Article contents
Thegns and Knights in Eleventh-Century England: Who was Then the Gentleman?
Published online by Cambridge University Press: 12 February 2009
Extract
I Shall be considering England during the long eleventh century—from the 990s, the Battle of Maldon and Byrhtferth of Ramsey's ‘life of Oswald’, to the 1130s, die world of Geoffrey Gaimar. I shall do so in the light of a situation where, on the one hand, historians of Anglo-Saxon England commonly refer to gentlemen and gentry in their period but do so casually, as though their presence there is something to be taken for granted, and, on the other, where scholars who regard themselves as historians of the gentry seem reluctant to admit that the phenomenon they study can have existed much before 1200, if then. In the first part of this paper I shall argue that there was a gentry in eleventh-century England, that below the great lords there were many layers of society whose members shared the interests and pursuits of the great, i.e. we should accept the terminology of historians of Anglo-Saxon England from Sir Frank Stenton onwards. I shall also argue that in all probability many vigorous members of die Anglo-Saxon gentry were knights, using the word ‘knight’ to mean the kind of person whom, in the late twelfth century, Richard FitzNigel described as an active knight (strenuus miles), i.e. someone whose characteristic and indispensable possessions were his body armour and the requisite horses
- Type
- From Knighthood to Country Gentry, 1050–1400?
- Information
- Copyright
- Copyright © Royal Historical Society 1995
References
1 For example in a book sub-titled ‘The Gentry of Angevin Yorkshire, 1154—1216’ Hugh M. Thomas refers to that period not only as ‘the earliest period in which sufficient information survives for a detailed regional study of the gentry’—which it may well be—but also as ‘a time when the gentry in some ways were first beginning to emerge as an independent force in English history’, Vassals, Heiresses, Crusaders and Thugs (Philadelphia, 1993), 3Google Scholar. According to a recent article, ‘Henry II was the gentry's midwife’, Scammell, Jean, ‘The Formation of the English Social Structure: Freedom, Knights, and Gentry, 1066-1300’ Speculum 68 (1993), 618CrossRefGoogle Scholar.
2 E.g. SirStenton, Frank, The First Century of English Feudalism 1066–1166 (Oxford, second edn., 1961), 23, 120Google Scholar.
3 Nigel, Richard Fitz, Dialogus de Scaccario, ed. and trans. Johnson, C., Carter, F. E. L. and Greenway, D. E. (Oxford, 1983)Google Scholar, III. I assume here that wealthy men owned expensive horses and that training for war was only one of the factors that made some horses more expensive than others.
4 Blair, John, ‘The Making of the English Parish’, Medieval History, 2. 2, (1992), 15Google Scholar.
5 Fleming, Robin. ‘Rural Elites and Urban Communities in Late-saxon England’, Past and Present, 141 (1993), 3–37CrossRefGoogle Scholar.
6 Everitt, Alan, Continuity and Colonization: the evolution of Kentish settlement (Leicester, 1986), pp I75–180Google Scholar; Blair, John, Early Medieval Surrey (Stroud, 1991), 160–161Google Scholar.
7 SirSmith, Thomas, De Republica Anglorum; a discourse on the Commonwealth of England, ed. Alston, L. (Cambridge, 1906), 39–40Google Scholar.
8 Also that the priest who was sent to Milford from Christchurch, should be fed at Alvric's table whenever he was at Hase, Milford. P. H., ‘The Mother Churches of Hampshire’ in Minsters and Parish Churches. The Local Church in Transition 950–1200 ed. Blair, John (Oxford, 1988), 60Google Scholar.
9 For the clearest exposition of this view of the gentry see Coss, Peter, Lordship, knighthood and locality. A Study in English Society c. 1180–c. 1280 (Cambridge, 1991), 307–10Google Scholar. I am also much indebted to Peter Coss's kindness in helping me to clarify my thoughts by sending me an as yet unpublished discussion of these issues.
10 Very much the consensus of the contributors to the volume on Gentry and Lesser Nobility in Late Medieval Europe, ed Jones, M. (Gloucester, 1986)Google Scholar. For a particularly clear statement of this see Boulay's, F.R.H. Du contribution, ‘Was There a German Gentry?, 119–132, esp 124Google Scholar.
