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Levodopa and executive performance in Parkinson's disease: A randomized study

Published online by Cambridge University Press:  03 September 2008

BERTA PASCUAL-SEDANO
Affiliation:
Department of Neurology (Movement Disorders Unit) and CIBERNED, Hospital de la Santa Creu i Sant Pau, Autonomous University of Barcelona, Spain
JAIME KULISEVSKY*
Affiliation:
Department of Neurology (Movement Disorders Unit) and CIBERNED, Hospital de la Santa Creu i Sant Pau, Autonomous University of Barcelona, Spain
MANEL BARBANOJ
Affiliation:
Center for Drug Research and CIBERNED, Hospital de la Santa Creu i Sant Pau, Autonomous University of Barcelona, Spain
CARMEN GARCÍA-SÁNCHEZ
Affiliation:
Department of Neurology (Neuropsychology Section) and CIBERNED, Hospital de la Santa Creu i Sant Pau, Autonomous University of Barcelona, Spain
ANTONIA CAMPOLONGO
Affiliation:
Department of Neurology (Movement Disorders Unit) and CIBERNED, Hospital de la Santa Creu i Sant Pau, Autonomous University of Barcelona, Spain
ALEXANDRE GIRONELL
Affiliation:
Department of Neurology (Movement Disorders Unit) and CIBERNED, Hospital de la Santa Creu i Sant Pau, Autonomous University of Barcelona, Spain
JAVIER PAGONABARRAGA
Affiliation:
Department of Neurology (Movement Disorders Unit) and CIBERNED, Hospital de la Santa Creu i Sant Pau, Autonomous University of Barcelona, Spain
IGNASI GICH
Affiliation:
Department of Epidemiology, Hospital de la Santa Creu i Sant Pau, Autonomous University of Barcelona, Spain
*
Correspondence and reprint request to: Jaime Kulisevsky, Neurology Department (Movement Disorders Unit), Hospital de la Santa Creu i Sant Pau. Calle Sant Antoni M. Claret, 167, 08025 Barcelona, Spain. E-mail: [email protected]
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Abstract

Parkinson's disease (PD) patients may experience fluctuations in executive performance after oral levodopa (LD). Their relationship with the pharmacokinetic profile of LD and with distinct cognitive processes associated with frontal-basal ganglia circuits is not well understood. In this randomized, double-blind, crossover study we plotted acute cognitive changes in 14 PD patients challenged with faster (immediate-release, IR) versus slower (controlled-release, CR) increases in LD plasma concentrations. We monitored motor status, LD plasma levels, and performance on four tasks of executive function (Wisconsin Card Sorting Test—WCST, Sternberg test, Stroop and Tower of Hanoi), 1 hr before and over +6 hr after IR and CR-LD dose. Analysis of variance demonstrated significant but divergent changes in the Sternberg (6-digit but not 2- and 4-digit) test: improvement after CR-LD and worsening after IR-LD. Marginal improvement (p = .085) was observed with CR-LD in the WCST, while no significant differences were seen for the Stroop or Tower of Hanoi tests. Executive-related performance after LD challenge may differ depending on the LD time-to-peak plasma concentration and specific task demands. A slower rise in LD levels appears to have a more favorable impact on more difficult working memory tests. These results require replication to determine their generalization. (JINS, 2008, 14, 832–841.)

Type
Research Article
Copyright
Copyright © The International Neuropsychological Society 2008

INTRODUCTION

Parkinson disease (PD) is a neurodegenerative disorder in which the major neurochemical finding is a progressive loss of midbrain dopaminergic neurons.

Diagnostic motor symptoms such as rest tremor, bradykinesia and rigidity, appear when degeneration of the dopaminergic neurons of the posteroventral substantia nigra pars compacta reaches a critical point, creating a hypodopaminergic state in the lateral putamen (Damier et al., Reference Damier, Hirsch, Agid and Graybiel1999; Jellinger, Reference Jellinger1987; Kish et al., Reference Kish, Shannak and Hornykiewicz1988).

