There are conflicting reports of the outcome of psychosis in UK African—Caribbeans. Some claim that they fare worse than British Whites for outcomes such as readmission, use of the Mental Health Act and police and forensic services involvement (Reference Birchwood, Cochrane and MacMillanBirchwood et al, 1992; Reference SugarmanSugarman, 1992; Reference McGovern, Hemmings and CopeMcGovern et al, 1994; Reference McKenzie, van Os and FahyMcKenzie et al, 1995; Reference CallanCallan, 1996; Reference Bhugra, Leff and MallettBhugra et al, 1997; Reference Goater, King and ColeGoater et al, 1999), whereas others report shorter admissions and better symptomatic outcomes and illness courses (Reference McKenzie, van Os and FahyMcKenzie et al, 1995; Reference CallanCallan, 1996; Reference Takei, Persaud and WoodruffTakei et al, 1998; Reference Harrison, Amin and SinghHarrison et al, 1999). However, studies have been small, all but one has been single-site (Reference Bhugra, Leff and MallettBhugra et al, 1997) and methodological differences make them difficult to compare. To overcome these problems, we performed a secondary analysis of data from a large, multi-centre trial of case management. We hypothesised that there would be no differences in the course, outcome or treatment of psychosis in UK African—Caribbeans and British Whites.
METHOD
The sample was taken from the UK700 Project: a randomised controlled trial of two types of case management (Reference Burns, Creed and FahyBurns et al, 1999; UK700 Group, 1999). This study took place in four inner-city areas, three in London and one in Manchester. All four served highly deprived areas. The total population was nearly half a million.
The rationale for the study, the baseline characteristics of the study group and the outcome of the case management trial have been reported elsewhere (Reference Burns, Creed and FahyBurns et al, 1999; UK700 Group, 1999). In brief, patients with research diagnostic criteria (RDC)-defined psychosis (Reference Spizer, Endicott and RobinsSpizer et al, 1978) aged 18-65 years who had had at least two admissions to a psychiatric hospital (one in the past 2 years) were admitted to a randomised controlled trial of intensive case management. Patients with organic brain damage or a primary diagnosis of substance misuse were excluded. Patients were identified by systematic review of in-patient and out-patient registers. Patients were entered into the study between February 1994 and April 1996.
Demographic and socio-economic information were documented at baseline. The Operational Criteria Checklist for Psychotic Illness (Reference McGuffin, Farmer and HarveyMcGuffin et al, 1991) was completed on all patients for the time up to the baseline assessment, in order to produce diagnoses using computerised algorithms. This was completed using information from the whole of the patient records and a semi-structured mental state examination performed for completion of the Comprehensive Psychopathological Rating Scale (Reference Jacobson, von Knorring and MattsonJacobson et al, 1978). The World Health Organization (WHO) Life Chart (World Health Organization, 1992) was used to assess clinical history over the 2 years before study entry. Other baseline measures included the Camberwell Assessment of Need (Reference Phelan, Slade and ThornicroftPhelan et al, 1995), the Lancashire Quality of Life Profile (Reference OliverOliver, 1991) and the WHO Disability Assessment Schedule (DAS; World Health Organization, 1988).
Ethnicity
Ethnicity was assigned by observers according to the Office of Population Censuses and Surveys (OPCS) ethnicity categories (OPCS, 1992). This was supplemented by information on patients' and patients' parents' place of birth. The aim was to produce a group of Caribbean origin and as homogeneous a British White group as possible for comparisons.
The OPCS ‘White’ category can include people from a variety of countries. The largest minority ethnic group, the Irish, are usually subsumed in this group although they may have different mental health needs to those born in the UK of British parents (Reference Littlewood and LipsedgeLittlewood & Lipsedge, 1997). This can make explanations of any differences between groups difficult. In this study, White British=OPCS category White with mother and father born in the UK.
Patients of Caribbean origin are also a heterogeneous group. However, this group has shared histories, reasons for migration, concentrations in certain geographical areas of the UK and shared experiences of discrimination that may produce similarities in their needs and experience of services. We did not include those of African origin. Those of mixed parentage were included in the group of Caribbean origin if they had been assigned to the Black—Caribbean or Black Other OPCS group. This may reflect the experience that patients have had with the mental health system and society in general. Patients of mixed Caribbean and African parentage were excluded, as were patients with one parent from an unspecified country.
In this study Caribbean origin=OPCS Black—Caribbean or Black Other with mother or father born in the Caribbean or UK.
