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A New Eyewitness Account of the Fourth Lateran Council
Published online by Cambridge University Press: 04 August 2017
Extract
Two years ago we briefly announced the discovery of a new document of great interest for the history of the Fourth Lateran Council. Written in Spring 1216 as a letter from Rome, presumably by a German, it was copied by a thirteenth-century scribe into a manuscript now at the Universitäts-bibliothek of Giessen, where it follows directly after the constitutiones of the council. With its detailed and vivid description of the three plenary sessions and of many events that took place in between, the anonymous report adds considerably to the information we possess from other sources. But although other portions of the Giessen codex have been known and used by many scholars ever since the eighteenth century, this text has been overlooked to the present day. It is a happy coincidence that we are able to present this eyewitness account of the greatest of the ecumenical councils of the Middle Ages while the Second Vatican Council is in session.
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References
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36 See G 28, 57.Google Scholar
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page 130 note 1 Mansi 22.1079. Cf. Winkelmann loc. cit. (I n. 16 above) on the use of the Notice by the medieval chroniclers.Google Scholar
page 130 note 2 ed. Holder-Egger, O., MGH SS 30.i (1896) 588.24; 384.28; also in Monumenta Erphesfurtensia (MGH in usum schol.; 1899) 214.Google Scholar
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page 130 note 11 We owe the information which follows to the kindness of Dr. Richard Kay of the University of Kentucky, who sent abundant notes with a letter dated 10 June 1963.Google Scholar
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page 130 note 14 Various Sens Pontificals; Liber synodalis of Lodève.Google Scholar
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page 130 note 16 See above, I at n. 12.Google Scholar
page 130 note 17 Luchaire, , ap. Hefele-Leclercq 5 ii.1725.Google Scholar
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page 130 note 22 Mansi 22.1059C-D; COD 244.30-36.Google Scholar
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page 130 note 49 Petri Vallium Sarnaii monachi Hystoria Albigensis ed. Guébin, P. and Lyon, E. (Soc. de l'Hist. de France; Paris 1926-39) II 261–2, § 571; ed. Bouquet, M., Recueil des historiens des Gaules et de la France 19 (1833; 1880) 104, c.83. This chapter also in Mansi 22.1069.Google Scholar
page 130 note 50 Gesta Philippi Augusti c. 216, ed. Delaborde, H. F., Oeuvres de Rigord et de Guillaume le Breton I (Paris 1882) 306. Repeated in Aubrey of Trois-Fontaines' Chronica (ed. Scheffer-Boichorst, P., MGH SS 23 [1874] 904), whence Mansi 22.1082.Google Scholar
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page 130 note 52 Potthast 4967: des Vaux, Pierre, Hyst. Albig. § 556 (Guébin II 250; = c. 82, Bouquet 19.102; Mansi 22.938); cf. Potthast 4968-69.Google Scholar
page 130 note 53 PL 216.613C-614A (Potthast 4517). Cf. also Chanson v. 3482 ed. Meyer (= 149.4 ed. Martin-Chabot, ), where Innocent calls the count a true Catholic.Google Scholar
page 130 note 54 E. g. Hyst. Albig. § 571 (c. 83); Rainier of Liège, MGH SS 16.674.16, 40, 50.Google Scholar
page 130 note 55 Cf. Meyer's note, II 520 (to p. 15 n.2); Martin-Chabot I 39 n. 6.Google Scholar
page 130 note 56 Theiner, VMS I 63 No. 14. Cf. below, to lines 152-8.Google Scholar
page 130 note 57 See, however, ibid. at n. 121 for the Chronicle of St. Martin's of Tours.Google Scholar
page 130 note 58 So the rubricella in Theiner, VMS I 63 No. 15: ‘Uniuersis Christifidelibus significatur ordinatio facta quod comes Tholosanus’ Google Scholar
page 130 note 59 Theiner Nos. 16-17; Potthast 5010-11.Google Scholar
page 130 note 60 Theiner Nos. 19-20; Potthast 5014-15.Google Scholar
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page 130 note 62 ed. Augustinus, Antonius (Agustín), Antiquae collectiones decretalium (Lérida 1576) fol. 24rb-24va ; Friedberg, , Quinque Compilationes antiquae (Leipzig 1881) 147.Google Scholar
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page 130 note 65 It is not among the bulk of the abbey's MSS in the Bibliothèque Municipale of Évreux, nor apparently among the scattered books from Lyre which ended up in Rouen or Paris, listed by Omont, H. in Catalogue général des manuscrits, Départements 2 (Paris 1888) 383 nn. 2-3 and Nortier, G., in Revue Mabillon 48 (1958) 16-19.Google Scholar
page 130 note 66 According to d'Achéry, the Lyre MS contains the traditional brief Notice of the council, ‘Anno ab incarnatione,’ ending ‘non fuit certus numerus comprehensus. In ea Synodo fuerunt haec instituta quae sequuntur, videlicet (d'Achéry adds) Canones ejusdem Concilii et sub finem post orationem Innocenta Papae: Sententia de terrâ Albigensi. Quantum ecclesia videbitur expedire.’ This sequence corresponds to Paris lat. 12249 (as given by Luchaire loc.cit.), while in the Kassel and Rouen MSS Quantum ecclesia follows immediately after Ad liberandam and is in turn followed by the brief Notice. [Possibly Par. lat. and d'Achéry's MS are identical; see Additional Note, p. 178.]Google Scholar
