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Published online by Cambridge University Press: 14 May 2018
This article explores the degree to which the rule and style of the bishops of Rome after the deposition of the last Roman emperor in the West in 476 had any imperial elements, in the light of the evidence contained within the Liber pontificalis. Papal rule in Rome was cast as a replacement of imperial rule in religious matters, an opportunity for the bishop to assume political responsibility and also a deliberate emulation of imperial behaviour. This is manifest above all in the textual record in the Liber pontificalis of the papal embellishment of Rome, and in the physical evidence of the extant basilicas of the city. The deliberately imperial elements of papal self-presentation and the importance of Rome's primacy, apostolic succession and orthodoxy, all articulated so emphatically within the Liber pontificalis, indicate the multitude of strands by which the papacy wove the fabric of its own imperium or power.
1 ‘Eodem tempore fuit ecclesia, hoc est prima sedis apostolica, executrix’; ‘expectans tempus paenitentiae’: Liber pontificalis, ed. Duchesne, Louis, Le Liber pontificalis. Texte, introduction et commentaire, 2 vols (Paris, 1886, 1892), 1Google Scholar: 249 [hereafter: LP]. For convenience I also provide page references to the easily accessible and excellent translation by Davis, Raymond, The Book of Pontiffs (Liber pontificalis): The Ancient Biographies of the First Ninety Roman Bishops to AD 715, TTH 6, 3rd edn (Liverpool, 2010), 40.Google Scholar
2 ‘[H]ic fuit temporibus Odoacris regis usque ad tempora Theodorici regis’: LP 1: 252 (Davis, Pontiffs, 40).
3 Numerous modern narrative accounts and studies of these events exist, from the classic Hodgkin, Thomas, Italy and her Invaders, 3: The Ostrogothic Invasion (London, 1896)Google Scholar, to the essays in Teodorico il Grande e i Goti d'Italia, Atti del XIII Congresso internazionale di Studio sull'Alto Medioevo, Milan, 2–6 novembre 1992 (Spoleto, 1993). Still a useful account is Llewellyn, Peter, Rome in the Dark Ages, 2nd edn (London, 1993)Google Scholar; and a stimulating interpretation is offered by Amory, Patrick, People and Identity in Ostrogothic Italy, 489–554 (Cambridge, 1997)CrossRefGoogle Scholar. Odoacer's period of rule remains relatively neglected.
4 See the summary of the many editions and translations in Adams, Thomas R., ‘Review: Payne, A. (ed.), The Spanish Letter of Columbus. A Facsimile of the Original Edition published by Bernard Quaritch in 1891 (London, 2006)’, Book Collector, Autumn 2007, 441–3.Google Scholar
5 Croke, Brian, ‘A.D. 476: The Manufacture of a Turning Point’, Chiron 13 (1983), 81–119Google Scholar.
6 From a vast literature, the following provides both a useful synthesis and a new appraisal: Jong, Mayke de, ‘The Empire that was always Decaying: The Carolingians (800–888)’, Medieval Worlds 2 (2015), 6–25CrossRefGoogle Scholar [online journal], at: <https://doi.org/10.1553/medievalworlds_no2_2015s6>, last accessed 20 January 2017; see also Sarti, Laury, ‘Frankish Romanness and Charlemagne's Empire’, Speculum 91 (2016), 1040–58Google Scholar. The classic account remains Classen, Peter, Karl der Großen, das Papsttum und Byzanz. Die Begründung des karolingischer Kaisertums, ed. Furhmann, Horst and Märtl, Claudia (Sigmaringen, 1985)Google Scholar. For new perspectives on the Central Middle Ages, see Eldevik, John, Episcopal Power and Ecclesiastical Reform in the German Empire: Tithes, Lordship and Community, 950–1150 (Cambridge, 2012)CrossRefGoogle Scholar; Ott, John S., Bishops, Authority and Community in North-West Europe, c.1050–1150 (Cambridge, 2015)CrossRefGoogle Scholar.
