Two recent epidemiological surveys of rural populations in Pakistan — in the mountains of Chitral and on the plains of the Punjab — both found very high rates of common mental disorders, especially among women (Mumford et al, Reference Mumford, Nazir and Jilani1996, Reference Mumford, Saeed and Ahmad1997). There have been no previous community-based studies of urban populations in Pakistan. Elsewhere on the Indian subcontinent, Sethi et al (Reference Sethi, Gupta and Mahendru1974) reported rates of non-psychotic mental disorders of 27 per 1000 adults in the city of Lucknow, compared with 20 per 1000 in the surrounding rural area. Dube (Reference Dube1970) also reported rates of neurosis about one-third higher in the city of Agra than in nearby rural areas. The aims of the present study were to estimate the prevalence of common mental disorders in an urban slum area of Pakistan, to identify social factors and stressors that correlate with emotional distress and to compare these results with those of the Chitral and rural Punjab studies.
METHOD
Population studied
Like other cities of Pakistan, Rawalpindi has grown enormously in the past 50 years, mainly by migration from the surrounding villages, and is now a sprawling city of 900 000 people. There is a wide variation in socio-economic status and some areas of the city lack even the basic amenities of piped water, sewerage and electricity. Sultanpura, the district selected for this study, is a typical heavily populated slum area. By origin it was not a planned residential area, but was incorporated into Rawalpindi city by the municipal authorities only about 10 years ago, when the construction of roads, electricity, water and gas supply and a drainage system were begun.
Before starting the study, the local councillor and other notables were approached to secure their cooperation and support. The study population was defined as all persons aged 18 years and over living in Mohalla Sultanpura: 1210 persons, according to Municipal Corporation statistics. A sketch map of the area was drawn, streets and plots were identified and each house was assigned a unique study number.
The Bradford Somatic Inventory
In a south Asian context, if a screening instrument is based primarily on psychological symptoms, many cases of neurosis are likely to be missed. Most people with common mental disorders spontaneously express their experience not in psychological symptoms but in somatic complaints. The Bradford Somatic Inventory (BSI; Reference Mumford, Bavington and BhatnagarMumford et al, 1991) was developed from symptom reports by psychiatric patients in Pakistan and Britain with clinical diagnoses of anxiety or depression. The BSI enquires about a wide range of somatic symptoms during the previous month and, if the subject has experienced a particular symptom, whether the symptom has occurred on more or less than 15 days during the month (scoring 2 or 1, respectively). In two recent epidemiological surveys in Pakistan (Mumford et al, Reference Mumford, Nazir and Jilani1996, Reference Mumford, Saeed and Ahmad1997) the BSI proved to be an effective first-stage screening instrument, as judged by subsequent selective psychiatric interviews using ICD—10 research diagnostic criteria (World Health Organization, 1993). Test—retest reliability of the BSI administered after an interval of a week was good, with an overall reliability coefficient of 0.86 and a median κ value of 0.63 in a British primary care population (Reference MumfordMumford, 1992).
First stage
The epidemiological survey was conducted in two stages: screening questionnaire and psychiatric interviews. Four survey workers for the first stage were recruited from among the paramedical staff at the Department of Psychiatry, Rawalpindi General Hospital. They were trained in the administration of the BSI and a household pro forma in a 3-day training programme. Each worker achieved satisfactory interrater reliability standards: the overall BSI item agreement was 95%.
At each house, a list was compiled of all the adults and children, recording their name, gender, age, marital status, relationship to the head of the household and years of education. After obtaining consent, the BSI—44 was administered orally in Urdu to each person aged 18 years and over. Male subjects were interviewed by male raters and female subjects by female raters; some degree of privacy was attempted.
Raters revisited many houses to complete the administration of questionnaires for all the adult members of the household, in order to minimise bias in recruitment. Subjects suffering from acute or chronic psychotic disorders or showing evidence of cognitive impairment were identified and excluded.
Second stage
Psychiatric assessments were undertaken on subjects scoring above the cut-off point on the BSI—44 and on a random sample of subjects scoring below this threshold. The choice of cut-off point was determined in a pilot study of psychiatric out-patients at Rawalpindi General Hospital with diagnoses of anxiety or depressive disorders. The psychiatric interviews were conducted without knowledge of the BSI scores obtained in the first stage.
