Hostname: page-component-cd9895bd7-mkpzs Total loading time: 0 Render date: 2024-12-24T03:31:08.512Z Has data issue: false hasContentIssue false

Political Insulation and Legislative Interventions: The Impact of Rule Review

Published online by Cambridge University Press:  25 January 2021

Sarah J. Poggione
Affiliation:
Ohio University
Christopher Reenock
Affiliation:
Florida State University

Abstract

While previous work suggests that enacting coalitions' use of ex ante control devices shapes future legislatures' incentives to intervene in the bureaucracy, it is less clear how such insulation motivates individual legislators. We advance an individual-level account of how legislative rule review, a control device that structures an agency's insulation from political interference, differentially shapes legislators' preferences for direct and statutory intervention tactics. Using an original survey of U.S. state legislators, we find that insulation reduces the expected policy benefits of direct interventions, making these tactics less attractive to legislators. Moreover, to capitalize on more permeable agency design, legislators must have access to key resources. For statutory tactics, insulation has no effect on legislators' intervention preferences. Our findings suggest that insulation is a durable control device that casts a long shadow in protecting an enacting coalition's interest in agency affairs.

Type
Research Article
Copyright
Copyright © 2009 by the Board of Trustees of the University of Illinois

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Aberbach, Joel. 1990. Keeping a Watchful Eye: The Politics of Congressional Oversight. Washington, DC: Brookings Institution.Google Scholar
Arnold, R. Douglas. 1987. “Political Control of Administrative Officials.” Journal of Law, Economics, and Organization 3:219–86.Google Scholar
Arnold, R. Douglas. 1990. The Logic of Congressional Action. New Haven, CT: Yale University Press.Google Scholar
Balla, Steven J. 1998. “Administrative Procedures and Political Control of the Bureaucracy.” American Political Science Review 92:663–73.CrossRefGoogle Scholar
Barrilleaux, Charles, Holbrook, Thomas, and Langer, Laura. 2002. “Electoral Competition, Legislative Balance, and American State Welfare Policy.” American Journal of Political Science 46:415–27.CrossRefGoogle Scholar
Bawn, Kathleen. 1995. “Political Control versus Expertise: Congressional Choice about Administration Procedures.” American Political Science Review 89:6273.CrossRefGoogle Scholar
Bawn, Kathleen. 1997. “Choosing Strategies to Control the Bureaucracy: Statutory Constraints, Oversight, and the Committee System.” Journal of Law, Economics, and Organization 13:101–26.CrossRefGoogle Scholar
Berkman, Michael, and Reenock, Christopher. 2004. “Incremental Consolidation and Comprehensive Reorganization of American State Executive Branches.” American Journal of Political Science 48:796812.CrossRefGoogle Scholar
Berry, William D., and Carsey, Thomas M.. 2004. Revised Candidate-Level State Legislative Returns with Adjusted Candidate Names, 1968–1989 [Computer file]. ICPSR03938–v1. Tallahassee, FL: Florida State University [producer], 2004. Ann Arbor, MI: Inter-university Consortium for Political and Social Research [distributor], 2004.Google Scholar
Bibby, John F., and Holbrook, Thomas M.. “Parties and Elections.” 1999. In Politics in the American States, 7th ed. Eds. Gray, Virginia, Hanson, Russell, and Jacob, Herbert. Washington, DC: CQ Press.Google Scholar
Brambor, Thomas, Clark, William, and Golder, Matt. 2006. “Understanding Interaction Models: Improving Empirical Analyses.” Political Analysis 14:6382.CrossRefGoogle Scholar
Cain, Bruce, Ferejohn, John, and Fiorina, Morris. 1987. The Personal Vote: Constituency Service and Electoral Independence. Cambridge, MA: Harvard University Press.CrossRefGoogle Scholar
Calvert, Randall, and Weingast, Barry. 1982. “Runaway Bureaucracy and Congressional Oversight: Why Reforms Fail.” Policy Studies Review 1:557–64.CrossRefGoogle Scholar