11 Campbell, James, ‘Some Agents and Agencies of the Late Anglo-Saxon State’ in Domesday Studies ed. Holt, J. C., (Woodbridge, 1987), 201–218Google Scholar, esp205.
12 For a convenient summary of the policing and pledging system see Jewell, Helen M., English Local Administration in the Middle Ages (Newton Abbot, 1972), 159—68Google Scholar.
13 Wlliams, Ann, ‘A Bell-house and a Burh-geat: Lordly Residences in England before the Norman Conquest’ in ed. Harvey, R. and Harper-Bill, C., The Ideals and Practice of Medieval Knighthood IV (Woodbridge, 1992), 240Google Scholar. I am deeply indebted to Ann Williams' kindness in reading a draft of this paper and suggesting many references.
14 Daniel, Samuel, The First Part of the Historie of England, (1612), pp. 69, 128–30Google Scholar.
15 Gampbell, , ‘Agents and Agencies’, 208–9, 216–16Google Scholar.
16 ASC, 1010.
17 Madicott, J. R., ‘Magna Carta and the Local community 1215–59’, Past and Present 102 (1984), 25CrossRefGoogle Scholar.
18 In Freeman's opinion the late medieval shire was ‘ruled by an assembly not so very unlike what the gathering of the thegns of Herefordshire must have been in the days of Cnut’, Freeman, E. A., The History of the Norman Conquest (Oxford, 1876), v, 445–50Google Scholar.
19 ASC, 1087.
20 Florence of Worcester, Chronicon ex chronicis, ed. Thorpe, B., 2 vols. (London, 1848–1849), ii. 49Google Scholar. The Ecclesiastical History of Orderic Vitalis, ed. Chibnall, M., 6 vols. (Oxford, 1969–1980) [hereafter OV], vi. 206Google Scholar; Stubbs, W., Select Charters 3rd edn. (Oxford, 1876), 101Google Scholar
21 William of Malmesbury, De Gestis regum Anglonun, ed. Stubbs, W., 2 vols. RS 1887–1889. ii. 531Google Scholar.
22 ASC 1085. The Worcester chronicler believed that, as well as barons and sheriffs, the praepositi regis were among those required to share the burden, FW ii. 18.
23 Campbell, James, The Anglo-Saxons (1982), 244Google Scholar.
24 Historians of the Church of York, ed. Raine, J., (RS, 1879), I, 444–6Google Scholar. Whitelock translated seniores et juniores as ‘veterans and young men’, English Historical Documents, 2nd edn. (1979) [hereafter E.H.D.], i. 914Google Scholar. However we translate juniores (bearing in mind the range of meanings of ‘iuvenis’), it is clear that Byrhtferth saw the vulgus as well as the nobles as capable of political action, ib. 444. On this meeting see also the details in ed Blake, E. O., Liber Eliensis (Camden Soc., 3rd ser., XLJI, 1962), 85Google Scholar.
25 As Christine Carpenter has observed of the later medieval and early modern periods, ‘fundamental conditions remain in outline to a large degree constant: a more or less centralised monarchy lacking a large bureaucracy, standing army or police force, and an absence of modern technology to transmit and enforce orders on the ground’, in ‘Who ruled the Midlands in the later Middle Ages’ Midland History, XIX (1994), 5Google Scholar.
26 For an eloquent protest against this view of Anglo-Saxon society see Campbell, , The Anglo-Saxons, 244Google Scholar.
27 Scammell, , ‘The Formation;, 591, 597, 604Google Scholar. On p. 593 the argument that the same person could be at once cuitivator and knight and in both capacities dependent, is supported by quoting from the early eleventh century text in which, allegedly, Hugh of Lusignan was told by his lord, William of Aquitaine. ‘You must obey my will because you are mine. If I tell you to work as a peasant (rusticus), you must do it’. But this text (ed. Martindale, J, ‘Conventum inter Guillelmum Aquitanorum comes et Hugonem Chiliarchum’, EHR 84 (1969), 542–48)Google Scholar is, of course, anything but a manner of fact statement of the rights of a lord. See White, Stephen D., ‘Stratégie rhétorique dans la Conventio de Hugues de Lusignan’ in Mélanges qfferts à Georges Duby, (Publications de l’université de Provence: Aix en Provence, 1993), vol 2, 147—57Google Scholar.