The interview consisted of two elements: the identification and diagnosis of any psychiatric disorder according to ICD—10 research diagnostic criteria, using a psychiatric assessment schedule administered in Urdu/Punjabi, and the identification of any concurrent physical illness (whenever this seemed a possibility, a physical examination was carried out).
The psychiatric assessment schedule utilised selected (‘double asterisked’) questions from the Present State Examination (PSE; Reference Wing, Cooper and SartoriusWing et al, 1974) as screening items, followed by the appropriate criteria from the ICD—10 research diagnostic criteria. The psychiatric assessment systematically enquired about the following disorders (in hierarchical order): depressive episode, dysthymia, obsessive-compulsive disorder, panic disorder, agoraphobia, social phobia, specific phobias, generalised anxiety disorder and somatisation disorder. This diagnostic hierarchy reflects the ICD-10 research diagnostic criteria and thereby avoids dual diagnoses.
The interviews were conducted by I.A. and S.A., both trainee psychiatrists, who received a 4-day training programme in the use of the psychiatric assessment schedule, achieving an item concordance rate of 90%. During the study, psychiatric diagnoses were made after discussion between the interviewer and F.A.M.
After administering the psychiatric assessment schedule, the interviewer used the Socio-Economic Scales for Pakistan (SESP; Mumford & Mirza, details available from D.B.M. upon request) to code household income, sanitation and plumbing, electrical appliances and family wealth in land and livestock. Other households were visited separately to complete the SESP. The interval between the first and second stages of the survey was kept to less than 7 days, particularly to avoid losing subjects who might leave the area.
RESULTS
Demography
Between April and August 1998, 240 households were surveyed: 98% of the total number in Sultanpura. Five houses were excluded because the residents were away for the whole period of the study. There were 774 adults (408 men and 366 women) and 612 children aged under 18 years: current residence in the household was defined as sleeping in the house most nights each week. Family members working or studying elsewhere in Pakistan were not included. The excess of men (mainly in the 30-60-year age band) represents men lodging in the city for work, having left their families behind in their home villages. Overall, 67% of the adults were married, 29% were single and 4% were widowed. Adult literacy rates were 69% for males and 52% for females.
There was a great diversity of family structure in Sultanpura, which was difficult to categorise simply. The 240 households were grouped broadly into unitary (parents and children only, or a married couple without children), extended (three generations), joint (with married sons or daughters, their spouses and children), polygamous and male-only households: 78% of the households were unitary, 4% were extended, 13% were joint households, 2% were polygamous and 3% were male-only shared apartments. The mean household size was 3.2 adults and 2.6 children under age 18 years. The socio-economic profile of households is given in Table 1.
Occupation of head of household | |
Skilled clerical workers or in trade | 35% |
Craftsmen or skilled industrial workers | 7% |
Unskilled workers | 25% |
Professional/business | 7% |
Retired or pensioners | 3% |
Unemployed | 1% |
Education of head of household | |
No formal education | 36% |
1-5 years | 15% |
6-9 years | 12% |
≥ 10 years | 35% |
Education of children | |
Government Urdu-medium school | 40% |
Private Urdu-medium school | 23% |
Private English-medium school | 7% |
Household income | |
<1000 rupees (£20) per month | 5% |
1000-5000 rupees (£20-100) per month | 55% |
5000-10 000 rupees (£100-200) per month | 30% |
> 10 000 rupees (£200) per month | 11% |
House ownership | |
Owned | 65% |
Rented | 35% |
Plumbing | |
Inside toilet | 99% |
Closed drains | 83% |
Hot water system | 35% |
Ownership of domestic electrical appliances | |
Electric fan | 98% |
Electric iron | 82% |
Radio | 61% |
Cassette recorder | 50% |
Black-and-white television | 30% |
Colour television | 39% |
Refrigerator | 43% |
Ownership of land | |
None | 71% |
<1 acre | 18% |
1-10 acres | 7% |
> 10 acres | 4% |
Ownership of vehicles | |
Pedal bicycle | 36% |
Motor bicycle | 31% |
Car | 7% |
First stage
The BSI—44 was administered in Urdu to 760 adults, representing 98% of the total adult population in the study frame. Of the fourteen subjects not included, five were excluded on medical grounds (dementia, deafness, serious physical illness), four refused to participate and five subjects were unavailable every time the raters called at their houses. Figure 1 shows the mean scores on the BSI by gender and age band: women had significantly higher BSI scores than men in every age band; 28% of women and 11% of men had BSI scores above the 20/21 threshold.