page 130 note 66a All quotations are from De Vic-Vaissete (ed. Molinier, ). Friedberg in his edition of 4 Comp. 5.5.1 used the faulty reprint of Bouquet 19.598 for collating the decretal text with the ‘original’; and even these collations are unreliable. In the notes which follow, variant readings of the decretal text (from Agustín and Friedberg) will be recorded (= D). Warner, H. J., The Albigensian Heresy II (London 1928) 88–9 merely reproduces d'Achéry's edition, cf. Guébin-Lyon loc. cit. (n. 61).Google Scholar
page 130 note 67 Hyst. Albiy. § 572 (Guébin II 262; = c. 83 Bouquet); Gesta Phil. Aug. c. 216 (Delaborde I 306).Google Scholar
page 130 note 68 utique om. D.Google Scholar
page 130 note 69 Hyst. Albig. loc. cit .Google Scholar
page 130 note 70 Raimundus—qui] quoniam R. quondam comes Tolosanus D utrisque D.Google Scholar
page 130 note 71 exterminandos D ruptarias D (?) Google Scholar
page 130 note 72 posset] potuit D Google Scholar
page 130 note 73 Theiner, VMS I 63 No. 15 ‘propter heresim’; le Breton, Guillaume, Gesta Phil. Aug. c. 216: ‘comitem et eius filium damnatos de heresi’ (cf. at n. 50, above); Chronicon S. Martini Turonensis (c. 1225): ‘Raimundus quoque comes Tolosanus et filius suus Raimundus tanquam heretici condempnantur’ (ed. Holder-Egger, O., MGH SS 26 [1882] 466.26-7). Some recent writers, who otherwise give very fine interpretations of the case against Raymond, still describe the sentence as establishing inter al. his ‘guilt’ as a heretic: so Tillmann, , op. cit. (n. 51) 198; Hageneder, , ‘Studien’ (cit. n. 51) 160 (but more cautiously ibid. n. 75: ‘als hereticus und ruptarius oder deren Förderer’); id., ‘Das päpstliche Recht’ 69 n. 52. Correctly Evans, , op. cit. 307: ‘guilty of harboring heretics and routiers’; see also Belperron, , op. cit. (n. 48) 307, 309 (‘jugement de Salomon’). — For the relations between the disposal of Raymond's case and the general legislation of the council (const. 3) on the forfeiture of rulers’ rights by negligence in uprooting heresy see Hageneder, , ‘Studien’ 162ff.Google Scholar
page 130 note 74 de peccatis] deportatus D (!) Google Scholar
page 130 note 75 uel—competentem om. D (not noted in Friedberg's, app. crit.) Google Scholar
page 130 note 76 Cf. his letter in Innocent's Reg. 12.109 (PL 216.142A-B), the letter of the papal legates, Reg. 12.108 (ibid. 140D), and the papal replies of 11-12 November 1209, Reg. 12.122, 123 (Potthast 3833-4; cf. Tillmann, , op. cit. 190 and n. 19).Google Scholar
page 130 note 77 uirorum] et add. D ab iis om. D de iure est tr. D Google Scholar
page 130 note 78 Cf. Hageneder, , ‘Studien’ 160.Google Scholar
page 130 note 79 comitis prefati tr. D Google Scholar
page 130 note 80 Hyst. Albig. § 572 (c. 83). Cf. Belperron, , op. cit. 309; also Martin-Chabot's commentary, Chanson II 86 n. 2.Google Scholar
page 130 note 81 ed. Bresslau, H., in Neues Archiv der Gesellsch. etc. 11 (1885) 99–101, at p. 101; ed Egidi, P., Necrologi e libri affini della provincia Romana I (Fonti per la storia d'Italia; Rome 1908) 100-01. — Our thanks are due to Fr. Leonard Boyle, O. P. for having pointed out this text, together with other material on S. Maria in Trastevere.Google Scholar
page 130 note 82 Cecchelli, C., S. Maria in Trastevere (Collezione Le Chiese di Roma; Rome s. a. [c. 1932]) 36; Armellini, M., Le Chiese di Roma, nuova ed. a cura di C. Cecchelli (Rome 1942) II 786; and cf. the standard guide books.Google Scholar
page 130 note 83 ed. Weiland, H., MGH SS 22 (1872) 438.13; incorporated in the 15th-century continuation of the Liber Pontificalis, ed. Duchesne, L. II (Paris 1892; reprinted 1955) 452, Vita of Innocent III.Google Scholar
page 130 note 84 Cf. Armellini-Cecchelli II 785. The date of completion (Innocent II died in 1143) is uncertain. Maurice-Denis, N. and Boulet, R., Romée ou le pélerin moderne à Rome (3rd ed. Paris 1950) 657 give the years 1140-48, basing themselves probably on the last lines of the inscription of the pope's tombstone in S. Maria in Trastevere; qvi• presen/tem• ecclesiam• ad• ho/norem• dei• genetricis:/marie•sicvt•est•a•fvn/damentis•svmptibus•propriis•re/novavit: sub•anno•domini•m°•c°:xl:7c•a d:m:cxl/viii: (ed. Duchesne, , Lib. pont. II 385 n.2; Armellini-Cecchelli 788 [I have expanded the abbreviations, except for the uncertain a d: which appears as ad in Duchesne]). But this inscription dates from the 14th century when the remains of Innocent II were transferred to the church from the Lateran basilica, and the meaning of ‘etc. ad (a.d.?) m.cxlviii’ remains obscure.Google Scholar
page 130 note 85 De cons. D. 1 cc. 16, 18, 19, 24; cf. Rufinus, , Summa decretorum, de cons. D.1 c.18 (ed. Singer, H., Paderborn 1902, p. 543) and—to cite only some of Innocent's contemporaries— Teutonicus, Johannes, Glossa ordinaria, de cons. D.1 c.18 v. altaria, c.24 ***v. innovata; id. Apparatus Comp. III, de dedic. eccl. 3.31.3 (= X 3.40.4) v. reconciliari (Munich MS lat. 3879, fol. 232va); Tancred, , Gl. ord. Comp. III, ad loc. (MS Vat. lat. 1377 p. 195b); later, Bernard of Parma, Gl. ord. X 3.40.4 v. reconciliari, and (incorporating Tancred's gloss) Hostiensis, , Summa, tit. de consecr, eccl. § Et an sit iteranda (ed. Venice, 1570, fol. 306va no. 5.) Google Scholar