28 On the milieu in which Gaimar wrote see Short, Ian, ‘Gaimar's Epilogue and Geoffrey of Monmouth's Liber Vetustissimus’, Speculum 69 (1994), 323–43CrossRefGoogle Scholar.
29 Gaimar, Geffrei, L'Estoire des Engleis, ed. Bell, A., Anglo-Norman Text society (Oxford, 1960), II. 3359–3360Google Scholar, 3627–31, 4232, 4930–32, 5051–2, 5462, 5568–71, 5835–7, 5882, 6076.
30 Stenton, Sir Frank, Anglo-Saxon England 3rd edn. (Oxford, 1971), 636Google Scholar.
31 Harvey, Sally, ‘The Knight and the Knight's Fee in England’ Past and Present, 49 (1970), 3–43CrossRefGoogle Scholar. Careful reconsideration of her statistics still leaves room for the contention that ‘many of the smallholdings assigned to Domesday milites were insufficient for the support of a heavy cavalryman’, Fleming, Donald, ‘Landholding by Milites in Domesday Book: a Revision’ in Anglo-Norman Studies, xiii, ed. Chibnall, M. (Woodbridge, 1990), 97Google Scholar.
32 Gillingham, J., ‘The Early Middle Ages in ed. K. O. Morgan, The Oxford Illustrated History of Britain (Oxford, 1986), 158Google Scholar.
33 OV, vi. 350—1. Not that Orderic alleges that Waleran called them peasants. In Orderic's eyes a pagensis eques was quite capable of finer feelings and of meeting the cost of transporting William I's abandoned corpse from Rouen to Caen. ib. iv. 104.
34 Blair, , Minsters and Parish Churches, 9–10Google Scholar.
35 See, e.g. Fleckenstein, Josef, ‘Zur Frage der Abgrenzung von Bauer und Ritter in his Ordnungen undformende Kräfte des Mittelalters (Göttingen, 1989), 307–14Google Scholar.
36 Campbell, James, ‘Was it Infancy in England? Some Questions of Comparison’ England and her Neighbours, 1066–1453Google Scholar. Essays in honour of Pierre Chaplais, ed. Jones, M. and Vale, M. (1989), 12—14Google Scholar.
37 This, of course, is not to deny that the defence needs of Aethelred's government also acted as a stimulus to change. On the whole subject see Brooks, N. P., ‘Arms, Status and Warfare in Late Saxon England’, Ethelred the Unready, ed. Hill, D. (Oxford. 1978), 81—103Google Scholar.
38 The Northleoda Iaga cited by Abels, Richard, Lordship and Military Obligation in Anglo-Saxon England (1988), 165Google Scholar.
39 Stenton, , First Century, 132–36Google Scholar. Even in the third edition of his Anglo-Saxon England (Oxford, 1971), 527Google Scholar, he contented himself with the observation that ‘the position of the Old English cniht is a difficult question’ and a reference to these pages in his earlier work.
40 Harvey, , ‘The Knight and the Knight's Fee’, 4; David Crouch, The Image of Aristocracy in Britain 1000–1300 (1992), 130Google Scholar.
41 Stenton, , First Century, 132—33Google Scholar, esp. n. 3 for his assertion that post 1066 the word embraced both ‘knights in the strict sense and sergeants’.
42 Maitland, F. W., Domesday Book and Beyond, (Fontana edn., 1960), 363Google Scholar. As Abels pointed out Aelfric of Eynsham's choice of the word cniht to translate miles in the phrase miles portat gladium is very striking, Lordship and Military Obligation, 138.
43 Thus in the chronicler's account of Rufus's 1092 campaign in Normandy we hear of one castle being garrisoned with cnihts and others with ‘ridere’. ASC 1086, 1092.
44 Battle of Maldon lines 9 and 153.
45 Robertson, A.J., Anglo-Saxon Charters (Cambridge, 1939), no. 46Google Scholar.
46 Maitland, , Domesday Book and Beyond, 358–63Google Scholar.
47 Stenton, , First Century, 125, 129–30Google Scholar. In a footnote, 127 n. 2, he acknowledged that ‘the persons who received Oswald’ leases form a somewhat aristocratic body‘—though without then reconsidering his comparison of the services they owed with those owed by the geneat. For his assessment of the geneat's status, Anglo- Saxon England, 473.
