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Organizational Participation and Public Policy

Published online by Cambridge University Press:  13 June 2011

Cyril E. Black
Affiliation:
Princeton University
John P. Burke
Affiliation:
Williams College
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Abstract

The role in public policy of organizations—broadly defined to include bureaucratic and corporatist, as well as autonomous, organized interests—merits attention as a form of political participation characteristic of a wide variety of societies. Various forms of corporatism have emerged in recent years to play an increasingly important role in most West European societies. In Japan and the United States, organized interests are still mediated primarily by the political parties, but in these countries also there is an increasing reliance on organizational participation. Organized interests play an important role in contemporary authoritarian states, and provide a common denominator for comparisons with other political systems. Special cases of organizational participation that have received considerable attention include the role of the military as a form of bureaucratic politics in many countries, and the decision-making function of organizations in the international system. A better understanding of organizational participation as the most appropriate basis for the comparative study of contemporary political systems calls for further research along several lines: for example, the direct influence of organized interests on governments; the interaction of corporatist and autonomous organizations with bureaucracies; comparisons of organizational participation in societies with differing institutional heritages; and the role of organizations in the international system.

Type
Research Note
Copyright
Copyright © Trustees of Princeton University 1983

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References

1 Burke, John P., Organizational Participation and Public Policy: A Conference Report, Center of International Studies, Princeton University, Policy Memorandum No. 41 (Princeton 1982).Google Scholar

2 This definition of organization and its chief characteristics is taken from Blau, Peter M. and Richard Scott, W., Formal Organizations (San Francisco: Chandler, 1962), 1.Google Scholar Blau and Scott (p. 5) further distinguish formal from informal according to the practice in the former of the formal establishment of organizations to achieve ends and formal creation of official rules and regulations to guide conduct and behavior.

3 Eleanor Westney, D., Organizational Development and Social Change in Meiji Japan (forthcoming), chap. 1.Google Scholar

4 Burke (fn. l), 28–29. Thus, studies such as Townsend, James R., Political Participation in Communist China (Berkeley and Los Angeles: University of California Press, 1969)Google Scholar, and Friedgut, Theodore H., Political Participation in the USSR (Princeton: Princeton University Press, 1979)Google Scholar, are concerned with output rather than with input.

5 Burke (fn. 1), 28.

6 Myers, A. R., Parliaments and Estates in Europe to 1789 (London: Thames & Hudson, 1975)Google Scholar provides a convenient introduction with a bibliography on the very extensive literature.

7 See, for example, Koenigsberger, H. G., Estates and Revolutions (Ithaca, N.Y.: Cornell University Press, 1971).Google Scholar

8 During the late 1950s and early 1960s, the Committee on Comparative Politics of the Social Science Research Council made a concerted effort to extend the analysis of the role of interest groups to other political systems. The preliminary CCP-SSRC report on the comparative analysis of group participation was presented by Almond, Gabriel A. in “A Comparative Study of Interest Groups and the Political Process,” American Political Science Review, Vol. 52 (March 1958), 270–82.CrossRefGoogle Scholar Also see a similar effort sponsored by the International Political Science Association: Ehrmann, Henry, ed., Interest Groups on Four Continents (Pittsburgh: University of Pittsburgh Press, 1958).Google Scholar One of the best of the earlier studies is Kaiser, Joseph H., Die Repräsentation organisierter Interessen (Berlin: Duncker & Humblot, 1956).Google Scholar

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22 See Westney (fn. 3), chap. 1.

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24 Herbert Hoover's attempts to create an “associational state” represent an exception; see Lloyd, Craig, Aggressive Introvert: Herbert Hoover and Public Relations Management (Columbus: Ohio State University Press, 1972)Google Scholar; Hawley, Ellis, “Herbert Hoover, the Commerce Secretariat, and the Vision of an Associative State,” Journal of American History, Vol. 61 (June 1974), 116–40CrossRefGoogle Scholar; and Hawley, , “Three Facets of Hooverian Associationalism: Lumber, Aviation and Movies,” in McCraw, Thomas, ed., Regulation in Perspective (Cambridge: Harvard University Press, 1981), 95123.Google Scholar

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35 I.T.T., for example, did not have a full-time lobbyist until the early 1960s.