page 130 note 86 Lib. pont. II 384.Google Scholar
page 130 note 87 Cited ibid. n.1 and, in the full context, by Vogel, C., Lib. pont. III (1957) 138 from the edition of Duchesne-Fabre, , Le Liber Censuum de l'église Romaine II (Paris 1910) 141ff. (at p. 169). On Benedict's Liber politicus (= polyptychus), its MSS, and the use made of it in the Liber censuum, cf. Duchesne, , Lib. cens. I (1905) 3-4. The work was dedicated to Innocent II; Mabillon published part of it (not including the passage here quoted) as Ordo XI = PL 78.1026ff.Google Scholar
page 130 note 88 Delle Magnificenze di Roma antica e moderna Libro terzo, che contiene le Basiliche e Chiese antiche di Roma (Rome 1753) p. xlviii.Google Scholar
page 130 note 89 Bresslau, , art. cit. 100; Egidi, , op. cit. 88-9.Google Scholar
page 130 note 90 Egidi 94 (without notes on the Latin of the entry); not in Bresslau's excerpts.Google Scholar
page 130 note 91 So cited in Armellini-Cecchelli II 786 n.2.Google Scholar
page 130 note 92 De cons. D.1 c.16.Google Scholar
page 130 note 93 Cf. Boyle, L., ‘The Date of the Consecration of the Basilica of San Clemente,’ Archivum Fratrum Praedicatorum 30 (1960) 417–27.Google Scholar
page 130 note 94 Chronicon, PG 19.521 = PL 27.542.Google Scholar
page 130 note 95 Mirabilia urbis Romae cc. 8, 31; Graphia aurea urbis c.39: ed. Valentini, R. and Zuchetti, G., Codice topografico della città di Roma III (Fonti per la storia d'Italia; Rome 1946) pp. 26, 64, 94; and in derivative texts, ibid. 125, 189. By mistake, the editors also cite (ibid. 26) the Passio s. Calixti, AS Oct. VI 439-40: this is a confusion with the Bollandists' introduction, AS cit. 422E. — Lib. pont. II 323 = III 168 (Vita of Calixtus II); Lib. censuum I 272. — Cf. Cecchelli, C., ‘Fons olei,’ Capitolium 1 (1925) 535-9 (not seen; reference kindly supplied by Dr. Peter Herde); Cecchelli, , S. Maria in Trastevere 8-9; Castagnoli, F., Cecchelli, C. et al., Topografia e urbanistica di Roma (Rome 1958) 244-5.Google Scholar
page 130 note 96 Cf. Armellini-Cecchelli 790; Maurice-Denis, and Boulet, , Romée 661; Cecchelli locc. citt. (preceding note). Reproduction, e. g. in Enciclopedia Italiana 9 (1931) pl. clxx (opposite P. Toesca's article, p. 547).Google Scholar
page 130 note 97 Cf. notes 11-13 to the text (above, III).Google Scholar
page 130 note 98 There exists a late, and substantially correct, summary in Jean Le Long's Chronicle of St. Bertin's, Ypres (14th cent.): ‘In hoc consilio lecte fuerunt epistole Othonis imperatoris quarti, sed excommunicati, ad s. concilium destinate quibus humiliter petebat absolvi. Sed multis ibidem racionibus ostensum est tam a domino papa quam a marchione Montisferrati quod absolvi non deberet’ (ed. Holder-Egger, MGH SS 25.831, with note 13 pointing to the parallel in R). The direct source of the monk of Ypres cannot be determined.Google Scholar
page 130 note 99 In the columns of Garufi's edition, R gives 74 lines to sess. II, as against 21 for sess. I (not counting the verbatim insertion of the opening sermon) and 22 for sess. III. In G the proportions are: 65 lines (of our edition) for sess. II, 24 for sess. I, and 46 for sess. III (not counting 46 lines for the events between sessions and 9 for those after the council).Google Scholar
page 130 note 100 According to the recent investigation by Haidacher, A., ‘Über den Zeitpunkt der Exkommunikation Ottos IV. durch Papst Innozenz III.,’ Römische historische Mitteilungen 3 (1960) 132–85, the complex chronological problem is to be answered thus: conditional excommunicatio latae sententiae, 18 January 1210 (Potthast 3880, with correction, II p. 2052); solemn declaratory sentence, 18 November 1210 (Potthast 4213, with wrong date; cf. Böhmer-Ficker-Winkelmann, , Regesten des deutschen Kaiserreichs 5 iii [= BFW; Innsbruck 1892] No. 6099); repeated on Holy Thursday 1211 (Potthast ante 4213; BFW 6101b).Google Scholar
page 130 note 101 ed. Pertz, G. H., MGH SS 18 (1863) 431.25–8.Google Scholar
page 130 note 102 Cf. Gratian, , C.3 q.6 p.c.2, and the Ordines iudiciarii in general, e.g. Ricardus Anglicus c.38 (ed. Wahrmund, L., Quellen zur Geschichte des römisch-kanonischen Processes im Mittelalter 2.3 [Innsbruck 1915] p. 89); Tancred 2.5.1 (ed. Bergmann, F., Pillii, Tancredi, Gratiae Libri de iudiciorum ordine [Göttingen 1842] p. 140).Google Scholar
page 130 note 103 According to Gratian loc. cit. also ‘in initio litis’; but cf. the modifications and qualifications in the Ordines, e.g. Ricardus Anglicus loc. cit., Tancred 2.5.3 (p. 143).Google Scholar
page 130 note 104 The oath is in the Regestum de negotio imperii , ed. Kempf, F. (Miscell. hist. pont. 12.21; Rome 1947) No. 192, p. 405.Google Scholar
page 130 note 105 que om. Garufi innodato Garufi .Google Scholar
page 130 note 106 Chron. regia Coloniensis , ed. Waitz, , MGH SS in usum schol. (1880) 291, 293; cf. 235, 236; Annales Stadenses , ed. Lappenberg, I.M., MGH SS 16 (1859) 356.Google Scholar
