Article contents
Cities in late medieval Europe: the promise and the curse of modernity
Published online by Cambridge University Press: 29 March 2012
Abstract:
This article examines how modern historiography has developed quite differentiated views on the way medieval cities have given expression to renewal and to creativity. ‘National’ traditions have played a highly influential role in modifying the general views articulated in the major syntheses produced by scholars such as Max Weber and Henri Pirenne at the beginning of the twentieth century. An almost jubilant way of looking at the city as the hotbed of modernity gave room, in the decades after the Great War, to pessimism and a negative view on urbanity, before a more nuanced and positive view has been re-established after World War II and in the course of recent paradigmatic changes.
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References
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13 On the journal (first issue published in 1876) and Monod: Delacroix, Dosse and Garcia, Les courants historiques en France, 117–25.
14 The first translation in English, bearing the wrong, but given the specific circumstances of World War I understandable, title: Belgian democracy (Manchester, 1915), was afterwards repeatedly re-edited under the more correct title Early Democracies in the Low Countries. Urban Society and Political Conflict in the Middle Ages and the Renaissance (New York, 1963).
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16 A testimony to the success and renown of Pirenne before the Great War is the booklet edited on the occasion of the birth of the Foundation Pirenne when he was honoured for 25 years of teaching in Ghent: Manifestation en l'honneur du m. le professeur Henri Pirenne. Bruxelles, 12 mai 1912 (Mons, 1912).
17 The comparison introduced by Pirenne continues to provoke historical questionnaires and research. For a recent evaluation of the question: Crouzet-Pavan, E. and Lecuppre-Desjardin, E. (eds.), Villes de Flandre et d'Italie (XIIIe–XVIe siècle). Les enseignements d'une comparaison (Turnhout, 2008)Google Scholar
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23 Named after the French review founded in 1929 for which not surprisingly its two famous founders, Marc Bloch and Lucien Febvre, had in vain tried to have Pirenne accept to act as its first president, see Delacroix, Dosse and Garcia, Les courants historiques en France, 200–95; on the link between Pirenne and Bloch and Febvre: Lyon, B., The Birth of Annales History: The Letters of Lucien Febvre and Marc Bloch to Henri Pirenne (1921–1935) (Brussels, 1991)Google Scholar. An Anglo-Saxon view on the Annales school is offered by Stoianovitch, T., French Historical Method: The Annales Paradigm (Ithaca, 1976)Google Scholar.
24 On this bible of historicism: Delacroix, Dosse and Garcia, Les courants historiques en France, 145–53.
25 See, in the abundant literature on Bloch, how this interest was developed during the close contacts with British colleagues whose interest in agrarian history as we have seen following Clark's analysis (see n. 2) had taken over in the post-war period: Touati, Fr.-O., Marc Bloch et l'Angleterre (Paris, 2007)Google Scholar. On Bloch: Dumoulin, O., Marc Bloch (Paris, 2000)Google Scholar.
26 See the abundant proof in one of the few reliable studies on Braudel so far: Daix, P., Braudel (Paris, 1995), 91–5, 273Google Scholar. After having heard a lecture in Algiers on 29 Jan. 1931 by Pirenne on his Mahomet and Charlemagne thesis, Braudel went so far as to adapt the subject of his own thesis, putting forward the Mediterranean instead of Philip II of Spain.
27 Braudel, F., Civilisation matérielle, économie et capitalisme, Xve–XVIIIe siècle. Tome 1: les structures du quotidien: le possible et l'impossible, 2nd edn (Paris, 1979), 423Google Scholar.
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29 Clark, ‘The city’, 42–3.
30 See the entries and reference to further literature on Gierke and Schmoller by Rüdiger vom Bruch in Bruch, R. vom and Müller, R. A. (eds.), Historikerlexikon von der Antike bis zur Gegenwart, 2nd edn (Munich, 2002), 108–9, 279–80Google Scholar. On Tönnies, see references on the website of the Tönnies Gesellschaft: www.ftg-kiel.de/; his complete works are edited by Walter De Gruyter (Berlin and New York), first vol. 1998.