Follow-up
Stratified randomisation ensured that equal proportions of White British and African—Caribbean patients were allocated to each treatment arm. Patients were followed up for an average of 2 years from the time they were randomised. They were re-interviewed at 1 and 2 years. At 1 year all the instruments except the WHO Life Chart (WHO, 1992) were repeated. At 2 years all the instruments used at baseline were repeated. We present data for the 2-year follow-up.
Follow-up interviews were undertaken by independent researchers who were not involved in patient care. Patients and, when available, relatives and carers were interviewed. Each patient's case manager was interviewed. Case managers had a detailed knowledge of their patients. Throughout the study they carefully documented every visit to their patients for an assessment of care received and case management model fidelity. Other mental health professionals involved in the case were interviewed. Patients' case notes were also reviewed. The aim was to construct as accurate a picture as possible of the course of the illness, admissions and treatment.
Measurement of outcome
Outcome in psychosis is complex and variables that measure outcome are often interrelated. Van Os et al (Reference Van Os, Fahy and Jones1996) identified six dimensions of course and outcome in psychosis:
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(a) negative symptoms/disability;
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(b) illness severity/course;
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(c) time living independently;
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(d) unemployment;
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(e) prison/vagrancy;
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(f) depression/self-harm.
We have represented these six dimensions of outcome with 11 measures used in the UK700 project (Table 1).
Dimension of course | Variable used |
---|---|
Negative symptoms/disability | Mean DAS score |
Negative symptoms usually present (WHO Life Chart) | |
Illness severity | Illness course (WHO Life Chart) |
Usual symptom severity (WHO Life Chart) | |
Mean time in hospital | |
Time living independently | Mean time living independently |
Unemployment | Mean time unemployed |
Mean time employed | |
Imprisonment/vagrancy | Imprisonment over follow-up period |
Vagrancy over follow-up period | |
Depression/self-harm | Self-harm or completed suicide over follow-up period |
Over the follow-up period, course type was rated using the WHO Life Chart (WHO, 1992) as episodic (no episode longer than 6 months), continuous (no remission longer than 6 months), neither episodic nor continuous, and not psychotic in this period. The ‘usual severity of symptoms’ rating indicated the symptomatic level of the patient during the most of the follow-up period. Ratings were severe, moderate, mild or recovered. Self-harm included all attempts at self-harm, regardless of the outcome (i.e. both parasuicide and completed suicide were included).
Treatment variables
In addition to information on course and outcome, data on five areas of treatment over the follow-up were also collected:
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(a) whether prescribed antidepressants over the follow-up period;
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(b) whether prescribed lithium over the follow-up period;
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(c) time spent on antipsychotics over the follow-up period;
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(d) whether the patient has had rehabilitation over the follow-up period;
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(e) whether the patient has had psychotherapy over the follow-up period.
The measures used and methodology replicate those of McKenzie et al (Reference McKenzie, van Os and Fahy1995). However, in addition to the measures used above, McKenzie et al (Reference McKenzie, van Os and Fahy1995) reported involuntary admissions over the follow-up period, results from the Iager scale (Reference Iager, Kirch and WyattIager et al, 1985) to measure negative symptoms and results from the Hamilton Rating Scales for Depression (Reference HamiltonHamilton, 1960). This information was not collected by the UK700 trial.
It should be noted that the measures of outcome in this study are not the same as the main outcome measures for the UK700 study. We decided before the analysis to use the same outcome variables as we had used previously so that we could compare the results of the present study with our previous study (Reference McKenzie, van Os and FahyMcKenzie et al, 1995). We also decided, a priori, to use the same plan for statistical analysis.
Analysis
The means of continuous variables and the proportions for binary variables were compared between the two ethnic groups. Means and proportions were adjusted using regression analysis to yield odds ratios. Models included age, diagnosis, educational level and time from onset of the illness to study entry as possible explanatory variables.
Variables measuring time (e.g. time spent in hospital, time unemployed, etc.) were expressed as the proportion of the length of the follow-up period. Some outcome variables were transformed into dichotomous variables if they inclined towards two categories. For example, course of illness was transformed into ‘continuous’ and ‘non-continuous’ and usual symptom severity was transformed into ‘recovered’ and ‘non-recovered’. Similarly, for continuous variables such as time in psychotherapy and time on anti-depressants, which were severely skewed, tending towards a half-normal distribution (presence-absence), dichotomisation was also considered more appropriate. Analyses were carried out using SPSS for Windows 8.0.