48 Dyer, Christopher, Lords and Peasants in a Changing Society. The Estates of the Bishopric of Worcester 680–1540 (Cambridge, 1980), 43Google Scholar.
49 Abels, , Lordship, 153Google Scholar.
50 EHD, i. 468; ii, 875.
51 This point was made by Coss, Peter, The Knight in Medieval England 1000–1400 (Stroud, 1993). 12Google Scholar.
52 As Abels, , Lordship, 144Google Scholar, suggests some of the services owed by sokemen may have been performed by their dependents.
53 Domesday Book. Kent, , ed. Morgan, P. (Chichester, 1983)Google Scholar, 1b, a reference I owe to the kindness of Ann Williams.
54 Ruodlieb, ed. Knapp, F. P., (Stuttgart, 1977) III, lines 31–70Google Scholar. This envoy is variously referred to in the poem as missus, nuntius, invents and legatus. The king called him ‘Friend’ and rewarded him with 3 marks of gold. In terms of the useful distinction made by Hill, Mary C., The King's Messengers 1199–1377 (London, 1961), pp. 6—7Google Scholar, between ‘messengers’ and ‘envoys’, he was clearly an envoy. See also the discussion of legati regis by Campbell, , ‘Some Agents’, 212–14Google Scholar.
55 EHD, i. 468; for an example of the importance of such men see the events of 1065 as described by both the DE version of the Anglo-Saxon Chronicle and the Life of King Edward, ed. Barlow, F. (2nd edn.Oxford, 1992), 78—81Google Scholar.
56 Hase, , ‘The Mother Churches of Hampshire’, 60Google Scholar.
57 Domesday Book Berkshire, ed. Morgan, P. (Chichester, 1979), 56cGoogle Scholar.
58 Anglo-Saxon Prose, ed. Swanton, M. (1975). 25–27Google Scholar. However one of the reeve's many springtime duties might include seeing to the cutting of a deer-fence.
59 Battle of Maldon, II. 5–8; and see Owen-Crocker, Gale R., ‘Hawks and Horse-trappings: the Insignia of Rank’, in ed. Scragg, Donald, The Battle of Maldon AD 991 (Oxford, 1991), 220—37Google Scholar.
60 Ruodlieb, I, lines 44–47.
61 Les Miracles de Saint Benoit, ed Certain, E. De (Paris, 1858), 218Google Scholar.
62 Memorials ofSt Dunstan, ed. Stubbs, W. (RS, 1874), 238Google Scholar.
63 Asser's Life of King Alfred, ed. Stevenson, W. H. (Oxford, 1959), chapters 75–6Google Scholar. On the centrality of hunting for the 9th century aristocracy see Nelson, Janet L., Charles the Bald (1992), 68–9Google Scholar.
64 Life of King Edward, 18, 62, 78.
65 Ruodlieb, I, lines 92–141, II, lines 1–48. Gottfried von Strassburg, Tristan, trans. A. T. Hatto (Harmondsworth, 1960), 78ff.
66 Tristan, pp 114–16. Nelson, Cf, Charles the Bald, pp 68, 256Google Scholar.
67 Ruodlieb, I, lines 9–10.
68 Dialogus, 135. The best discussion of the hunting establishment of the Anglo-Norman kings is Barlow, F., William Rufus (1983), 122–129Google Scholar.
69 Prestwich, J. O., ‘The military household of the Norman kings’, EHR 96 (1981), 24–5Google Scholar.
70 Ruodlieb, fragments II and X, esp. II line 16 ‘Sic piscando sibi ludum fecitque sodali’. Perhaps Chrétien's Fisher King was playing a different game; none the less when Perceval encountered him he was fishing mid-stream with hook and line, Chrétien de Troyes, Arthurian Romances (Harmondsworth, 1991), 424Google Scholar. At Avignon, in Clement VI's bed-chamber, at Runkelstein and in the Louvre there are fourteenth and fifteenth century paintings showing angling as an aristocratic pursuit for both sexes. My knowledge of these scenes I owe to the kindness of Andrew and Jane Martindale.
