants are initially shared between the child and caregiver. Starting with coregulation initiated by the caregiver, the infant develops an increasingly autonomous regulation of their actions by their own elicited emotions.
7.2 Development of a Reflective Form of Emotion Regulation
7.2.1 Relation between Emotion and Emotion Regulation
The aforementioned shift from coregulation to self-regulation is also related to the emergence of a reflective form of regulating one’s own emotions by volitionally applying emotion regulation strategies. This regulation of emotions is called emotion regulation and can be defined in line with Thompson (Reference Thompson1994, pp. 27–28) as “extrinsic and intrinsic processes responsible for monitoring, evaluating, and modifying emotional reactions, especially their intensive and temporal features, to accomplish one’s goal.”
The concept of emotion regulation has been defined in multiple ways. In a broader sense, every action associated with the modification of emotions could be seen as emotion regulation (Thompson, Reference Thompson1994). However, from a developmental perspective, we find it critically important to distinguish regulation by emotion from regulation of emotion (Gross & Thompson Reference Gross, Thompson and Gross2007; Holodynski et al., Reference Holodynski, Seeger, Kortas-Hartmann, Wörmann, Barrett, Fox, Morgan, Fidler and Daunhauer2013). Both constitute developmental achievements during children’s development, but they occur at different ages. Regulation by an emotion refers to an action readiness that is inherent to the emotion itself (Frijda, Reference Frijda1986), for example, the avoidance of gaze in situations of (social) overstimulation or fleeing in situations of fear. This process develops relatively early in ontogenesis (Holodynski & Friedlmeier, Reference Holodynski and Friedlmeier2006). By contrast, regulation of an emotion refers to situations that arise when the individual first experiences an emotion and then tries to regulate it, for example, they avoid looking at an attractive gift in a situation that requires delaying gratification. Thus, the emotion and its associated action readiness are no longer the motivating force of behavior but are the target process that becomes regulated. In this case, emotion regulation is based on the volitional inhibition or modification of an elicited emotion so that the dominant action readiness of an emotion is not enacted but replaced by a subdominant behavioral alternative (Campos et al., Reference Campos, Frankel and Camras2004). In the following discussion, this process is referred to as reflective emotion regulation (Holodynski et al., Reference Holodynski, Seeger, Kortas-Hartmann, Wörmann, Barrett, Fox, Morgan, Fidler and Daunhauer2013).
7.2.2 Emotional Awareness and Acquisition of Emotion Regulation Strategies
The acquisition of a reflective mode of emotion regulation is an endeavor that takes one’s whole childhood and consists of at least two intertwined abilities: (1) transitioning unreflective emotions into reflective emotions, that is, becoming aware of one’s own and others’ emotions and (2) acquiring emotion regulation strategies and using them appropriately. Most recent parental intervention programs, such as Tuning in to Kids, Parent–Child Interaction Therapy-Emotion Development and Emotion Enhanced Triple P, address both abilities (but in slightly different terms) with empirically confirmed success, especially concerning improved parenting behavior (England-Mason & Gonzalez, Reference England-Mason and Gonzalez2020).
7.2.2.1 Transitioning Unreflective Emotions into Reflective Emotions
The ability to perform this transition has been already described in Section 7.1.2, Trajectories of Emotional Development. Becoming aware of a currently felt emotion and understanding its relational meaning in the specific context enables children to psychologically distance themselves from the spontaneous action readiness of the felt emotion; this distancing facilitates the selection and application of an appropriate regulation strategy. However, only a few intervention programs explicitly mention the strategy of affect mirroring as a first step in triggering emotional awareness (Silkenbeumer et al., Reference Silkenbeumer, Schiller, Holodynski and Kärtner2016). Most of them start with the second step, labeling, exploring, and validating the inferred feeling of the child, which is suitable only when the child is already aware of their feelings (England-Mason & Gonzalez, Reference England-Mason and Gonzalez2020; Gottman et al., Reference Gottman, Katz and Hooven1997).
7.2.2.2 Acquiring Emotion Regulation Strategies
Gross and Thompson (Reference Gross, Thompson and Gross2007) distinguish four classes of regulation strategies: distraction, reappraisal, soothing, and response modulation. These strategies have their primary impact at different points in the emotion-generative process, but any of these strategies can lead to the desired behavioral outcome, that is, effective emotion regulation. For instance, whereas distraction strategies shift the focus to a new event that establishes a new line of consecutive emotion-generative processes (e.g. appraisal, action readiness, feeling) resulting in a different emotion, response modulation strategies directly operate on the level of the behavioral inclination and either inhibit the impulse or transform it to an appropriate response.
During the preschool years, children establish an increasing repertoire of effective emotion regulation strategies. Early in the second year, a significant developmental achievement can be seen in social referencing and the self-initiation of interpersonal regulation. Hence, an intentional search for social support is considered a rudimentary form of self-regulation. During the second and third years, there is a transition from using passive to more active strategies of emotion regulation, and, as a consequence, the two first truly self-initiated strategies emerge, namely distracting oneself from emotion-eliciting events and self-soothing (Bridges & Grolnick, Reference Bridges, Grolnick and Eisenberg1995; Calkins & Hill, Reference Calkins, Hill and Gross2007; Spinrad et al., Reference Spinrad, Stifter, Donelan-McCall and Turner2004).
During preschool years, children learn advanced forms of mentalizing (Matthews et al., Reference Matthews, Biney and Abbot-Smith2018) and self-distancing (Grenell et al., Reference Grenell, Prager, Schaefer, Kross, Duckworth and Carlson2019) that enables them to become aware of their emotional and motivational action readiness and to inhibit and modify them by applying a regulation strategy on them. The latter ability is also called “hot executive functions” because they are directed to emotional and motivational action readiness and their volitional inhibition and modification in contrast to “cool executive functions” that are directed to thoughts and actions and their volitional inhibition and modification (Zelazo et al., Reference Zelazo, Qu, Müller, Schneider, Schumann-Hengsteler and Sodian2005). Together with further sociocognitive achievements, such as normative development that enables thinking based on rules and social norms (Rakoczy & Schmidt, Reference Rakoczy and Schmidt2013), children refine their skills to modulate emotionally triggered behavioral inclinations, and they acquire increasingly complex cognitive regulation strategies, such as reappraisal strategies, that allow them to satisfy their motives in socially coordinated and accepted ways. Regulation of behavior and emotions that are disapproved of can also be achieved by acquiring and eliciting moral emotions such as compassion, shame, and guilt, which trigger a strong readiness to override the ostracized behavior (Hofmann & Doan, Reference Hofmann, Doan, Hofmann and Doan2018).
The acquisition of emotion regulation strategies can also be described as a shift from coregulation to self-regulation, as was already stated for the action regulating function of emotions. The internalization model of reflective emotion regulation addresses the gradual transition that occurs as a child acquires increasingly self-regulated levels of emotion regulation (Silkenbeumer et al., Reference Silkenbeumer, Schiller, Holodynski and Kärtner2016, Reference Silkenbeumer, Schiller and Kärtner2018). During infancy and early childhood, parents’ and other caregivers’ focus is primarily on coregulation by their child’s emotions, that is, they interpret their child’s emotion expressions as appeals to carry out suitable actions on behalf of the child. However, as children grow older, parents increasingly start to apply coregulation of their child’s emotions, as defined previously, when they use distraction or soothing strategies when the intended action would be infeasible or inappropriate, for example, when a young child starts crying because their father prevents them from picking up a sharp knife, as it would be inappropriate to let the child have the knife. In social interaction, parents introduce culturally generated emotion regulation strategies that, in the course of development, their child can adopt and internalize as mental functions.
The internalization model of reflective emotion regulation (Silkenbeumer et al., Reference Silkenbeumer, Schiller, Holodynski and Kärtner2016) postulates three different levels that specify the strategies used by parents and the implications that these levels have for child development (see also Figure 7.1).
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Figure 7.1 The internalization model of reflective emotion regulation
At Level 1 (substitutional emotion regulation), parents adopt all components of reflective emotion regulation. Thus, it is the parent who becomes aware of their child’s emotion by mirroring it, understands its significance and decides whether and how an emotion needs to be regulated, and does so where necessary, for example, by soothing or distracting the child.
At Level 2 (specific prompts), parents start prompting the child to carry out simple actions that enable a modification of the emotion in question. More specifically, coregulation is characterized by providing specific prompts that the child should follow. This might, for example, be an instruction to follow a specific rule (e.g. to take turns), to take a deep breath, or to play with the building blocks instead of the ball. This level of coregulation helps the child to establish a basic repertoire of effective behavioral routines to regulate emotions. Children can adopt the used strategy, the verbal instructions, into their repertoire by instructing themselves how to behave in order to regulate an elicited emotion.
At Level 3 (metacognitive prompts), caregivers use metacognitive prompts that leave the generation, selection, and application of strategies to the child: more specifically, caregivers prompt the child either to choose from a set of alternative appraisals or responses and execute the self-chosen alternative or to generate alternative appraisals or behavioral responses. This level of coregulation supports the child in flexibly exploring and evaluating alternative regulation strategies and in choosing and executing a specific regulation strategy from a set of possible responses.
Through these different levels of coregulation, children regulate emotions in increasingly self-regulated ways: they become aware of their inner feeling states (starting at Level 1), they establish a repertoire of effective strategies to regulate emotions (starting at Level 2), and they start to generate alternative strategies and select and enact one of these alternatives (starting at Level 3). Unlike other approaches (e.g. Crick & Dodge, Reference Crick and Dodge1994; Lemerise & Arsenio, Reference Lemerise and Arsenio2000), this model postulates a formative phase in which self-regulation is critically constituted by the way in which caregivers coregulate emotionally challenging episodes.