Carpenter, Daniel. 1996. “Adaptive Signal Processing, Hierarchy, and Budgetary Control in Federal Regulation.” American Political Science Review 90:283302.CrossRefGoogle Scholar
de Figueiredo, Rui J. P. 2002. “Electoral Competition, Political Uncertainty, and Policy Insulation.” American Political Science Review 96:321–33.CrossRefGoogle Scholar
de Figueiredo, Rui J. P. and Vanden Bergh, Richard G.. 2004. “The Political Economy of State-Level Administrative Procedure Acts.” Journal of Law and Economics 47:569–88.CrossRefGoogle Scholar
Elling, Richard C. 1979. “The Utility of State Legislative Casework as a Means of Oversight.” Legislative Studies Quarterly 4:353–79.CrossRefGoogle Scholar
Epstein, David, and O'Halloran, Sharyn. 1994. “Administrative Procedures, Information, and Agency Discretion.” American Journal of Political Science 38:697722.CrossRefGoogle Scholar
Epstein, David, and O'Halloran, Sharyn. 1999. Delegating Powers: A Transaction Cost Politics Approach to Policy Making under Separate Powers. Cambridge, UK: Cambridge University Press.CrossRefGoogle Scholar
Erikson, Robert S., and Wright, Gerald C.. 2000. “Representation of Constituency Ideology in Congress.” In Change and Continuity in House Elections, eds. Brady, David W., Cogan, John F., and Fiorina, Morris P.. Stanford, CA: Stanford University Press.Google Scholar
Evans, Diana. 1994. “Congressional Oversight and the Diversity of Members' Goals.” Political Science Quarterly 109:669–87.CrossRefGoogle Scholar
Fenno, Richard F. Jr. 1978. Home Style: House Members in Their Districts. Boston, MA: Little Brown.Google Scholar
Fiorina, Morris P. 1989. Congress, Keystone of the Washington Establishment. New Haven, CT: Yale University Press.Google Scholar
Freeman, Patricia K., and Richardson, Lilliard E. Jr. 1996. “Explaining Variation in Casework Among State Legislators.” Legislative Studies Quarterly 21:4156.CrossRefGoogle Scholar
Gerber, Brian J., Maestas, Cherie D., and Dometrius, Nelson C.. 2005. “State Legislative Influence over Agency Rulemaking: The Utility of Ex ante Review Procedures.” State Politics and Policy Quarterly 5:2446.CrossRefGoogle Scholar
Goodman, Marshall R., Gross, Debra S., Boyd, Thomas A., and Weisberg, Herbert F.. 1986. “State Legislator Goals Orientations: An Examination.” Polity 18:707–19.CrossRefGoogle Scholar
Gormley, William T. Jr. 1986. “Regulatory Issue Networks in a Federal System.” Polity 18:595620.CrossRefGoogle Scholar
Grady, Dennis O., and Simon, Kathleen M.. 2002. “Political Restraints and Bureaucratic Discretion: The Case of State Government Rule Making.” Politics & Policy 30:646–79.CrossRefGoogle Scholar
Hill, Jeffery, and Brazier, James. 1991. “Constraining Administrative Decisions: A Critical Examination of the Structure and Process Hypothesis.” Journal of Law, Economics, and Organization 7:373400.Google Scholar
Horn, Murray J., and Shepsle, Kenneth A.. 1989. “Commentary on ‘Administrative Arrangements and the Political Control of Agencies’: Administrative Process and Organizational Form as Legislative Responses to Agency Costs.” Virginia Law Review 75:431–82.CrossRefGoogle Scholar
Huber, John D., and Shipan, Charles R.. 2002. Deliberate Discretion: The InstitutionalCrossRefGoogle Scholar
Foundations of Bureaucratic Autonomy. New York, NY: Cambridge University Press.Google Scholar
Huber, John D., Shipan, Charles R., and Pfhaler, Madelaine. 2001. “Legislatures and Statutory Control of Bureaucracy.” American Journal of Political Science 45:330–45.CrossRefGoogle Scholar
Kerwin, Cornelius M. 2003. Rulemaking: How Government Agencies Write Law and Make Policy. Washington, DC: CQ Press.Google Scholar
Lilley, William, DeFranco, Laurence, and Bernstein, Mark. 1998. The Almanac of State Legislatures: Changing Patterns 1990–1997. Washington, DC: CQ Press.Google Scholar
Macey, Jonathan R. 1992. “Organizational Design and Political Control of Administrative Agencies.” Journal of Law, Economics, and Organization 8:93125.Google Scholar
Mayhew, David. 1974. Congress: The Electoral Connection. New Haven, CT: Yale University Press.Google Scholar