page 130 note 107 ed. Pertz, , MGH SS 17 (1861) 173.Google Scholar
page 130 note 108 Op. cit. (above, I n. 16) II 423.Google Scholar
page 130 note 109 Potthast 3299, 3300 (postulation quashed, excomm.; cf. also 3256, 3354); 3530 (deposition); 3760-1 (mandate to Otto); 4116-18 (confirm. of Gerard, 30 October 1210); Annales Stadenses, MGH SS 16.355. Cf. Eubel, , Hierarch. cath. I 145, 455; also Krabbo, H., ‘Die deutschen Bischöfe auf dem vierten Laterankonzil,’ Quellen und Forsch. aus ital. Arch. und Bibl. 10 (1907) 292-3: Gerard was unable to attend the council.Google Scholar
page 130 note 110 There are instances of his having done so on other occasions, cf. Tillmann, , op. cit. (n. 51) 50 n. 64, 154 n. 11.Google Scholar
page 130 note 111 Testimonies in Tillmann 49f.Google Scholar
page 130 note 112 Cf. Winkelmann, , Philipp von Schw. und Otto II 421 with n. 6; more material in Tillmann 149.Google Scholar
page 130 note 113 Cf. Dig. 2.2.3.3; 17.1.6, 46 etc.(spondere); Dig. 18.1.72 pr.; 35.3.3.1 (cautio fideiussoria); Cod. 1.49.1.1; 12.21.8.1 (cautio iuratoria).Google Scholar
page 130 note 114 ed. Weiland, L., MGH Const. 2 (1896) 52.Google Scholar
page 130 note 115 Only at this point has R him introduce an objection against their right to appear for Otto, see above, to line 90.Google Scholar
page 130 note 116 Cf. § 5 above; esp. to lines 50-52, 54-5.Google Scholar
page 130 note 117 Ed. Rom. (intercalated pages, cf. n. 15 above); Mansi 22.973ff.Google Scholar
page 130 note 118 Luchaire, A., ‘Un document retrouvé’ ap. Hefele-Leclercq 5 ii.1723; cf. also Maccarrone, M., ‘II IV Concilio Lateranense,’ Divinitas 5 (1961) 270-98, at 288 n.25.Google Scholar
page 130 note 119 Theiner, VMS I 63 No. 14.Google Scholar
page 130 note 120 R 73.8-11 ‘librum Ioachim seu tractatum dampnauit quem contra magistrum Petrum Lombardum ediderat de unitate seu essentia Trinitatis’; this is almost verbatim from the opening words of the constitution (cf. COD 207.7-9).Google Scholar
page 130 note 121 Chron. S. Mart. reports on the council in this sequence: constitutions (below, G 184), crusading statute (G 159-60), ‘condemnation’ of Raymond and his son, excommunication of other heretics (G 154-5), reprobation of Joachim's book and the teaching of Amaury (G 155-6): ed. Holder-Egger, O., MGH SS 26 (1882) 466–7. Cf. n. 125.Google Scholar
page 130 note 122 ed. Holder-Egger, , Cronicon Reinhardsbr. MGH SS 30.588.28-9; Chronica s. Petri Erford. SS 30.384. On the Historiae as source, cf. at n.3 above.Google Scholar
page 130 note 123 Mansi 22.981-2; COD 206-7; X 1.1.1. For bibliography, see COD 207 n. 1.Google Scholar
page 130 note 124 Mansi 22.981-6; COD 207-9; X 1.1.2. For bibliography, see COD 207 n.2, 209 nn. 1-3; Maccarrone, , art. cit. 286-8; also Bloomfield, M., ‘Joachim of Flora,’ Traditio 13 (1957) 249–309, at 254-6.CrossRefGoogle Scholar
page 130 note 125 Raimundus quoque condempnantur (see above, n. 73), multique alii heretici < et ? > fautores eorum gladio anathematis feriuntur. Libellus enim (al. etiam) vel tractatus de Trinitate quem abbas Joachim edidit reprobatur et perversissimum dogma magistri Amorici condempnatur' (MGH SS 26.467.26-31).+fautores+eorum+gladio+anathematis+feriuntur.+Libellus+enim+(al.+etiam)+vel+tractatus+de+Trinitate+quem+abbas+Joachim+edidit+reprobatur+et+perversissimum+dogma+magistri+Amorici+condempnatur'+(MGH+SS+26.467.26-31).>Google Scholar
page 130 note 126 Mansi 22.986E; COD 209.10-14. For historical analysis of c.3 cf. Hageneder, , ‘Studien’ (n. 51 above) 163–7.Google Scholar
page 130 note 127 igitur om. edd. (supplied here from A. García's forthcoming new edition).Google Scholar
page 130 note 128 Reinerius Leod. Ann. ed. Pertz, , MGH SS 16.674.49-54 (cf. n. 28 above); Chron. s. Martini Turon . ed. Holder-Egger, . MGH SS 26.467.4-26.Google Scholar
page 130 note 129 Mansi 22.1066E-67B; COD 246.20-35; cf. also 243.35-8 (Mansi 1059E).Google Scholar
page 130 note 130 See above, to lines 33-6 at n. 27.Google Scholar
page 130 note 131 See tabulation in Appendix C: peace and truce; measures against aiding Corsairs and pirates; against trading with Saracens; ordinance on material and spiritual preparation; provision for revenue of clerics in absentia; enforcement of crusading vows.Google Scholar
page 130 note 132 The best edition (with translation and notes) is in Cheney, C. R. and Semple, W. H., Selected Letters of Pope Innocent III concerning England (1198-1216) (London-Edinburgh etc. 1953) No. 85, pp. 221–3.Google Scholar
page 130 note 133 Sel. Letters No. 87, pp. 226-7, cf. 226 n.1.Google Scholar
page 130 note 134 See esp. Roger of Wendover, Flores historiarum, ed. Coxe, III 323ff., 336ff.; ed. Hewlett, II 138ff., 151ff.Google Scholar
page 130 note 135 Sel. Letters Nos. 75 (19 March 1215; Potthast 4961), 79 (spring-summer 1215; pp. 205-6, not in Potthast), 80 (7 July 1215; Potthast 4992, misdated), 82 (24 August 1215; Potthast 4990), 83 (same day; Potthast 4991), 84 (4 November 1215; Potthast 5006, cf. 5005). For the last of these, confirming the suspension of Archbishop Stephen Langton, cf. Powicke, M. and Cheney, C. R., Councils and Synods with Other Documents Relating to the English Church II (Oxford 1964) 47–9, with bibliography (page proofs kindly supplied before publication by Professor Cheney).Google Scholar
