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Direct Democracy, Constitutional Reform, and Political Inequality in Post-Colonial America
Published online by Cambridge University Press: 23 April 2020
Abstract
The ratification of constitutional changes via referendum is an important mechanism for constraining the influence of elites, particularly when representative institutions are captured. While this electoral device is commonly employed cross-nationally, its use is far from universal. We investigate the uneven adoption of mandatory referendums by examining the divergence between Northern and Southern U.S. states in the post-independence period. We first explore why states in both regions adopted constitutional conventions as the primary mechanism for making revisions to fundamental law, but why only Northern states adopted the additional requirement of ratifying via referendum. We argue that due to distortions in state-level representation, Southern elites adopted the discretionary referendum as a mechanism to bypass the statewide electorate when issues divided voters along slave-dependency lines. We demonstrate the link between biases to apportionment and opposition to mandatory referendums using a novel data set of roll calls from various Southern state conventions, including during the secession crisis of 1861.
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Footnotes
We thank Eric Schickler and two anonymous referees for helpful comments and suggestions. We would also like to thank Avidit Acharya, Jason Wittenberg, Noam Lupu, and other seminar participants at NYU Abu Dhabi and Northwestern for their valuable feedback.
References
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28. Dodd, The Revision and Amendment of State Constitutions, 39. Its rapid diffusion can be seen in the use of a constitutional convention (instead of the existing Congress of the Confederation) in 1787 to revise the federal-level Articles of Confederation. The call in February of 1787 from the Congress said, “That it be recommended to the States composing the Union that a convention of representatives from the said States respectively be held for the purpose of revising the Articles of Confederation.”
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31. During this period, seventeen state constitutional conventions were held (seven in the North and ten in the South). See Appendix Table A1 for conventions by each state.
32. The texts of these constitutions were located in Thorpe, Francis, The Federal and State Constitutions, Colonial Charters, and Other Organic Laws of the State, Territories, and Colonies Now or Heretofore Forming the United States of America (Washington, DC: Government Printing Office, 1909)Google Scholar.
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37. In creating this measure, we follow Ansolabehere et al., “Equal Votes, Equal Money.” Formally, this measure is: RRIi = Rj (i)/Nj (i) / Rj/Nj, where j(i) indicates that county i is located in state j. R is the number of state representatives, and N denotes the corresponding voting population.
38. Specifically, the p-value of the difference in means and variance, respectively, of RRI between regions is less than 0.01.
39. Delaware is excluded because it had only three counties in each decade.
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45. This roll call is located in PDV, 654.
46. PDV, 831.
47. For instance, a delegate from present-day West Virginia proposed an amendment that “Resolved, that when the amended Constitution shall be submitted to the people, the following question, by way of amendment, shall be propounded to the people, for a final settlement of the principle of the apportionment of representation, viz: Shall the basis of Representation in both branches of the Legislature be white population exclusively?” (PDV, 575). While this motion was rejected, the roll call was not recorded.
48. PDV, 835.
49. One prominent contemporary politician said, “the increased value of the lands in certain sections has rendered this restriction on the taxing power so grossly absurd … that a hundred acres of land, worth fifty cents an acre, should pay one dollar (in) taxes, and that another hundred acres, worth fifty dollars the acre, should pay the same amount of tax”; as cited in Hamer, Philip, Tennessee: A History, 1673–1932, vol. 4 (American Historical Society: 1933), 318Google Scholar.
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51. The precise resolutions, their description and vote tallies as taken from The Journal of the Convention of the State of Tennessee, 1834 (Nashville: Laughlin & Henderson, 1834)Google Scholar (hereinafter JCT) are presented in Appendix Table A2.
52. JCT, 325.
53. Ibid., 322.
54. The significance of the estimates for TN prior to the convention (as shown in Table 1), and complete insignificance thereafter, suggests that the reforms to apportionment were meaningful.
55. JCT, 254.
56. Hamer claims that the electorate's strong demand for democratizing reforms meant that many prominent state politicians were either defeated in the elections for delegates or refused to run (e.g., future U.S. President, James K. Polk). The sitting governor even asked the sitting U.S. president, Andrew Jackson, to serve as a delegate, hoping he could stem the demands for reform. In his letter to Jackson, he began, “From the returns … we shall have a convention. This I regret, for I incline to the belief that the opinions of the people at this time are not favorable to the formation of a sound constitution.” Hamer, Tennessee, 319.
57. Bergeron, Antebellum Politics in Tennessee, 39.
58. JCT, 125. Specifically, the committee's report stated the demands for emancipation represented a “premature attempt on the part of the benevolent to get rid of the evils of slavery.”