Besides motor symptoms, cognitive disturbances are also well recognized in PD and are present in most patients from the initial stages of the disease (Janvin et al., Reference Janvin, Aarsland, Larsen and Hugdahl2003; Lees & Smith, Reference Lees and Smith1983). While other cognitive domains may be impaired and eventually lead to dementia in PD, “frontal” type executive impairment predominates over the course of the disease (Emre, Reference Emre2003). Impairment of attention and memory search strategies, slower visuomotor processing, reduced verbal fluency, impairment of organizational and constructional strategies on learning and copying tasks, and motor programming disturbances are characteristic (Peavy et al., Reference Peavy, Salmon, Bear, Paulsen, Cahn, Hofstetter, Kaplan, Delis and Shult2001). Particularly affected are tasks that involve incremental, feedback-based learning of cue-outcome associations (Shohamy et al., Reference Shohamy, Myers, Geghman, Sage and Gluck2006). Although other neurotransmitters may be deficient in advanced PD (Emre, Reference Emre2003), these “frontal-type” deficits can be explained by the malfunctioning of the fronto-striato-thalamic circuitry, without any neuropathological lesion other than dopaminergic degeneration (Kulisevsky, Reference Kulisevsky2000). Dopamine loss in PD is not confined to the putamen but extends more ventrally in the striatum, as well as to the mesolimbocortical dopamine system (Damier et al., Reference Damier, Hirsch, Agid and Graybiel1999; Kish et al., Reference Kish, Shannak and Hornykiewicz1988) due to degeneration of neurons projecting from the ventral tegmental area and the medial substantia nigra pars compacta to the neocortex (Jellinger, Reference Jellinger2001). Striatal (especially caudate) dopamine activity, particularly by means of D2 receptors, might be important for response inhibition and temporal organization of information (Cropley et al., Reference Cropley, Fujita, Innis and Nathan2006), whereas prefrontal cortex (PFC) dopamine transmission by means of D1 receptors seems to play a more prominent role in learning and working memory performance (Dreher et al., Reference Dreher, Guigon and Burnod2002; El-Ghundi et al., Reference El-Ghundi, O'Dowd and George2007; Mizoguchi et al., Reference Mizoguchi, Yuzurihara, Ishige, Sasaki, Chui and Tabira2000). Thus, depending on the involvement of the striatum and PFC on the specific task demands, both nigrostriatal dopaminergic depletion and cortical dopaminergic deficiency may play a role in cognitive deficits in nondemented PD (Kulisevsky, Reference Kulisevsky2000; Monchi et al., Reference Monchi, Petrides, Doyon, Postuma, Worsley and Dagher2004).

Evidence from studies of experimentally induced dopamine deficits in nonhuman primates (Williams and Goldman-Rakic, Reference Williams and Goldman-Rakic1995) and from PET studies in healthy subjects (Bäckman et al., Reference Bäckman, Ginovart, Dixon, Wahlin, Wahlin, Halldin and Farde2000; Volkow et al., Reference Volkow, Gur, Wang, Fowler, Moberg, Ding, Hitzemann, Smith and Logan1998) supports that working memory is especially vulnerable to dopamine loss. Dopamine D1 receptor stimulation in the PFC follows an “inverted-U” dose-response curve, whereby either too little or too much D1 receptor stimulation impairs working memory (Dreher et al., Reference Dreher, Guigon and Burnod2002; Goldman-Rakic et al., Reference Goldman-Rakic, Muly and Williams2000; Vijayraghavan et al., Reference Vijayraghavan, Wang, Birnbaum, Williams and Arnsten2007). According to this action of dopamine as a neuromodulator, many cognitive tasks can be differently influenced by dopaminergic replacement in PD (Cools et al., Reference Cools, Barker, Sahakian and Robbins2001, Reference Cools, Stefanova, Barker, Robbins and Owen2002; Gotham et al., Reference Gotham, Brown and Marsden1988; Grossman et al., Reference Grossman, Glosser, Kalmanson, Morris, Stern and Hurtig2001; Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996; Kulisevsky, Reference Kulisevsky2000; Swainson et al., Reference Swainson, Rogers, Sahakian, Summers, Polkey and Robbins2000). Hence, a positive, neutral or negative effect is not necessarily dependent on a cognitive specificity of dopaminergic drugs and may be more dependent on the task-demands, the level of dopamine depletion, and the ability to buffer the intermittent excess of dopamine in the basal ganglia and PFC (Cools et al., Reference Cools, Barker, Sahakian and Robbins2001; Frank et al., Reference Frank, Seeberger and O'Reilly2004; Kulisevsky, Reference Kulisevsky2000; Shohamy et al., Reference Shohamy, Myers, Geghman, Sage and Gluck2006). Chronic dopamine replacement in de-novo PD patients using either dopamine agonists or the oral precursor of dopamine levodopa (LD) has been associated with a substantial and relatively long-lasting improvement in executive tasks (Kulisevsky, Reference Kulisevsky2000). On the other hand, advanced PD patients challenged with an acute dose of oral LD may show either no changes, improvement, or a transient and task-specific impairment in cognitive performance (Cools et al., Reference Cools, Barker, Sahakian and Robbins2001; Cools, Reference Cools2006; Frank et al., Reference Frank, Seeberger and O'Reilly2004; Gotham et al., Reference Gotham, Brown and Marsden1988; Malapani et al., Reference Malapani, Pillon, Dubois and Agid1994, Reference Malapani, Rakitin, Levy, Meck, Deweer, Dubois and Gibbon1998; Shohamy et al., Reference Shohamy, Myers, Geghman, Sage and Gluck2006; Swainson et al., Reference Swainson, Rogers, Sahakian, Summers, Polkey and Robbins2000) associated to the peak of plasma concentrations of LD (Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996) and manifested in clinical practice as cognitive fluctuations or periods of confusion after drug intake.

