Published online by Cambridge University Press: 18 July 2011
It has become customary to begin a discussion of the nature and present state of the discipline of international relations with a number of complaints. This article will not abandon the custom; indeed, its purpose is, in the first place, to state the conviction that many of the problems we face in our field can be solved only by far more systematic theoretical work than has been done in the past—a conviction shared by most writers. Secondly, however, I will try to show that recent approaches to a general theory of international relations are unsatisfactory, because each one is, in its own fashion, a short cut to knowledge—sometimes even a short cut to a destination that is anything but knowledge.
1 Dunn, Frederick S., “The Scope of International Relations,” World Politics, 1, No. 1 (October 1948), pp. 142–46CrossRefGoogle Scholar; Liska, George, International Equilibrium, Cambridge, Mass., 1957, PP. 198ff.CrossRefGoogle Scholar
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5 As an example, see Wright, Quincy, The Study of International Relations, New York, 1957.Google Scholar
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7 On this point, see Easton, David, The Political System, New York, 1953, pp. 78ff.Google Scholar; Morgenthau, Hans J., “Reflections on the State of Political Science,” Review of Politics, XVII, No. 4 (October 1955), pp. 431–60.CrossRefGoogle Scholar
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12 It is impossible to subsume under one word variables as different as power as a condition of policy and power as a criterion of policy; power as a sum of resources and power as a set of processes; power as a potential and power in use.
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14 Morgenthau's views on the role of motives and of ideological preferences are to be found in Politics Among Nations, New York, 1955, pp. 6–7 and 80ff. Similar views are expressed by Thompson, Kenneth W. in Macridis, Roy, ed., Foreign Policy in World Politics, New York, 1958, pp. 351–55.Google Scholar
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16 These arguments are developed by Kissinger, Henry A. in A World Restored, Boston, 1957.Google Scholar The application of a rationality of means to the selection of ends is, it seems to me, one of the fallacies that mar the argument for limited nuclear war.
17 See Morgenthau, Hans J., “Another [Great Debate]: The National Interest of the United States,” American Political Science Review, XLVI, NO. 4 (December 1952), pp. 973–76Google Scholar; and a critique of this attitude in Niebuhr, Reinhold, The Children of Light and the Children of Darkness, New York, 1944, pp. 173ff.Google Scholar
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20 See Carr, E. H., The Twenty Years' Crisis, London, 1951, pp. 89–91.Google Scholar
21 Reason, “far from following its own inherent impulses, is driven toward its goal by the irrational forces the ends of which it serves” (Morgenthau, Scientific Man versus Power Politics, p. 154).Google Scholar See Grosser, Alfred, “L'étude des relations internationales, spécialité américaine?” Revue Française de Science Politique, VI, No. 3 (July-September 1956), pp. 634–51.CrossRefGoogle Scholar
22 This is frequently the case with George Kennan. See Carleton, William G., “Braintrusters of American Foreign Policy,” World Politics, VII, No. 4 (July 1955), pp. 627–39.CrossRefGoogle Scholar On the possibility of justifying in realist terms a policy that can also be advocated on Utopian grounds, see Warner R. Schilling, “The Clarification of Ends, or, Which Interest Is the National?” ibid., VIII, NO. 4 (July 1956), pp. 566–78.
23 See Thompson, Kenneth W., “Toynbee et la politique mondiale contemporaine,” Diogéne, XIII (January 1956), pp. 60–90Google Scholar; idem, ““Mr. Toynbee and World Politics,” World Politics, VIII, No. 3 (April 1956), pp. 374–91; idem, “Toynbee and die Theory of International Politics,” Political Science Quarterly, LXXI, NO. 3 (September 1956), pp. 365–86.
24 Barker, Ernest in Ashley Montagu, M. F., ed., Toynbee and History, Boston, 1956, pp. 94–95.Google Scholar See also Parsons, Talcott, Essays in Sociological Theory, Pure and Applied, Glencoe, Ill., 1949, pp. 23ff.Google Scholar
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26 Pitirim Sorokin in Geyl, P., Toynbee, A., and Sorokin, P., The Pattern of the Past, Boston, 1949, pp. 111–12.Google Scholar
27 Kaplan, Morton A., System and Process in International Relations, New York, 1957, p. xi.Google Scholar Similar remarks are found in Talcott Parsons and Shils, Edward, Toward a General Theory of Action, Cambridge, Mass., 1951, esp. pp. 50–56.Google Scholar
28 Jacobson, N. in Young, Roland, ed., Approaches to the Study of Politics, Chicago, 1958, pp. 115–24.Google Scholar See also Hoffmann, Stanley, “Tendances de la science politique aux Etats-Unis,” Revue Française de Science Politique, VII, N0. 4 (October-December 1957), pp. 913–32.CrossRefGoogle Scholar
29 Moore, Barrington Jr, “The New Scholasticism and the Study of Politics,” World Politics, VI, No. 1 (October 1953), p. 129.Google Scholar See also Morgenthau, , op.cit., note 7 above, p. 443.Google Scholar
30 Quoted by Friedrich, Carl J., Political Philosophy and the Science of Politics, Padua, 1957, p. 8.Google Scholar
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32 Cohen, M. and Nagel, E., An Introduction to Logic and Scientific Method, New York, 1934, pp. 266–67.Google Scholar See also Popper, Karl, The Poverty of Historicism, Boston, Mass., 1957, pp. 115ff.Google Scholar; Kaufmann, Felix, Methodology of the Social Sciences, New York, 1958, pp. 175–76Google Scholar and 237.