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39 “Business Round Table, New Lobbying Force,” Congressional Quarterly Weekly Report (September 17, 1977).

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55 Erlich, Alexander, The Soviet Industrialization Debate, 1924–1928 (Cambridge: Harvard University Press, 1960)CrossRefGoogle Scholar, provides a good example of the range of views that influenced Soviet policy making at this time.

56 Fainsod, , How Russia Is Ruled (Cambridge: Harvard University Press, 1953), 483 Google Scholar; rev. ed. (1963), 579.

57 Joravsky, David, The Lysenko Affair (Cambridge: Harvard University Press, 1970)Google Scholar, and Hahn, Werner G., Postwar Soviet Politics: The Fall of Zhdanov and the Defeat of Moderation, 1946–53 (Ithaca, N.Y.: Cornell University Press, 1982)Google Scholar provide detailed documentation of this form of bureaucratic politics.

58 Early appraisals of group politics after Stalin include Pethybridge, Roger W., A Key to Soviet Politics: The Crisis of the Anti-Party Groups (London: Allen & Unwin, 1962)Google Scholar; Linden, Carl, “Khrushchev and the Party Battle,” Problems of Communism, XII (September-October 1963), 2735 Google Scholar; and Tucker, Robert C., “The ‘Conflict Model’,“Problems of Communism, XII (November-December 1963), 5961.Google Scholar

59 Ellen Jones, “Representation of Organizational Interests in the USSR: Conflict and Consensus in Soviet Collegia,” paper delivered at the 14th annual meeting of the American Association for the Advancement of Slavic Studies, Washington, D.C., October 16, 1982.

60 The best general treatments of interest-group participation in the Soviet Union are Gordon Skilling, H. and Griffiths, Franklyn, eds., Interest Groups in Soviet Politics (Princeton: Princeton University Press, 1971)Google Scholar; Kirstein, Tatjana, Die Konsultation von “Aussenstehenden” durch den Partei und Staatsapparat sowie den Obersten Sowjet der UdSSR als stabilisierender Faktor des sowjetischen Herrschaftssystems (Berlin: Harrassowitz, 1972)Google Scholar; Meissner, Boris and Brunner, Georg, eds., Gruppeninteressen und Entscheidungsprozess in der Sowjetunion (Cologne: Wissenschaft & Politik, 1975)Google Scholar; Meyer, Gerd, Bürokratischer Sozialismus: Eine Analyse des sowjetischen Herrschaftssystems (Stuttgart: Frommann-Holzboog, 1977)Google Scholar; and Hough, Jerry F. and Fainsod, Merle, How the Soviet Union Is Governed (Cambridge: Harvard University Press, 1979), 518–55.Google Scholar

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62 Kelley, Donald R., “Environmental Policy-Making in the USSR: The Role of Industrial and Environmental Interest Groups,” Soviet Studies, XXVIII (October 1976), 570–89CrossRefGoogle Scholar; Remnek, Richard B., Soviet Scholars and Foreign Policy: A Case Study in Soviet Policy Toward India (Durham, N.C.: Duke University Press, 1975)Google Scholar; Solomon, Peter H. Jr, Soviet Criminologists and Criminal Policy: Specialists in Policy-Making (New York: Columbia University Press, 1978).CrossRefGoogle Scholar

63 Mirić, Jovan, Interesne grupe i politička moć (Zagreb: Centar za aktualni politicki studij, 1973)Google Scholar; Gati, Charles, ed., The Politics of Modernization in Eastern Europe: Testing the Soviet Model (New York: Praeger, 1974)Google Scholar; Charvin, Robert, Les États socialistes européens: Institutions et vie politiques (Paris: Dalloz, 1975)Google Scholar; and especially Triska, Jan F. and Cocks, Paul M., eds., Political Development in Eastern Europe (New York: Praeger, 1977).Google Scholar