Cognitive fluctuations do not necessarily appear in PD patients exhibiting motor fluctuations (Witjas et al., Reference Witjas, Kaphan, Azulay, Blin, Ceccaldi, Pouget, Poncet and Chérif2002). However, they might share some pathogenetic mechanisms that are more related to the short half-life of LD and its potential to induce abnormal pulse stimulation of dopamine receptors than to specific properties of the drug (Olanow et al., Reference Olanow, Agid, Mizuno, Albanese, Bonuccelli, Damier, De Yebenes, Gershanik, Guttman, Grandas, Hallett, Hornykiewicz, Jenner, Katzenschlager, Langston, LeWitt, Melamed, Mena, Michel, Mytilineou, Obeso, Poewe, Quinn, Raisman-Vozari, Rajput, Rascol, Sampaio and Stocchi2004). Cognitive fluctuations may also be related to the development of postsynaptic adaptive neurotransmitter changes (Chase and Oh, Reference Chase and Oh2000; Oh et al., Reference Oh, Geller, Zhang and Chase2003; Westin et al., Reference Westin, Andersson, Lundblad and Cenci2001), and to the increased dopaminergic turnover in dopamine synapses (de la Fuente-Fernández et al., Reference de la Fuente-Fernández, Lu, Sossi, Jivan, Schulzer, Holden, Lee, Ruth, Calne and Stoessl2001). Thus, dopamine formed from intermittent doses of LD required for motor benefit approaches a threshold beyond which further increases may interfere with the processes normally involved in the frontal regulation of attention. As a result, performance in frontal tasks requiring a high level of central control may worsen (Gotham et al., Reference Gotham, Brown and Marsden1988; Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996). It has been hypothesized that continuous dopaminergic stimulation, such as can be achieved with dopaminergic agonists, may avoid or reduce motor fluctuations and dyskinesias by preventing or reversing sensitization induced by pulsate dopaminergic stimulation (Nutt, Reference Nutt2007). As a more continuous stimulation could improve the transient effects related to the LD plasma peak on the cognitive status of nondemented PD patients, we hypothesized that the rate of the rise in plasma LD may also play a role in cognitive fluctuations.

Controlled-release (CR) LD formulations have long been marketed to prolong the effects of the short half-life standard immediate-release (IR). In the present research, we tested the hypothesis that, a less acute increase in plasma LD concentrations associated to a smoother synaptic distribution of the dopamine formed from CR-LD should produce less marked cognitive swings than the rapid increase associated with IR-LD. We compared two oral LD formulations (IR-LD and CR-LD) with different time-to-peak concentrations to study whether the velocity of rising of LD plasma levels differently affected the cognitive status of long-term treated PD patients. We used a randomized, double blind, crossover design to study their cognitive performance and LD plasma levels immediately before and at various time points after the acute administration of IR- and CR-LD. As dopamine replacement is the core treatment of PD and most PD patients are treated with LD, better characterization of cognitive fluctuations and their pharmacological response could contribute to substantial improvements in the well-being of PD patients (Schrag et al., Reference Schrag, Jahanshahi and Quinn2000).

METHODS

Research Participants

All participants were outpatients regularly attending the Movement Disorders Unit at Sant Pau Hospital (Autonomous University of Barcelona) who gave written informed consent to a protocol approved by the local Institutional Ethics Committee. Patients were evaluated by qualified neurologists (B.P.S. and J.K.) to confirm the diagnosis of idiopathic PD (Hughes et al., Reference Hughes, Daniel, Kilford and Lees1992). Those who presented marked motor fluctuations to oral LD (dose failure episodes or unpredictable response to oral LD) or severe dyskinesias that could interfere with test performance or results, were excluded. Two weeks before the experimental sessions, all participants underwent clinical interview with the patient and caregiver and a baseline neuropsychological study using a comprehensive battery of tests targeting memory, language, praxis, gnosis, and executive functions. Dementia was formally excluded using the 294.1 criteria of the Diagnostic and Statistical Manual of Mental Disorders, revised Fourth Edition (DSM IV-TR) (American Psychiatric Association, 1994). We also excluded those subjects who presented a score ≤ 24 on the Mini-Mental State Examination (MMSE) (Folstein et al., Reference Folstein, Folstein and McHugh1975), had a history of current primary psychiatric illness or Axis I diagnoses according to the Structured Clinical Interview for DSM-IV (First, Reference First1995), or had taken sedative or antidepressant medication in the 4 weeks before the first session. Additionally, as we aimed to investigate cognitive swings in a PD sample with no obvious cognitive fluctuations, we used a semi-structured questionnaire to exclude subjects complaining of acute mood or cognitive fluctuations in response to dopaminergic medication. The following written questions were specifically addressed both to the patient and caregiver: 1) “Do you, or does the patient appear to, experience some changes in mood (e.g., more depressed, happier) after taking a dose of antiparkinsonian medication?; 2) “Do you, or does the patient appear to, experience changes in concentration, and 3) “Do you, or does the patient appear to, feel transitorily confused after taking a dose of antiparkinsonian medication?” If the patient or the family member answered “yes” to any one of these questions, the patient was excluded.

