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The Kantian Peace: The Pacific Benefits of Democracy, Interdependence, and International Organizations, 1885–1992
Published online by Cambridge University Press: 13 June 2011
Abstract
The authors test Kantian and realist theories of interstate conflict using data extending over more than a century, treating those theories as complementary rather than competing. As the classical liberals believed, democracy, economic interdependence, and international organizations have strong and statistically significant effects on reducing the probability that states will be involved in militarized disputes. Moreover, the benefits are not limited to the cold war era. Some realist influences, notably distance and power predominance, also reduce the likelihood of interstate conflict. The character of the international system, too, affects the probability of dyadic disputes. The consequences of having a strong hegemonic power vary, but high levels of democracy and interdependence in the international system reduce the probability of conflict for all dyads, not just for those that are democratic or dependent on trade.
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References
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31 International Monetary Fund, Direction of Trade (ICPSR 7623) (Washington, D.C.: IMF, 1993Google Scholar; distributed by Ann Arbor, Mich.: Inter-University Consortium for Political and Social Research). Summers, Robert et al., The Penn World Table (Mark 5.6a) (Cambridge, Mass.: National Bureau of Economic Research, 1995)Google Scholar. Due to missing data for trade and/or GDP, the great majority of dyads involved in the Korean and Vietnam Wars are omitted, as are most Arab-Israeli dyads. Since most of those are conflicting democratic-autocratic dyads with no trade, our analysis is likely to be biased against the liberal hypotheses. Because these conflicts spanned several years, excluding these cases mitigates the problem of temporal dependence in the time series, as does omitting all but the first year of the world wars. Also omitted are roughly 2,500 communist dyad-years: non-IMF members. These states traded among themselves but did not report it to the IMF and generally had little conflict. Had we been able to include them, the post-1950 sample would have been increased by only about 2 percent.
32 League of Nations, International Trade Statistics (Geneva: League of Nations, annual volumes).
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34 We took several steps to minimize missing trade data in this period. We used information regarding one state's exports to another to infer its partner's imports; we interpolated between known values of trade and used the average value of a dyad's trade to extrapolate; and we assumed, for those states for which we had data, that there was no trade between any two if neither reported any exports or imports with the other. As a result we have trade data for 61 percent of the dyads 1885–1913 and 1920–38. We conducted several tests to see if these methods might have biased our results. First we dropped all zero values of trade, and then we dropped all interpolations and extrapolations. Analyses with the remaining “real” data, 1885–1940, revealed little change in the results. We also determined that the sample of dyads for which we have trade data is unlikely to be biased. To do this, we created a variable (MISSING) that equaled 1 if DEPEND was missing and 0 otherwise and then changed all missing values of DEPENDL to zero. We then estimated equation 1 below with the variable MISSING added. It was not statistically significant, indicating that the incidence of disputes among the dyads for which trade (or GDP) data are missing does not differ from that for the dyads for which data are available.
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46 Lemke and Reed (fn. 3).
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48 Military expenditure is a component of the COW index of militarily relevant capabilities. On the validity of our measure, see Oneal, John R. and Whatley, Hugh Carter, “The Effect of Alliance Membership on National Defense Burdens, 1953–88,” International Interactions 22, no. 2 (1996).CrossRefGoogle Scholar Changes in this index for the hegemon's military burden correlate highly with changes in the average military burden for all the major powers.
49 On GEE, see Diggle, Peter J.Liang, Kung-Yee, and Zeger, Scott L., Analysis of Longitudinal Data (Oxford: Clarendon Press, 1994).Google Scholar We used the computing algorithms in StataCorp, Stata Statistical Software, Release 5.0 (College Station, Tex.: Stata Corporation, 1997).Google Scholar For Beck, Katz, and Tucker's methods, see fn. 24. We express our doubts that the effects of the theoretical variables and of time are separable, as Beck, Katz, and Tucker's method requires, in Oneal and Russett (fn. 6, 1999). GEE allows for temporal dependence in the time series but gives the theoretical variables primacy in accounting for interstate disputes. Beck, Katz, and Tucker introduce the PEACEYRS variables into the estimation process as coequals of the theoretical variables. See also Bennett, D. Scott, “Parametric Methods, Duration Dependence, and Time-Varying Data Revisited,” American JournalofPolitical Science 43, no. 1 (1999).Google Scholar
50 Our recent specifications are found in Oneal and Russett (1997); and Russett, Oneal, and Davis (fn. 6). The controls, from Oneal and Russett (fn. 6, 1999), draw on Barbieri (fn. 24).
51 To test the robustness of these results, we estimated separate regressions for each theoretically interesting variable with just the controls for distance, contiguity, and major-power status. The signs and significance levels were consistent with those in the multivariate regressions, with one exception. Joint IGO memberships significantly (p < .001) reduced conflict in the restricted analysis. We also reestimated equation 1 after dropping the measure of economic interdependence because this variable has the most missing values. The pacific benefits of democracy remained strong (p < .001). Joint membership in IGOs, too, was significantly associated with a reduction in conflict (p < .02) when DEPENDL was omitted. Not surprisingly, interdependent states share memberships in international organizations.
