Introduction
Over the past 20 years a number of geologists and biologists have speculated upon the likelihood of permafrost occurrence above tree line in the Colorado Rocky Mountains, and specifically on Niwot Ridge, site of many research projects conducted through the Institute of Arctic and Alpine Research (INSTAAR). It is remarkable, however, that little effort has been invested in an attempt to substantiate or invalidate such speculation. Of particular interest are the inter-relationships between mean annual air temperature, mean annual ground temperature, incoming solar energy, snow depth and duration, soils, soil-moisture content, vegetation and periglacial activity. Permafrost research has been generally neglected in the mountain areas of the world (with slight exception, cf. the work of Reference PiercePierce (1961) and Reference RetzerRetzer (1956), there is a virtual absence of literature on permafrost in the Rocky Mountains) despite great expenditure of energy in Arctic and sub-Arctic regions (Reference Sumgin, Sumgin, Kacharin, Tolstakhin and TumelSumgin and others, 1940; Reference BlackBlack, 1954; Reference Baranov and TsytovichBaranov, 1959; Brown, Reference Brown1960,1966, Reference Brown1967,1969; Reference ShumskiyShumskiy, 1955; Reference Lachenbruch, Lachenbruch, Greene, Marshall, Wilimovsky and WolfeLachenbruch and others, 1966; Reference Péwé and HansenPéwé, 1966).
The present report is an outline of the results of initial permafrost reconnaissance in the Front Range adjacent to INSTAAR’s mountain research station. This work was carried out as a basis for detailed, long-term permafrost studies in western Colorado.
Immediate Field Area
The INSTAAR mountain research station is situated in the sub-alpine forest belt at 2 930 m on the east slope of the Front Range. The continental divide lies 12 km due west of the mountain research station, along which individual summits exceed 4 000 m. This section of the Front Range, known as the Indian Peaks, forms a remarkably straight ridge extending north-south for about 20 km between South Arapaho Peak (4086 m) in the south and Sawtooth Mountain (3 785 m) in the north. The east slope of the Indian Peaks is dissected by a series of well-developed cirques, some containing diminutive glaciers, (cf. Reference Outcalt and BenedictOutcalt and Benedict, 1965) opening out into well-formed U-shaped valleys. Between the valleys, broad gently sloping interfluves extend approximately east-west; Niwot Ridge, which lies immediately above the mountain research station, is one of the most extensive having an above-tree-line area of about 20 km2. Tree line lies at about 3 400 m, above which the forest-tundra ecotone extends for a further 100 to 150 m, finally grading into alpine tundra meadow, fellfield, semi-permanent snowbank and rock outcrop above about 3 500 m (Fig. 1). Benedict (Reference Benedict1966,1967, Reference Benedict1968,1970) has provided much valuable information on the periglacial environment of the alpine area, on its neoglacial chronology and on geomorphic processes operating today and in the recent past. The ecosystems of the Front Range have been described by Reference MarrMarr (1961), and he has also tabulated climatic data for the period 1951-64 (Reference MarrMarr, 1967;Reference Marr, Marr, ohnson, Osburn and Knorr Marr, Clark and others, 1968;Reference Marr, Marr, Clark, Osburn and Paddock Marr, Johnson and others, 1968). A significant amount of additional botanical work has been undertaken by Reference WardleWardle (1968), Osburn (1963Reference Osburn, Schultz and Klement[a],[b], Reference Osburn, Nelson and Evans1969), Reference Gates and JankeGates and Janke (1965), and others.
The basic climatic parameters for Niwot Ridge, station altitude 3 750 m, based upon 17 years of continuous record are given in Table I.
*Recent experiments with gauge screening indicate that the precipitation has probably been underestimated by 40-50%.
ϯHighest monthly mean on record.
From the viewpoint of possible permafrost occurrence, the most significant climatological data are the relatively low mean annual air temperature and the very high mean wind speed for the winter months. The strong winter winds ensure that the broad ridge crests extending above tree line are largely snow-free throughout the snow accumulation period. April-May experiences the greatest snow cover, but by then the period of most intensive heat loss is past and heavy wet spring snow probably serves to reduce the warming process of the early summer by presenting a high albedo surface to the May-June-early July high-angle sun and by consuming much available energy in its melting process during this period.
Initial Inferences
Previous permafrost research experience in central Labrador-Ungava (Reference IvesIves, 1960,1961,1962) prompted immediate comparison between this area and the Niwot Ridge alpine area on the first field visit in 1967. In central Labrador-Ungava, typified by a comparable mean annual air temperature (—4-4°C) but with a much greater annual amplitude (January mean — 21.6°C; July mean 12.8°C), it was shown that permafrost occurred extensively above the local tree line and especially beneath wind-swept ridges. Actual ground-temperature measurements recorded permafrost thicknesses of at least 60 m and led to the speculation that maximum thicknesses in excess of 90 m should be anticipated. In contrast, below the local tree line, or in other places where vegetation or topography facilitated the accumulation of snow, permafrost was thin, absent or deep-seated and relict.
Prior to the present study, assumptions concerning the presence or absence of permafrost in the Front Range, and in western Colorado in general, were scattered and contradictory. Reference RetzerRetzer (1956) and Reference PiercePierce (1961) had reported on the occurrence of patches of permafrost, primarily in peaty soils, and R. Pennack (personal communication) had observed the persistence of frozen peat below tree line at 3 200 m in a peat bog on the north side of Niwot Ridge; J. M. Clark (personal communication), on the other hand, from excavations at 3 750 m to a depth of 2 m in September, had concluded that, with the exception of patchy occurrences in peat, permafrost was not likely to be found extensively.