64 Rozman (fn. 49), 255–317. See also Lampton, David M., The Politics of Medicine in China: The Policy Process, 1949–1977 (Boulder, Colo.: Westview Press, 1977)Google Scholar; Greenblatt, Sidney L., Wilson, Richard W., and Wilson, Amy Auerbach, Organizational Behavior in Chinese Society (New York: Praeger, 1981)Google Scholar; Falkenheim, Victor C., “Democracy, Modernization, and Participatory Values in Post-Mao China,” in Schulz, Donald E. and Adams, Jan S., eds., Political Participation in Communist Systems (New York: Pergamon Press, 1981), 254–73Google Scholar; Pye, Lucien, The Dynamics of Chinese Politics (Cambridge, Mass.: Oelgeschlager, Gunn & Hain, 1981)Google Scholar; and Harding, Harry, Organizing China: The Problem of Bureaucracy, 1949–1976 (Stanford, Calif.: Stanford University Press, 1981).Google Scholar

65 The best general introduction is Huntington, Samuel P. and Nelson, Joan M., No Easy Choice: Political Participation in Developing Countries (Cambridge: Harvard University Press, 1976).CrossRefGoogle Scholar Individual country studies include Weiner, Myron, The Politics of Scarcity: Public Pressure and Political Response in India (Chicago: University of Chicago Press, 1962)Google Scholar; Astiz, Carlos A., Pressure Groups and Power Elites in Peruvian Politics (Ithaca, N.Y.: Cornell University Press, 1969)Google Scholar; Campiglia, Nestor, Los groupos de presión y el processo político: La experiencia uruguaya (Montevideo: Arca, 1969)Google Scholar; Schmitter, Philippe C., Interest Conflict and Political Change in Brazil (Stanford, Calif.: Stanford University Press, 1971)Google Scholar; Bienen, Henry, Kenya: The Politics of Participation and Control (Princeton: Princeton University Press, 1974)Google Scholar; Akarli, Engin D. and Ben-Dor, Gabriel, eds., Political Participation in Turkey: Historical Background and Present Problems (Istanbul: Bogaziçi University Publications, 1975)Google Scholar; Özbudun, Ergun, Social Change and Political Participation in Turkey (Princeton: Princeton University Press, 1976)Google Scholar; Kim, Chong Lim, ed., Political Participation in Korea: Democracy, Mobilization, and Stability (Santa Barbara, Calif: Clio Press, 1980).Google Scholar

66 LaPalombara, Joseph M., ed., Bureaucracy and Political Development (Princeton: Princeton University Press, 1963)CrossRefGoogle Scholar; Crozier, Michel, The Bureaucratic Phenomenon (Chicago: University of Chicago Press, 1964)Google Scholar; Allison, Graham T. and Halperin, Morton H., “Bureaucratic Politics: A Paradigm and Some Policy Implications,” in Tanter, Raymond and Ullman, Richard H., eds., Theory and Policy in International Relations (Princeton: Princeton University Press, 1972), 4079 Google Scholar; Halperin, Morton H., Bureaucratic Politics and Foreign Policy (Washington, D.C.: Brookings Institution, 1974)Google Scholar; Guy Peters, B., The Politics of Bureaucracy: A Comparative Perspective (New York: Longman, 1978).Google Scholar

67 Roth, Guenther, “Personal Rulership, Patrimonialism, and Empire-Building in the New States,” World Politics, XX (January 1968), 194206 CrossRefGoogle Scholar; Black, Cyril E., “Japan and Russia: Bureaucratic Politics in a Comparative Context,” Social Science History, 11 (Summer 1978), 414–26CrossRefGoogle Scholar; Silberman, Bernard S., “Bureaucratic Development and Bureaucratization: The Case of Japan,” Social Science History, 11 (Summer 1978), 385–98CrossRefGoogle Scholar; Rudolph, Lloyd I. and Rudolph, Susanne Hoeber, “Authority and Power in Bureaucratic and Patrimonial Administration: A Revisionist Interpretation of Weber on Bureaucracy,” World Politics, XXXI (January 1979), 197227 Google Scholar; Dawisha, Karen, “The Limits of the Bureaucratic Politics Model: Observations on the Soviet Case,” Studies in Comparative Communism, XIII (Winter 1980), 300346.CrossRefGoogle Scholar

68 Charles Lewis Taylor and David A. Jodice, eds., The World Handbook of Political and Social Indicators III (forthcoming), Table 1.6.