7 I am, of course, not the first to explore this aspect: see in particular Humphries, Mark, ‘From Emperor to Pope? Ceremonial, Space, and Authority at Rome from Constantine to Gregory the Great’, in Cooper, Kate and Hillner, Julia, eds, Religion, Dynasty and Patronage in Early Christian Rome, 300–900 (Cambridge, 2007), 21–58CrossRefGoogle Scholar; idem, ‘Valentinian III and the City of Rome (425–455): Patronage, Politics, Power’, in Grig, Lucy and Kelly, Gavin, eds, Two Romes: Rome and Constantinople in Late Antiquity (Cambridge, 2012), 161–82.CrossRefGoogle Scholar
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9 Schelstrate, Emmanuel, Antiquitas ecclesiae dissertationibus monumentis ac notis, 2 vols (Rome, 1692), 1: 369–75Google Scholar, was apparently the first to refute this. The attribution of the text to Anastasius Bibliothecarius in the later ninth century has taken rather longer to be discarded: but see Herbers, Klaus, ‘Agir et écrire. Les Actes des papes du IXe siècle et le Liber pontificalis’, and François Bougard, ‘Composition, diffusion et réception des parties tardives du Liber pontificalis romain (VIIIe–IXe siècles)’, in Bougard, François and Sot, Michel, eds, Liber, gesta, histoire. Écrire l'histoire des évêques et des papes de l'antiquité au XXe siècle (Turnhout, 2009), 109–24, 127–52CrossRefGoogle Scholar. See also the comments on the eighteenth-century editions in Franklin, Carmen Vircillo, ‘Reading the Popes: The Liber Pontificalis and its Editors’, Speculum 92 (2017), 607–29.Google Scholar
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11 LP 1: 1–12; see also Salzman, Michele Renée, On Roman Time: The Codex Calendar of 354 and the Rhythms of Urban Life in Late Antiquity (Berkeley, CA, 1990).Google Scholar
12 See the useful summary in Davis, Pontiffs, xx–xxxiv.
13 On Epitomes F and K, see LP 1: xlvix–lvii, but this element of the Liber pontificalis’s redaction is open to challenge: see Geertman, ‘La genesi del Liber pontificalis romano’; Verardi, Andrea Antonio, ‘La genesi del Liber Pontificalis alla luce delle vicende della città di Roma tra la fine del V e gli inizi del VI secolo. Una proposta’, Rivista di storia del cristianesimo 10 (2013), 7–28Google Scholar; McKitterick, Rosamond, ‘Perceptions of Rome and the Papacy in Late Merovingian Francia: The Cononian recension’, in Esders, Stefan et al., eds, East and West in the Early Middle Ages: The Merovingian Kingdoms in Mediterranean Perspective (Cambridge, forthcoming)Google Scholar.
14 Reproduced from McKitterick, Rosamond, ‘The Papacy and Byzantium in the Seventh- and Early Eighth-Century Sections of the Liber pontificalis’, Papers of the British School at Rome 84 (2016), 241–73, at 248.Google Scholar
15 Useful background in Arnold, Jonathan J., Shane Bjornlie, M. and Sessa, Kristina, eds, A Companion to Ostrogothic Italy (Leiden, 2016).Google Scholar
16 McKitterick, Rosamond, ‘Roman Texts and Roman History in the Early Middle Ages’, in Bolgia, Claudia, McKitterick, Rosamond and Osborne, John, eds, Rome across Time and Space: Cultural Transmission and the Exchange of Ideas c.400–1400 (Cambridge, 2011), 19–34Google Scholar. For schism, see K. Blair-Dixon, ‘Memory and Authority in Sixth-Century Rome: The Liber pontificalis and the Collectio Avellana’, in Cooper and Hillner, eds, Religion, Dynasty and Patronage, 59–76; cf. also Davis, Pontiffs, x–xii; Noble, Thomas F. X., ‘A New Look at the Liber pontificalis’, AHP 23 (1985), 347–58Google Scholar; Mauskopf Deliyannis, Deborah, ‘The Roman Liber pontificalis, Papal Primacy, and the Acacian Schism’, Viator 45 (2014), 1–16.CrossRefGoogle Scholar
17 For the conventional approach, see Ullmann, Walter, Gelasius I. (492–496). Das Papst-tum an der Wende der Spätantike zum Mittelalter, Päpste und Papsttum 18 (Stuttgart, 1981)Google Scholar; idem, The Growth of Papal Government in the Middle Ages: A Study in the Ideological Relation of Clerical to Lay Power (London, 1970); but for refreshing new assessments of these same letters, see Neil, Bronwen and Allen, Pauline, ed. and transl., The Letters of Gelasius I (492–496): Pastor and Micro-Manager of the Church of Rome (Turnhout, 2014)Google Scholar. Some new perspectives are to be found in Blaudeau, Philippe, ‘Narrating Papal Authority (440–530): The Adaptation of the Liber Pontificalis to the Apostolic See's developing Claims’, in Dunn, Geoffrey D., ed., The Bishop of Rome in Late Antiquity (Farnham, 2015), 127–40.Google Scholar
18 A notable exception is Blaudeau, ‘Narrating Papal Authority’; Blaudeau covers some of the same ground that I do here, albeit from a complementary perspective and with different emphases.