33 Shils, Edward and Finch, H. A., eds., Max Weber on the Methodology of the Social Sciences, Glencoe, Ill., 1949, pp. 73ff.Google Scholar and 77ff.
34 Aron, Raymond, Introduction à la philosophie de l'histoire, Paris, 1948, p. 227.Google Scholar
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36 See Bernard's, Jessie critique in International Sociological Association, The Nature of Conflict, Paris, 1957, pp. 64ff.Google Scholar Mill's classic critique of the abstract and concrete deductive methods in the social sciences is of vital importance here.
37 See Rivero, Jean, “Introduction to a Study of the Development of Federal Societies,” International Social Science Bulletin, IV, No. 1 (Spring 1952), pp. 14–15Google Scholar; Maclver, Robert, Social Causation, Boston, 1942, pp. 48ff.Google Scholar; Heckscher, Gunnar, The Study of Comparative Government and Politics, London, 1957, pp. 20–21.Google Scholar
38 “we cannot think creatively without metaphors, but any metaphor is in danger of becoming a categorical imperative” (Riesman, David in White, Leonard D., ed., The State of the Social Sciences, Chicago, 1956, p. 338).Google ScholarContra, see Herbert A. Simon and Allen Newell in ibid., pp. 66–83.
39 James G. Miller in ibid., pp. 29–65. See Deutsch, Karl, “Mechanism, Organism and Society: Some Models in Natural and Social Science,” Philosophy of Science, XVIII, No. 3 (July 1951), pp. 230–33.CrossRefGoogle Scholar
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41 Kaplan, , op.cit., p. 149.Google Scholar See a critique of this tendency in Rostow, W. W., “Toward a General Theory of Action,” World Politics, V, No. 4 (July 1953), pp. 530–54CrossRefGoogle Scholar; and Aron, Raymond, German Sociology, London, 1957, pp. 69ff.Google Scholar and 108.
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43 See the similarities between Morgenthau's and Morton Kaplan's conception of the national interest. Kaplan concludes that it is “objective” (op.cit., p. 165).
44 Lasswell, Harold and Kaplan, Abraham, Power and Society, New Haven, Conn., 1950, p. XVII.Google Scholar
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46 Hempel, Carl G., “The Function of General Laws in History,” Journal of Philosophy, XXXIX, No. 2 (January 1942), pp. 35–47.CrossRefGoogle Scholar An example of this tendency can be found in Lasswell's, Harold study, “World Organization and Society,” in Lerner, D. and Lasswell, H., eds., The Policy Sciences, Stanford, Calif., 1951, pp. 102ff.Google Scholar See the critique by Lipsky, George, “The Theory of International Relations of Harold Lasswell,” Journal of Politics, XVII, No. 1 (February 1955), pp. 43–58.CrossRefGoogle Scholar
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51 See Easton, David, “Limits of the Equilibrium Model in Social Research,” Be havioral Science, 1, No. 2 (April 1956), pp. 96–104.CrossRefGoogle Scholar For instance, the “balance between the power of the principal Great Powers and their sense of responsibility and selfrestraint” (Liska, , op.cit., p. 158)Google Scholar is hardly a measurable quantity.
52 See a critique of these attempts by Leoni, Bruno, “The Meaning of [Political] in Political Decisions,” Political Studies, V, No. 3 (October 1957), pp. 225–39.CrossRefGoogle Scholar Talcott Parsons has emphasized the fundamental differences between economics and politics in The Social System, Glencoe, Ill., 1951, pp. 551ff.; his recent attempt to analyze the “polity” as a “subsystem of society” parallel with the economy (in Young, Roland, ed., Approaches to the Study of Politics, Chicago, 1958, pp. 298ff.Google Scholar) is not very encouraging.