7.2.3 Parents’ Influences on the Development of Coregulation
Both correlational and intervention studies support the claims of the internalization model of reflective emotion regulation. For instance, a gradual transition occurs from parents to their child regarding who initiates emotion regulation, and parents’ coregulation decreases as children acquire the necessary skills for self-regulation (Grolnick et al., Reference Grolnick, Kurowski, McMenamy, Rivkin and Bridges1998; Holodynski & Friedlmeier, Reference Holodynski and Friedlmeier2006). Although parents initially adopt distraction and soothing strategies, children increasingly apply these strategies themselves (Bridges & Grolnick, Reference Bridges, Grolnick and Eisenberg1995; Sroufe, Reference Sroufe1996). Furthermore, evidence suggests that a shift occurs from more substitutional strategies that are typically provided at Level 1 or 2 (e.g. distraction, soothing) to more instructive and reflective ways of coregulation that are provided at Level 2 or 3 (e.g. prompts for reappraisal or response modulation). Importantly, these age-dependent changes support children’s emotion regulation competence concurrently and prospectively (Morris et al., Reference Morris, Silk, Morris, Steinberg, Aucoin and Keyes2011; Putnam et al., Reference Putnam, Spritz and Stifter2002).
Following a transactional approach, Silkenbeumer et al. (Reference Silkenbeumer, Schiller and Kärtner2018, Reference Silkenbeumer, Lüken, Holodynski and Kärtner2022) showed that, first, caregivers’ (i.e. preschool teachers’) coregulation was sensitive to children’s developmental status. More specifically, the likelihood of coregulation decreased across the preschool years, and caregivers more often coregulated using metacognitive prompts when children had higher levels of socioemotional competence. Furthermore, caregivers were more likely to use distraction, reappraisal, and soothing strategies when children were sad, whereas they were more likely to apply response modulation strategies when children were angry (Silkenbeumer et al., Reference Silkenbeumer, Lüken, Holodynski and Kärtner2022). Second, the findings suggest that children were more likely to carry out a specific strategy successfully when this strategy was prompted by their caregiver and, for older children, when caregivers used metacognitive prompts (Silkenbeumer et al., Reference Silkenbeumer, Schiller and Kärtner2018, Reference Silkenbeumer, Lüken, Holodynski and Kärtner2022).
For parents, converging evidence from correlational studies (for a meta-analysis, see Zinsser et al., Reference Zinsser, Gordon and Jiang2021), intervention studies (for a review, see England-Mason & Gonzalez, Reference England-Mason and Gonzalez2020) and experimental studies (e.g. Loop & Roskam, Reference Loop and Roskam2016) indicates that parents’ coregulation can be improved and has immediate and long-term effects on children’s effective emotion regulation.
7.3 Outlook
The aim of this chapter was to embed the development of emotion and emotion regulation in a broader sociocultural context by emphasizing the constitutive role of culturally saturated social interaction between caregivers and their children. At the same time, the proposed models are normative in that they clearly focus on children’s explicit emotional awareness and reflective, rational forms of emotion regulation, which is a specific approach to emotion regulation that characterizes Western cultures (Kärtner et al., Reference Kärtner, Holodynski and Wörmann2013; Keller & Kärtner, Reference Keller, Kärtner, Gelfand, Chiu and Hong2013). As outlined in this chapter, becoming aware of feelings is fostered through specific parenting strategies in the coregulation of children’s emotions, especially affect mirroring, modeling, labeling, and validating children’s emotions. Later in development, caregivers help children to build an increasingly complex repertoire of regulation strategies by supporting emotion regulation at different levels through the provision of specific and, when appropriate, metacognitive prompts. Most of the recent parental intervention programs mentioned here consider one or more of these prerequisites. Based on this framework, we highlight three important directions for future research.
7.3.1 Developing Measures of Emerging Emotional Awareness
Although the theories on the early emergence of emotional awareness are well established, direct measures of emotional awareness mainly rely on self-report, that is, the labeling by the subject of their own emotions, or emotional awareness is inferred indirectly from the labeling of others’ emotions (which similarly depends on advanced language development) or from other downstream developmental attainments such as successful emotion regulation. In order to better document the developmental emergence of emotional awareness and to test the relation between emotional awareness and emotion regulation more directly, the construction of methods beyond verbal self-reports is needed to assess emotional awareness in young children. One promising approach is measures that are based on the action readiness of the elicited emotion. For instance, in the study by Kortas-Hartmann (Reference Kortas-Hartmann2013), children’s feelings of pride that prototypically lead to a stretching of the body with raised arms were translated into an upward movement of a marker on a vertical scale (in the study, a 1 m scale was used). The more intense the child’s sensation of stretching and raising arms, the higher up the scale the marker moved. The opposite movement was used for signaling the intensity of disappointment, corresponding to a collapsing of the body and a downward movement of the marker on the vertical one-meter scale. These nonverbal measures correlated with the valence and intensity of a pride elicitor resulting in an upward movement of the marker and of a disappointment elicitor resulting in a downward movement of the marker, as well as with the intensity of displayed expressions (Kortas-Hartmann, Reference Kortas-Hartmann2013).
7.3.2 Probing the Function of Affect Mirroring across Childhood
Although affect mirroring is a key concept of emotion development during infancy, its role during childhood needs to be further analyzed. Although most concepts and programs (e.g. the emotion coaching of Gottman et al., Reference Gottman, Katz and Hooven1997 or Havighurst et al., Reference Havighurst, Wilson, Harley and Prior2009) mainly rely on labeling, exploring, and validating children’s emotions, we propose that mirroring children’s affect retains an important function beyond infancy, and maybe even beyond childhood: it creates a closer connection with others, signals acceptance, and catalyzes awareness of others’ emotions. First evidence for such a function is provided by Silkenbeumer et al. (Reference Silkenbeumer, Lüken, Holodynski and Kärtner2022), showing that preschool teachers’ initial mirroring of their children’s emotion helps them to show self-regulation in emotionally challenging episodes that occur during natural observation. Beyond replication, it would be promising to provide experimental support for the function of affect mirroring for children’s emotion regulation.
7.3.3 Complementing Reflective Emotion Regulation with Regulation by Moral Emotions
The first two perspectives for future research are situated within the framework elaborated here; the third perspective aims at complementing the ideal of reflective emotion regulation with other mechanisms supporting socially appropriate experience and behavior. Although reflective forms of emotion regulation are often emphasized in parental training programs as the “royal road” to regulating inappropriate emotional reactions, inappropriate reactions can also be regulated by moral emotions such as shame or guilt. These emotions can be elicited through reappraisal strategies. In fact, these coregulation strategies occur across cultures, but are evaluated very differently: although they are typically associated with an emotion-dismissive meta-emotion philosophy in Western culture, they are evaluated very positively in other cultures (Quinn, Reference Quinn2005; Röttger-Rössler et al., Reference Röttger-Rössler, Scheidecker, Jung and Holodynski2013, Reference Röttger-Rössler, Funk, Scheidecker and Holodynski2015). The framework elaborated here clearly leans toward a normative perspective on the self (i.e. mirroring and validating disruptive emotions such as anger as well as self-enhancing emotions such as pride, but minimizing emotions that may harm children’s self-esteem such as shame; see, for instance, Miller et al., Reference Miller, Wiley, Fung and Liang1997). However, an interesting perspective lies in synthesizing these approaches and elaborating the healthy function of regulating moral emotions (e.g. guilt and shame) within this framework.
Though many questions remain about the specific ways in which emotion regulatory processes function in the context of relationships across the life span (Zaki & Williams, Reference Zaki and Williams2013), it is well understood that emotion regulation is prominently socialized with caregivers, in the context of children’s first relationships (Diaz & Eisenberg, Reference Diaz and Eisenberg2015; Kiel & Kalomiris, Reference Kiel and Kalomiris2015; Murray et al., Reference Murray, Rosanbalm, Christopoulos and Meyer2019). From birth through adolescence, parents play a critical role in supporting children’s development of their intrinsic capacity to regulate their own emotions (Dozier et al., Reference Dozier, Roben, Caron, Hoye and Bernard2018; Gianino & Tronick, Reference Gianino, Tronick, Field, McCabe and Schneiderman1988; Hofer, Reference Hofer1994; Katz & Hunter, Reference Katz and Hunter2007; Pratt et al., Reference Pratt, Singer, Kanat-Maymon and Feldman2015), and the impact of this socialization is profound (Tan et al., Reference Tan, Oppenheimer, Ladouceur, Butterfield and Silk2020). The ability to regulate one’s emotions effectively has been found to buffer individuals from developing psychopathology later in life (e.g. Kim & Cicchetti, Reference Kim and Cicchetti2010), and, conversely, emotion regulation difficulties in childhood are associated with behavioral problems across the life span (e.g. Halligan et al., Reference Halligan, Cooper, Fearon, Wheeler, Crosby and Murray2013).
Children undergo a dramatic shift from full reliance on parents for external regulation in infancy to the intrinsic capacity for self-regulation later in development (Grolnick et al., Reference Grolnick, McMenamy, Kurowski, Balter and Tamis-LeMonda2006; Thompson & Goodman, Reference Thompson, Goodman, Kring and Sloan2010). Paralleling this shift, the nature of parents’ specific role in scaffolding children’s emotion regulation also shifts as children mature (see Gee & Cohodes, Reference Gee and Cohodes2021). Despite the dynamic nature of parental assistance with children’s emotion regulation, across development and even into adulthood, parents consistently exert a powerful influence on children’s socioemotional development via both implicit and explicit efforts to teach children to identify, express, and regulate emotions (Saarni, Reference Saarni1999).