71 Bede, , Historia Ecclesiastua, iv. 13Google Scholar.
72 EHD, i. 467.
73 Whitelock, D., Anglo-Saxon Wills, no. XI. Cf. above n. 56Google Scholar.
74 ASC 1087, 1088; followed by William, by Malmesbury, , Gesta Regum, ii. 361Google Scholar.
75 Although Rackham, Oliver, The History of the Countryside (1986), 49Google Scholar, 223, believes that in England interest in deer husbandry began with that blessedly familiar landmark, 1066, there seems to be some evidence for both fallow-deer and deer parks before that date.
76 Coss, , The Knight, 18Google Scholar. It is worth noting that no eleventh-century French or Flemish author, whether writing in England or about England, appears to feel any need to comment on differences between continental and insular milites.
77 Campbell, , The Anglo-Saxons, 244Google Scholar.
78 See Hudson, John, Land, Law, and Lordship in Anglo-Normon England (Oxford, 1994), 4Google Scholar, 48—60, 227—9, 279, for the county court and tenants’ rights after 1066.
79 Cited by Morgan, D.A. L., ‘The Individual Style of the English Gentleman’ in ed. Jones, , Gentry and Lesser Nobility, 17Google Scholar.
80 Leyser, Karl, ‘Early Medieval Canon Law and the Beginning of Knighthood’ in his Communications and Power in Medieval Europe. The Carolingum and Ottoman Centuries, ed. Reuter, T. (1994), 51–2Google Scholar.
81 Battle of Maldon, II. 89–90. The author of the account of the battle contained in the Liber Eliensis (p. 135) also felt that Byrhtnoth set out to challenge the Vikings nimia animositate.
82 Battle of Maldon, II. 232, 294. In twelfth century French those who fought courageously, of whatever rank, were said to be acting like chevaliers, Jordan of Fantosme's Chronicle ed. Johnston, R. C. (Oxford, 1981), II. 865, 1233Google Scholar.
83 Leyser, ‘Early Medieval Canon Law’, 54.
84 Williams, Ann, ‘The battle of Maldon and“: The Battle of Maldon”: History, poetry and propaganda, Medieval History, 2 (1992), 41–44Google Scholar.
85 Abels, Lordship, 143–4. Doubtless, as Abels has emphasised, we should resist the old idea that Harold's army had been based on a general levy of all able-bodied freemen. The freemen named in Domesday Book would have been lords in their own right, gentleman farmers rather than peasants, and presumably owing honourable services to their own lords.
86 ASC, CD; however the Worcester Latin version makes it sound as though it was the lithsmen rather than all the good men and true of the south-eastern counties who were willing to commit themselves to Godwin's cause, cf. Life of King Edward, 40
87 OV, vi. 3501–1.
88 Leyser, , ‘Early medieval canon law’, 54Google Scholar.
89 Herluini, Vita, ed. Robinson, J. A., in Gilbert Crispin, Abbot of Westminster (Cambridge, 1911), 87Google Scholar. Leyser, Cf., ‘Early medieval canon law’, 50Google Scholar.
90 OV, vi. 350. Orderic emphasises how much Odo was loved by his men. Cf. Ralph of Caen's characterisation of the relationship between Tancred and his commilitones. ‘Ita enim dicebat in corde suo: “Thesaurus meus sint milites mei”’. Ralph of Caen, Gesta Tancredi in expeditione Hierosolymitana, c. 51.
91 Vita Oswaldi, p. 456. Translated as ‘fellow-soldiers’ by Whitelock (EHD, i. 917) and as ‘personal retinue’ by Lapidge, in The Battle of Maldon ed. Scragg, , 54Google Scholar.
92 Liber Eliensis, ed. Blake, Bk II, Chap. 62.
93 Kennedy, Alan, ‘Byrhtnoth's Obits and Twelfth-Century Accounts of the Battle of Maldon’ in ed. Scragg, , Maldon, 73Google Scholar.
94 Chronicon Monasterii de Abingdon, ed. Stevenson, J. (RS, 1858), i. 483Google Scholar.
95 FW i. 191, 205, 207. and in these contexts milites was evidently a natural equivalent.
96 Two of the Saxon Chronicles Parallel ed. Earle, C. Plummer and J., i. 158–9Google Scholar, 172—3, 176.
97 Gaimar, , Estoire, lines 1090Google Scholar, 1525, 1891, 2623–4, 3217, 3227, 5515, 5541, 5549.
98 Robertson, Anglo-Saxon Charters, no. LXXXVIII.
99 Vita Oswaldi, 428—9, 445—6, 465, 467.
100 Jaeger, C. Stephen, The Origins of Courtliness, Civilizing Trends and the Formation of Courtly Ideals 939–1210 (Philadelphia, 1985), 36–8Google Scholar.