69 Huntington, Samuel P., The Soldier and the State: The Theory of Civil-Military Relations (Cambridge: Harvard University Press, 1954)Google Scholar, and Huntington, , ed., Changing Patterns of Military Politics (New York: Free Press, 1962)Google Scholar; Johnson, John J., ed., The Role of the Military in Undeveloped Countries (Princeton: Princeton University Press, 1964)Google Scholar; Kolkowicz, Roman and Korbonski, Andrzej, Soldiers, Peasants, and Bureaucrats: Civil-Military Rehtions in Communist and Modernizing Societies (London: George Allen & Unwin, 1982).Google Scholar

70 Lissak, Moshe, “Modernization and Role Expansion of the Military in Developing Countries: A Comparative Analysis,” Comparative Studies in Society and History, IX (April 1967), 233–55CrossRefGoogle Scholar; Feit, Edward, “Pen, Sword, and People: Military Regimes in the Formation of Political Institutions,” World Politics, XXV (January 1973), 251–73CrossRefGoogle Scholar; Black, Cyril E., “Military Leadership and National Development,” in Mclsaac, David, ed., The Military and Society (Washington, D.C.: Government Printing Office, 1975), 1635 Google Scholar; Janowitz, Morris, Military Institutions and Coercion in the Developing Nations (Chicago: University of Chicago Press, 1977).Google Scholar

71 Interesting country studies include Craig, Gordon A., The Politics of the Prussian Army, 1640–1945 (Oxford: Clarendon Press, 1955)Google Scholar; Stepan, Alfred, The Military and Politics: Changing Patterns in Brazil (Princeton: Princeton University Press, 1971)Google Scholar; Coox, Alvin D., “Chrysanthemum and Star: Army and Society in Modern Japan,” in Mclsaac (fn. 70), 3760 Google Scholar; Munn, Frederick M., The Military in Chilean History: Essays on Civil-Military Relations, 1810–1873 (Albuquerque: University of New Mexico Press, 1976)Google Scholar; Stavrou, Nikolaos A., Allied Politics and Military Interventions: The Political Role of the Greeks Military (Athens: Papazissis, 1976)Google Scholar; Victor Papacosma, S., The Military in Greeks Politics: The 1909 Coup d'État (Kent, Ohio: Kent State University Press, 1977)Google Scholar; Bienen, Henry, Armies and Parties in Africa (New York: Africana, 1978)Google Scholar; and Colton (fn. 61).

72 Masters, Roger D., “World Politics as a Primitive Political System,” World Politics, XVI (July 1964), 595619 CrossRefGoogle Scholar; Wallace, Michael and David Singer, J., “Intergovernmental Organization in the Global System, 1815–1964: A Quantitative Description,” International Organization, XXIV (Spring 1970), 239–87CrossRefGoogle Scholar; Skjelsbaek, Kjell, “The Growth of International Non-Governmental Organization in the Twentieth Century,” International Organization, XXV (Summer 1971), 420–42CrossRefGoogle Scholar; Saunders, Paul R., “An Organizational Perspective on Intergovernmental Organizations,” Ph.D. diss. (Princeton University, 1978)Google Scholar; Jacobson, Harold K., Networks of Interdependence: International Organizations and the Global Political System (New York: Knopf, 1979).Google Scholar

73 On the making of international law, see Gottlieb, Gidon, “The Nature of International Law: Toward a Second Concept of Law,” in Black, Cyril E. and Falk, Richard A., eds., The Future of the International Legal Order, IV, The Structure of the International Environment (Princeton: Princeton University Press, 1972), 331–83Google Scholar; and Onuf, Nicholas G., ed., Lawmaking in the Global Community (Durham, N.C.: Carolina Academic Press, 1982).Google Scholar Weiss, Thomas G. and Jordan, Robert S., “Bureaucratic Politics and the World Food Conference: The International Policy Process,” World Politics, XXVIII (April 1976), 422–39CrossRefGoogle Scholar, and Rycroft, Robert W. and Szylowicz, Joseph S., “The Technological Dimension of Decision Making: The Case of the Aswan High Dam,” World Politics, XXXIII (October 1980), 3661 CrossRefGoogle Scholar, provide interesting examples of the politics of international decision making.