Study Design

We used a randomized, double blind, crossover design for the comparison of two therapeutic interventions—immediate-release (IR) and controlled-release (CR) LD—acutely administered at a 2-week interval.

By plotting the acute cognitive changes after each LD treatment, we aimed to test the hypothesis that a less acute increase in plasma LD concentrations—possibly associated with a smoother increase of central dopamine—should produce less marked cognitive swings than a rapid increase. Primary outcome measures were the performance over time of four different cognitive executive tests (WCST, Sternberg memory test, Stroop test and Tower of Hanoi). The secondary outcome measures were the changes over time in LD plasma levels and motor status.

Procedure

The study was carried out at the Sant Pau Center for Drug Research. A practice session using similar cognitive tests was conducted the day before the first experimental session aimed at minimizing possible learning effects (McCaffrey & Westervelt, Reference McCaffrey and Westervelt1995) and familiarizing the subjects with the setting. Experimental sessions were conducted after overnight withdrawal of all antiparkinsonian medication (“practical off”) (Rodriguez-Oroz et al., Reference Rodriguez-Oroz, Obeso, Lang, Houeto, Pollak, Rehncrona, Kulisevsky, Albanese, Volkmann, Hariz, Quinn, Speelman, Guridi, Zamarbide, Gironell, Molet, Pascual-Sedano, Pidoux, Bonnet, Agid, Xie, Benabid, Lozano, Saint-Cyr, Romito, Contarino, Scerrati, Fraix and Van Blercom2005). Usual nonparkinsonian medication was unchanged between sessions.

Randomization of treatment (IR-LD or CR-LD) was drawn up by the statistician (I.G.) using Greco-Latin square designs. A pharmacist formulated LD capsules matched in size, color, shape, and appearance, and concealed allocations from investigators by securing treatment codes. To obtain a predictable and comparable motor effect using formulations with different bioavailability, LD capsules corresponded to 50% (IR-LD; Sinemet®; levodopa: carbidopa, 4:1; 99% bioavailability) or 70% (CR-LD; Sinemet CR®; levodopa: carbidopa, 4:1; 71% bioavailability) (Yeh et al., Reference Yeh, August, Bush, Lasseter, Musson, Schwartz, Smith and Titus1989) of the usual total daily LD dose for each individual patient (see Table 1) (Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996).

Table 1. Characteristics of patients

Note

UPDRS = Unified Parkinson's Disease Rating Scale; MMSE = Mini-Mental State Examination; BDI = Beck Depression Inventory; *The UPDRS motor subscale was evaluated during the “on” period; Data are given as mean (standard error mean).

The trial consisted of two experimental 8-hr sessions. These started at 8.30 AM and followed a fixed order of eight assessments of LD plasma levels and motor status (UPDRS-III) obtained before (at −1 hr, pre-LD value) and at fixed testing times (+0.5 hr, +1 hr, +2 hr, +2.5 hr, +3.5 hr, +5 hr, and +6 hr) after LD challenge. Cognitive tests were administered in a counterbalanced manner at four different testing times: at −1 hr, +1 hr, 2.5 hr, and +5 hr of drug administration. The investigator responsible for seeing the patients (B.P.S.) allocated the number on entry to the study, and at 0 hr, either an IR-LD or a CR-LD dose was dispensed to the patient depending on the randomization schedule. The same blinded investigator administered all cognitive tests and UPDRS scales in each session. The randomization codes were revealed to the investigator once recruitment, data collection and LD plasma levels were completed. Tests evaluating executive function were selected in view of the following characteristics: (1) brevity (∼0.45–1 hr); (2) sensitivity to detect subtle cognitive changes in executive tasks often impaired in PD (Brown and Marsden, Reference Brown and Marsden1990; Gotham et al., Reference Gotham, Brown and Marsden1988; Taylor et al., Reference Taylor, Saint-Cyr and Lang1986); and (3) availability of at least four alternate forms to further minimize the test–retest effect (McCaffrey and Westervelt, Reference McCaffrey and Westervelt1995). We used computerized versions of the Wisconsin Card Sorting Test (WCST) to evaluate mental set-shifting and problem solving (Heaton et al., Reference Heaton, Chelune, Talley, Kay and Curtis1993), the Sternberg memory test (2, 4, and 6-digits) to explore short-term retention and manipulation of information within working memory (Sternberg, Reference Sternberg1966), and the Stroop test to evaluate visual selective attention (Golden, Reference Golden1978). Planning and procedural learning were explored with a manual version of the Tower of Hanoi (Simon, Reference Simon1975). In the computerized version of WCST, the same 128 cards were used in all trials. However, the matching categories (color, shape, number) followed a different random sequence at each testing time. In the computerized version of the Stroop test, the stimuli (colored asterisks in Part 1 and the names of colors in Part 2) were randomly presented on the computer screen at each testing time. The presentation of stimuli was randomized by computer program for both these tests. Using variables considered for the WCST were the number of completed categories and perseverative errors. For the Sternberg memory test we considered the number of correct responses and the reaction time (RT) expressed in milliseconds (ms). For the Stroop test, we considered the number of correct responses in Part 1 (Color-Color) and Part 2 (Color of the words, or Stroop test with interference), RT for each stimulus, and the “Stroop Effect” calculated as the difference in RT of Part 2 minus Part 1 (“Stroop Effect” considered positive with maximal difference of 250 ms). Variables considered for the Tower of Hanoi were time (maximum 300 s) and number of movements (steps) made to move from the initial position to the predetermined position. Blood samples to determine the pharmacokinetic variables of LD—peak plasma concentration (C max; ng/ml) and time to occurrence of C max (T max; h) —were obtained and analyzed as previously described (Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996). Pre-LD mood and mood state during the last week were assessed immediately before each session using a visual analogue scale for mood (VAS-M) (McCormack et al., Reference McCormack, Horne and Sheather1988) and the BDI (Beck Depression Inventory) (Beck et al., Reference Beck, Ward, Mendelson, Mock and Erbaugh1961).