59. This roll call was located in JCT, 141.
60. Tennessee Constitution, art. II, sec. XXXI. The roll call for this provision is located in JCT, 201.
61. JCT, 389.
62. Dinan, The American State Constitutional Tradition, 39.
63. Tennessee Constitution, art. VI, sec. III.
64. Florida Constitution, art. IV, sec. 1.
65. Ibid., art. XIV, secs. 1 and 2.
66. When one delegate said that all states had apportionment based on white population, another delegate responded, “as a political axiom, it (is) true that representation should be based upon free white population. It may be stated as truth, in that part of the Union north of Mason's and Dixon's line … Having slaves among us, all these political truths must be accommodated to the interests of the country.… The maxim that representation should be based upon population is not so entirely untrue, but it is altogether unsuitable to our circumstances.” The History and Debates of the Convention of the People of Alabama. (Montgomery: White, Pfister, 1861)., p. 205Google Scholar.
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69. Indeed, from the outset, most Northern states largely implemented systems of representation that were based on total population or qualified voters and periodic reapportionment: Ansolabehere, Stephen and Snyder, James, The End of Inequality: One Person, One Vote and the Transformation of American Politics (New York: W. W. Norton, 2008), 42–45Google Scholar; Beramendi, Pablo and Jensen, Jeffrey, “Economic Geography, Political Inequality, and Public Goods in the Original 13 US States,” Comparative Political Studies 52, no. 13-14 (2019): 2235–82CrossRefGoogle Scholar. The latter authors argue that unlike Southern elites, who could largely meet their labor needs with slaves, the scarcely populated, larger Northern states’ need to induce migration into led them to commit in their initial constitutions to a population basis of apportionment.
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77. As cited in Green, Constitutional Development in the South Atlantic States, 238.
78. Ibid., 239.
79. Georgia Constitution, amend. VII. See also Saye, A Constitutional History of Georgia.
80. Thorpe, The Federal and State Constitutions.
81. Specifically, the convention determined that slaves already brought into the territory were permitted to remain as slaves, and this decision was not submitted for voter ratification. See, for example, Freehling, Road to Disunion, 134.
82. Lucius Lamar to Howell Cobb, July 15, 1857, in The Correspondence of Robert Toombs, Alexander H. Stephens, and Howell Cobb, ed. Phillips, U. B. (Washington, DC: Government Printing Office, 1913, p. 405–06)Google Scholar. We hereinafter denote this source as TSC.
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85. Congressional Globe, 35th Congress, 1st Sess., March 4, 1858, 961–92.
86. Ibid., March 16, 1858, 1134–36.
87. Ibid., 1136–40.
88. In the debates in the Georgia legislature over whether to secede by statute, one secessionist said, “Come, then, legislators … Represent the wisdom and intelligence of Georgia; wait not till the grog-shops and cross-roads shall send up a discordant voice from a divided people”; as cited in McCurry, Stephanie, Confederate Reckoning: Power and Politics in the Civil War South (Cambridge, MA: Harvard University Press, 2010), 56Google Scholar.
89. “Speech of Hon. A. H. Stephens,” New York Times, November 22, 1860.
90. As cited in Freehling, Road to Disunion, 382.
91. R. C. Griffin to M. L. Bonham, Milledge Luke Bonham Papers (University of South Carolina Library, November 6, 1860).
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95. Wooster, The Secession Conventions of the South, 141.
96. For Georgia, whose secession was likely pivotal to the ability to form the early Confederacy, a vote on whether to require voter ratification was held and rejected but not recorded.
97. Specifically, we also coded motions where we could infer the revealed position on secession and match each delegate to their constituency. There were no non-unanimous recorded roll calls in the South Carolina convention.
98. In the states for which there are existing returns in the elections for convention delegates, secessionist candidates received approximately 50 percent of the total votes cast in Georgia, 52 percent in Louisiana, and 56 percent in Alabama. For Georgia, see Johnson, Michael, “A New Look at the Popular Vote for Delegates to the Georgia Secession Convention,” The Georgia Historical Quarterly 56, no. 2 (1972): 259–75Google Scholar. For Louisiana, see Dew, Charles, “Who Won the Secession Election in Louisiana?” The Journal of Southern History 36, no. 1 (1970): 18–32CrossRefGoogle Scholar. For Alabama, see Denman, Clarence, The Secession Movement in Alabama (Montgomery: Alabama Department of Archives, 1933)Google Scholar.
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102. Dragu and Rodden, “Representation and Redistribution in Federations.”
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