In this chapter, we employ a neurobehavioral lens to focus on parental assistance with children’s emotion regulation as a key construct of parental emotion socialization. We begin by grounding our understanding of the critical role of parents in assisting children in regulating emotions in the cross-species literature delineating the neurobiological underpinnings of parental involvement in children’s emotion regulation. With this framework in place, we next review the current literature on parental assistance with children’s emotions – with a focus on Gottman’s meta-emotion philosophy – and review associations between parental beliefs about the optimal role of parents in assisting children in regulating their emotions – at the non-strategy-specific level – and children’s developmental outcomes. Third, we discuss the importance of a new line of research focused on assessing parental assistance with children’s emotion regulation at the strategy-specific level and review recent advances in the measurement of this construct. Finally, we discuss future directions in the study of parental assistance with children’s emotion regulation, with an emphasis on the development of additional and more varied measurement tools, establishment of normative trajectories of parental assistance with children’s execution of specific strategies, and investigation of neurobiological bases of parental assistance with child emotion regulation – at the strategy-specific level – across development.
8.1 Neurobiological Bases of Parental Assistance with Children’s Emotion Regulation
Humans have evolved to expect the presence of a predictable, safe, and supportive caregiver, and decades of research have demonstrated the importance of such relationships early in life in supporting children’s healthy socioemotional (for a review, see Gee & Cohodes, Reference Gee and Cohodes2021), cognitive, and behavioral development (Ellis et al., Reference Ellis, Figueredo, Brumbach and Schlomer2009; Gee, Reference Gee2020; Glynn & Baram, Reference Glynn and Baram2019; Mason et al., Reference Mason, Goldstein and Schwade2019; Tottenham, Reference Tottenham2012). Burgeoning cross-species evidence suggests that caregivers directly affect children’s emotional development by influencing the neurobiological systems that govern emotion regulation (Callaghan et al., Reference Callaghan, Gee, Gabard-Durnam, Telzer, Humphreys, Goff, Shapiro, Flannery, Lumian, Fareri, Caldera and Tottenham2019; Callaghan & Tottenham, Reference Callaghan and Tottenham2016; Gee, Reference Gee2016; Gee et al., Reference Gee, Gabard-Durnam, Telzer, Humphreys, Goff, Shapiro, Flannery, Lumian, Fareri, Caldera and Tottenham2014; Gunnar & Donzella, Reference Gunnar and Donzella2002; Hostinar et al., Reference Hostinar, Johnson and Gunnar2015; Tottenham, Reference Tottenham2015). Corticolimbic circuitry, specifically the amygdala, involved in detecting emotionally salient stimuli in the environment; the hippocampus, a structure central to learning and memory; and the medial prefrontal cortex (mPFC), which is implicated in regulating amygdala reactivity, may be particularly susceptible to caregiving influences. Specifically, the presence of a caregiver has been shown to both reduce hypothalamic-pituitary-adrenal axis activity by suppressing cortisol activity (Hostinar et al., Reference Hostinar, Sullivan and Gunnar2014) and to modulate mPFC-amygdala connectivity such that amygdala reactivity to emotionally-valenced stimuli is suppressed in the presence of a caregiver (Gee et al., Reference Gee, Gabard-Durnam, Telzer, Humphreys, Goff, Shapiro, Flannery, Lumian, Fareri, Caldera and Tottenham2014). These results echo findings from the animal literature that caregiver presence suppresses corticosterone and amygdala activity in rodent pups (Moriceau & Sullivan, Reference Moriceau and Sullivan2006) and, together, set up the basis of our understanding of the salient biological influence of caregiver presence on the capacity for self-regulation among offspring.
Further, the neurobiological bases of caregiver involvement in extrinsic regulation of children’s emotions are dynamic and likely change across development (Callaghan et al., Reference Callaghan, Gee, Gabard-Durnam, Telzer, Humphreys, Goff, Shapiro, Flannery, Lumian, Fareri, Caldera and Tottenham2019; Callaghan & Tottenham, Reference Callaghan and Tottenham2016; Gee, Reference Gee2016; Gee & Casey, Reference Gee and Casey2015; Gee et al., Reference Gee, Gabard-Durnam, Telzer, Humphreys, Goff, Shapiro, Flannery, Lumian, Fareri, Caldera and Tottenham2014; Gunnar & Donzella, Reference Gunnar and Donzella2002; Hostinar et al., Reference Hostinar, Johnson and Gunnar2015; Tottenham, Reference Tottenham2015). When corticolimbic circuitry is still developing, caregivers exert a critical external regulatory function (Callaghan & Tottenham, Reference Callaghan and Tottenham2016; Gee, Reference Gee2016; Gee et al., Reference Gee, Gabard-Durnam, Telzer, Humphreys, Goff, Shapiro, Flannery, Lumian, Fareri, Caldera and Tottenham2014). However, across development, the centrality of caregivers’ provision of extrinsic regulation may fade as children become more reliant on intrinsic regulatory capacities and as other attachment figures outside of the nuclear family take on increased salience in the coregulatory relationships of an adolescent (Gee, Reference Gee2016; Hostinar et al., Reference Hostinar, Sullivan and Gunnar2014; see Figure 8.1). In other words, there may be a normative decrease in the potency of a caregiver’s presence on child emotion regulation across human development, such that parents are able to provide more significant extrinsic regulation of neurobiological correlates of offspring emotion (e.g. amygdala reactivity or cortisol reactivity) in younger versus more mature youth (Gee et al., Reference Gee, Gabard-Durnam, Telzer, Humphreys, Goff, Shapiro, Flannery, Lumian, Fareri, Caldera and Tottenham2014; Hostinar et al., Reference Hostinar, Johnson and Gunnar2015). This line of research has underscored the key role of parents in modulating child emotion regulatory capacities – merely by their presence in children’s lives – and has highlighted potential neurobiological processes underlying parental facilitation of children’s emerging emotion regulation; however, key questions remain in this line of work to fully understand how parental support of children’s emotion regulation “gets under the skin.” As we review in this chapter, advances in this area will likely by rooted in a bridging of biological and behavioral inquiries related to parental assistance with children’s emotion regulation.
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Figure 8.1 Caregiver influences on corticolimbic circuitry underlying emotion regulation across development. Evidence from both human and animal studies points to a potential sensitive period, spanning infancy and toddlerhood, during which caregiver inputs to the developing brain may have a particularly salient impact on the development of corticolimbic circuitry underlying emotion regulation. Specifically, caregiver inputs that are predictable and that are associated with safety may promote healthy neurodevelopment such that caregivers are able to support youth emotion regulation via modulation of this circuitry in later developmental stages. During infancy and toddlerhood, caregivers play a central role in regulating human amygdala function. As corticolimbic circuitry (e.g., functional connectivity between the prefrontal cortex and amygdala) matures, children experience a shift from greater reliance on extrinsic emotion regulation (e.g., caregiving influences) to greater reliance on intrinsic emotion regulation. This transition also corresponds to a shift in the role of the caregiver in supporting the child’s development, as the child faces novel tasks and compounding developmental challenges at each stage.
8.2 Correlates of Parental Assistance with Children’s Emotion Regulation: The Broad Influence of Gottman’s Meta-emotion Philosophy
A substantial body of work has elucidated processes by which parents socialize their children’s emotional development by assisting children in effectively regulating their emotions. Perhaps most notably, Gottman’s extensive work on parental meta-emotion philosophy posits that parents have an organized set of beliefs about children’s emotions, including their awareness, acceptance, and assistance with regulation of their children’s negative emotions. These beliefs underlie specific parental behaviors in response to children’s displays of negative affect, and, in turn, Gottman’s theory posits, these beliefs exert a powerful influence on child development, shaping myriad developmental outcomes ranging from biological responsivity to stress to cognitive development (Gottman et al., Reference Gottman, Katz and Hooven1997; Katz & Windecker-Nelson, Reference Katz and Windecker-Nelson2004).
The parental awareness tenet of Gottman’s tripartite meta-emotion philosophy refers to a parent’s receptivity to a child’s emotional displays encompassing the degree to which parents recognize, describe, and demonstrate engagement with children’s emotions. Parental acceptance describes the degree to which parents are comfortable with a child’s emotions, and the parental assistance tenet specifically refers to the degree to which parents engage in assisting their children in identifying the emotions they are experiencing, show respect for their children’s expression of emotion, and actively engage in helping children cope with situations that elicit negative emotions for children using developmentally-appropriate regulation strategies (Gottman et al., Reference Gottman, Katz and Hooven1996, Reference Gottman, Katz and Hooven1997). Within the Gottman framework, parents who exhibit high levels of awareness, acceptance, and assistance of their children’s negative emotions view their children’s displays of negative emotion as opportunities to promote increased and more varied use of adaptive emotion regulation strategies, to build intimacy with their children, and to scaffold their child’s development of coping strategies when faced with situations that may trigger negative emotions.