19 Rosamond McKitterick, ‘La place du Liber Pontificalis dans les genres historio-graphiques du haut moyen âge’, in Bougard and Sot, eds, Liber, gesta, histoire, 23–36; for a more extended argument than the short summary here concerning the model provided by Roman imperial biographies, see McKitterick, ‘Roman Texts and Roman History’. On Roman martyr narratives, see Clare Pilsworth, ‘Dating the Gesta martyrum: A Manuscript-based Approach’, in Kate Cooper, ed., The Roman Martyrs and the Politics of Memory, special issue of EME 9 (2000), 271–324; Marios Costambeys, ‘Review Article: Property, Ideology and the Territorial Power of the Papacy in the Early Middle Ages’, ibid. 367–96; Marianne Sághy, ‘The Bishop of Rome and the Martyrs’, in Dunn, ed., Bishop of Rome, 37–56.
20 For a fuller commentary on this portion of the Liber pontificalis, see McKitterick, Rosamond, ‘The Liber pontificalis and the Transformation of Rome from Pagan to Christian City in the Early Middle Ages’, in Kahlos, Maijastina, Ritari, Katja and Stenger, Jan, eds, Being Pagan, Being Christian in Late Antiquity and the Early Middle Ages (Helsinki, forthcoming),Google Scholar on which I draw here.
21 Brent, Allen, Hippolytus and the Roman Church in the Third Century: Communities in Tension before the Emergence of a Monarch Bishop, Supplements to Vigiliae Christianae 31 (Leiden 1995)CrossRefGoogle Scholar; see also Curran, John, Pagan City and Christian Capital: Rome in the Fourth Century (Oxford, 2000)Google Scholar; Papandrea, James A., Novatian of Rome and the Culmination of Pre-Nicene Orthodoxy (Princeton, NJ, 2011)Google Scholar.
22 LP 1: 150; see, for example, Gülzow, Henneke, Cyprian und Novatian. Der Briefwechsel zwischen den Gemeinden in Rom und Karthago zur Zeit der Verfolgung des Kaisers Decius (Tübingen, 1975)Google Scholar.
23 ‘Hic fecit constitutum de omne ecclesia. Etiam huius temporibus factum est concilium in Nicea Bithynia et congregati sunt CCCXVIII episcopi catholici’: LP 1: 171 (Davis, Pontiffs, 14).
24 Also in Life 48, Hilarus issued a decree ‘in the consulship of Basiliscus and Hermenericus’ (consulatu Basilisco Hermenerico): LP 1: 242 (Davis, Pontiffs, 37), a phrase which seems to have been extracted from the document referred to.
25 LP 1: 255, 258, 260, 269, 275, 279, 281, 285 (Davis, Pontiffs, 40, 41, 42, 45, 48, 49, 50).
26 ‘[O]mnia praedia facultatum eius ecclesiae catholicae sociavit . . . cum linteaminibus et aromatibus, manibus suis tractans’: LP 1: 232 (Davis, Pontiffs, 34).