Sample Size and Data Analysis

The planning of the sample size was based on information from our previous work where 20 patients were studied (Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996). Taking into account the results of this study using a variable measured with an interval scale (variability and minimum relevant difference) and the crossover design of the present research, and establishing a probability of a Type I error (α) = .05, and a bilateral hypothesis, we calculated a minimum sample size of 12 patients. We used a high corrector coefficient (0.5) to compensate for exclusions and dropouts, and planned to include up to 18 patients.

Statistical analyses of cognitive frontal performance were completed in two steps. First, a Student's paired t test for pre-LD data obtained in each session was applied to assess comparability of the starting point for each experimental intervention. Second, a repeated-measures two-way analysis of variance (ANOVA) to the differences between data at the different time-points after treatment administration in relation to pre-LD was used. Factors considered were type of medication (two levels: IR-LD and CR-LD), time (three levels: 1 hr-pre, 2.5 hr-pre, and 5 hr-pre) and the interaction between the two. Greenhouse-Geisser ɛ correction was applied when necessary. When suitable, descriptive pairwise comparisons were performed using Student's paired t test, not adjusted for multiple testing. The original degrees of freedom (df) and corrected p values are given in the Results section. The T max of LD curves was evaluated with nonparametric (Wilcoxon) test. The level of significance in all tests was 5% (p < .05, two-tailed test). We analyzed data using SPSS (V-14).

RESULTS

Over 3 months, 82 patients were evaluated for eligibility, 16 of whom (intention-to-treat sample) were randomized: eight were allocated first to IR-LD and eight to CR-LD. Of these, 14 patients completed the study (per-protocol analysis sample), yielding a high adherence rate (14/16). Two patients (two women) withdrew from interventions during the first treatment period: one, who received CR-LD first, at her own request due to an unexpected family problem, and the second as the result of an episode of vomiting 1 hr after taking IR-LD. These two patients were not analyzed because they did not perform any cognitive tests under study medications. No serious adverse events occurred during the study. No patient was taking both IR- and CR-LD at the time of entering the trial. Table 1 shows the patients' demographic and clinical data.

Pre-LD Evaluations

Patients showed no significant pre-LD differences on mood scores (BDI and VAS-M) between the two experimental sessions (Table 2). There were no significant pre-LD differences on cognitive scores even though the patients, before receiving CR-LD, performed poorer than the same patients before receiving IR-LD, as can be seen on Table 3. Thus, there were comparable experimental conditions at the starting point for each type of medication.

Table 2. Mood evaluation: Pre-LD values before each session

Note

BDI = Beck Depression Inventory; VAS-M = Visual analogue scale for mood; ns = nonsignificant. Data are given as mean (standard error mean).

Table 3. Raw data for cognitive tests scores over IR-LD and CR-LD sessions

Note

WCST = Wisconsin Card Sorting Test; RT = reaction time; Stroop Test Part 1 = Color-Color; Stroop Test Part 2 = Color of the words, or Stroop test with interference; ns = nonsignificant. Data are given as mean (standard error mean).

LD Plasma Levels

The mean dose of IR-LD and CR-LD administered to patients in each session is shown in Table 1. No significant differences were obtained in the peak concentration C max of the two LD formulations (IR: 4510 ± 2737 ng/ml; CR: 4825 ± 3102 ng/ml; p = .58). The median T max of CR-LD was delayed with regard to IR-LD (IR: 1 hr, range 1–2.25; CR: 2 hr, range 1.5–2.5) (Wilcoxon test: p = .04). No significant differences were observed in the slope of the plasma concentrations of the elimination phase (IR: 8.32 ± 6.62; CR: 5.03 ± 3.87; p = .16).

Motor Status

The UPDRS-III scores consistently improved over time (p = .003). The patients' best motor status was reached at the same time point with IR-LD as with CR-LD (at +2.5 hr), and its magnitude was similar with both types of LD [mean UPDRS-III score for IR-LD = 17 (8.3), CR-LD = 18.3 (9.7); p = .33].