page 130 note 136 Memoriale ed. Stubbs, W. (Rolls Series; London 1872-3) II 228.Google Scholar
page 130 note 137 Gesta Phil Aug. c. 216 ed. Delaborde, (n. 50 above) I 306.Google Scholar
page 130 note 138 Potthast, 4992, 4990, 4991; see Sel. Letters 80, 82, 83 (at pp. 207-8; 212-3, 215; 217, 219).Google Scholar
page 130 note 139 Sel. Letters No. 85, p. 221; cf. No. 87 (Potthast 5057) p. 227.Google Scholar
page 130 note 140 MGH SS 16.674.39-41.Google Scholar
page 130 note 141 Memoriale loc. cit.Google Scholar
page 130 note 142 Sel. Letters p. 226.Google Scholar
page 130 note 143 Ibid. pp. 221, 226.Google Scholar
page 130 note 144 Potthast 4912; Sel. Letters No. 67, pp. 178ff.: promise of the feudal census, ‘mille marchas sterlingorum’ (180); ‘concedentes in feudum’ (papal charter, 181).Google Scholar
page 130 note 145 Potthast 4990; Sel. Letters No. 82, p. 212.Google Scholar
page 130 note 146 MGH loc. cit. (continued).Google Scholar
page 130 note 147 For sources, see Will, , Regesten der Mainzer Erzbischöfe (above, I n.4) II (1886) 123 No. 1.Google Scholar
page 130 note 148 Ibid. 126–7, Nos. 16, 21; Potthast 1643.Google Scholar
page 130 note 149 Will, , Regesten 149–50, Nos. 166-7, 170; p. 152 Nos. 178 (not in Potthast), 179, 183.Google Scholar
page 130 note 150 Ibid. 154–5, Nos. 193-4; p. 161 No. 244.Google Scholar
page 130 note 151 Ibid. 135-7, Nos. 75-89. A notice in the Chronica regia Coloniensis for 1208 makes him cardinal priest of Sabina, S., ‘Romam ad apostolicum se transtulit, ubi per biennium in ecclesia s. Sabine, ubi erat cardinalis, degens’ (ed. Waitz, , MGH Script. in usum schol. [1880] 226). This is accepted at face value by Will, , Regesten No. 75, but cannot be confirmed by any other source: no papal document is subscribed by him during those years (cf. Potthast I p. 464 and Eubel I 46 for cardinals of S. Sabina under Innocent III). The title was apparently vacant between the death of Archbishop William of Reims (card. 1179-1202) and Archbishop Thomas of Naples (1216-43), and Siegfried is not addressed as cardinal in the papal letter, Potthast 3310 (Will p. 136 No. 83) nor in any later document.Google Scholar
page 130 note 152 Will, , Regesten 162-3, Nos. 257-8; cf. Krabbo, , ‘Die deutschen Bischöfe’ (n. 109 above) 281-2; and the conciliar list of the Zurich MS cited II n. 30 above.Google Scholar
page 130 note 153 Otto of Freising, in Ottonis et Rahewini Gesta Friderici I imp. 1.25, third ed. by Waitz, G. and von Simson, B., MGH Script. in usum schol. (1912) 38.37-39.4: ‘Ad haec Francia Hyspania Anglia Dania caeteraque regna imperio nostro adiacentia nos frequentant, ad ea quae imperii nostri mandata sunt se prompta esse affirmantes’ Google Scholar
page 130 note 154 von Dassel, Rainald, ap. Saxo Grammat. an. 1162, ed. Waitz, G., MGH SS 29 (1892) 114.19.Google Scholar
page 130 note 155 Cf. Kantorowicz, E., Kaiser Friedrich der Zweite (Berlin 1927) 12–15; Gebhard, B., Handbuch der deutschen Geschichte I (8th ed. by Grundmann, H., Stuttgart 1954) 332, 334 with bibliography.Google Scholar
page 130 note 156 Cf. (to cite only a few modern interpretations) Carlyle, R.W. and Carlyle, A. J., A History of Mediaeval Political Theory in the West III (Edinburgh and London 1928) 173–6; Holtzmann, R., ‘Der Weltherrschaftsgedanke des mittelalterlichen Kaisertums und die Souveränität der europäischen Staaten,’ Hist. Zeitschr. 159 (1939) 251-64, esp. 255ff.; Holtzmann, W., Das mittelalterliche Imperium und die werdenden Nationen (Arbeitsgemeinschaft für Forschung des Landes Nordrhein-Westfalen 7; Köln-Opladen 1953), esp. 18-26; Kempf, F. S. J., Papsttum und Kaisertum bei Innocenz III. (Miscell. historiae pontificiae 19; Rome 1954) passim (see Index s. vv. ‘Kaisertum und Nationen’; ‘Königserhebung durch Kaiser oder durch Papst’); Heer, F., Die Tragödie des heiligen Reiches (Stuttgart 1952) 240-45: ‘Die staufischen reguli.’ — For the canonists see Ullmann, W., ‘The Development of the Medieval Idea of Sovereignty,’ English Historical Review 64 (1949) 1-33; Mochi Onory, S., Fonti canonistiche dell'idea moderna dello Stato (Milan 1951); Kuttner, S., ‘Papst Honorius III und das Studium des Zivilrechts,’ Festschrift für Martin Wolff (Tübingen 1952) 79-101, at 95ff.; Post, G., ‘Rex Imperator,’ Traditio 9 (1953) 296-320; and ‘Blessed Lady Spain,’ Speculum 29 (1954) 198-209; both revised and enlarged in his Studies in Medieval Legal Thought (Princeton 1964) 453-93; Tierney, B., ‘Some Recent Works on the Political Theories of the Medieval Canonists,’ Traditio 10 (1954) 594-625, esp. 612-19: ‘Regnum and Imperium’; Kempf, , op. cit. 194-252.Google Scholar
page 130 note 157 Ed. cit. (n. 153) 172.14-21.Google Scholar
page 130 note 158 Roger of Hoveden, Chronica ed. Stubbs, W III (Rolls Series; London 1870) 202–3. Carlyle, , op. cit. III 176 expressed doubts (confusion by Roger with a feudal oath for Richard's continental possessions?); but cf. Poole, R. L., From Domesday Book to Magna Carta (Oxford History of England 3; 1951) 336-7.Google Scholar