27 For Felix IV, see Duchesne, Louis, ‘La Succession du pape Félix IV’, Mélanges d'archéologie et d'histoire de l’École française de Rome 3 (1883), 239–66CrossRefGoogle Scholar. For a judicious appraisal of Vigilius's actions, see Sotinel, Claire, ‘Autorité pontificale et pouvoir impérial sous le règne de Justinien. Le Pape Vigile’, Mélanges de l'Ecole française de Rome. Antiquité 104 (1992), 439–63Google Scholar; eadem, ‘Mémoire perdue ou mémoire manipulée. Le Liber pontificalis et la controverse des Trois Chapîtres’, in eadem and Maurice Sartre, eds, L'Usage du passé entre antiquité tardive et haut moyen âge (Rennes, 2008), 59–76; ET in Sotinel, Claire, Church and Society in Late Antique Italy and Beyond (Farnham, 2010)Google Scholar, chs 1, 3. See also eadem, ‘Emperors and Popes in the Sixth Century: The Western View’, in Maas, Michael, ed., The Cambridge Companion to the Age of Justinian (Cambridge, 2005), 267–90.CrossRefGoogle Scholar
28 See, for example, Patrick T. R. Gray, ‘The Legacy of Chalcedon: Christological Problems and their Significance’, in Maas, ed., Companion to Justinian, 215–39; Chazelle, Celia and Cubitt, Catherine, eds, The Crisis of the Oikoumene: The Three Chapters and the Failed Quest for Unity in the Sixth-Century Mediterranean (Turnhout, 2007)CrossRefGoogle Scholar, especially Price, Richard, ‘The Three Chapters and the Council of Chalcedon’, 17–37; idem, with Booth, Philip and Cubitt, Catherine, The Acts of the Lateran Synod of 649 (Liverpool, 2014).CrossRefGoogle Scholar
29 ‘[D]eposita regia maiestate, fidem suum exposuerunt ante conspectum sanctorum episcoporum’: Life 47.3–4, LP 1: 238 (Davis, Pontiffs, 36–7).
30 ‘Hic propter nomen Romanum’: LP 1: 239 (Davis, Pontiffs, 37).
31 ‘[E]t confirmans dominationem et principatum sancta sedis catholicae et apostolicae’: LP 1: 242 (Davis, Pontiffs, 37).
32 LP 1: 255 (Davis, Pontiffs, 41–2).
33 ‘[Q]ui voluit occulte revocare Acacium . . . sine consilio presbiterorum vel episcoporum vel clericorum cunctae ecclesiae catholicae . . . qui nutu divino percussus est’: Life 52 (496–8), LP 1: 258 (Davis, Pontiffs, 42).
34 ‘Nos iubere volumus, non uobis iuberi’: Life 54, LP 1: 270 (Davis, Pontiffs, 46).
35 But see the interesting suggestions offered by Amory, Patrick, People and Identity in Ostrogothic Italy, 489–554 (Cambridge, 1997), 195–235.CrossRefGoogle Scholar
36 ‘[A]d unitatem sedis apostolicae’: Life 54.8, LP 1: 270 (Davis, Pontiffs, 47).
37 Life 55, LP 1: 275–6 (Davis, Pontiffs, 48–9); see Noble, Thomas F. X., ‘Theodoric and the Papacy’, in Teodorico il Grande e i Goti d'Italia, Atti de XIII congresso internazionale di studi sull'alto Medioevo Milan 1990 (Spoleto, 1993), 395–429Google Scholar. For more recent discussion, see K. Sessa, ‘The Roman Church and its Bishops’, R. Lizzi Testa, ‘Bishops, Ecclesiastical Institutions and the Ostrogothic Regime’, in Arnold, Bjornlie and Sessa, eds, Companion to Ostrogothic Italy, 435–50 (especially 441–2), 451–79.
38 ‘[H]umiliavit se sedi apostolicae et adoravit beatissimum Agapitum papam’: LP 1: 288 (Davis, Pontiffs, 52).
39 McKitterick, Rosamond, ‘The Papacy and Byzantium in the Seventh- and Early Eighth-Century Sections of the Liber pontificalis’, Papers of the British School at Rome 84 (2016), 241–74Google Scholar. On the doctrinal issues, see Jankowiak, M., ‘The Invention of Dyothelitism’, Studia Patristica 63 (2013), 335–42Google Scholar; Price, Lateran Council of 649.