RESULTS
Baseline characteristics
At baseline, 203 African—Caribbeans and 234 White British were identified. African—Caribbeans (AC) were younger than British White (BW) patients (AC, mean 37.3 years; BW, 40.1 years; P=0.02), they were less likely to have A-levels or a degree (AC, 8%; BW, 24%; P=0.001) and were more likely to be diagnosed as suffering from schizophrenia (AC, 50%; BW, 31%; P=0.001). On univariate analysis, African—Caribbeans had a shorter time from onset of illness to study entry than whites (AC, mean=145.8 months, s.d.=104 months; BW, mean=168.5 months, s.d.=131 months; P=0.045), but this association disappeared when baseline differences in diagnosis were taken into account. There were no significant differences in illness length, number of days in hospital, illness course or number of hospital admissions at baseline.
Follow-up
Sources of information
Usable information was available for 199 African—Caribbeans and 231 British Whites. One patient had been discharged, two had moved, one had refused contact and three could not be contacted.
There was no difference between the groups in the mean number of sources of information (patient, carers, relatives, mental health professionals, case notes, others) used to complete the interview schedule at baseline (AC, 2.6; BW, 2.6) or follow-up (AC, 2.6; BW, 2.7).
At follow-up, 26 African—Caribbean patients (13%) and 35 British Whites (15%) were not interviewed. There were no differences between the groups in the proportions of patients who refused interview or the reasons for non-interview. The most common reason for non-interview was refusal; 25 patients refused to be interviewed (6.5% African—Caribbeans and 5.5% British Whites). There was no difference between the groups in the mean number of sources of information that were used for those patients who were not interviewed at follow-up (AC, 2.0; BW, 1.8).
Length of follow-up
Patients were followed up on average for 24 months. Some patients were followed up for less than 24 months because they were recruited later than others and the study had to be completed. Some patients were followed up for more than 24 months because of a delay in arranging the second interview. Over 50% of patients were interviewed within 1 month of their 2-year interview date. There was no difference between the groups in the proportions of patients interviewed early, late or on time.
Univariate analysis
There were no significant differences in symptomatic outcome or illness course on univariate analysis but significant differences were found in the treatment received over the follow-up period (see Table 2).
Dimension of course/outcome/treatment | Variable | African-Caribbean group (s.d. or %) | British White Group (s.d. or %) |
---|---|---|---|
Negative symptoms/disability | Mean DAS score | 1.1(0.83) | 1.1 (0.76) |
Negative symptoms usually present | 55 (28) | 62 (27.5) | |
Illness severity | Continuous illness course | 61 (31) | 84 (37.5) |
Usual symptom severity ‘recovered’ | 47 (23) | 50 (22) | |
Time living independently | Mean time in hospital (days) | 84.7 (127.7) | 78.8 (123.7) |
Mean time living independently (months) | 15.8 (9.7) | 15.1 (9.9) | |
Unemployment | Mean time unemployed (months) | 17.1 (8.6) | 17.3 (8.5) |
Imprisonment/vagrancy | Whether imprisoned over follow-up period | 13 (7) | 8 (3.5) |
Whether a vagrant at any time over follow-up period | 3 (1.5) | 8 (3.5) | |
Depression/self-harm | Self-harm or suicide over follow-up period | 17 (8.4) | 33 (14.1) |
Treatment variables | Prescribed antidepressants over follow-up period | 25 (13) | 85 (38)** |
Prescribed lithium over follow-up period | 30 (15) | 62 (28)*** | |
Months on antipsychotics | 20.2 (7.3) | 19.1 (8.2) | |
Rehabilitation/day treatment over follow-up period | 34 (17) | 57 (25)* | |
Psychotherapy over follow-up period | 12 (6) | 38 (17)** |
Multivariate analysis
Significant differences between the groups for the prescription of antidepressants and psychotherapy but not day treatment/rehabilitation or lithium therapy remained after we controlled for diagnosis, age, length of illness before study entry and education. In addition, after controlling for confounders, African—Caribbeans were nearly 40% less likely to have a continuous illness course than British Whites (Table 3).