53 Snyder, Richard C., Bruck, H. W., and Sapin, Burton, Decision-making as an Approach to the Study of International Politics, Princeton, N.J., 1954Google Scholar; also Snyder, R. C. in Young, ed., op.cit., pp. 4ff.Google Scholar
54 Compare Snyder's scheme with Cohen's, Bernard C. simpler and convincing framework in The Political Process and Foreign Policy, Princeton, N.J., 1957.CrossRefGoogle Scholar See McClosky, Herbert, “Concerning Strategies for a Science of International Politics,” World Politics, VIII, No. 2 (January 1956), pp. 281–95.CrossRefGoogle Scholar
55 Parsons, Talcott, The Structure of Social Action, New York, 1937, pp. 592ff.Google Scholar, Aron, Raymond, La théorie de l'histoire dans l'Allemagne contemporaine, Paris, 1938, pp. 255Google Scholar and 266ff.
56 Friedrich, C. J. in Merton, Robertet al., Reader in Bureaucracy, Glencoe, Ill., 1952, p. 33.Google Scholar See also Cook, Thomas I., review of Lasswell, and Kaplan, , Power and Society, in Journal of Philosophy, XLVIII, NO. 22 (October 1951), p. 698.Google Scholar
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59 In The Nature of Conflict, pp. 177ff. See also his article, “De l'analyse des constellations diplomatiques,” Revue Française de Science Politique, IV, NO. 2 (April-June 1954). pp. 237–51. Cf. Brinton, Crane, The Anatomy of Revolution, New York, 1952, pp. 7ff.Google Scholar; Coulborn, Rushton, ed., Feudalism in History, Princeton, N.J., 1956, pp. 389ff.Google Scholar
60 One type might be international systems of revolutionary periods, when the old rules of the game are challenged and totally new problems appear that the processes and institutions available during the previous period are powerless to handle. Ours is not the first such period. The problem which outer space poses for us is comparable to the problems raised by the great discoveries in the sixteenth century (new rules needed for the acquisition of territory, for the sea, etc.). The only radically new problems of today are those raised by nuclear weapons and those of economic development in a post-colonial phase. The rest—the break—up of empires, the clash of super-states, ideological warfare, etc.—are not at all unprecedented.
61 On types of foreign policies, see, e.g., the foreign policy of nations in periods of loss of influence; the foreign policy of “new nations.” On selected factors, see Association Française de Science Politique, La politique étrangère et ses fondements, Paris, 1954.Google Scholar
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65 It is easy to see how the scheme I suggest would differ from Morton Kaplan's, even though we are both engaged in a quest for systems and processes. Only two of his systems have empirical referents; I propose to start from history. He proceeds deductively and thus produces hypotheses which are difficult to test, for the reasons I have suggested above; I would proceed inductively. His systems and processes are stated; their existence in reality should be demonstrated first. The level of generalization at which he operates could not, in my scheme, be reached until each of the various stages I describe has been passed in turn.
66 Hoselitz, Bert F., “On Comparative History,” World Politics, IX, No. 2 (January 1957). P. 274.Google Scholar
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69 On the pattern of power and on political culture, see Beer, Samuel H. and Ulam, Adam B., eds., Patterns of Government, New York, 1958, pp. 3ff.Google Scholar See also the “box” suggested by Kelman, Herbert C., “Societal, Attitudinal and Structural Factors in International Relations,” Journal of Social Issues, XI, No. 1 (1955), pp. 42–56.CrossRefGoogle Scholar
70 See Sondermann, Fred A., “The Study of International Relations: 1956 Version,” World Politics, X, No. 1 (October 1957), pp. 102–12.CrossRefGoogle Scholar This defect is visible in Politics Among Nations, in Mr. Organski's recent book, World Politics, and in the fine text of Haas, Ernst B. and Whiting, Allen S., Dynamics of International Relations, New York, 1956.Google Scholar
71 Op.cit., note 68 above.
72 The role of unevenness in development as one of the main dynamics of international relations has not received sufficient attention. There are useful indications in Organski, op.cit., with reference to economic unevenness; in Herz, John H., “Rise and Demise of the Territorial State,” World Politics, IX, No. 4 (July 1957), pp. 473–93CrossRefGoogle Scholar, with reference to military unevenness.
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75 See especially Morgenthau, op.cit., note 17 above. The emphasis on “survival” as an absolute raises a host of troublesome questions which realism rarely discusses, such as survival of what (a specific political form, such as the nation-state? an ideology? men?) and for what?
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79 Kant, Eternal Peace. I hope to develop and apply methodically the suggestions I have presented here.