Second stage
It was decided to interview subjects scoring 21 or above on the BSI and also a 1 in 10 sample of subjects scoring 20 or below, chosen using random number tables. On this basis, 220 subjects (138 women and 82 men) were selected: interviews were conducted with 215 (98%). Five subjects could not be traced at the time of the interview; no one declined to be interviewed. The numbers of men and women receiving psychiatric diagnoses at interview are given in Table 2.
ICD-10 diagnosis | Male | Female |
---|---|---|
Depressive episode, severe | 7 | 23 |
Depressive episode, moderate | 16 | 27 |
Depressive episode, mild | 8 | 18 |
Dysthymia | 3 | 1 |
Panic disorder | 1 | 4 |
Agoraphobia | 1 | 3 |
Social phobia | 1 | 2 |
Generalised anxiety disorder | 6 | 15 |
Somatisation disorder | 0 | 0 |
Obsessive-compulsive disorder | 0 | 4 |
No psychiatric disorder | 37 | 38 |
Total interviews | 80 | 135 |
Estimated prevalence of psychiatric disorders
The point prevalence of non-psychotic psychiatric disorders, based only on subjects with BSI scores of 21 and above, was 25% for women and 10% for men. The estimate of prevalence, including subjects scoring in the sub-threshold range of BSI scores (weighted to allow for the 1:10 sampling ratio), rises to 36% for the women and 16% for men. In addition, 1% of subjects received other psychiatric diagnoses (three cases of dementia, one of learning disability and one of acute psychotic illness, cannabis-induced).
Using the 20/21 threshold, the sensitivity of the BSI—44 in this study was 65.5%, specificity was 98.6%, the positive predictive value (PPV) was 94.2% and the negative predictive value (NPV) was 88.8%, after weighting for the actual sampling ratio of sub-threshold subjects. The sensitivity, specificity, PPV and NPV of the BSI were similar between men and women.
Bradford Somatic Inventory scores and socio-demographic factors
Using the BSI as a general measure of emotional distress, the relationships between BSI scores and demographic and socio-economic variables were explored, including age, gender, marital status, educational status, household income and family wealth.
Demographic variables
Age . Figure 1 shows that mean BSI scores increase with age in both men and women, although the pattern is different. In women, there is a steady rise from age 18-20 years onwards, reaching a plateau from the age of 50 years. With men, there is a plateau from age 18 to 40 years and a steady rise thereafter. Analysis of variance of BSI scores confirmed the effects for both gender (F=83.2, P<0.001) and age band (F=8.3, P<0.001), but the two-way interaction was not significant. Because of this strong effect of gender and age on BSI scores, all subsequent analyses using BSI scores are controlled for gender and age.
Marital status . Mean BSI scores were almost identical between single and married women aged 20-30 years, and the same applied in men of this age. Widows aged 30-50 years had higher mean BSI scores than married women of the same age (23.6 v. 15.2), but this difference did not reach statistical significance because there were only eight widows.
Household type . For men, an analysis of variance of BSI scores on household type showed no significant difference overall, nor when heads of household, sons or brothers were analysed separately. However, for women there was a significant overall variance in BSI scores by household type (n=363, F=3.437, P<0.001), also found separately with wives of the heads of household (n=216, F=4.478, P<0.0001), their daughters (n=77, F=3.406, P=0.008) and mothers (n=19, F=7.082, P=0.002), although not with daughters-in-law. These effects remained significant after age had been included as a covariate.