page 130 note 159 Frederick II's own conception of the relation between the Empire and the regna was to develop in a very different direction, cf. Kantorowicz, , op. cit. 515; Holtzmann, W., op. cit. 26.Google Scholar
page 130 note 160 PL 216.853A; Potthast 4746; Will, , Regesten II 157 No. 211.Google Scholar
page 130 note 161 Will 188, Nos. 469-70.Google Scholar
page 130 note 162 Rymer, Thos., Foedera (ed. Record Commission; London 1816) I 120; cf. Winkelmann, , Philip von Schw. und Otto II 421 and n.6 (correcting Rymer's date); Tillmann, , Papst Innoc. 149 and n. 279; Kempf, F., ‘Zu den Originalregistern Innocenz’ III.' Quellen und Forsch. aus ital. Arch. 36 (1956) 127.Google Scholar
page 130 note 163 On ‘approbation’ in Innocent's political thought, as being not in the jurisdictional order of canonical confirmatio but based on a right to ‘examine’ the elect before imperial consecration, cf. Kempf, , Papsttum und Kaisertum 105–34. The formula ‘ratum habemus’ is a new element in this complex set of concepts.Google Scholar
page 130 note 164 MGH SS 30.588.29-30.Google Scholar
page 130 note 165 MGH SS 16.674.45-6.Google Scholar
page 130 note 166 ‘Ibidem presidens barones Anglie cum Othone qui fuerat imperator excommunicans, eundem Othonem depositum, quia ecclesie Romane rebellis extiterat, denunciavit’; ed. Sackur, E., MGH SS 30.i (1896) 272.28–32.Google Scholar
page 130 note 167 Winkelmann, , op. cit. II 423-4; Hefele-Leclercq 5 ii.1319; Kantorowicz, , Kaiser Friedrich der Zweite 68; Bock, F., ‘Studien zu den Originalregistern Innocenz’ III.,’ Archivalische Zeitschrift 50/51 (1955) 329–64 at 356ff. This whole construction has been refuted by Tillmann, H., ‘Zur Frage des Verhältnisses von Kirche und Staat in Lehre und Praxis Innocenz' III.,’ Deutsches Archiv für die Erforschung des Mittelalters 9 (1951-2) 140 and n. 17; Kempf, , ‘Zu den Originalregistern’ 127; Papsttum und Kaisertum 271.Google Scholar
page 130 note 168 Giessen MS fol. 47r-58v; cf. pp. 117, 120, above.Google Scholar
page 130 note 169 MGH SS 26.466-7; they are identified in the editor's notes: cc. 6, 11-13, 18, 20-25, 28, 29, 43-47, 50, 52, 59, 62-69. ‘hec et multa alia ibi instituta sunt que longum est enumerare’ (467.3-4). Later on, the chronicler speaks also of the crusading statute, of the condemnation of heretics (c.3) and of Joachim's and Amaury's teachings (c.2). — Cf. also Luchaire, , Le Concile de Latran (above, II n. 32) 62.Google Scholar
page 130 note 170 MGH SS 26.466.14. It is not correct to say the chronicler of St. Martin's ‘observed that the decrees lacked originality’—so Gibbs, M. and Lang, J., English Bishops and Reform (Oxford 1934) 101, who evidently misunderstand Luchaire's remark (loc. cit.), ‘ne sont pas toutes originales’—nor to cite him as an example of the ‘surprising ignorance’ concerning the decrees among medieval chroniclers (ibid.).Google Scholar
page 130 note 171 ed. Scheffer-Boichorst, P., MGH SS 23 (1874) 904.6–7.Google Scholar
page 130 note 172 Continuatio Annal. Rotomag. (late 13th cent.), citing c.68 on the Jewish badge; Annales Normannici (same period): ‘multa utilia statuta sunt pertinentia ad statum universalis ecclesie,’ mentions c.13 against foundation of new religious orders; the so-called Ménestrel de Reims (c. 1260) § 145: ‘mout de commandemenz qui estoient necessaire a seinte eglise,’ cites a non-existing statute ‘que une clochete seroit portee avec Corpus Domini’ and c.16 on clerical dress (ed. Holder-Egger, , MGH SS 26.502, 514, 530; cf. Luchaire, , op. cit. 61-3). Also Salimbene, , Chronica (c. 1282-88) says he read the pope's sermon Desiderio desideravi and ‘omnia que ibi ordinata sunt’ but singles out only c. 13; ‘cetera que ibi ordinata fuerunt non scribo propter tedium et propter prolixitatem vitandam’ (ed. Holder-Egger, MGH SS 32.i [1905] 22; cf. Gibbs and Lang loc. cit.).Google Scholar
page 130 note 173 Chronica minor auctore minorita Erphordiensi (c. 1261) ed. Holder-Egger, , MGH SS 24 (1879) 195. Luchaire, , op. cit. 61, cites only a later derivative of this text, the Flores temporum of a Swabian Franciscan (c. 1292; SS 24.247-8). There some more statutes are inserted and the series is concluded by a purported constitution on the Octave of the Nativity B.M.V Actually this belongs to Innocent IV and the First Council of Lyons (from Chron. min. Erph. p. 200, not recognized by the editor); cf. Potthast II 995 post num. 11731.Google Scholar
page 130 note 174 ed. Coxe, III 342; Hewlett, II 156.Google Scholar
page 130 note 175 Cf. Luchaire, , op. cit. 63. — Ann. Normann. loc. cit. (on c. 13): ‘quod paucis potuit temporibus observari’; Ménestrel de Reims loc. cit.: et mout d'autre commandement qui ne sont mie bien tenu ni gardei'; Salimbene loc. cit. (on c.13): ‘set ista constitutio propter prelatorum negligentiam servata non fuit’ Google Scholar
page 130 note 176 Cf. above, I n. 13.Google Scholar
page 130 note 177 Theiner, , VMS I 63 No. 14.Google Scholar