COGNITIVE PERFORMANCE

Data of cognitive performance over sessions (mean scores and p values) are presented in Table 3.

WCST

Categories

ANOVA analysis showed no significant results but a marginal medication effect [F medication: 3.31; df = 1, 13; p = .085. F time: .79: df = 2, 26; p = .454. F interaction: .14; df = 2, 26; p = .85] characterized by somewhat greater improvement in the CR condition. See Figure 1.

Fig. 1. WCST. Evolution over time of differences in relation to pre-LD score of number of categories obtained with IR-LD and CR-LD. Data are given as mean (standard deviation).

Perseverative errors

Although no significant results were evidenced after applying ANOVA analysis [F medication: 3.14; df = 1, 13; p = .104. F time: 1.70: df = 2, 26; p = .210. F interaction: .02; df = 2,26; p = .972], somewhat fewer errors were produced after CR-LD than after IR-LD in all recording times. Mean maximum difference from pre-treatment values was −9.5 errors for CR-LD and −4.8 errors for IR-LD (Figure 2).

Fig. 2. WCST. Evolution over time of differences in relation to pre-LD score of number of perseverative errors committed with IR-LD and CR-LD. Data are given as mean (standard deviation).

Sternberg Memory Test

There were no significant changes for correct responses and RT in the 2- and 4-digit subsets. However, a significant effect of medication type was observed in the ANOVA analysis applied to the RT data of the 6-digit subset [F medication: 5.83; df = 1, 13; p = .033. F time: 2.31: df = 2, 26; p = .124. F interaction: .10; df = 2, 26; p = .880]. This effect was indicative of a reduction in RT with CR-LD (−221 ms from pre-LD at +5 hr) and an increase in RT with IR-LD (+451 ms from pre-LD at +5 hr). Pair-wise comparisons were significant for nearly all times posttreatment [+1 hr: p = .036; +2.5 hr: p = .082; +5 hr: p = .032] (Figure 3).

Fig. 3. Sternberg memory test (6-digit subset). Evolution over time of differences in relation to pre-LD score reaction time (RT) on the whole sample of patients (p = .03 time). Data are given as mean (standard deviation).

Stroop Test and Tower of Hanoi

No significant changes were observed for any of the variables considered in these two tasks.

DISCUSSION

In this study, we explored whether fluctuations in executive function after LD challenge in PD were related to the pharmacokinetic profile of oral LD and to tasks associated with distinct cognitive processes of the frontal-basal ganglia circuits. We found that frontal-related executive performance of PD patients appeared to differ after LD challenge, depending on the time-to-peak plasma concentration of LD and on the specific demands of the explored task. A slower rise in LD plasma levels appeared to have a more favorable impact on cognitive performance. This was evidenced by a consistently better manipulation of information within working memory and favored a set-shifting task, without affecting planning or visual selective attention tasks.

To our knowledge, this is the first attempt to compare the acute cognitive effects of faster versus slower dopaminergic stimulation in PD. Results demonstrating significant fluctuations in cognitive performance and differences between treatments are strengthened because we only included patients with no noticeable cognitive or mood fluctuations associated to LD intake. We were, therefore, able to demonstrate that clinically inappreciable cognitive swings are not a rare phenomenon in PD. Monitoring plasma LD levels added further consistency to the obtained results by confirming that both formulations had the expected pharmacokinetic differences, with CR-LD having a significantly longer T max than regular IR-LD. Motor monitoring showing that the best achieved motor status of PD patients was similar with both LD formulations served to minimize confounding factors that can emerge because of motor influence on neuropsychological performance. Some limitations should be considered. The first is the relatively small sample of patients. Sample size was, nevertheless, similar to other studies dealing with cognitive effects of LD (Cools et al., Reference Cools, Stefanova, Barker, Robbins and Owen2002; Fournet et al., Reference Fournet, Moreaud, Roulin, Naegele and Pellat2000; Grossman et al., Reference Grossman, Glosser, Kalmanson, Morris, Stern and Hurtig2001; Lange et al., Reference Lange, Robbins, Marsden, James, Owen and Paul1992; Poewe et al., Reference Poewe, Berger, Benke and Schelosky1991; Skeel et al., Reference Skeel, Crosson, Nadeau, Algina, Bauer and Fennell2001), and in the current research this was partially compensated by the crossover design. Second, the most appropriate neuropsychological measures for capturing cognitive swings in PD patients are unknown. We therefore selected tasks known to be impaired in PD patients, allowing for repeated administration, and previously used in acute pharmacological studies in PD (Cools et al., Reference Cools, Stefanova, Barker, Robbins and Owen2002; Gotham et al., Reference Gotham, Brown and Marsden1988; Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996; Lange et al., Reference Lange, Robbins, Marsden, James, Owen and Paul1992; Poewe et al., Reference Poewe, Berger, Benke and Schelosky1991). Third, although our study has the strength of the crossover design, the overnight washout of the dopaminergic medications can not be sufficient to eliminate the relative impact of the long duration response to LD (Fahn, Reference Fahn2006). Thus, the results of the present research would apply specifically for the short-duration response to LD (Nutt and Holford, Reference Nutt and Holford1996). Nevertheless, as it would be unethical to withdraw antiparkinsonian drugs for prolonged periods of time, most studies use the “practical-off” (Rodriguez-Oroz et al., Reference Rodriguez-Oroz, Obeso, Lang, Houeto, Pollak, Rehncrona, Kulisevsky, Albanese, Volkmann, Hariz, Quinn, Speelman, Guridi, Zamarbide, Gironell, Molet, Pascual-Sedano, Pidoux, Bonnet, Agid, Xie, Benabid, Lozano, Saint-Cyr, Romito, Contarino, Scerrati, Fraix and Van Blercom2005) to address the acute cognitive effects of LD (Costa et al., Reference Costa, Peppe, Dell'Agnello, Carlesimo, Murri, Bonuccelli and Caltagirone2003; Fera et al., Reference Fera, Nicoletti, Cerasa, Romeo, Gallo, Gioia, Arabia, Pugliese, Zappia and Quattrone2007). Fourth, although the improvement observed in WCST over time might be related to a test–retest practice effect, we consider this issue is overcome by the repeated pre-experiment exposure to elicit plateau performance, and by the crossover design. Finally, dyskinetic patients may have more plastic changes in the motor component of the fronto-basal ganglia circuits related to chronic nonphysiologic dopaminergic replacement (Mouradian et al., Reference Mouradian, Heuser, Baronti, Fabbrini, Juncos and Chase1989). They might also be more prone to exhibit cognitive swings if similar changes occur in “cognitive” circuits, and thus be at higher risk to exhibit cognitive oscillations. As we excluded patients with severe dyskinesias for methodological reasons (interference of involuntary movements with test performance) we are unable to conclude whether or not they differ in their IR/IC response. Further research focusing on this subgroup of patients should examine this point.