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33 Lyon, B., ‘Guillaume Des Marez and Henri Pirenne: a remarkable rapport’, Revue Belge de philologie et d'histoire, 77 (1999), 1068–9CrossRefGoogle Scholar; on Des Marez: Billen, C. and Boone, M., ‘Pirenne in Brussels before 1930. Guillaume Des Marez and the relationship between a master and his student’, Belgisch tijdschrift voor nieuwste geschiedenis. Revue belge d'histoire contemporaine, 41 (2011), 459–85Google Scholar.
34 Bloch served the full years of the war as a soldier in the French army, on different fronts; Pirenne lost one of his sons in the war, was imprisoned because of his resistance to the German cultural and educational policies imposed on the occupied part of Belgium; see the already cited biographies of both men.
35 On this manifesto: Jürgen, and von Ungern-Sternberg, Wolfgang, Der Aufruf ‘An die Kulturwelt!’ Das Manifest der 93 und die Anfänge der deutschen Kriegspropaganda im Ersten Weltkrieg (Stuttgart, 1996)Google Scholar, passim.
36 A recent reappraisal of German historiography and of Weber's position concerning urban history is to be found in Hirschmann, F.G., Die Stadt im Mittelalter (Munich, 2009), 62–3CrossRefGoogle Scholar. On the Italian communes of the so-called ‘popular type’: Vigueur, J.-Cl. Maire, Cavaliers et citoyens. Guerre, conflits et société dans l'Italie communale XIIe–XIIIe siècles (Paris, 2003)Google Scholar, and Vigueur, J.-Cl. Maire and Faini, E., Il sistema politica dei comuni italiani (secoli XII–XIV) (Milan and Turin, 2010)Google Scholar, passim.
37 Schreiner, Kl., ‘Die mittelalterliche Stadt in Webers Analyse und die Deutung des okzidentalen Rationalismus. Typus, Legitimität, Kulturbedeutung’, in Kocka, J. (ed.), Max Weber, der Historiker (Göttingen, 1986), 119–50CrossRefGoogle Scholar; Dilcher, G., ‘Max Webers Stadt und die historische Stadtforschung der Mediëvistik’, Historische Zeitschrift, 267 (1998), 91–125CrossRefGoogle Scholar; more recent with abundant references to an equally abundant literature on Weber and his theories: Scheller, B., ‘Das herrschaftsfremde Charisma der Coniuratio und seine Veralltäglichungen. Idealtypische Entwicklungspfade der mittelalterlichen Stadtverfassung in Max Webers “Stadt”’, Historische Zeitschrift, 281 (2005), 307–36CrossRefGoogle Scholar. For Weber's text, see the relevant sections of his Wirtschaft und Gesellschaft, most conveniently in Weber, M., The City (Glencoe, IL, 1958)Google Scholar (part of Wirtschaft und Gesellschaft; critical edn: Wirtschaft und Gesellschaft: Grundriss der verstehenden Soziologie (Cologne, 1956)).
38 Lexikon des Mittelalters adds to a sense of confusion and even contradiction as is convincingly argued in Dilcher, G., ‘Einheit und Vielheit in Geschichte und Begriff der Europäischen Stadt’, in Johanek, P. and Post, F.-J. (eds.), Vielerlei Städte. Der Stadtbegriff (Cologne, Weimar and Vienna, 2004) 20–1Google Scholar.
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40 See the fundamental discussion in Oexle, ‘Staat – Kultur – Volk’, 73 and 75, where he takes the very influential book by Kantorowicz (1895–1973) on Frederik II as the example for this evolution. The same Kantorowicz in his address at the Historikertag in Halle (Grenze, Möglichkeiten und Aufgaben der Darstellung mittelalterlicher Geschichte) had formulated the programme of the group around Stefan George. Note that for this ‘creative’ use of his philosophy Nietzsche himself cannot be held responsible. See in general: Galindo, M. Zapata, Triumph des Willens zur Macht. Zur Nietzsche-Rezeption im NS-Staat (Hamburg, 1995)Google Scholar.
41 Evans, The Coming of the Third Reich, 411–12.
42 See the analysis by Oexle, O.G., ‘Vom “Staat” zur “Kultur” des Mittelalters. Problemgeschichten und Paradigmenwechsel in der deutschen Mittelalterforschung’, in Fryde, N., Monnet, P., Oexle, O.G. and Zygner, L. (eds.), Die Deutung des mittelalterlichen Gesellschaft in der Moderne (Göttingen, 2004), 40–7Google Scholar.