The initial comparison with central Labrador-Ungava is not particularly valid; this involves comparing a sub-Arctic environment with a lower-latitude (lat. 40° N.) high-altitude situation without taking into account contrasts in solar-radiative energy and the annual temperature regime. However, it was thought that the mean annual air temperature at 3750 m was sufficiently low to prompt more serious investigation. Reference BrownBrown (1967), on the basis of an extensive survey of the Russian literature, has indicated that, in the Arctic-sub-Arctic zone, the — 1° to — 2°C mean annual isotherm approximates the southern limit of permafrost, while the —8°C mean annual isotherm approximates the transition between the discontinuous and continuous permafrost zones where permafrost thicknesses up to 60 m are widespread. Figure 2 is a simple plot of mean annual air temperature against altitude in the Front Range based upon 12 years of data from four stations and extrapolated up to 4 400 m which approximates the altitude of nearby Mount Evans and Longs Peak.
Field Observations
As part of a study of freeze-thaw cycles and frost-heave/frost penetration through a range of altitudes (2 200-3 750 m), Fahey has maintained ground-temperature observations since July 1968. His most interesting experimental plot, locally referred to as the Niwot Ridge "saddle site", lies at 3500 m on the tread of a large turf-banked lobe (Reference GallowayGalloway, 1961; Reference BenedictBenedict, 1970). The actual site is characterized by an unknown depth of clayey silt-sand, active patterned ground and a high water table. Small ponds persist on the lobe surface through most of the summer, while strong winds keep the site snow-free for much of the winter. Pit excavations in mid-July 1968 revealed the presence of an ice layer 1 m below the surface. At the end of August, the thawed surface layer was still less than 2 m thick (maximum summer penetration 190 cm). During the same period an adjacent thermistor probe at 200 cm depth remained fractionally below 0°C throughout the summer. Frost-depth indicators and continued thermistor readings have since confirmed the persistence of below-freezing temperatures at this site. Maximum depth to frozen soil recorded in late August 1969 was 183 cm. Thus by definition (Reference MullerMuller, 1947) permafrost is proven, at least at this site.
During September and October 1969, additional thermistors were installed between the saddle site (3500 m) and the western arête section of Niwot Ridge (3800 m), Depths to which thermistors could be installed, using a portable Atlas-Copco cobra drill varied between 1 and 5 m. The drilling program was curtailed due to exceptionally heavy and early snowfall in October. However, sufficient observations have been obtained to permit the following conclusions:
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At the 3500 m level under wet sites, permafrost occurs beneath an active layer less than 2 m thick. Freeze-back to the permafrost table was completed by early March in 1968 and by mid-February in 1969. Under nearby dry sites no below-freezing temperatures were recorded in October 1969 down to depths of 5 m, although temperatures at this depth had fallen below the freezing point by mid-December 1969. Mean annual air temperature in a standard screen for this elevation, based upon a single 12 month period of observation, is —0.8°C. Thus, at the 3 500 m level, permafrost is probably restricted to wet sites, although it may occur under dry sites with an active layer in excess of 5 m.
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At the 3 750-3 800 m level, permafrost occurs extensively under wet sites with an active layer less than 2 m thick. So far, the deepest thermistor installed at this level is 3 m in bedrock. In October 1969, temperature at this depth was +1°C; it had fallen below 0°C by 5 December 1969. The implication here is that permafrost is probably widespread above 3 750 m and under dry sites the active layer is between 4 and 5 m thick.
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Under the highest summits in the Front Range (4 100-4 400 m), with an extrapolated minimum mean annual air temperature of —9°C, permafrost probably occurs to considerable thicknesses and can be classified as the alpine equivalent of the continuous Arctic permafrost zone.
Figure 3 shows the rate of freezing of the active layer at the saddle site and provides further indication that heat loss in winter significantly exceeds heat gain in summer.
Substantiating Evidence
Mr W. Heon, mining engineer of Idaho Springs, has reported to us the occurrence of permafrost more than 30 m thick above tree line on Mt Lincoln (4 355 m) situated on the continental divide cast of Climax, Colorado. Mr Tom Platt, City of Boulder watershed engineer, has reported that bulldozers, moving till for dam fill struck frozen ground 3-4 m below the surface both in 1962 and 1965 in late summer. The bulldozing site was at 3 140 m, below the Silver Lake reservoir on the south side of Niwot Ridge. This site, significantly, is below tree line but high winds keep the middle section of the valley inhospitable to tree-growth and blown free of snow.
Buildings installed at the summits of Pikes Peak and Mount Evans have undergone significant disturbance due to permafrost. In addition, several old-time miners and prospectors recollect difficulties with mining in frozen ground throughout a wide area of western Colorado during the late nineteenth- early twentieth century period.
On Niwot Ridge itself, many surface characteristics seem to provide supporting evidence:
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i. Active patterned ground.
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ii. Persistence of small ponds throughout summer.
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iii. Persistence of small springs high on the ridge flanks; here it is inferred that the only possible water source is melting ground ice.
Conclusions
On the basis of the foregoing, it is believed that permafrost occurs at numerous sites above 3 500 m in the Colorado Front Range and above 4 000 m considerable thicknesses are likely to occur. It is also believed that, by comparison between the sites investigated in the Front Range and the other extensive alpine areas of western Colorado, permafrost should be anticipated over a wide region where high ridges and alpine valley floors are blown free of snow in winter.
Acknowledgements
The field work was supported by grants from the University of Colorado Council on Research and Creative Work and the Graduate School. Messrs Donald Alford, William M. Bower, Rolf Kihl and Eisaku Tsurumi assisted with the drilling operations. Dr Jerry Brown, Cold Regions Research and Engineering Laboratories, Hanover, New Hampshire, kindly made available the frost-depth indicators used in this study.
MS. received 8 July 1970