The most consistent result of the study was observed in the Sternberg test where patient performance differed significantly with each type of LD. Improved performance with CR-LD in the Sternberg test consisted of a faster production of responses, without significant changes in accuracy. Interestingly, while there was a significant improvement in the 6-digit subset under CR-LD, we did not observe changes in the 2- and 4-digit subsets with either type of LD. Moreover, the profile of the response curve in the Sternberg 6-digit was indicative of a dissociated LD effect, with performance improving with CR- and worsening with IR-LD.

Although not significant, quantitative results of the WCST performance suggested a similar trend. Compared with performance under IR-LD, with CR-LD, patients completed more categories and committed fewer perseverative errors in the WCST. However, there was no significant change in performance with practice in any measure.

Overall, these findings further illustrate that LD may affect cognitive function differently depending on specific task demands (Cools et al., Reference Cools, Stefanova, Barker, Robbins and Owen2002; Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996). Specifically, results on the Sternberg working memory test show that the effects of LD can differ even within a single task (Frank et al., Reference Frank, Seeberger and O'Reilly2004; Shohamy et al., Reference Shohamy, Myers, Geghman, Sage and Gluck2006). Negative effects of conventional LD on the 6- but not on the 2- and 4-digit subsets is in line with recent work showing impaired incremental learning with LD and no deficit when the patients perform the same task without medication or with decreased demands (Shohamy et al., Reference Shohamy, Myers, Geghman, Sage and Gluck2006). Furthermore, our research indicates that CR-LD is not associated with this observed impairment (Shohamy et al., Reference Shohamy, Myers, Geghman, Sage and Gluck2006) but with improved performance with respect to pre-LD. These findings are consistent with the hypothesis that LD-related impairment on specific highly demanding executive function tasks (Cools et al., Reference Cools, Stefanova, Barker, Robbins and Owen2002; Frank et al., Reference Frank, Seeberger and O'Reilly2004; Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996; Mattay et al., Reference Mattay, Tessitore, Callicott, Bertolino, Goldberg, Chase, Hyde and Weinberger2002; Poewe et al., Reference Poewe, Berger, Benke and Schelosky1991; Swainson et al., Reference Swainson, Rogers, Sahakian, Summers, Polkey and Robbins2000) depends, at least in part, on the rapid rise of LD plasma levels. Thus, a less abrupt pattern of variation of dopamine concentration in the parkinsonian brain, such as that associated with a slower rise of LD plasma levels, might alleviate performance deficiencies associated to high LD plasma levels (Kulisevsky, Reference Kulisevsky2000).