74 Some research has been done on this area, although the emphasis has been on changes in formal decisions, or discrepancies between formal decisions and informal practices, rather than on the political process through which decisions are made. See Loren R. Graham, “The Place of the Academy of Sciences in the Overall Organization of Soviet Science,” and Joravsky, David, “Political Authorities and the Learned Estate in the USSR,” both in Thomas, J. R. and Kruse-Vaucienne, U., eds., Soviet Science and Technology: Domestic and Foreign Perspectives (Washington, D.C.: National Science Foundation, 1977), 4462 and 155–61.Google Scholar Olson's, Mancur The Rise and Decline of Nations (New Haven: Yale University Press, 1982)Google Scholar places a particular emphasis on the aggregation of competing interests as a factor in economic development.

75 Kelman, Steven, Regulating Sweden, Regulating America: A Comparative Study of Occupational Safety and Health Policy (Cambridge: MIT Press, 1981).Google Scholar

76 Rydell, Randy J., “Decision Making on the Breeder Reactor in Britain and the United States,” Ph.D. diss. (Princeton University, 1980)Google Scholar, is a good example of this type of study.

77 Heidenheimer (fn. 28).

78 An example of a case study that does analyze the significance of bureaucratic organization in a particular policy area—in this case the utilization of scientific data by policy makers—is Rich, Robert F., Social Science Information and Public Policy Making: The Interaction Between Bureaucratic Politics and the Use of Survey Data (San Francisco: Jossey-Bass, 1981).Google Scholar On the role of private-sector interest groups in foreign policy, see Trice, Robert H., Interest Groups and the Foreign Policy Process: U.S. Policy in the Middle East (Beverly Hills, Calif.: Sage, 1976).Google Scholar

79 Westney (fn. 3), chap. 1.

80 For example, in the case of Germany, see such studies as Erdmann, Manfred, Die verfassungspolitische Funktion der Wirtschaftsverbände in Deutschland, 1815–1871 (Berlin: Duncker and Humblot, 1968)Google Scholar; Varain, H. J., ed., Interessenverbände in Deutschland (Cologne: Kiepenheuer & Witsch, 1973)Google Scholar, covering the period from 1848 to 1914; and Blaich, Fritz, Staat und Verbände in Deutschhnd zwischen 1871 und 1945 (Wiesbaden: Steiner, 1979).Google Scholar

81 The rudiments of analysis of the role of interest groups in Common Market policy have already been undertaken. See the report of the Studies Research Division of the General Secretariat of the Economic and Social Committee of the European Communities, European Interest Groups and Their Relationship with the Economic and Social Committee (Westmead, England: Saxon House, 1980)Google Scholar, and also such studies as Meynaud, Jean and Sidjanski, Dusan, Les groupes de pression dans la communauté européenne, 1958–1968 (Brussels: Institut de Sociologie, 1971)Google Scholar; Bujard, Helmut, Der Interesseneinfluss auf die europäische Zuckerpolitik (Baden-Baden: Nomos, 1974)Google Scholar; and Averyt, William F. Jr, Agropolitics in the European Community: Interest Groups and the Common Agricultural Policy (New York: Praeger, 1977).Google Scholar

82 On the importance of goals, rewards, and incentives, see J. Q. Wilson (fn. 30); Olson, Mancur, The Logic of Collective Action (Cambridge: Harvard University Press, 1965)Google Scholar; and Moe, Terry M., The Organization of Interests: Incentives and the Internal Dynamics of Political Interest Groups (Chicago: University of Chicago Press, 1980).Google Scholar

83 Westney (fn. 3), chap. 1.

84 Pizzorno, (fn. 11), esp. 281 Google Scholar; also see Sabel, Charles, “The Internal Politics of Trade Unions,” in Berger (fn. 10), 209–48.Google Scholar

85 Schmitter (fn. 11), 292.

86 See, for example, Kelman (fn. 75).

87 See, for example, Eckstein, Harry and Gurr, Ted Robert, Patterns of Authority (New York: Wiley, 1975).Google Scholar

88 On the distinction between distributive, regulatory, and redistributive politics, see Lowi (fn. 37).

89 On the distinction of “exit” and “voice,” see Hirschman, Albert O., Exit, Voice, and Loyalty (Cambridge: Harvard University Press, 1970).Google Scholar