Among wives of the heads of household, the highest mean BSI scores were found in joint households (20.9, n=28), polygamous households (19.1, n=8) and ‘mature’ unitary families where the majority of offspring were adults, all unmarried (18.3, n=28); the lowest mean BSI scores were found with married couples without children (4.2, n=11). Among their daughters, much higher mean BSI scores were found in joint households (23.4, n=16) than in unitary families (8.6, n=60). Among mothers of the heads of household, mean BSI scores were much higher in joint households than in unitary or extended households. Women living in standard nuclear households generally had lower than average BSI scores.
Years of education . Subjects were categorised according to the number of years of formal education received (nil, 1-5 years, 6-9 years and 10+ years). Lower levels of education were associated with higher BSI scores. In an analysis of variance of BSI scores, educational category was a highly significant factor (F=4.35, P=0.005) alongside age (F=4.03, P=0.001) and gender (F=78.7, P<0.001). The beneficial effect of education was most marked among younger women aged 18-40 years (F=2.75, P<0.05). The same trend was found in both younger and older men. Among older women (aged 41 years and over) there was no relationship between BSI scores and educational category, but 83% of women in this age group had had no formal education.
Socio-economic factors
There were significant negative correlations between individual BSI scores and several socio-economic variables (total household income, education of the head of the household, ownership of a motor vehicle). The magnitude of the correlation coefficients differed between men and women. Among men, BSI scores correlated most strongly with household income (-0.11); among women, the strongest correlations were with household income (-0.20), number of electrical appliances (-0.14) and education of the head of the household (-0.12) (in every case, P<0.05).
An exploratory factor analysis was used to condense these socio-economic variables into one or more simpler summary factors. Cattell's screen test (Reference Cattell and CattellCattell, 1966) suggested the extraction of only one factor, which was obtained using a principal components analysis. This ‘general wealth’ factor had high loadings for total household income (0.81), number of electrical appliances (0.75), plumbing facilities (0.68), ownership of motor vehicles (0.60), number of rooms in the house (0.51) and type of education given to the children (0.46). The total variance explained was 38%. The general wealth factor correlated ‒0.08 with BSI scores overall (P=0.02): correlations were much higher in women (-0.12) than in men (-0.03, NS).
Socio-demographic factors in combination
A stepwise multiple linear regression analysis was conducted with BSI scores as the dependent variable and age, years of education and the general wealth factor as predictor variables. With both men and women, age and years of education (but not general wealth) independently contributed to the variance in BSI scores: the total variance explained was 6-7%.
DISCUSSION
This study is the third in a series of community-based epidemiological surveys of common psychiatric disorders in Pakistan using the same methodology. The previous studies, in the mountain villages of Chitral and in the Punjab, were of rural populations (Mumford et al, Reference Mumford, Nazir and Jilani1996, Reference Mumford, Saeed and Ahmad1997). The Punjab study in particular, conducted in a village less than 50 km from Rawalpindi, allows direct comparison between urban and rural populations in the same region.
The most striking finding from the present study is the much lower rate of psychiatric morbidity in this urban slum area than in the rural areas surveyed previously (Table 3). This was unexpected. This finding applies to both men and women, although women have much higher rates of morbidity than men in all three studies.
Chitral, Northern Pakistan | Susral village, Gujar Khan, Punjab | Sultanpura, Rawalpindi | |
---|---|---|---|
Men | 15-33% | 25-44% | 10-16% |
Women | 46-60% | 66-72% | 25-36% |
Urban versus rural populations
In Western societies, poor urban populations have generally been found to exhibit higher rates of morbidity than rural communities (Reference Harpham, Bhugra and LeffHarpham, 1992). Brown & Harris (Reference Brown and Harris1978) reported the 1-month prevalence of all psychiatric illness as 17% among women in Camberwell, London, compared with a 1-year prevalence of 12% among women in North Uist, Outer Hebrides (Reference Brown and PrudoBrown & Prudo, 1981). The Epidemiologic Catchment Area (ECA) study (Reference Regier, Kaelber, Tsuang, Tohen and ZahnerRegier & Kaelber, 1995) found the 1-year prevalence of major depression in an urban area in North Carolina to be more than twice that of a remote and isolated rural area, although in St Louis the prevalence of depression was lower in the urban centre than in an adjacent rural area connected to it by suburban sprawl.