African-Caribbean v. British White (unadjusted OR) | African-Caribbean v. British White (OR adjusted for education, age, length of illness, diagnosis) | |
---|---|---|
Continuous illness course | 0.76 (0.5-1.10) | 0.61 (0.39-0.96) |
Prescribed antidepressants over follow-up period | 0.24 (0.14-0.38) | 0.28 (0.16-0.48) |
Prescribed lithium | 0.47 (0.29-0.77) | 0.68 (0.39-1.19) |
Day treatment | 0.63 (0.4-1.0) | 0.64 (0.37-1.09) |
Psychotherapy over follow-up period | 0.31 (0.16-0.63) | 0.33 (0.16-0.71) |
DISCUSSION
Methodology
Sample
This is the largest comparative study of the outcome of psychosis in people of Caribbean origin in the UK and British Whites to date. The multi-centre design increases our ability to generalise from the results. The sample size allowed us to define smaller differences in course and outcome that may have eluded other studies (see Reference Harrison, Amin and SinghHarrison et al, 1999). It also allowed us to control for confounders and accurately to define our African—Caribbean and British White groups without fear of losing power. Previous studies have compared the outcome of psychosis in African—Caribbeans (or in some cases African and African—Caribbeans) with poorly defined control groups, which include refugee and/or other minority ethnic groups that have been shown to have specific mental health needs and high levels of social stress similar to those experienced by African—Caribbeans (Reference Goater, King and ColeGoater et al, 1999; Reference Harrison, Amin and SinghHarrison et al, 1999). This may have obscured differences in outcome. Moreover, a lack of detail concerning control groups means that such studies are difficult to replicate.
In this sample, recruitment of patients was not time-limited (as occurs when consent needs to be obtained at the point of hospital admission). We were able to enlist the help of people already involved in the clinical care of each patient to facilitate study entry and were able to include potentially uncooperative patients who would normally not take part in such studies.
Our sample could be criticised because it was not a first-onset study. Patients with established illness were recruited. However, even when patients are identified at first onset, there are differences between African—Caribbeans and British Whites in the length of illness before they have been seen, which have to be taken into account using multivariate analyses like those undertaken here (Reference Harrison, Amin and SinghHarrison et al, 1999). There are also well-documented differences in the likelihood of general practitioners identifying mental illness in African—Caribbeans and Whites (Reference Lloyd, Jacob and PaytelLloyd et al, 1998) and in the subsequent treatment or referral to secondary services (Reference Sashidharan, Commander, Rawaf and BahlSashidharan & Commander, 1998).
Our sample also could be criticised because it is not comprehensive. Patients would have been identified only if they were on in-patient or out-patient registers. If those identified as suffering from psychosis in either group were more likely to be lost to follow-up, this would lead to selection bias. However, longer-term studies have not shown a significant difference between groups in the likelihood of being lost to follow-up (Reference Goater, King and ColeGoater et al, 1999; Reference Harrison, Amin and SinghHarrison et al, 1999).
Patients could be included in the sample only if they agreed to take part in a case management study. African—Caribbeans could have been more likely to refuse study entry and this could have led to selection bias. However, no difference in refusal rates between groups was found in an analysis of those who were eligible but did not take part (details available from the author upon request).
The criteria for study entry could have introduced bias. For instance, patients had to have had two admissions to be eligible. Bias may have been introduced if the course of illness was different between the two groups. If African—Caribbeans were more likely to have only a single episode of illness (brief reactive psychosis; Reference Littlewood and LipsedgeLittlewood & Lipsedge, 1981), they may not have entered the study. A recent study has not shown differences in the proportions of patients who have only a single episode when African—Caribbeans are compared with a number of other groups (Reference Goater, King and ColeGoater et al, 1999). Moreover, any bias because of an exclusion of African—Caribbeans with brief reactive psychosis would have made it less likely that we would show a better outcome with regard to course of illness.
The criteria for entry could have introduced bias in a different way. Some studies have shown that people of Caribbean origin are more likely to be readmitted in the year after their first episode (Reference Birchwood, Cochrane and MacMillanBirchwood et al, 1992; Reference McGovern, Hemmings and CopeMcGovern et al, 1994; Reference Bhugra, Leff and MallettBhugra et al, 1997). If this were so, they would have fulfilled the study entry criteria for admission earlier in their illness. This could be an explanation for their shorter time between onset and study entry. However, this association disappears when diagnosis is taken into account, so it could reflect actual differences between the groups. Furthermore, Recent studies have not shown differences in numbers of admissions or course of illness when longer time frames for follow-up have been used.
Our study could also be criticised because all the centres were in the inner city. However, the vast majority of patients of Caribbean origin live in inner-city areas (Reference NazrooNazroo, 1997).
Data collection: blinding
Our data collection could be criticised because assessors were not blind to the ethnicity of patients. None of the assessors was part of the team who envisioned this analysis and none was aware that data from two arms of the study were to be pooled to investigate globally the outcome of psychosis in African—Caribbeans and Whites. The primary hypothesis of the UK700 study was that intensive case management would produce a better outcome than standard case management (UK700 Group, 1999). The trial did not show any difference in outcome (Reference Burns, Creed and FahyBurns et al, 1999) and we believe that this underlines the accuracy of assessments made by researchers. Of course, a criticism of all the studies that look at the course of illness in these two groups is that they rely on case note documentation and information from a number of people (case workers, carers and relatives) who are not blind to the ethnicity of the patients.