Among typically-developing children, children whose parents exhibit high levels of awareness, acceptance, and assistance with their children’s negative emotions have been found to exhibit a relatively increased capacity for self-regulation (e.g. more adaptive physiological reactivity to stress, more facility in employing emotion regulation skills, higher levels of effortful control), as well as lower levels of externalizing and internalizing problems, and better academic performance and cognitive function (Brajša-Žganec, Reference Brajša-Žganec2014; Chen et al., Reference Chen, Lin and Li2012; Cohodes et al., Reference Cohodes, Hagan, Lieberman and Dimmler2016; Gerhardt et al., Reference Gerhardt, Feng, Wu, Hooper, Ku and Chan2020; Gottman et al., Reference Gottman, Katz and Hooven1996; Katz & Hunter, Reference Katz and Hunter2007). Sampling from this broad literature, in a longitudinal study that followed children from preschool to middle childhood, children whose parents exhibited high levels of awareness, acceptance, and assistance with their children’s negative emotions – namely anger and sadness – had higher levels of inhibitory control, higher rates of academic achievement, and better physical health, relative to their counterparts whose parents did not exhibit such a meta-emotion profile (Gottman et al., Reference Gottman, Katz and Hooven1996). Relative to children whose parents engaged in lower levels of awareness, acceptance, and assistance with children’s negative emotions, both preschool-age and school-age children of parents who engaged in higher levels of these three meta-emotion strategies were found to have better peer relationships (Denham et al., Reference Denham, Mitchell-Copeland, Strandberg, Auerbach and Blair1997; Hooven et al., Reference Hooven, Gottman and Katz1995), suggesting that parental assistance with negative emotions – as an aspect of a parent’s working meta-emotion philosophy – may promote children’s adaptive socioemotional functioning across development. It is important to note that associations between parental meta-emotion philosophy and children’s self-regulation and socioemotional functioning may also be driven by shared genetic variance between parents and children (e.g. Wang & Saudino, Reference Wang and Saudino2013). Future studies should aim to disentangle these factors via empirical research that examines a range of psychobiological factors in the context of parental influences on children’s emotion regulation.
In addition, several studies have examined the function of parental assistance with children’s negative emotions in clinical populations, most notably among children exposed to stress. Parents who engage in high levels of awareness, acceptance, and assistance with their children’s negative emotions may more effectively buffer children from developing both internalizing and externalizing problems following exposure to trauma (Johnson & Lieberman, Reference Johnson and Lieberman2007; Katz & Windecker-Nelson, Reference Katz and Windecker-Nelson2006). Parental assistance with children’s negative emotions, specifically, appears to be an important driver of this effect such that high levels of parental assistance with children’s emotion regulation appear to moderate the effect of stress on children’s development of symptomatology (Cohodes et al., Reference Cohodes, Chen and Lieberman2017, Reference Cohodes, McCauley and Gee2021; Katz & Windecker-Nelson, Reference Katz and Windecker-Nelson2006). Current theory posits that this buffering effect may be due to the fact that parents’ baseline tendency to assist their children with engaging in effective emotion regulation may bolster children’s intrinsic capacity for regulation of negative emotion during periods of heightened stress (Ellis et al., Reference Ellis, Alisic, Reiss, Dishion and Fisher2014; Wu et al., Reference Wu, Feng, Yan, Hooper, Gerhardt and Ku2020).
Although the parental assistance component of Gottman’s meta-emotion philosophy has served as a key foundation for questions about the effects of parental support of children’s emotion regulation on child development, this line of research has been limited by the fact that Gottman’s parental assistance construct encompasses both parental beliefs and behaviors related to children’s displays of negative emotion. Thus, studies relying solely on Gottman-based coding of parental assistance with children’s emotion regulation render it difficult to isolate correlates of direct parental assistance of children’s regulation of their own emotions, and, further, parental assistance with specific emotion regulatory strategies, which has motivated recent advances in assessment of parental assistance with children’s emotion regulation.
8.3 Parental Assistance with Children’s Emotion Regulation at the Strategy-Specific Level: Advances in Measurement of the Construct
In addition to Gottman’s meta-emotion philosophy framework, multiple assessment tools have been validated to measure parental beliefs, attitudes, and behaviors in response to children’s negative emotions. For example, the Parents’ Beliefs about Children’s Emotions Questionnaire (Halberstadt et al., Reference Halberstadt, Dunsmore, Bryant, Parker, Beale and Thompson2013) assesses the degree to which parents believe that children’s negative emotions are valuable or dangerous. The Coping with Children’s Negative Emotions Scale (Fabes et al., Reference Fabes, Eisenberg and Bernzweig1990) assesses parents’ tendency to react to displays of negative emotions with expressive encouragement or punishment by querying parental responses to a series of vignettes. In addition, several measures assess parental awareness of their children’s own internal emotion regulatory processes. For example, based on Gottman’s meta-emotion philosophy, the Emotion-Related Parenting Styles Self-Test (Hakim-Larson et al., Reference Hakim-Larson, Parker, Lee, Goodwin and Voelker2006) queries parents’ perception of their children’s awareness of negative emotion and receptivity to discussing emotional content with others. Despite this growing area of research and the number of assessment tools available to query parental beliefs, awareness, and behaviors related to children’s emotions, there is a dearth of research on parental assistance with children’s execution of specific emotion regulation strategies.
Further, increasingly, evidence from studies comparing the adaptive function of different emotion regulatory strategies among adults has indicated that certain strategies (e.g. reappraisal, problem-solving, acceptance) are more effective at changing an individual’s affective state (Aldao & Christensen, Reference Aldao and Christensen2015), as compared to other strategies (e.g. suppression, rumination, and avoidance), which have been conceptualized as dysfunctional strategies due to their theorized contribution to the development of psychopathology (e.g. Aldao & Nolen-Hoeksema, Reference Aldao and Nolen-Hoeksema2010). Despite empirical support for associations between a variety of strategies and the development of psychopathology (e.g. Aldao et al., Reference Aldao and Nolen-Hoeksema2010; Izadpanah et al., Reference Izadpanah, Schumacher, Bähr, Stopsack, Grabe and Barnow2016; Ruiz, Reference Ruiz2010), the majority of current measures of emotion regulation only assess a small subset of strategies (e.g. Emotion Regulation Questionnaire [Gross & John, Reference Gross and John2003]; Emotion Regulation Questionnaire for Children and Adolescents [Gullone & Taffe, Reference Gullone and Taffe2012]; Difficulties in Emotion Regulation Scale [Gratz & Roemer, Reference Gratz and Roemer2004]; Cognitive Emotion Regulation Questionnaire [Garnefski et al., Reference Garnefski, Kraaij and Spinhoven2002]).
Representing a major advance in this line of work, the recently-developed Parental Assistance with Children’s Emotion Regulation (PACER) Questionnaire (Cohodes et al., Reference Cohodes, Preece, McCauley, Rogers, Gross and Gee2022) assesses parental assistance of child emotion regulation from birth to age 17 across 10 different strategies spanning each phase of the extended process model (Gross, Reference Gross1998, Reference Gross2015) of emotion regulation. The PACER queries 50 caregiver-rated items (e.g. I help my child solve problems that are causing those feelings) that comprise five items querying each of the following strategies: acceptance, avoidance, behavioral disengagement, distraction, expressive suppression, problem-solving, reappraisal, rumination, social support search, and venting. To our knowledge, the PACER is the first instrument that comprehensively measures parental extrinsic emotion regulation via assessing parental assistance with children’s deployment of specific emotion regulation strategies.
Development of this tool has afforded a preliminary exploration of associations between parents’ tendency to support specific emotion regulation strategies and children’s developmental outcomes. Initial results from the first two validation studies of this instrument have begun to further our understanding of the correlates of parental assistance with children’s emotion regulation at the strategy-specific level. Specifically, results of the initial validation study of the PACER suggest that parental assistance with their children’s execution of a certain emotion regulation strategy (e.g. reappraisal) is significantly associated with parents’ intrinsic use of that strategy to regulate their own emotions (Cohodes et al., Reference Cohodes, McCauley and Gee2021). In addition, preliminary results suggest that parents who broadly report high levels of scaffolding their children’s use of prototypically-maladaptive emotion regulation strategies (e.g. expressive suppression, rumination), coupled with low levels of scaffolding their children’s engagement with prototypically-adaptive emotion regulation strategies (e.g. reappraisal), were more likely to report difficulty regulating their own negative emotions, poorer parent-child attachment quality, poorer meta-emotion and broad attunement to their children’s emotional experience, more negative reactions to their children’s displays of emotions, as well as higher levels of stress and psychopathology (Cohodes et al., Reference Cohodes, McCauley and Gee2021). These associations between parent-level factors and parental behavior regarding support of their children’s deployment of specific emotion regulation strategies motivate more thorough examination of the myriad influences on parental assistance with children’s emotion regulation, which is likely to have important implications for both prevention and intervention efforts in clinical settings.
Relative to parents who reported high levels of assistance with children’s regulation using prototypically adaptive strategies, parents who engaged in higher levels of assistance with children’s deployment of maladaptive strategies also reported higher levels of symptomatology among their children (Cohodes et al., Reference Cohodes, McCauley and Gee2021). In addition, both validation studies to date provide evidence for age-related effects of caregiver assistance with specific emotion regulation strategies. In a sample of children under 5, child age was significantly positively correlated with parental assistance with problem-solving, reappraisal, and venting (Mancini et al., Reference Mancini, Heritage, Preece, Cohodes, Gross, Gee and Finlay-Jones2022). Further, the association between parental assistance with execution of specific strategies and children’s symptomatology appeared to be age specific such that, among younger children (aged 1.5–5), caregivers’ increased assistance with problem-solving, social support search, acceptance, and venting were associated with lower levels of both child internalizing and externalizing problems; conversely, among children aged 6–17, caregivers’ increased assistance with a different set of strategies (rumination and expressive suppression) were associated with increased symptomatology (Cohodes et al., Reference Cohodes, McCauley and Gee2021). Taken together, these findings suggest that, consistent with the dynamic role of caregivers in modulating neurobiological bases of emotion regulation, parental assistance with children’s execution of emotion regulation strategies – at the behavioral and strategy-specific level – may vary as a function of child age.