In urban areas in the developing world, poor social conditions in the rapidly growing cities may be responsible for high rates of stress and psychiatric morbidity (Mari, 1987; Reference Desjarlais, Eisenberg and GoodDesjarlais et al, 1995). Almedia-Filho (Reference Almeida-Filho1987) reviewed many epidemiological studies conducted in Latin America that have sought to assess the impact of ‘urban stress’ and the effects of economic and social marginalisation on the mental health of rural migrants to the cities.
However, there have been few paired studies of rural and urban populations in the same geographical region to allow direct comparisons. An epidemiological study in Puerto Rico found higher prevalence rates of most DSM-III-defined (American Psychiatric Association, 1980) psychiatric disorders among urban than rural residents (Reference Canino, Bird and ShroutCanino et al, 1987). In South Korea, Lee et al (Reference Lee, Kwak and Yamonto1990) found no difference in rates of major psychiatric disorders between urban and rural Seoul. In Taiwan, ‘small town’ samples showed significantly higher rates for most non-psychotic disorders than ‘rural villages’, but both were higher than in modern metropolitan Taipei (Reference Hwu, Yeh and ChangHwu et al, 1989). However, in another study of urbanisation in Taiwan, Cheng (Reference Cheng1989) found higher rates of depression among young women in rural villages than in urban or suburban areas, associated with chronic stressors, mostly around difficulties in family relationships.
Other explanations for observed differences between urban and rural populations must be considered. Guarnaccia et al (Reference Guarnaccia, Good and Kleinman1990) have warned of the effects of an acquiescent response style on self-report symptom measures, resulting in inflated prevalence estimates. Urban populations may be more sophisticated in their response style than rural people. However, in all three studies in Pakistan, the BSI questionnaires were followed by selective psychiatric interviews using ICD-10 research diagnostic criteria (on which the prevalence estimates were based), which seem to be less susceptible to this kind of bias. The sensitivity and specificity of the BSI with respect to ICD-10 diagnoses were similar in all three studies.
Socio-demographic factors and stress
The pattern of BSI scores with respect to age and gender (Fig. 1) was identical to that in the rural Punjab and very similar to that in Chitral. Women have much higher BSI scores than men in every age group. In all countries of the world, women experience higher levels of psychiatric morbidity than men, but the gap appears greatest in poorer countries (Reference Lee, Kwak and YamontoLee et al, 1990; Reference Desjarlais, Eisenberg and GoodDesjarlais et al, 1995). Life may be particularly stressful for most women in Pakistan because of their lack of control over their lives.
One notable finding in Sultanpura was the great variety of domestic family patterns, making the classification of household types not at all straightforward. Whereas in the rural studies households fell quite neatly into three categories (joint, extended and unitary), in the urban setting almost any permutation and variation was found. This reflects the splitting up of families into different living groups, often with part of the joint/extended family still living back in the ancestral village. These fragmented and shifting family living arrangements seem to be the direct social consequence of rural-urban migration.
This study found that women are much more affected than men by the type of household and their place within the family. Women from joint households and ‘mature unitary’ families showed especially high mean BSI scores. Polygamy seems bad for women's mental health but good for men's - like marriage in general, only more so!
All three of these studies used the same set of socio-economic scales for Pakistan, which included a wide range of potential indicators of socio-economic status relevant to both rural and urban communities. Higher levels of emotional distress (as measured by BSI scores) were significantly associated with poorer socio-economic status in Chitral, in rural Punjab and in urban Rawalpindi, although the most significant indicators of socio-economic status were different. In rural societies, wealth is measured by ownership of land and livestock, whereas in the cities household income is the most important factor. The educational level achieved and the number of electrical appliances were useful indicators of socio-economic status in both urban and rural settings. In Sultanpura, as in rural Punjab and in Chitral, socio-economic status has more impact on the mental health of women than of men.
Migration and mental health
The present study has confounded our expectations and found much lower rates of common psychiatric disorders in the urban slum area of Sultanpura than in the rural populations of Punjab and Chitral. What light might this shed on the social processes and psychiatric consequences of the worldwide phenomenon of migration from rural areas of developing countries into the cities?