Comparison with other studies
The outcome of psychosis in people of Caribbean origin in the UK is complex. Administrative outcomes, such as readmission rates and compulsory admissions, are reported as poor but there are mixed reports of rates of recovery and the course of illness.
A recent population-based first-onset study concluded that findings of its own and other studies are consistent with a marginal effect (if any) for better outcome in African—Caribbeans (Reference Harrison, Amin and SinghHarrison et al, 1999). The authors hypothesised that inconsistent findings could be expected because of the small sample sizes of studies. We would add that inconsistent findings may be due partly to differences in definitions of the ‘African—Caribbean’ and comparison groups and differences in study design. There are problems with directly comparing this study with first-onset studies even though we have tried to minimise these.
We set out here to try to replicate the findings of our previous study in which people of Caribbean origin in the UK were found to be less likely to suffer from a continuous illness and were more likely to be recovered and also imprisoned over a follow-up period. They were less likely to be treated with antidepressants, lithium and rehabilitation and were less likely to self-harm (Reference McKenzie, van Os and FahyMcKenzie et al, 1995). We have been able to define African—Caribbean and British White groups similarly in this and the previous study. We have partly replicated the findings.
Illness course and recovery
We have found that people of Caribbean origin are less likely to suffer from a continuous illness. We have found this despite the fact that our sample was more homogeneous than others and may have been expected to show less variation between African—Caribbean and British White groups. The outcome of psychotic illness is more severe in those with neurodevelopmental or neurological abnormalities. In a separate cohort we have shown that people of Caribbean origin with psychosis are less likely to have a premorbid neurological illness than British Whites (details available from the author upon request). People of Caribbean origin in the UK may be less likely to have continuous illness because, as a group, the risk factors for their psychoses are quantitatively different from those for British Whites.
People of Caribbean origin were not more likely to be recovered over the follow-up period in this study. This could be because there were no differences in the symptomatic course, as has been found by other recent studies (Reference Goater, King and ColeGoater et al, 1999; Reference Harrison, Amin and SinghHarrison et al, 1999), but it could be because our sample of patients with established illness was too homogeneous for a difference to be shown. Another possible reason for an inability to show differences in outcome could be that they were masked by treatment differences.
Treatment differences
People of Caribbean origin in this study were less likely to receive psychotherapy and were less likely to be treated with anti-depressants, regardless of diagnosis. We found these findings hard to account for, given that patients were being closely followed up and were enrolled in a case management study. We did not find differences in imprisonment, hospital use or the use of other treatments. Lack of treatment of depression could reflect real differences in psychopathology but previous studies have shown that depression is often missed in people of Caribbean origin (Reference Lloyd, Jacob and PaytelLloyd et al, 1998; Reference Sashidharan, Commander, Rawaf and BahlSashidharan & Commander, 1998) and we did not find differences in suicide or self-harm between groups in this study.
Clinical Implications and Limitations
CLINICAL IMPLICATIONS
Compared with British Whites:
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▪ People of Caribbean origin with psychosis are less likely to be treated for depression.
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▪ People of Caribbean origin with psychosis are less likely to be treated with psychotherapy regardless of the diagnosis.
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▪ People of Caribbean origin with psychosis are less likely to have a continuous illness course.
LIMITATIONS
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▪ All four sites were in the inner city. This limits our ability to generalise results to the whole population or discuss rates or aetiology.
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▪ As with most studies in this field, standard tools were used, not all of which have had thorough cross-cultural validation.
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▪ Assessors were not blind to the ethnicity of patients, which could have introduced bias.
ACKNOWLEDGEMENTS
The UK700 Group is a collaborative study team involving four clinical centres. Manchester Royal Infirmary: Tom Butler, Francis Creed, Janelle Fraser, Peter Huxley, Nicholas Tarrier and Theresa Tattan; King's Hospital/Maudsley Hospital, London: Thomas Fahy, Catherine Gilvarry, Kwame McKenzie, Robin Murray, Jim Van Os and Elizabeth Walsh; St Mary's Hospital/St Charles Hospital, London: John Green, Anna Higgitt, Elizabeth van Horn, Donal Leddy, Patricia Thornton and Peter Tyrer; St George's Hospital London: Robert Bale, Tom Burns, Matthew Fiander, Kate Harvey, Andy Kent and Chiara Samele; Centre for Health Economics, York: Sarah Byford and David Torgerson; London (Statistics): Simon Thompson (Royal Postgraduate Medical School) and Ian White (London School of Hygiene and Tropical Medicine).
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