page 130 note 178 Munich MS lat. 9596, p. 255: ‘Incipit nouella Innocentii pape’; Prague Univ. XXIII. E. 59, fol. 1r: ‘Hee sunt constitutiones edite a domino papa Innocentio iii. et confirmate in concilio generali’; Rouen MS 706, fol. 255r: ‘Incipit noua constitutio domini Innocentii pape iii.’; Vatican MS Vat. lat. 3555, fol. 25v: ‘Incipiunt constitutiones Innocentii pape’; Aix-en-Provence, Bibl. de Mèjanes MS 1683 (1548), fol. 3r : ‘Institutiones domini Innocentii tercii’; etc. (From A. García's apparatus of the forthcoming edition.) Google Scholar
page 130 note 179 Liber pontificalis ed. Duchesne, I (Paris 1886; repr. 1955) 242; Diaconus, Johannes, De ecclesia Lateranensi c.10 (PL 194.1556) = c.13 ed. Valentini-Zuchetti, , Codice topografico (n. 95 above) III 356. Cf. Frolow, A., La relique de la Vraie Croix (Paris 1961) Nos. 20, 357.Google Scholar
page 130 note 180 Lib. pont. I 80, 179, 196 n.75; Frolow No. 27 (with recent bibliography, p. 177). Cf. Breviarium Rom. 3 May: Nocturn, , lectio 6 (until the suppression of the feast in 1960).Google Scholar
page 130 note 181 Frolow No. 34 (with bibliogr. pp. 180-1); cf. Duchesne, , Lib. pont. I 378 n.28.Google Scholar
page 130 note 182 Diaconus, Jo. loc. cit.; cf. Frolow Nos. 78, 357.Google Scholar
page 130 note 183 Lib. pont. I 374, with Duchesne's commentary 378 nn. 28-30 and C. Vogel's supplementary note III (1957) 97; Andrieu's, Ordo XXIII (8th cent.): Andrieu, M., Les Ordines Romani du haut moyen-âge III (Spicilegium sacrum Lovaniense 24; Louvain 1951) 271; Benedict of St. Peter's, Liber politicus (before 1142; cf. n. 87 above) c. 74, ed. Duchesne-Fabre, , Liber censuum II 159 (cf. p. 164 n.60) (= ed. Mabillon, , PL 78.1053); Cencius, , Ordo (13th cent.) § 28, ed. Lib. cens. I 296 (= Mab. Ordo XII, PL 78.1075). — Cf. Frolow Nos. 67, 79, 88 (with bibliography, pp. 215-6, on Paschal I's [817-24] now empty enameled reliquary in the Museo Sacro of the Vatican, but without mentioning the traditional identification with Pope Sergius' Cross), N°. 357.Google Scholar
page 130 note 184 Regestum Clementis papae V, Benedictine, ed. Appendix I (Rome 1892) p. 448; cf. Frolow Nos. 452, 682.Google Scholar
page 130 note 185 Communication from Dr. Richard Kay, letter of 10 June 1963.Google Scholar
page 130 note 186 Hist. minor ed. Madden, F II (Rolls Series; London 1866) 174; ed. Liebermann, , MGH SS 28 (1888) 399.32-6; shorter in Chron. majora ed. Luard, H. R. II (1874) 635. This was accepted at its face value by Winkelmann, , Philip von Schw. und Otto II 424.Google Scholar
page 130 note 187 Chron. maj. II 565.Google Scholar
page 130 note 188 Without prejudice to his otherwise well-deserved reputation as a fine historian. On his works, their interrelation, chronology, use of source material, etc. see now Vaughan, R., Matthew Paris (Cambridge 1958). Of older studies, F. Liebermann's introduction to the selections edited by him for the MGH (SS 28.74-106) retains its great value. — Modern liturgical studies, for instance, should have taken notice of the information Matthew has to offer on discussions and decisions concerning the Mass at the IV Lateran Council: on the commemoration of local saints in the Canon (‘in secreto missae’) and the abolition of ‘quaedam quae diu ante ea fuerant usitata,’ Gesta abbatum s. Albani ed. Riley, H. T. I (R.S. London 1867) 261-2; ed. Liebermann, , MGH SS 28.438.26-39; this important passage is not mentioned in the pertinent sections of Jungmann, J., Missarum sollemnia (5th ed. Wien-Freiburg-Basel 1962) I 133, II 221-2, nor in Van Dijk, S. J. P. and Walker, J. H., The Origins of the Modern Roman Liturgy (London-Westminster, Md. 1960) 95-112.Google Scholar
page 130 note 189 ed. Riley, I 263–4; ed. Liebermann, 438-9. The derivation of the generalized statement in the Hist. min. from the anecdote in the Gesta can be demonstrated almost word for word.Google Scholar
page 130 note 190 Innocent greeted Abbot William with these words: ‘Nonne es tu abbas s. Albani qui tot privilegiorum beneficia a nostra sede totiens obtinuisti?’ (Gesta I 263); they suggest that a gift was expected of the abbot of St. Alban's, not in return for the licence to depart, but in connection with earlier favors granted to the abbey. — For a sober analysis of Innocent's attitude in matters of customary, expected, and requested gifts, see Tillmann, , Papst Innoc. 39–44; on Matthew's, allegations ibid. 294.Google Scholar
page 130 note 191 Will, , Regesten II 163 No. 258.Google Scholar
page 130 note 192 Cf. Kuttner, , ‘Conciliar Law in the Making’ (n. 24 above) 43.Google Scholar
page 168 note 1 ed. Weiland, L., MGH Const. 2 (1896) 106–9, No. 85.Google Scholar
page 168 note 2 Decr. Grat. C. 11 q.1 cc.42-43.Google Scholar
page 168 note 3 al. factum fuerit Google Scholar
page 168 note 4 An emendation is needed here: either ‘iudicio sit priuatus’ or, more probably, ‘iudicii potestate auctoritate nostra sit priuatus’ (homoiotel.).Google Scholar
page 168 note 5 habeat Gs.Google Scholar
page 168 note 6 A papal law could at the most request such a measure from the secular ruler; so Celestine III in his decretal A nobis with regard to the effects of degradation of clerics, JL 17639: ‘per secularem comprimendus est potestatem ita quod ei deputetur exilium’ (X 2.1.10; for the date, 15 April/25 Oct. 1191, see Holtzmann, W, ‘La Collectio Seguntina,’ Revue d'histoire ecclésiastique 50 [1955] 431, c.43).Google Scholar