101 Given his argument that this set of ideals was first developed in tenth-century Germany, he might also have pointed to Byrhtferth's interest in matters German.
102 Campbell, ‘Was it infancy’, 5–6. However there were elements of civil war in 1014–16.
103 Life of King Edward, 8–9, especially ‘quamque a puero addidicerat mentis mansuetudinem non exuit, verum hanc, ut naturaliter sibi inditam, erga subditos et inter pares eterna assiduitate excoluit’. See pp. 32 and 42 (also ASC ‘E’) for his restraint in 1052. In Cicero's, De Officiis, Ulysses is represented as a model of affability, tolerating insults in order to achieve his ultimate ends, Jaeger, Origins of Courtliness, 36Google Scholar.
104 Life of King Edward, 48–51, 78–80.
105 ASC 978.
106 Vita Oswaldi, 446; Blake, , Liber Etiensis, xii–xiiiGoogle Scholar.
107 Gillingham, John, ‘1066 and the introduction of chivalry into England’ in Law and Government in Medieval England and Normandy ed. Garnett, G. and Hudson, J., (Cambridge, 1994). 38–40Google Scholar.
108 See the explicit comments on the avoidance of civil war in ASC ‘D’ for 1052 and in the Life of King Edward, 80.
109 Maxims I, from the Exeter Book, in Bradley, S. A. J., Anglo-Saxon Poetry (1982), 347Google Scholar; The Carmen de Hastingae Proelio, ed. Morton, C. and Muntz, H. (Oxford 1972)Google Scholarwhere the English ‘Nescia gens belli solamina spernit equorum’ (1.369) are contrasted with the French, ‘Artibus instructi, Franci, bellare periti’ (I.423).
110 Strickland, Matthew, ‘Slaughter, Slavery or Ransom: the Impact of the Conquest on Conduct in Warfare’ in England in the Eleventh Century ed. Hicks, C. (Stamford, 1992), 41–60Google Scholar.
111 Gillingham, , ‘1066 and the Introduction of Chivalry’, 31–55Google Scholar.
112 Henry of Huntingdon, Historia Anglorum, ed. Arnold, T. (RS, 1879), 138Google Scholar.
113 OV iv. 126–135.
114 OV ii. 314, 318. Both William of Jumièges and William of Poitiers felt that English political mores were more bloodthirsty than Norman ones.
115 Ruodlieb, III, lines 5–14; IV, lines 86–7.
116 Chibnall, Marjorie, Anglo-Norman England (Oxford, 1986), 187–8Google Scholar. For further development of this point, Gillingham, John, ‘Conquering the Barbarians: War and Chivalry in Twelfth-Century Britain’, The Haskins Society Journal 4 (1992), 70–4Google Scholar.
117 Bede, , HE, iv. 22Google Scholar.
118 “In this context it is worth reading the scene in Beowulf where the Swedish king Ongentheow besieged his mortal enemies. All night long he repeatedly threatened them, saving that in the morning he would dispatch them, some by the sword's edge, some on the gallows-trees, for the birds' entertainment. Although such threats were also made in the twelfth century they cannot have sent shivers down the spine of a besieged nobleman in quite the same way as they must have done earlier.
119 Gillingham, , ‘1066 and the Introduction of Chivalry’, 44—50Google Scholar. However, as Jane Martindale kindly pointed out, my discussion of diffidatio in this article clearly overestimates the extent of William of Malmesbury's originality as a consequence of my forgetting the use of the verb defidavit in Hugh of Lusignan's conventum (see above n. 26). Fortunately although this weakens the case for William's originality, it also strengthens the case for the influence of French political mores and vocabulary in post-conquest England. For further cogent discussion of diffidatio see David Carpenter, ‘From King John to the first English duke: 1215–1337’ in eds. Smith, R. and Moore, J. S., The House of Lords, a thousand years of British tradition (1994), 28–38Google Scholar.
- 7
- Cited by