43 An overview of the reappraisal of the notion Volksgemeinschaft in German historiography: Mommsen, H., ‘Changing historical perspectives on the Nazi dictatorship’, European Review, 17 (2009), 76–9CrossRefGoogle Scholar. For the historiographic debate during and after the Nazi period: Oexle, O.G., ‘Von der völkischen Geschichte zur modernen Sozialgeschichte’, in Duchhardt, H. and May, G. (eds.), Geschichtswissenschaft um 1950 (Mainz, 2002), 1–36Google Scholar.
44 Oexle, ‘Staat – Kultur – Volk’, 92–4, and M. Werner, ‘Zwischen politischer Begrenzung und methodischer Offenheit. Wege und Stationen deutscher Landesgeschichtsforschung im 20. Jahrhundert’, in Moraw and Schieffer (eds.), Die deutschsprachige Mediävistiek im 20. Jahrhundert, 251–364.
45 The image of the Rhine's two banks is taken from Oexle, ‘Staat – Kultur – Volk’, 96–7, who borrows it from Ulrich Raulff, the reputed biographer of Marc Bloch.
46 Ibid., 100–1.
47 The question was posed in a provocative way, recalling the fierce attack on German historiography and science in general by Henri Pirenne in one of his public addresses as rector of Ghent University in 1922 ‘Ce que nous devons désapprendre de l'Allemagne’ by Oexle, O.G., ‘Was deutsche Mediävisten an der französischen Mittelalterforschung interessieren muss’, in Borgolte, M. (ed.), Mittelalterforschung nach der Wende 1989 (Munich, 1995), 89–127Google Scholar.
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49 See the fundamental overview by Johanek, P., ‘Stadtgeschichtsforschung – ein halbes Jahrhundert nach Ennen und Planitz’, in Opll, F. and Sonnlechner, Ch. (eds.), Europäische Städte im Mittelalter (Innsbruck and Vienna, 2010), 49–50Google Scholar.
50 Werner, ‘Zwischen politischer Begrenzung und methodischer Offenheit’, 336. On the founding of this institute, in the context of German historiography: Hirschmann, Die Stadt im Mittelalter, 70.
51 See the essay by one of the former directors of the Munsterian institute Peter Johanek, ‘Zu neuen Ufer? Beobachtungen eines Zeitgenossen zur deutschen Mediävistik von 1975 bis heute’, in Moraw and Schieffer (eds.), Die deutschsprachige Mediävistiek im 20. Jahrhundert, 168–9, with references to the atlases published so far.
52 A short but penetrating assessment of their role in World War II: Rusinek, B.-A., ‘“Westforschungs”-Traditionen nach 1945. Ein Versuch über Kontinuität’, in Dietz, B., Gabel, H. and Tiedau, U. (eds.), Griff nach dem Westen. Die ‘Westforschung’ der völkisch-nationalen Wissenschaften zum nordwesteuropäischen Raum (1919–1960), 2 vols. (Münster and New York, 2003), vol. II, 1150–1Google Scholar.
53 This was particularly the case in the University of Ghent, looked upon as an outpost of Germanic culture in the West since it was ‘germanized’ in the sense that the Dutch language was imposed as the language in which teaching was done in 1930, a development which pushed Pirenne to leave Ghent for Brussels. Franz Steinbach appointed during the first winter semester of the occupation in 1940–41 to teach in Ghent noted however in an official report to the military command in Belgium that Pirenne still was revered in Ghent and that a vast majority of both professors and students were supporters of Belgium and rather hostile to ‘völkische’ points of view. One student he quoted told him that ‘scientific truth has no Vaterland (home country)’: see M. Nikolay-Panter, ‘Geschichte, Methode, Politik. Das Institut und die geschichtliche Landeskunde der Rheinlande, 1920–1945’, in Dietz, Gabel and Tiedau (eds.), Griff nach dem Westen, vol. II, 713.