40 ‘Augustus christianissimus cum regno in capite sese prostravit et pedes osculans pontificis’: LP 1: 391 (Davis, Pontiffs, 88–9). On the imperial ‘renewing of the church's privileges’ (omnia privilegia ecclesiae renovavit) during this same visit, see my comments in ‘Papacy and Byzantium’, 264–5.
41 For preliminary comments on this, see ibid. 268–72.
42 See Humphreys, Michael T. G., Law, Power, and Imperial Ideology in the Iconoclast Era, c.650–850 (Oxford, 2015)Google Scholar.
43 See Gantner, Clemens, Freunde Roms und Völker der Finsternis. Die päpstlichen Konstruktion von Anderen im 8. und 9. Jahrhundert (Vienna, Cologne and Weimar, 2014), 60–138.Google Scholar
44 ‘[U]t ab hoc resipiscerent ac se removerent errore, commonitoria scripta vigore apostolicae sedis institutionis’; ET Davis, Raymond, The Lives of the Eighth-Century Popes (Liber pontificalis), TTH 13, 2nd edn (Liverpool, 2007), 19.Google Scholar
45 ‘[P]ro restitundis confirmandisque in pristino venerationis statu sacratissimis imaginibus domini Dei et salvatoris nostri Iesu Christi, santaeque eius genetricis atque beatorum apostolorum omniumque sanctorum, prophetarum, martyrum et confessorum’: LP 1: 464 (Davis, Eighth-Century Popes, 82).
46 ‘[C]onfundentes atque anathematizantes execrabilem illam synodum quae in Grecie partibus nuper facta est pro deponendis ipsis sacris imaginibus’: Life 96.23, LP 1: 477 (Davis, Eighth-Century Popes, 100). For subsequent developments, see Noble, Thomas F. X., Images, Iconoclasm, and the Carolingians (Philadelphia, PA, 2009)Google Scholar; on Greci, see Gantner, Clemens, ‘The Label “Greeks” in the Papal Diplomatic Repertoire in the Eighth Century’, in Pohl, Walter and Heydemann, Gerda, eds, Strategies of Identification: Ethnicity and Religion in Early Medieval Europe (Turnhout, 2013), 303–49.CrossRefGoogle Scholar
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48 The literature on these is too great to be listed here. Davis, Pontiffs, xxvii–xlv, offers a convenient summary of the early papal endowments. I offer some preliminary remarks about the Constantinian basilica, in particular in ‘The Constantinian Basilica in the Early Medieval Liber pontificalis’, in Bosman, Lex, Haynes, Robert and Liverani, Paolo, eds, The Lateran, Rome, British School at Rome Monographs (Cambridge, forthcoming)Google Scholar. For articles on many aspects of both decoration and buildings, see the indispensable Guidobaldi, Federico and Guidobaldi, Alessandra Guiglia, eds, Ecclesiae Urbis. Atti del congresso internazionale di studi sulle chiese di Roma IV–X secolo, Studi di antichità cristiana 59 (Vatican City, 2002)Google Scholar; Geertman, Herman, More veterum. Il Liber Pontificalis e gli edifici ecclesiastici di Roma nella tarda antichità e nell'alto medioevo, Archaeologica Traiectina 10 (Groningen, 1975)Google Scholar. For more recent studies, see Thunø, Eric, The Apse Mosaic in Early Medieval Rome: Time, Network, and Repetition (Cambridge, 2015)CrossRefGoogle Scholar; Proverbio, Cecilia, I cicli affrescati paleocristiani di San Pietro in Vaticano e San Paolo fuori le mura, Bibliothèque de l'antiquité tardive 33 (Turnhout, 2017).Google Scholar
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58 Stuart, Meriwether, ‘How were Imperial Portraits Distributed throughout the Roman Empire?’, American Journal of Archaeology 43 (1939), 601–17CrossRefGoogle Scholar; see also Coates-Stephens, Robert, ‘The Reuse of Statuary in Late Antique Rome and the End of the Statue Habit’, in Bauer, Franz Alto and Witschel, Christian, eds, Statuen in der Spätantike (Wiesbaden, 2007), 171–88.Google Scholar
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61 For a scholarly reconstruction of elements of the old basilica, see McKitterick et al., eds, Old St Peter's, Rome.