Sultanpura is a comparatively recent urban settlement and is typical of a certain kind of peripheral urban development, but it is not representative of the whole city. Most existing householders were the primary migrants and had built their own houses there. Most had migrated from the surrounding rural areas of the Punjab. We enquired of a sample of these householders why they had chosen to move to the city. Most gave one of three reasons: poverty and lack of work in the village; to obtain better education for their children; or because of family quarrels, particularly in a joint family system.
Since Odegaard's pioneering study of Norwegians migrating to Minnesota (Reference Odegaard1932), the debate has generally focused on selection factors versus environmental factors to explain higher rates of severe mental illness among migrants. In the present study we are seeking to explain lower rates among the migrants across a broad spectrum of common psychiatric disorders. The two principal explanations for our findings are that: the more healthy migrate to the cities; and urban living is more conducive to good mental health than the rural environment in Pakistan.
Individuals and families who migrate to the cities may be psychologically more resourceful and resilient than those they leave behind. However, in the Pakistani context, the decision to migrate is made principally by the senior male head of the family in the village or sometimes by the head of the migrating household (usually one of his sons). The women of the family often have little influence on the decision to migrate, yet they also enjoy much better mental health than women back in the village.
The new urban environment may contribute to an improvement in mental health. Life in the city is much less constrained, both socially and economically, than in the village. There is more choice with regard to work, friends, schools and social activities. Earnings are much higher, offering greater material prosperity, wider consumer choice and the opportunity to fulfil personal ambitions. Physical health may also be better in cities than in villages, partly as a result of access to better medical facilities.
Two of the authors of the present study (I.A. and S.A.) have direct experience of this migration process within their own families in Pakistan. Their fathers migrated from their villages into towns in order to obtain better education for their immediate families, which opened up for them the possibility of a university education and a professional career in medicine. Not all the family group has migrated, however, and they still have uncles and cousins who remain in the ancestral village. Some of the observed rural-urban discrepancy in common psychiatric disorders may perhaps reflect frustration and discontent among those of the joint/extended family who remain behind and are denied the opportunities offered in the city.
However, these explanations remain speculative. We need to conduct more detailed family studies of internal migration and its effects. There is often a considerable degree of mobility between branches of the same joint/extended family resident in the city and in the village. This will facilitate case-control studies of migrants with varying lengths of exposure to the urban environment, and also cohort studies of migrant branches of families using members of the same families left behind in the ancestral village for comparison. Greater understanding of the impact on mental health of migration into the cities of Pakistan may help to shed light on the factors behind the poor mental health status of people who live in rural areas.
Clinical Implications and Limitations
CLINICAL IMPLICATIONS
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▪ People who live in some urban areas of Pakistan may carry a lower risk of common mental disorders than those living in nearby rural areas. It may be useful for psychiatrists in Britain to enquire about the rural/urban origin of first-generation migrants from Pakistan.
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▪ Enquiring about psychological symptoms in non-Western patients who present initially with somatic symptoms is worthwhile, in their own language and respecting local cultural idioms of distress.
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▪ An inventory consisting only of somatic symptoms is effective in screening for common mental disorders, and may have advantages in cultures where most people with psychiatric disorders express their distress in somatic complaints.
LIMITATIONS
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▪ At the interview stage, time constraints required us to select random samples of men and women in the sub-threshold Bradford Somatic Inventory scoring category.
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▪ Although the study identified certain subgroups at higher risk of common mental disorders (e.g. women living in joint households), we did not obtain qualitative data that might shed light on the reasons for this increased risk.
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▪ It was not possible in this study to establish whether the lower rates of common mental disorders in an urban area compared with nearby rural areas were due to selective migration or to environmental factors.
ACKNOWLEDGEMENTS
The authors thank the residents of Sultanpura who offered assistance and hospitality during this study, especially Raja Matloob Abbassi and Mr Sala-uddin, and also Rabia, Vanus, ljaz Kaleem and Ishaq, who administered the screening questionnaires.
eLetters
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