One primary question surrounding parents’ scaffolding of children’s emotion regulation – at the strategy-specific level – is whether parents’ support of a broad range of specific strategies may cluster together, and, in turn, whether there are meaningful correlates of a parent’s tendency to engage in supporting a specific cluster of strategies versus another. In the second validation study of the PACER, Mancini and colleagues (Reference Mancini, Heritage, Preece, Cohodes, Gross, Gee and Finlay-Jones2022) found that caregivers of children under 5 could indeed be effectively clustered into three groups pertaining to the degree to which parents reported supporting their child’s use of each of the 10 strategies queried by the PACER. This clustering analysis yielded three significant profiles: parents who assisted their children with “mostly adaptive” strategies (i.e. parents who reported above-average assistance with children’s execution of problem-solving, social support search, reappraisal, acceptance, and venting and who reported below-average assistance with children’s execution of behavioral disengagement, rumination, distraction, expression suppression, and avoidance); parents who assisted their children with “mostly maladaptive” strategies (i.e. parents who reported above-average assistance with children’s execution of behavioral disengagement, rumination, expressive suppression, and avoidance and who reported below-average support for problem-solving, social support search, reappraisal, acceptance, and venting); and, finally, parents who assisted their children with “mixed strategies” (i.e. parents who reported above-average assistance with children’s use of all strategies except for expressive suppression, which was below average; Mancini et al., Reference Mancini, Heritage, Preece, Cohodes, Gross, Gee and Finlay-Jones2022). Though correlates of assignment to a specific cluster of regulation strategies have yet to be examined empirically, this initial research invites future interrogation of family-level factors that predict and are associated with parents’ tendency to assist children in engaging with certain regulatory strategies.
Also of note, findings from the first validation study of the PACER revealed that parents’ more generalized beliefs about their children’s emotions were related to many PACER scales representing parental assistance with children’s adoption of specific, isolated emotion regulation strategies (Cohodes et al., Reference Cohodes, Preece, McCauley, Rogers, Gross and Gee2022). Parental assistance with children’s emotion regulation may be particularly nuanced such that parental assistance with specific strategies may not map onto highly related and aforementioned constructs such as Gottman’s meta-emotion philosophy. Therefore, assessment of parents’ specific profiles of assistance with a broader range of prototypically adaptive and maladaptive strategies is likely to yield a more detailed understanding of the complex ways in which parental assistance with emotion regulation influences child development.
Though preliminary, development of the PACER establishes a foundation for future studies to examine developmental trajectories of children’s reliance on parental support for the execution of specific regulation strategies from infancy through adolescence. Results to date point to complex interactive effects between child age and strategy type and underscore a potential mechanism by which parental socialization of specific emotion regulation strategies may confer risk for children’s development of psychopathology (or, alternatively, may suggest that children with relatively higher levels of symptomatology may elicit more parental assistance with emotion regulation). Additional research using novel measures that assess parental assistance at the strategy-specific level is needed to understand these complex patterns.
8.4 Future Directions in the Study of Parental Assistance with Children’s Emotion Regulation
Despite recent advances in the study of parental assistance with children’s emotion regulation, several key questions remain. First, with regard to measurement, paralleling the development of the PACER, development of assessment tools that query the degree to which youth engage in a variety of emotion regulation strategies (spanning all phases of the extended process model) will allow researchers to investigate concordance between parental assistance of children’s execution of specific strategies and children’s actual use of these strategies. Further, a child-report version of an instrument like the PACER that measures the degree to which children perceive their parent to be assisting them in executing specific emotion regulation strategies will also enrich our understanding of the association between parents’ self-reported tendencies to support children and children’s actual adoption of strategies. Ecological momentary assessment is gaining traction in the broader study of emotion (Colombo et al., Reference Colombo, Fernández-Álvarez, Suso-Ribera, Cipresso, Valev, Leufkens, Sas, Garcia-Palacios, Riva and Botella2020; Gee & Caballero, Reference Gee and Caballero2019) and will likely be a critical tool in further understanding the real-time, dynamic processes by which parents assist their children in executing specific emotion regulation strategies. In addition, the PACER focuses on assessment of parental assistance with a broad range of children’s negative emotions. Future assessment tools should aim to quantify the degree to which parents assist their children in regulating emotions at the level of discrete emotions.
As it is well understood that parental assistance with children’s emotion regulation is a dynamic process that varies as a function of child age, future studies should focus on furthering our understanding of the developmental time course of parental assistance with specific emotion regulation strategies. Querying parental assistance with specific emotion regulation strategies in longitudinal samples of children and parents beginning in infancy and spanning adolescence will yield insight into the unique normative developmental time courses for parental assistance with specific strategies. Collecting behavioral data regarding parental tendency to support their children’s use of certain strategies in conjunction with neuroimaging data will allow for mapping of the behavioral correlates of parental assistance with emotion regulation onto observed changes in parents’ modulation of corticolimbic circuitry across development. Utilizing a multimodal approach to understand how parents, specifically, support their children’s adoption of specific emotion regulation strategies will yield important insight into the ways in which the quality or frequency of parental assistance with emotion regulation affects developing neural circuitry.
Establishment of normative developmental curves for parental assistance with specific strategies will also lay the foundation for understanding how these processes may go awry in the context of stress exposure or in clinical populations. With an established understanding of normative parental assistance with specific emotion regulation strategies, researchers and clinicians alike will be better poised to identify parental assistance with emotion regulation as a treatment target in the context of both prevention and intervention efforts and to track changes in profiles of parental assistance over time and during treatment. Relatedly, future studies that begin to examine both parent- and child-related correlates of parental tendency to support certain clusters of regulation strategies (Mancini et al., Reference Mancini, Heritage, Preece, Cohodes, Gross, Gee and Finlay-Jones2022) will enable screening for potentially problematic patterns of parental assistance with children’s emotion regulation in clinical populations.
In conclusion, the study of parental assistance with children’s emotion regulation is at a critical juncture. Our knowledge of both the neurobiological underpinnings of parental modulation of children’s emotion regulation, and the correlates of generalized parental assistance with emotion regulation, have laid the foundation for more nuanced measurement of parental assistance with emotion regulation at the strategy-specific level. The next wave of research that bridges the neurobiological and behavioral study of the effects of parental assistance with children’s emotion regulation promises to unveil deeper understanding about the myriad ways in which parents shape child development via involvement in the emotional lives of their children.
Decades of research indicate that the constructs of emotion and emotion regulation are critical for a wide range of developmental outcomes in childhood (see Eisenberg, Spinrad, & Eggum, Reference Eisenberg, Spinrad and Eggum2010). Caregivers undoubtedly affect the experience and expression of children’s emotions and their regulation, and consequently, such socialization processes have important implications for children’s subsequent emotional and social competence. In this chapter, we first present our theoretical model of the socialization of emotion and discuss relevant literature supporting the relations of various parental emotion-related socialization behaviors to children’s emotion-related outcomes. We next discuss potential moderators involved in these relations and conclude with a focus on intervention and prevention efforts and areas for future research.
9.1 A Heuristic Model of Emotion Socialization
Emotion socialization refers to the processes involved in the ways that socializers teach about and affect children’s experience, expression, and regulation of their emotions and emotion-related behaviors. Eisenberg and colleagues (Reference Eisenberg, Cumberland and Spinrad1998a, Reference Eisenberg, Spinrad and Cumberlandb; Eisenberg, Reference Eisenberg2020) coined the term emotion-related socialization behaviors (ERSBs) to describe the ways that caregivers contribute to children’s emotionality and regulation. ERSBs are thought to be somewhat distinct from other parenting behaviors such as general warmth and/or harshness because they are strategies that may be directly modeled and/or enable children to understand and regulate their own emotions (see Speidel et al., Reference Speidel, Wang, Cummings and Valentino2020). In their heuristic model, the authors proposed that some of the relations between ERSBs and children’s outcomes (e.g. social competence, adjustment) are mediated by children’s arousal and regulation skills and moderated by a variety of factors such as children’s characteristics (e.g. age, sex, temperament) and situational factors (see Figure 9.1).
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Figure 9.1 A heuristic model of the socialization of emotion
Note. There also may be linear relations and interactions among the four predictors on the left. Moreover, the four predictors can predict child outcomes.
ERSBs are thought to be of at least three types: (1) socializers’ responses to children’s emotions; (2) socializers’ own expression of emotions in the family or toward the child; and (3) socializers’ discussions of emotions.
9.1.1 Socializers’ Reactions to Children’s Emotions
In everyday contexts, parents’ reactions to their children’s displays of emotions, especially to their children’s negative emotions, provide rich opportunities for the socialization of emotional experience and expression, as well as its regulation. Researchers examining emotion socialization in infancy and the first few years of life often focus on how socializers respond to and deal with their infants’ cues and emotional reactions, as well as the sensitivity of parenting to children’s emotionality more generally. (Note that parental responsivity and warmth are examples of emotion-related socialization only when this parenting behavior is in response to children’s emotionality or potential experience/expression of emotion.) When caregivers meet their infants’ needs and appropriately respond to their expressions of emotions, they are providing a context that supports infants’ and toddlers’ regulation. Researchers have found that responsive, supportive parenting in infancy and toddlerhood has been linked with children’s relatively low emotional negativity and high regulatory skills and/or effortful control (the temperamental characteristic that reflects voluntary (willful) regulatory processes; Davidov & Grusec, Reference Davidov and Grusec2006; Eisenberg, Spinrad, Eggum, Silva, et al., Reference Eisenberg, Spinrad and Eggum2010; Feldman et al., Reference Feldman, Dollberg and Nadam2011; Gilliom et al., Reference Gilliom, Shaw, Beck, Schonberg and Lukon2002; Kochanska et al., Reference Kochanska, Murray and Harlan2000, Reference Kochanska, Aksan, Prisco and Adams2008; Kochanska & Kim, Reference Kochanska and Kim2014; Mintz et al., Reference Mintz, Hamre and Hatfield2011; Spinrad et al., Reference Spinrad, Eisenberg, Gaertner, Popp, Smith, Kupfer, Greving, Liew and Hofer2007, Reference Spinrad, Eisenberg, Silva, Eggum, Reiser, Edwards, Iyer, Kupfer, Hofer, Smith, Hayashi and Gaertner2012). As a case in point, Spinrad and colleagues (Reference Spinrad, Eisenberg, Silva, Eggum, Reiser, Edwards, Iyer, Kupfer, Hofer, Smith, Hayashi and Gaertner2012) found that a maternal warmth and sensitivity positively predicted children’s effortful control concurrently and over time in toddlerhood. On the other hand, intrusive parenting, which is reflected in parent-centered, overcontrolling behaviors, has been related to lower regulation/effortful control (Taylor et al., Reference Taylor, Eisenberg, Spinrad and Widaman2013). Although parental warmth, sensitivity, and intrusive parenting are not always expressed in a context that involves the socialization of emotion, these findings support the potential importance of these parenting behaviors for the socialization of emotion. From an attachment perspective, caregivers’ emotional availability and responsivity foster a secure parent–child relationship and in turn enable children to develop better self-regulation skills (Boldt et al., Reference Boldt, Goffin and Kochanska2020; Cassidy, Reference Cassidy1994). In a meta-analysis of 106 studies, Pallini and colleagues (Reference Pallini, Chirumbolo, Morelli, Baiocco, Laghi and Eisenberg2018) found a significant effect size for the relation between the quality of children’s attachment and their effortful control. This association is likely due to responsive caregiving – often in response to children’s expression of emotion – that is a core feature in a secure attachment.