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63 ‘OPTULIT HOC DNO FELIX ANTISTITE DIGNUM MUNUS UT AETHERIA VIVAT IN ARCE POLI’.
64 See LP 1: 279 (Davis, Pontiffs, 49). The portrait of Felix is a seventeenth-century reconstruction; see Webb, Churches and Catacombs, 126–9, including the inscription and translation. For illustrations, see Brandenburg, Die frühchristlichem Kirchen, 223; and the important new interpretations of the Felix portrait as well as other papal representations in Thunø, Apse Mosaic.
65 See Cooper, ed., Roman Martyrs, 273–396.
66 LP 1: 309 (Davis, Pontiffs, 59). For details of the inscriptions and building, see Webb, Churches and Catacombs, 240–5; for illustrations, see Brandenburg, Die frühchristlichen Kirchen, 236–7.
67 ‘SURSUM VERSA NUTU QUOD CUNCTIS CERNITUR UNO PRAESUL HONORIUS HAEC VOTA DICATA DEDIT VESTIBUS ET FACTIS SIGNATUR ILLIUS ORA LUCET ET ASPECTUM LUCIDA CORDA GERENS’: LP 1: 323 (Davis, Pontiffs, 62). For details and the inscription, see Webb, Churches and Catacombs, 246–8; for illustrations, see Brandenburg, Die frühchristlichen Kirchen, 244–6, who identifies the second episcopal figure as Pope Gregory I (590–604).
68 ‘MARTYRIBUS XPI DNI [Christi domini] VOTA JOHANNES REDDIDIT ANTISTES SANCTIFICANTE DEO’: LP 1: 330 (Davis, Pontiffs, 64); see Webb, Churches and Catacombs, 47–8. For illustrations, see Brandenburg, Die frühchristlichen Kirchen, 53.
69 ‘Fecit vero et imagines per diversas ecclesias quas, quicumque nosse desiderat in eis eius vultum depictum repperiet’: LP 1: 385 (Davis, Pontiffs, 86).
70 See Antonella Ballardini and Paola Pogliani, ‘A Reconstruction of the Oratory of John VII (705–7)’, in McKitterick et al., eds, Old St Peter's, Rome, 190–213; and the illustration of John VII's mosaic in Andoloro, Maria, ed., Santa Maria Antiqua tra Roma e Bisanzio (Rome, 2016), 249, and discussion, 250–9.Google Scholar
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77 LP 1: 220 (Davis, Pontiffs, 32).
78 LP 1: 150, 164, 238 (Davis, Pontiffs, 9, 13, 38–9). On Lucina, see Cooper, Kate, ‘The Martyr, the Matrona and the Bishop: The Matron Lucina and the Politics of Martyr Cult in Fifth- and Sixth-Century Rome’, EME 8 (1999), 297–318.Google Scholar
79 ‘[Q]uam sacrosanctam ecclesiam caput et verticem omnium ecclesiarum in universo orbe terrarum dici, coli, venerari et praedicari sancimus, sicut per alia nostra imperialia decreta statuimus’; ‘quamque Romae urbis et omnes Italiae seu occidentalium regionum provincias, loca et civitates saepefato beatissimo pontifici, patri nostro Silvestrio, universali papae, contradentes atque relinquentes eius vel successorum ipsius pontificum potestati . . . disponenda atque iuri sanctae Romanae ecclesiae concedimus permanenda’: MGH Fontes iuris 10, 84, 93–4; ET Edwards, M., Constantine and Christendom: The Oration to the Saints; The Greek and Latin Accounts of the Discovery of the Cross; The Edict of Constantine to Pope Silvester, TTH 39 (Liverpool, 2003), 107, 113Google Scholar. For a useful survey of recent interpretations, albeit offering a later date for the composition of the text than I favour here, see Goodson, Caroline J. and Nelson, Janet L., ‘Review Article: The Roman Contexts of the “Donation of Constantine”’, EME 18 (2010), 446–67.Google Scholar