Our findings also further highlight the importance of identifying the individual components of interest from complex measures when evaluating cognitive responses to dopaminergic medication in PD (Cools, Reference Cools2006; Shohamy et al., Reference Shohamy, Myers, Geghman, Sage and Gluck2006). In the current research using four different executive function tasks related to individual components of the fronto-limbic-basal ganglia circuits (Cools et al., Reference Cools, Stefanova, Barker, Robbins and Owen2002; Dagher et al., Reference Dagher, Owen, Boecker and Brooks2001; Egner and Hirsch, Reference Egner and Hirsch2005; Schroeder et al., Reference Schroeder, Kuehler, Haslinger, Erhard, Fogel, Tronnier, Lange, Boecker and Ceballos-Baumann2002), LD had a clear impact on performance in the Sternberg 6-digit test (a working memory task) and a marginal effect on the WCST (a set-shifting task), whereas the Stroop test (a task of visual selective attention) and the Tower of Hanoi (a planning task suggesting procedural learning) appeared largely unaffected. Thus, tests that have been proposed to measure the same general cognitive construct, namely executive function, may present a dissociated response to LD challenge (Cools, Reference Cools2006; Shohamy et al., Reference Shohamy, Myers, Geghman, Sage and Gluck2006). Moreover, we have previously observed (Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996) this dissociation between tests that have been proposed to measure the same specific construct (namely, inhibitory control) (Kosmidis et al., Reference Kosmidis, Bozikas, Zafiri and Karavatos2006), such as the WCST (with transitory worsening coinciding with the peak plasma LD levels) and the Stroop test (not affected by LD challenge). This may be explained by dependence on different fronto-subcortical circuits: dorsolateral for the WCST and anterior cingulate for the Stroop test (Cools et al., Reference Cools, Stefanova, Barker, Robbins and Owen2002; Schroeder et al., Reference Schroeder, Kuehler, Haslinger, Erhard, Fogel, Tronnier, Lange, Boecker and Ceballos-Baumann2002).

However, our results extend previous findings that conventional LD causes cognitive oscillations in patients with PD (Cools et al., Reference Cools, Barker, Sahakian and Robbins2003; Gotham et al., Reference Gotham, Brown and Marsden1988; Kulisevsky et al., Reference Kulisevsky, Avila, Barbanoj, Antonijoan, Berthier and Gironell1996; Mollion et al., Reference Mollion, Ventre-Dominey, Dominey and Broussolle2003; Witjas et al., Reference Witjas, Kaphan, Azulay, Blin, Ceccaldi, Pouget, Poncet and Chérif2002). These oscillations depend on the cognitive complexity and the different demands of the requested task. Additionally, we demonstrate that the pharmacokinetic properties of different formulations of oral LD influence the susceptibility of PD patients to present cognitive oscillations.

Dopaminergic therapy, particularly with conventional IR-LD, is the current mainstay of therapy for the motor features of PD. The present research shows that a slower rise in LD plasma levels might diminish the risk of potential cognitive side effects of conventional LD in PD patients. This finding should be balanced against potential long-term motor side effects of commercially available CR formulations such as an increase in dyskinesias (Bejjani et al., Reference Bejjani, Arnulf, Demeret, Damier, Bonnet, Houeto and Agid2000; de la Fuente-Fernández et al., Reference de la Fuente-Fernández, Sossi, Huang, Furtado, Lu, Calne, Ruth and Stoessl2004). Although this study deals with the acute effects of LD, it might have relevant implications for chronic treatment. The short-half life of the available LD formulations and the need to take repeated doses throughout the day continuously exposes many PD patients to synaptic overflow of LD (de la Fuente-Fernández et al., Reference de la Fuente-Fernández, Sossi, Huang, Furtado, Lu, Calne, Ruth and Stoessl2004) and to the risk of cognitive swings, chronically repeating the conditions of our experimental setting. Importantly, although score differences observed seem small, our results showing subclinical oscillations in cognition were obtained in a highly selected population without complaints of cognitive swings with LD. Patients who complain of cognitive swings are likely more affected with cognitive oscillations interfering in every-day life (Witjas et al., Reference Witjas, Kaphan, Azulay, Blin, Ceccaldi, Pouget, Poncet and Chérif2002). Improved formulations of LD are required to further avoid abrupt plasmatic changes and to obtain a more sustained half-life of LD plasma levels.

ACKNOWLEDGMENTS

We thank our patients for their invaluable help and the personnel at the Center for Drug Research for their contribution to this study. The authors do not report any conflict of interest. The work was partially supported by public research grants from “Fondo de Investigaciones Sanitarias” PI051916 and Centro de Investigaciones Biomédicas en Red–Enfermedades Neurodegenerativas (CIBERNED).

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Figure 0

Table 1. Characteristics of patients

Figure 1

Table 2. Mood evaluation: Pre-LD values before each session

Figure 2

Table 3. Raw data for cognitive tests scores over IR-LD and CR-LD sessions

Figure 3

Fig. 1. WCST. Evolution over time of differences in relation to pre-LD score of number of categories obtained with IR-LD and CR-LD. Data are given as mean (standard deviation).

Figure 4

Fig. 2. WCST. Evolution over time of differences in relation to pre-LD score of number of perseverative errors committed with IR-LD and CR-LD. Data are given as mean (standard deviation).

Figure 5

Fig. 3. Sternberg memory test (6-digit subset). Evolution over time of differences in relation to pre-LD score reaction time (RT) on the whole sample of patients (p = .03 time). Data are given as mean (standard deviation).