52 We suppress coefficients for the four spline segments to save space. All are significant (p < .001). In this equation, and others presented subsequently, the coefficients for IGOs are the only ones not robust to the different methods for adjusting for temporal dependence. As our results suggest, joint membership in IGOs is most correlated of the three Kantian variables with the years of peace since a dyad's last dispute. Our methodological preference for GEE preceded our work on IGOs. We also estimated equation 1 using conditional or fixed effects logistic regression. Greater democracy (p < .001) and interdependence (p < .05) continued to be associated with peaceful dyadic relations, as was the existence of an alliance. Joint membership in IGOs and a greater capability ratio increased the prospects of conflict. These results are based on the 20,289 observations for dyads that experienced at least one dispute; 129,092 cases were dropped because the dependent variable always equaled zero.
53 Gowa (fn. 3), 98–100.
54 Oneal, Russett, and Davis (fn. 6). Farber and Gowa (fn. 3), 409, analyze lower-level MIDs for 1816–1976 and find that democracy significantly affects the likelihood of conflict only after 1919. However, using interactive terms for years, we find evidence of democratic peace by 1900. Earlier than that even the most democratic states were not democratic by contemporary standards. As democracy developed, the common interests of democracies and their antagonisms with authoritarian states may have become more substantial. Support for the benefits of democracy in Farber and Gowa's analyses is weakened by their decision to exclude consideration of all years of the world wars. Due to possible simultaneity problems, they do not control for alliances. Since alliances show little impact in our analyses, this may not matter. For results for trade that agree with ours, see Way, Christopher, “Manchester Revisited: A Theoretical and Empirical Evaluation of Commercial Liberalism” (Ph.D. diss., Stanford University, 1997).Google Scholar For results that differ from ours, see Barbieri (fn. 24); and idem, “Economic Interdependence: A Path to Peace or a Source of Interstate Conflict?” Journal of Peace Research 33, no. 1 (1996).Google Scholar Our analyses to date indicate that this is primarily due to our different measures of interdependence: Barbieri does not weight trade by its contribution to GDP. The results reported in Oneal and Russett (fn. 6, 1999) show that the pacific benefits of trade, 1950–92, are robust to several alternative specifications, samples, and estimation procedures.
55 Oneal and Russett (fn. 6,1999).
56 This baseline probability is .031 among all dyads and .055 for the politically relevant pairs.
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59 If the effect of one variable (DEML, DEPENDL). is thought to depend on the value of another (DEMH, DEPENDH), the test should include their interactive terms (DEML* DEMH and DEPENDL* DEPENDH). See Friedrich, Robert J., “In Defense of Multiplicative Terms in Multiple Regression Equations,” American Journal of Political Science 26, no. 4 (1982).CrossRefGoogle Scholar
60 Analyses in which we modeled the effect of interdependence as a hyperbola suggest that the benefits of trade increase rapidly and then approach a limit asymptotically. See Gasiorowski, Mark and Polachek, Solomon, “East-West Trade Linkages in the Era of Detente,” Journal of Conflict Resolution 26, no. 4 (1982).CrossRefGoogle Scholar
61 There is a mild downward trend in the likelihood of a dispute over the period 1885–1992. To insure that the systemic Kantian variables were not simply collinear with this secular trend toward decreasing rates of disputes, we included in each of the equations reported in Table 3 an indicator of time, which equals the year minus 1884. The coefficients of the Kantian variables changed very little, and the average democracy score and trade-to-GDP ratio remained significant at the .001 level; the measure of time was never significant at the .05 level in these tests. If equation 2 is estimated for just the 1885–1939 period, the coefficient of the average level of interdependence becomes statistically insignificant, primarily because the level of trade at the outset of World War I was higher than it was during the interwar years; the average level of democracy remained significant at the .001 level.
62 To insure that the effects of the annual averages of the democracy score and trade ratio were truly systemic and not confined to only those dyads that were relatively democratic or interdependent, we added three interactive terms (AVGDEM*RELDEML, AVGDEPEND*RELDEPENDL, and AVGIGO*RELIGO) to equation 2. The results indicated that the effects of the systemic Kantian variables are not confined to just those dyads that rank high relative to the annual averages.
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64 We tested alternative specifications in evaluating the role played by states' satisfaction with the status quo. We adopted the weak-link assumption, adding the smaller of the tau-b measures of satisfaction to equation 2, and investigated whether two dissatisfied states might also be peaceful; but these terms were not statistically significant.
65 See the references in fnn. 17 and 19 and the textual discussion accompanying them.
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67 By controlling for states' interests, we have tried to show that the democratic peace is not an artifact of the cold war; see Oneal, and Russett, , “Is the Liberal Peace Just an Artifact of Cold War Interests? Assessing Recent Critiques,” International Interactions 25, no. 3 (1999).CrossRefGoogle Scholar
68 Gowa (fn. 3), 114.
69 Kant(fn. 1), 112.
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