Similar to investigators’ research on parents’ responsivity and sensitivity to children’s cues, researchers have examined caregivers’ specific behavioral reactions to children’s expression of emotion, especially their negative emotions (Spinrad et al., Reference Spinrad, Stifter, Donelan-McCall and Turner2004). Investigators suggest that socializers’ reactions to children’s negative emotions can provide children with valuable information about the experience of emotions and can also directly teach ways to handle emotions in the future. For example, socializers can support their children’s emotions and emotion regulation by encouraging the child to express their feelings, helping them to resolve the issue that is causing the distress, and helping their children to find appropriate ways to handle their distress. In support of this reasoning, researchers sometimes have found parents’ reactions to children’s emotions that encourage problem-solving or coping with distress to be positively associated with children’s adaptive regulation or effortful control (Berona et al., Reference Berona, Sroka, Gelardi, Guyer, Hipwell and Keenan2022; Blair et al., Reference Blair, Perry, O’Brien, Calkins, Keane and Shanahan2014; Cui et al., Reference Cui, Criss, Ratliff, Wu, Houltberg, Silk and Morris2020; Eisenberg et al., Reference Eisenberg, Fabes and Murphy1996; Godleski et al., Reference Godleski, Eiden, Shisler and Livingston2020; Raval et al., Reference Raval, Li, Deo and Hu2018; Spinrad et al., Reference Spinrad, Eisenberg, Gaertner, Popp, Smith, Kupfer, Greving, Liew and Hofer2007; Yap et al., Reference Yap, Allen and Sheeber2007, Reference Yap, Allen and Ladouceur2008).
In other studies, parents’ punitive or minimizing reactions to children’s negative emotions have been associated with children’s dysregulation or maladaptive strategies. When children receive the message that emotions are unacceptable and should not be expressed, or are not very important, children may have difficulty acknowledging and expressing their negative emotions when in future distressing situations. When they feel emotionally aroused, these children may become anxious, feel overwhelmed, react intensively, or destructively. It is also possible that children eventually learn to suppress or detach from their emotions in the future. Investigators have found that parents who minimize their children’s emotions or who respond punitively to their negative emotions have children who exhibit more negative emotionality (Blair et al., Reference Blair, Perry, O’Brien, Calkins, Keane and Shanahan2014; Briscoe et al, Reference Briscoe, Stack, Dickson and Serbin2018; Eisenberg, Spinrad, Eggum, Silva, et al., Reference Eisenberg, Spinrad and Eggum2010) and display relatively low levels of effortful control or adaptive regulation or coping (Berona et al., Reference Berona, Sroka, Gelardi, Guyer, Hipwell and Keenan2022; Morelen et al., Reference Morelen, Shaffer and Suveg2016; Valiente et al., Reference Valiente, Lemery-Chalfant and Reiser2007, Reference Valiente, Lemery‐Chalfant and Swanson2009). In a recent meta-analysis, a small but significant positive effect size was found between parents’ responses to children’s emotions that validated/acknowledged their feelings and preschool-aged children’s self-regulation skills (Zinsser et al., Reference Zinsser, Gordon and Jiang2021).
Interestingly, researchers have often obtained the expected associations between parents’ reactions to children’s emotions and their children’s emotional competence across various samples. For example, parental reactions to emotions have been found to predict children’s regulation skills in clinical populations, such as children with attention-deficit/hyperactivity disorder (ADHD; Breaux et al., Reference Breaux, McQuade, Harvey and Zakarian2018; Oddo et al., Reference Oddo, Miller, Felton, Cassidy, Lejuez and Chronis-Tuscano2022), anxiety disorders (Hurrell et al., Reference Hurrell, Hudson and Schniering2015), and the risk for externalizing symptoms (X. Zhang et al., Reference Zhang, Lee, Zhang, Piehler and Gewirtz2020), as well as in high-risk samples, such as in families with fathers with an alcohol problem (Godleski et al., Reference Godleski, Eiden, Shisler and Livingston2020).
9.1.2 Socializers’ Own Expression of Emotions and Regulation
Socializers’ emotional expressivity involves the display of either positive, negative dominant (e.g. anger, hostility), or negative submissive (e.g. sadness, crying) emotions. Parents’ expressions of emotion are thought to affect children’s regulatory abilities and emotion-related behaviors in at least two ways. First, caregivers’ own expression of emotions can serve as models for children’s own expressiveness. That is, socializers’ modeling of emotion provides guidance to children regarding how emotions should be handled, when and where they should be expressed, and ways that emotions can be regulated. Second, caregivers’ expressivity may contribute to children’s emotionality and emotional skills due to parents’ emotion eliciting children’s emotion and producing arousal that can disrupt children’s attempts to regulate their emotions. For example, parents’ general expression of positive or negative emotionality in the home may induce children’s emotions through emotional contagion. Specifically, if a parent explodes or displays intense anger in the home, children may become anxious or distressed themselves and, due to negatively valenced arousal, may become dysregulated.
Consistent with expectations, in empirical studies, children’s emotion and emotion-related self-regulation have been associated with parents’ own expressions of emotion. Parents’ positive expressivity has been related to relatively high effortful control/regulation both concurrently (Eisenberg, Gershoff, et al., Reference Eisenberg, Gershoff, Fabes, Shepard, Cumberland, Losoya, Guthrie and Murphy2001; Speidel et al., Reference Speidel, Wang, Cummings and Valentino2020) and longitudinally (Valiente et al., Reference Valiente, Eisenberg, Spinrad, Reiser, Cumberland, Losoya and Liew2006). Parents’ expressions of negative emotion (especially anger, hostility) have been negatively related to children’s adaptive regulatory skills (Ogbaselase et al., Reference Ogbaselase, Mancini and Luebbe2022; Valiente et al., Reference Valiente, Eisenberg, Fabes, Shepard, Cumberland and Losoya2004, Reference Valiente, Eisenberg, Spinrad, Reiser, Cumberland, Losoya and Liew2006; Yap et al., Reference Yap, Schwartz, Byrne, Simmons and Allen2010).
In addition to the ways that parents express emotions, socializers are likely modeling ways to regulate their feelings. It is possible that parents’ own regulation predicts children’s regulatory skills through their regulated parenting practices (see Leerkes & Augustine, Reference Leerkes, Augustine and Bornstein2019; Morelen et al., Reference Morelen, Shaffer and Suveg2016). Prior work has shown that maternal regulation (or dysregulation) has been related in expected ways to children’s and adolescents‘ regulatory skills (Bridgett et al., Reference Bridgett, Gartstein, Putnam, Lance, Iddins, Waits, VanVleet and Lee2011; Buckholdt et al., Reference Buckholdt, Parra and Jobe-Shields2014; Ramsden & Hubbard, Reference Ramsden and Hubbard2002; Xu et al., Reference Xu, Spinrad, Cookston and Matsumoto2019 for a review, see Bridgett et al., Reference Bridgett, Burt, Edwards and Deater-Deckard2015). In a recent meta-analysis, Zimmer-Gembeck and colleagues (Reference Zimmer-Gembeck, Rudolph, Kerin and Bohadana-Brown2022) reported a significant effect size (r = .21, p < 0.001) across 10 studies for the positive association between parents’ own emotion regulation skills and children’s emotion regulation.
9.1.3 Discussion of Emotion
Socialization of emotion also includes the ways that caregivers talk about emotions, label emotions, and explain the causes and consequences of emotions. Parents who discuss emotions with their children are providing important lessons about the meaning of emotions, the circumstances in which they should be expressed, and ways to regulate distress and other types of feelings. Discussions about emotions may also provide children tools to use in managing their feelings. In one recent study, Curtis et al. (Reference Curtis, Zhou and Tao2020) reported that Chinese American mothers’ discussion of emotion with their 6- to 9-year-old children predicted higher effortful control 2 years later. In another study, Eisenberg and colleagues (Reference Eisenberg, Hofer, Spinrad, Gershoff, Valiente, Losoya, Zhou, Cumberland, Liew, Reiser and Maxon2008) found that mothers’ discussion of emotion with their young adolescents during a conflict discussion was negatively related to youths’ negative reactions when discussing conflictual situations with their parent. These findings point to the benefits of parental emotion talk for children’s regulatory abilities.