54 Petri published his thesis on the linguistic border in Belgium and the Germanic elements in Wallonia and northern France in 1937. This thesis, so many sources confirm, had an important personal influence on Hitler who adapted his policy towards Belgium and the Netherlands after reading it (after the war, as many German university professors, Petri was easily at work again after a short period of denazification, became professor at Münster between 1951 and 1961, and returned afterwards to Bonn). In his Nazi period, he had criticized Pirenne abundantly (his review of the last part of Pirenne's Histoire de Belgique numbered 110 pages!) and was co-responsible for the remarkable ‘translation’ of Pirenne's great posthumous book, his Mahomet et Charlemagne of 1937, a translation falsified in a way to glorify the Germanic influence in early medieval Europe; see Schöttler, P., ‘Henri Pirenne, historien européen, entre la France et l'Allemagne’, Revue belge de philologie et d'histoire, 76 (1998), 877–8CrossRefGoogle Scholar. On Petri: Ditt, K., ‘Die Kulturraumforschung zwisschen Wissenschaft und Politik. Das Beispiel Franz Petri (1903–1993)’, Westfälische Forschungen, 46 (1996), 73–176Google Scholar, and the more critical assessment of Westforschung by the Dutch sociologist Derks, H., Deutsche Westforschung. Ideologie und Praxis im 20. Jahrhundert (Leipzig, 2001)Google Scholar, passim, who develops a more critical stance towards the work and activities of Petri. The same author added new elements not very favourable to Petri's role to the dossier in 2005: Derks, H., ‘German Westforschung, 1918 to the present. The case of Franz Petri, 1903–1993’, in Haar, I. and Fahlbusch, M. (eds.), German Scholars and Ethnic Cleansing 1919–1945 (New York, 2005), 175–99Google Scholar.
55 Fundamental research concerning these activities is presented by Schöttler, P., ‘Die historische Westforschung zwischen “Abwerhkampf” und territorialer Offensive’, in idem (ed.), Geschichtschreibung als Legitimationswissenschaft 1918–1945 (Frankfurt, 1997), 204–61Google Scholar. See also the (impressive) collection of essays: Dietz, Gabel and Tiedau (eds.), Griff nach dem Westen; two essays concern Franz Petri: the one by Martina Pitz and one by Karl Ditt.
56 Though ‘this made little difference in reality: the profession was already extremely hierarchical’: Evans, R.J., The Third Reich in Power, 1933–1939 (London, 2006), 312–13Google Scholar.
57 See Borgolte, M., Sozialgeschichte des Mittelalters. Eine Forschungsbilanz nach der deutschen Einheit (Munich, 1996), 9–19CrossRefGoogle Scholar.
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61 Borgolte, Sozialgeschichte des Mittelalters, 280–1.
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63 Oexle, ‘Vom “Staat” zur “Kultur” des Mittelalters’, 57–8. Oexle refers to Dilcher, Gerhard, ‘Die Rechtsgeschichte der Stadt’, in Bader, K.S. and Dilcher, G., Deutsche Rechtsgeschichte. Land und Stadt – Bürger und Bauer im Alten Europa (Berlin, Heidelberg and New York, 1999), 249–827Google Scholar.
64 Isenmann, E., ‘Gesetzgebung und Gesetzgebungsrecht in spätmittelalterlichen Deutscher Städte’, Zeitschrift für historische Forschung, 28 (2001), 1–94Google Scholar and 161–261. In his synthesis Die deutsche Stadt im Spätmittelalter (1250–1500) (Stuttgart, 1988), Isenmann makes his the characteristics Max Weber used to qualify the medieval city.
65 Blickle, P., Kommunalismus: Skizzen einer gesellschaftlichen Organisationsform, 2 vols. (Oldenbourg, 2000)Google Scholar; see the collection of essays in the context of the ESF (European Science Foundation) programme: Blickle, P., Resistance, Representation and Community (Oxford, 1997)Google Scholar.
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78 See Boone, M. and Prak, M., ‘Rulers, patricians and burghers: the great and the little traditions of urban revolt in the Low Countries’, in Davids, K. and Lucassen, J. (eds.), A Miracle Mirrored. The Dutch Republic in European Perspective (Cambridge, 1995), 99–134Google Scholar, and Boone, M., ‘The Dutch Revolt and the medieval tradition of urban dissent’, Journal of Early Modern History, 11 (2007), 351–75CrossRefGoogle Scholar.
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