page 168 note 7 Gs c.2 has a wider scope than c.7 of the Privilegium in favorem principum ecclesiasticorum, granted by Frederick II at Frankfurt, 26 April 1220, where the king (emperorelect) pledges that nostra proscriptio will follow for every excommunicate whom, upon denuntiatio by the ecclesiastical judge, he finds to have persisted in the state of excommunication for six weeks (MGH Const. 2.90, No. 73 c.7). While the time span here is much shorter, the Privilegium requires in each case a royal sentence; in Gs (and in F c.3) the bannus imperialis follows automatically after a year, without a procedure of denuntiatio. For F c.3 see also below, n. 21.Google Scholar
page 168 note 8 Potthast 6395; Pressutti 2766; text in MGH Const. 2.104-5 No. 83.Google Scholar
page 168 note 9 Reg. Hon. 5.483; Potthast 6408; Pressutti 2786; the formula of confirmation is in MGH Const. 2.110 n.1.Google Scholar
page 168 note 10 Beg. ‘Excommunicamus,’ published in the letter Noverit fraternitas tua, 4 January 1221 (Potthast 6469; Pressutti 2945; text in X 5.39.49).Google Scholar
page 168 note 11 MGH Const. 2.110 No. 86; for the distribution among the authenticae of Cod. Just. see the editio stereotypa of P. Krüger, 510ff.Google Scholar
page 168 note 12 5 Comp. 1.1.1. (Potth. 6469) and 2 (const. Freder. c.1); 1.3.4 (F c.8); 2.1.2 (c.5); 2.2.2 (c.4); 3.13.un. (c.9); 3.26.3 (c.2); 5.4.un. (cc.6-7); 5.12.4 (c.10); 5.18.3 (c.3).Google Scholar
page 168 note 13 De Vergottini, G., Studi sulla legislazione imperiale di Federico II in Italia: Le leggi di 1220 (Milan 1952) 88–96.Google Scholar
page 168 note 14 Potthast 6395: ‘studeatis ut capitularia que vobis mittimus presentibus interclusa, sub competentibus verbis, servata sententia, sub nomine regio in leges publicas redigantur nobisque mittantur in die coronationis sub imperiali nomine publicanda’ (MGH Const. 2.104).Google Scholar
page 168 note 15 JL 15109; X 5.7.9 (+ 3.38.23); cf. at n. 31 ed. Friedb, .Google Scholar
page 168 note 16 For testimonies cf. De Vergottini, , op. cit. 42–3.Google Scholar
page 168 note 17 Cf. ibid. 47ff.Google Scholar
page 168 note 18 Gs c.1 lin. 4-5 nullus omnino hominum] nullus F 5 clericum siue om. F 6-7 cuiuscumque conditionis sit om. F 11 si secus presumptum fuerit] si fecerit (factum fuerit) F. — Gs c.2 lin. 2-4 siue sit ecclesiastica siue secularis temere per anni circulum] per annum F 19 ipsos subiacere decreuimus] subiaceat F Google Scholar
page 168 note 19 Gs c.1 lin.1-4 Quoniam ea—concilium] Statuimus autem F Gs; c. 2 lin. 5-18 si clericus—sint absoluti om. F.—Also the clause ‘iuris ordine observato’ (Gs c.2.4) had no place in F c.3; it would have implied a right of the secular judge to reexamine the sentence.Google Scholar
page 168 note 20 So Gs c.2; this does not go as far as the exaggerated promise made to Innocent III by Philip of Swabia in 1203: ‘ut quicumque excommunicatus sit a domino apostolico, in banno statim sit imperiali’ (MGH Const. 2.9 No. 8 c.9); but Innocent never pressed for this, cf. Eichmann, E., Acht und Bann im Reichsrecht des Mittelalters (Paderborn 1909) 120f. A common statute by Alexander III and Barbarossa in 1177 on mutual automatic operation of excommunicatio and proscriptio after a year is reported in the Chronicle of St. Michael's in Lüneburg (ed. Weiland, MGH SS 23.396) but deserves little credence; cf. Eichmann 31-2 (contra , Vergottini, De, op. cit. 46ff., 105-6).Google Scholar
page 168 note 21 By the same token, the clause of G c.1 lin. 11-13 ‘consuetudinibus—non obstantibus’ is lacking in F c.4: the consuetudines were already annulled in F c.1. (For Germany, F c.3 had the effect that the Reichsacht in cases of excommunication propter libertatem ecclesiae facta could now either follow after six weeks by denunciation procedure (n.7 above), or without this procedure after a year.) Google Scholar
page 168 note 22 C 15 q.6 cc.4-5, etc. — Honorius III, Potthast 7852 = 5462; Pressutti 351: 18 February 1217; 5 Comp. 5.16.2; X 5.37.13.Google Scholar
page 168 note 23 For developments of forfeiture in the feudal law see Eichmann, , Acht und Bann 85–6.Google Scholar
page 168 note 24 Rather, a judicial sentence was needed in these cases; see the commentaries on X 1.14.8, e.g. Innocent IV, Apparatus nn. 1-2 ad loc. (ed. Venice, 1570 p. 126); Andreae, Johannes, Novella nn. 4, 12 ad loc. (ed. Venice, 1581 [reprint Turin 1963] fol. 166r); also Innocent III on fiefs, X 5.37.10.Google Scholar
page 168 note 25 Conciliorum collectio 7 (Paris 1714) 15–16; cf. Mansi 22.979 n.1.Google Scholar
page 168 note 26 See V 22-32.Google Scholar
page 168 note 27 E. g. V 2-4 indictione — oecasu; 5-7 feria iiij.—in medio; 16-21 Quem laudabiliter—subiturum (cf. n. 28), 29 Personam—illius.Google Scholar
page 168 note 28 See V 19-21, apparatus.Google Scholar
page 168 note 29 See the appar. to lines 16-18, 19-21, 22-32.Google Scholar
page 168 note 30 Ibid. 32–34.Google Scholar
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