A similar concept includes the notion of emotion coaching. Emotion coaching involves validating and accepting children’s emotions, helping children to understand their emotions, labeling the emotion in response to children’s feelings, and encouraging the expression of both positive and negative emotions (Gottman et al., Reference Gottman, Katz and Hooven1996). Emotion coaching sends the message to children that is acceptable to express both positive and negative emotions. Empirical findings indicate that parents who discuss emotions with their children or use emotion coaching strategies have children who tend to be well-regulated (Dunsmore et al., Reference Dunsmore, Booker and Ollendick2013; Eisenberg et al., Reference Eisenberg, Hofer, Spinrad, Gershoff, Valiente, Losoya, Zhou, Cumberland, Liew, Reiser and Maxon2008; Gentzler et al., Reference Gentzler, Contreras‐Grau, Kerns and Weimer2005; Lunkenheimer et al., Reference Lunkenheimer, Shields and Cortina2007; Ramsden & Hubbard, Reference Ramsden and Hubbard2002; Shipman et al., Reference Shipman, Schneider, Fitzgerald, Sims, Swisher and Edwards2007; Shortt et al., Reference Shortt, Stoolmiller, Smith‐Shine, Mark Eddy and Sheeber2010) and have reduced emotional lability (Ellis et al., Reference Ellis, Alisic, Reiss, Dishion and Fisher2014). Conversely, emotion-dismissing practices (e.g. “he’s such a brat when he’s angry”) involve invalidating children’s emotions by conveying to children that their emotions are unimportant. Emotion dismissing practices has been associated with relatively low regulation skills in children (Lunkenheimer et al., Reference Lunkenheimer, Shields and Cortina2007).
In sum, research on emotion-related socialization practices has demonstrated that parents’ reactions to children’s emotions, parents’ own emotional expressiveness, and their discussion of emotions predict children’s emotion-related regulation. Further, researchers have found that ERSBs have distinct prediction to children’s emotion-related outcomes from other general parenting styles (Speidel et al., Reference Speidel, Wang, Cummings and Valentino2020). Specifically, Speidel and colleagues (Reference Speidel, Wang, Cummings and Valentino2020) found that family expressiveness uniquely predicted children’s emotion regulation, even after accounting for more general positive parenting (i.e. involvement, responsivity).
9.2 Bidirectional Relations
Although most often it is assumed that children’s emotions and emotion regulation are affected by parental socialization practices, it is also recognized that children can evoke certain parenting reactions and that the process of influence between socializers and children’s self-regulation is likely bidirectional. Children who are unregulated or highly negatively reactive undoubtedly can elicit controlling, negative, or ineffective parenting behaviors. Consistent with this line of reasoning, children’s self-regulation has been shown to positively predict parents’ later sensitivity, warmth, support and cognitive assistance (Eisenberg, Vidmar, et al., Reference Eisenberg, Spinrad and Eggum2010; Otterpohl & Wild, Reference Otterpohl and Wild2015; Van Lissa et al., Reference Li, Willems, Stok, Deković, Bartels and Finkenauer2019), that is, behaviors similar to emotion-related socialization behaviors. In a recent meta-analysis, Li et al. (Reference Li, Willems, Stok, Deković, Bartels and Finkenauer2019) found bidirectional relations between parenting and adolescents‘ self-control, with no significant difference between the longitudinal associations from parenting to youths’ self-control compared to the other direction of effects. In a meta-analysis, Xu (Reference Xu2022) showed significant effect sizes for both parent and child effects for longitudinal relations between parenting behaviors and children’s effortful control. In contrast, in some studies, child effects have been tested but were not found (Eisenberg, Spinrad, Eggum, Silva, et al., Reference Eisenberg, Spinrad and Eggum2010). Thus, it is critical for researchers to consider bidirectional and transactional relations between ERSBs and children’s self-regulation.
Researchers also have begun to examine the temporal, moment-to-moment dyadic relations between ERSBs and children’s emotions or emotion-related regulation (Lunkenheimer et al., Reference Lunkenheimer, Hamby, Lobo, Cole and Olson2020). As a case in point, Chan and colleagues (Reference Chan, Feng, Inboden, Hooper and Gerhardt2022) assessed children’s positive and negative emotions during a challenging puzzle task, and mothers’ regulatory strategies were observed. Children’s positive emotion 2 seconds earlier predicted mothers’ lower problem-solving strategies, whereas child negative emotion predicted lower approval but higher comforting behaviors. Further, maternal approval predicted children’s positive emotion 2 seconds later. These findings point to the dynamic nature of children’s emotions and the ways that parents and children may feed off each other at the micro level.
9.3 Moderation
In Eisenberg and colleagues’ heuristic model (Eisenberg et al., Reference Eisenberg, Cumberland and Spinrad1998a, Reference Eisenberg, Spinrad and Cumberlandb; Eisenberg, Reference Eisenberg2020; see Figure 9.1), pathways between ERSBs and children’s emotion/regulation are sometimes moderated by a number of factors. That is, relations of ERSBs might depend on variability in parents’ or children’s emotions, the context (immediate and cultural), and children’s temperament. Next, we briefly consider the ways that culture or race, child characteristics, or more global parenting behaviors might moderate the relations between ERSBs and children’s regulatory skills.
9.3.1 Culture and/or Race
In their heuristic model of the socialization of emotion, Eisenberg and colleagues (Reference Eisenberg, Cumberland and Spinrad1998a, Reference Eisenberg, Spinrad and Cumberlandb; Eisenberg, Reference Eisenberg2020) highlighted the possibility that racial and cultural goals and values shape caregivers’ ERSBs. For example, communicating one’s emotions appears to be encouraged in some cultures (such as in European American families) and discouraged (or expected to be suppressed or controlled) in other cultures, particularly for emotions that are viewed as disruptive to social harmony and communality (such as in some Asian cultures). For example, researchers have shown that Asian parents often enact more punitive responses to negative emotions (Cho et al., Reference Cho, Song, Trommsdorff, Cole, Niraula and Park2022; McCord & Raval, Reference McCord and Raval2016; Yang et al., Reference Yang, Song, Doan and Wang2020) and make fewer references to emotions during storytelling (Doan & Wang, Reference Doan and Wang2010) than do European American parents. In addition, Cho and colleagues (Reference Cho, Song, Trommsdorff, Cole, Niraula and Park2022) found mean-level differences in the frequency of caregivers’ encouraging the expression of joy, pride, and sadness among German, Nepali, and Korean mothers. Specifically, in Germany, parents encouraged the expression of pride and sadness more than in Nepal and Korea, whereas Nepali mothers encouraged the expression of joy more than did German and Korean caregivers.
In addition to mean-level differences in ERSBs, the impact of caregivers’ socialization behaviors likely can vary as a function of culture. For example, Eisenberg, Liew, and Pidada (Reference Eisenberg, Gershoff, Fabes, Shepard, Cumberland, Losoya, Guthrie and Murphy2001) found that, unlike in samples from the United States, parental positive expressivity was not related to children self-regulation in Indonesia, perhaps due to the cultural norms discouraging the expression of intense emotion (even positive emotion) in Indonesia. Similarly, in another study, mothers’ encouraging the expression of pride was positively related to emotion regulation in German children but was negatively related to emotion regulation in Nepali children (Cho et al., Reference Cho, Song, Trommsdorff, Cole, Niraula and Park2022). These findings could be due to the notion that expressions of pride are considered inappropriate or lacking consideration in Asian cultures. Thus, the differential associations between ERSBs and children’s emotion-related outcomes suggest that socialization experiences function differently across cultures.
Even within the United States, there is evidence that culture and race norms should be considered when predicting relations of socialization processes to children’s emotional experience, expression of emotion, and emotion-related functioning. For families of color living in the United States, the context of racism and discrimination undoubtedly is relevant for caregivers’ emotion socialization values and beliefs. For example, Nelson and colleagues (Reference Nelson, Leerkes, O’Brien, Calkins and Marcovitch2012) found that Black American parents engage in more punitive and negative responses to their children’s (especially their boys’) negative emotions than do European American parents. However, such differences should be interpreted with parents’ values and goals in mind. In this case, Black American parents might socialize emotional control in their children to protect their children from discrimination or racially biased situations when and if expressing negative emotions could be dangerous (Dunbar et al., Reference Dunbar, Leerkes, Coard, Supple and Calkins2017). In Black American families, the use of punitive and minimizing responses in response to children’s emotions was not related to negative emotional outcomes in children (see Dunbar et al., Reference Dunbar, Leerkes, Coard, Supple and Calkins2017) In fact, among Black American families, the use of punitive and minimizing reactions to children’s emotions has been linked with more adaptive behavioral and emotion regulation, but only if these practices are paired with discussions about racism (Dunbar et al., Reference Dunbar, Zeytinoglu and Leerkes2022). These findings further support the need to understand racial and cultural socialization practices in addition to emotion-related parenting practices and their joint relations to children’s emotions and emotion-related regulation. Punitive and minimizing reactions have previously come to be labeled as “nonsupportive”; however, this term is inappropriate (and arguably, harmful) in light of research noting that such strategies might reflect Black parents’ strategies to protect their children from racism by suppressing negative emotions in certain circumstances. Thus, we now endorse the use of nonjudgmental labels for these strategies and refer to them as suppressive and corrective (rather than nonsupportive). Moving forward, it is critical that race and culture are considered in nuanced ways in work focusing on the socialization of emotion.