McCubbins, Mathew D. 1985. “Legislative Design of Regulatory Structure.” American Journal of Political Science 29:721–48.CrossRefGoogle Scholar
McCubbins, Mathew D., Noll, Roger G., and Weingast, Barry R. 1987. “Administrative Procedures as Instruments of Political Control.” Journal of Law, Economics, and Organization 3:243–77.Google Scholar
McCubbins, Mathew D., Noll, Roger G., and Weingast, Barry R.. 1989. “Structure and Process, Politics and Policy: Administrative Arrangements and the Political Control of Agencies.” Virginia Law Review 75:431–82.CrossRefGoogle Scholar
Moe, Terry. 1989. “The Politics of Bureaucratic Structure.” In Can the Government Govern?, eds., Chubb, John and Peterson, Paul. Washington, DC: Brookings.Google Scholar
Moe, Terry. 1990. “Political Institutions: The Neglected Side of the Story.” Journal of Law, Economics, and Organization 6:213–53.CrossRefGoogle Scholar
Parker, Glenn R., and Davidson, Roger H.. 1979. “Why Do Americans Love Their Congressmen so Much More than Their Congress?Legislative Studies Quarterly 4:5361.CrossRefGoogle Scholar
Potoski, Matthew. 1999. “Managing Uncertainty through Bureaucratic Design: Administrative Procedures and State Air Pollution Control Agencies.” Journal of Public Administration Research and Theory 4:623–39.Google Scholar
Potoski, Matthew. 2002. “Designing Bureaucratic Responsiveness: Administrative Procedures and Agency Choice in State Environmental Policy.” State Politics and Policy Quarterly 2:123.CrossRefGoogle Scholar
Potoski, Matthew, and Woods, Neal. 2000. “Designing State Clean Air Agencies: Administrative Procedures and Bureaucratic Autonomy.” Journal of Public Administration Research and Theory 11:203–21.Google Scholar
Reenock, Christopher, and Gerber, Brian. 2008. “Political Insulation, Information Exchange, and Interest Group Access to the Bureaucracy.” Journal of Public Administration Research and Theory 18:415–40.Google Scholar
Reenock, Christopher, and Poggione, Sarah. 2004. “Bureaucratic Control by Design: Explaining State Legislators' Willingness to Use Ex ante Tactics in Air Pollution Control.” Legislative Studies Quarterly 29:383406.CrossRefGoogle Scholar
Ringquist, Evan J., Worsham, Jeff, and Eisner, Marc Allen. 2003. “Salience, Complexity, and the Legislative Direction of Regulatory Bureaucracies.” Journal of Public Administration Research and Theory 13:141–64.CrossRefGoogle Scholar
Robinson, Glen O. 1989. “Commentary on ‘Administrative Arrangements and the Political Control of Agencies’: Political Uses of Structure and Process.” Virginia Law Review 75:483–98.CrossRefGoogle Scholar
Rosenthal, Alan. 1998. The Decline of Representative Democracy: Process, Participation, and Power in State Legislatures. Washington, DC: Congressional Quarterly Press.CrossRefGoogle Scholar
Shepsle, Kenneth A. 1992. “Bureaucratic Drift, Coalitional Drift, and Time Consistency: A Comment on Macey.” The Journal of Law, Economics & Organization 8:111–25.Google Scholar
Spence, David B. 1997. “Agency Policy Making and Political Control: Modeling Away the Delegation Problem.” Journal of Public Administration Research and Theory 7:199219.CrossRefGoogle Scholar
Weingast, Barry R., and Moran, Mark J.. 1983. “Bureaucratic Discretion or Congressional Control? Regulatory Policymaking by the Federal Trade Commission.” Journal of Political Economy 91:765800.CrossRefGoogle Scholar
West, William. 1982. “The Politics of Administrative Rulemaking.” Public Administration Review 42:420–6.CrossRefGoogle Scholar
West, William. 1985. Administrative Rulemaking: Politics and Processes. New York, NY: Greenwood Press.Google Scholar
West, William, and Cooper, Joseph. 1983. “The Congressional Veto and Administrative Rulemaking.” Political Science Quarterly 98:285304.CrossRefGoogle Scholar
Woods, Neal. 2004. “Political Influence on Agency Rule Making: Examining the Effects of Legislative and Gubernatorial Rule Review Powers.” State and Local Government Review 36:174–85.CrossRefGoogle Scholar
Woods, Neal. 2005. “Interest Group Influence on State Administrative Rule Making.” American Review of Public Administration 35:402–13.CrossRefGoogle Scholar