9.3.2 Child Characteristics
Children’s characteristics, such as age, gender, and temperament, might serve as important moderators of the relations between parental ERSBs and children’s emotion-related regulation. For example, the frequency and effectiveness of parental ERSBs undoubtedly change with children’s development. Spinrad and colleagues (Reference Spinrad, Stifter, Donelan-McCall and Turner2004) found that between 18 and 30 months, mothers decreased their attempts to regulate their child’s emotions and the types of strategies that mothers used, such as comforting or distracting at each age, differentially predicted children’s regulation and emotions at age 5. These findings suggest that the effectiveness of particular strategies could depend on their children’s self-regulatory abilities as they develop. Similarly, Mirabile and colleagues (Reference Mirabile, Oertwig and Halberstadt2018) reported that parents’ use of emotion-focused/problem-focused reactions to children’s negative emotions predicted children’s emotional competence for children younger than age 4 but not for older children. The role of parents as socializers is likely to change with development due to the increased roles of teachers, peers, and youths’ own autonomy. Thus, it is expected that parents’ strategies not only change with age, but the relations of socialization to children’s emotion-related regulation also weaken (see Valiente et al., Reference Valiente, Eisenberg, Spinrad, Reiser, Cumberland, Losoya and Liew2006).
Gender differences in emotion and emotion-related regulation have been established (Chaplin et al., Reference Chaplin, Cole and Zahn-Waxler2005) and researchers have sometimes considered the moderating role of child gender in emotion socialization research. For example, boys may be vulnerable to particular socialization responses compared to girls. In one study, mothers’ emotion coaching philosophy related to boys’ but not girls’ emotion regulation (Cunningham et al., Reference Cunningham, Kliewer and Garner2009). In contrast, maternal support has been found to predict adolescent girls’, but not boys’, emotion regulation (Van Lissa et al., Reference Li, Willems, Stok, Deković, Bartels and Finkenauer2019), suggesting that the quality of the mother–daughter relationship might play a particularly prominent role in outcomes for teens. Further, parents’ gender should be examined when studying the socialization of emotion. Mothers and fathers not only respond differently to children’s emotions (Cassano et al., Reference Cassano, Perry-Parrish and Zeman2007; Chaplin et al., Reference Chaplin, Cole and Zahn-Waxler2005), but each of their behaviors may also uniquely predict children’s emotional outcomes (Van Lissa et al., Reference Li, Willems, Stok, Deković, Bartels and Finkenauer2019).
9.3.3 Global Parenting Behaviors
The degree to which ERSBs play a role in children’s emotionality and emotion-related regulation likely depends on other aspects of parenting. Darling and Steinberg (Reference Darling and Steinberg1993) suggested that parents create an ‘emotional climate’ to communicate their socialization goals. In other words, ERSBs may be more or less effective depending on the global quality of parenting or the parent–child relationship. For example, children may be more receptive to ERSBs if they have a warm and reciprocal relationship with the parent. Consistent with this reasoning, Jin and colleagues (Reference Jin, Zhang and Han2017) found that mothers’ supportive responses to negative emotions were positively related to children’s emotion regulation only when the parent–child dyad was relatively collaborative and they worked together on a task (and not under conditions of low dyadic collaboration). Other researchers have reported interactions between maternal warmth and discipline strategies when predicting children’s subsequent effortful control (Kopystynska et al., Reference Kopystynska, Spinrad, Seay and Eisenberg2016).
9.4 Promoting Children’s Regulation Skills through Parenting Intervention
Although the research is somewhat limited, there is evidence that interventions can promote children’s ability to regulate their emotions. There are promising school-based interventions that target children’s emotion regulation skills; nonetheless, for the purposes of this chapter, we focus on interventions targeting parenting and parent-child interactions. Recently, Hajal and Paley (Reference Hajal and Paley2020) reviewed the literature on parental intervention programs and noted that they are focused on four areas of emotion socialization: (1) emotion coaching; (2) parent–child attachment; (3) family-based programs that focus on teaching all family members emotional skills, often in the context of family trauma; and (4) programs that are designed to reduce problem behaviors, such as conduct problems, and focus on emotion management.
Parenting interventions that specifically target emotion socialization include those that teach emotion coaching behaviors. The Tuning into Kids program (Havighurst et al., Reference Havighurst, Wilson, Harley, Prior and Kehoe2010, Reference Havighurst, Wilson, Harley, Kehoe, Efron and Prior2013) and the parallel program for parents of young adolescents (Tuning into Teens; Kehoe et al., Reference Kehoe, Havighurst and Harley2014, Reference Kehoe, Havighurst and Harley2020) specifically teach parents how to recognize and manage their children’s emotions and provide strategies for parents to improve their emotion coaching. Results of randomized control trials indicate that these programs improve parental emotion socialization and reduce children’s problem behaviors and emotional negativity. In another emotion-coaching intervention, Katz and colleagues (Reference Katz, Gurtovenko, Maliken, Stettler, Kawamura and Fladeboe2020) developed a parenting intervention for survivors of intimate partner violence. In this 12-week intervention program, mothers were taught skills to improve their own emotion regulation as well as emotion coaching skills. Findings showed that, compared to mothers who were in a waitlist (control) group, mothers in the intervention group showed improvements in emotion coaching, awareness and validation of their children’s emotions, and confidence in their parenting. Also, mothers in the intervention group decreased their use of negative parenting strategies, such as scolding or lecturing, compared to the control group. Children whose mothers were in the intervention group increased their mother-reported emotion regulation and decreased their negativity toward their mothers compared to children of mothers in the waitlist group.
Also at least partially informed by Eisenberg and colleagues’ heuristic model, interventions that focus on discussions of children’s past emotions have been conducted. For example, mothers participating in a reminiscing and emotion training program were trained to increase conversations with their children that make connections between the causes and consequences of emotions and help resolve children’s negative emotions. In a randomized control trial in a sample of maltreating and nonmaltreating mothers, the intervention predicted improved maternal sensitive guidance and positive family expressiveness, which in turn, predicted greater improvements in children’s emotion regulation compared to those in the control condition (Speidel et al., Reference Speidel, Wang, Cummings and Valentino2020).
Other intervention programs have been conducted that incorporate emotion socialization, but these programs often have somewhat broader goals. That is, although each program has an emotion socialization component, they mainly target the parent–child attachment system, family resiliency, and/or specific child symptoms such as child behavioral problems, disruptive behavior disorders, or anxiety and depression. Nonetheless, many of these programs have shown progress in improving both parenting and child outcomes (see England-Mason & Gonzalez, Reference England-Mason and Gonzalez2020; Hajal & Paley, Reference Hajal and Paley2020, for reviews). Interestingly, in a meta-analysis testing different components of parental intervention programs, those programs the included emotional communication and/or consistent responding demonstrated larger intervention effects on parenting behaviors than programs that did not include emotional components (Kaminski et al., Reference Kaminski, Valle, Filene and Boyle2008). In a recent parenting intervention program that included a focus on mindfulness and emotion coaching skills for post-deployed military families, N. Zhang and colleagues (Reference Zhang, Lee, Zhang, Piehler and Gewirtz2020) found that parents in the intervention group showed greater declines in both mothers’ and fathers’ corrective and suppressive responses to children’s negative emotions over 2 years compared to families in the control group. Thus, although there are few longitudinal studies that examine the effectiveness of various intervention programs targeting parental emotion socialization, the existing research is encouraging in regard to the goal of improving children’s self-regulation through promoting change in parenting practices (Speidel et al., Reference Speidel, Wang, Cummings and Valentino2020).
9.5 Future Directions for Research on Parental Socialization of Emotion
Studies focused on the socialization of emotion and emotion-related regulation could benefit from advanced methodological approaches. For example, recently researchers have studied the socialization of emotion in various innovative ways, including using time series data (Zhang et al., Reference Zhang, Gatzke‐Kopp, Cole and Ram2022), dyadic data (Lunkenheimer et al., Reference Lunkenheimer, Hamby, Lobo, Cole and Olson2020), or neurological measures (Tan et al., Reference Tan, Oppenheimer, Ladouceur, Butterfield and Silk2020). Such data can be used to understand moment-to-moment dynamics of emotional parent–child interactions and can take into account the transactional nature of interactions.
Although research focusing on the role of fathers’ emotion socialization has received increasing attention in recent years (see Eisenberg, Reference Eisenberg2020), there is a need to study the additive and interactive effects of different socializers on children’s emotionality and self-regulation. For example, it is important to understand the additive (cumulative) prediction of children’s emotionality and other aspects of emotion-related functioning from each parent’s emotion-related socialization behaviors. Perhaps each parent’s behaviors uniquely predict children’s emotion-related outcomes. In addition, fathers’ emotion-related socialization behaviors could interact with mothers’ emotion-related socialization behaviors to either amplify, compensate, or undermine the impact of the other parents’ behaviors. As one possibility, one parent’s validation of their child’s emotions could compensate for the other parent’s invalidation or punitive responses to their child’s emotions. Furthermore, other socializers such as older siblings and extended family members (i.e. grandparents) might also be considered in future work.
Finally, research on contexts outside of the family must be considered with regard to the socialization of children’s emotional competence. For example, Valiente and colleagues (Reference Valiente, Swanson, DeLay, Fraser and Parker2020) posited that the school context provides important socialization of emotions. That is, teachers’ own regulation and interactions with students likely play an important role in the socialization of emotion for school-aged children. Further, peers undoubtedly function as important socializers of emotion in the classroom context (and outside of the classroom). Additional research on the roles of multiple sources of socialization on children’s regulation is needed.
In this chapter, we have explored relations between parental emotion-related socialization practices and children’s emotionality and emotion-related regulation. One of our goals was to review the literature on relations with, and prediction of, children’s emotional outcomes from parents’ responses to children’s emotions, parents’ own emotionality, and parents’ discussion of emotions. We also offered additional considerations for future study, particularly with regard to potential moderators. Such work could contribute to the formulation and testing of existing and new intervention and prevention programs that specifically address parental emotion socialization.