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Socioeconomic Status and Structural Change

Published online by Cambridge University Press:  04 January 2016

Edwin R. Coover*
Affiliation:
University of Indiana

Extract

A prominent feature of much of the “new” social history of the past decade is the use of various representations to convey socioeconomic status. Most of these studies have been concerned with aspects of horizontal and vertical mobility, but they include urban and community studies and miscellaneous topics as well. Using scales developed by sociologists in the twentieth century that were initially created to judge a family’s suitability for adoption or to assist the United States Public Health Service in analyses of vital statistics raises interesting problems vis-à-vis current historical applications. One of these problems involves a familiarity with huge theoretical and empirical literature on status of the last half-century. Starting from Counts’ scale in 1925, a sociologist inventorying the literature in 1953 counted some 333 publications on the topic to that year.

With these problems in mind, two objectives are proposed in this article. First, the use of socioeconomic status evaluations will be discussed from an historian’s perspective. This will be done under three general headings: context, ascription, and measurement. Second, having established the necessary critical background, the utility of using socioeconomic status evaluation to characterize and evaluate multidecade and aggregate developments in socioeconomic structures will be proposed.

Type
Research Article
Copyright
Copyright © Social Science History Association 1977 

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References

Notes

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13 See: Hofstadter, Richard, The Age of Reform (New York, 1955)Google Scholar; Wiebe, Robert H., The Search for Order (New York, 1967)Google Scholar; Howell, William Dean, The Rise of Silas Lapham (New York, 1950)Google Scholar; Tarkington, Booth, The Magnificent Ambersons (Garden City, N. Y., 1925)Google Scholar; and Lewis, Sinclair, Babbitt (New York, 1950)Google Scholar.

14 Lenski, Gerhard E., “Status Crystallization: A Non-Vertical Dimension of Social Status,” American Sociological Review, 19 (August 1954), 405–13CrossRefGoogle Scholar. Katz, Michael, in his “Occupational Classification in History,” Journal of Interdisciplinary History, 1 (Spring 1971) 6389Google Scholar, argues strongly that the various dimensions should be studied separately and the “crystallization” assumption be avoided.

15 See Reiss, Occupations and Social Status, 153, and Stone, Gregory P. and Form, William H., “Instabilities in Status: The Problem of Hierarchy in the Community Study of Status Arrangements,” American Sociological Review, 18 (April 1953), 152CrossRefGoogle Scholar.

16 Hodges, Harold M. Jr., Social Stratification (Cambridge, Mass., 1964), 89Google Scholar; Caplow, Theodore, The Sociology of Work (Minneapolis, 1954), 4243Google Scholar; Reiss, Occupations and Social Status, 11.

17 Thernstrom, Poverty and Progress, 17-18; Caplow, The Sociology of Work, 4, 32-33; and Pessen, Edward, “The Occupations of the Ante-Bellum Rich: A Misleading Clue to the Sources and Extent of Their Wealth,” Historical Methods Newsletter, 5 (March 1972), 4952CrossRefGoogle Scholar. For modern occupational definition see: United States Department of Labor, Dictionary of Occupational Titles 1965, I, Definition of Titles, 3rd edition (Washington, D.C., 1965)Google Scholar.

18 Reiss, Occupations and Social Status, 155-56; Duncan, Otis Dudley and Hodge, Robert W., “Education and Occupational Mobility: A Regression Analysis,” American Journal of Sociology, 68 (May 1963), 642CrossRefGoogle Scholar; Inkeles and Rossi, “National Comparisons of Occupational Prestige,” 329.

19 Fogel and Engerman, Time on the Cross, I, 38-43.

20 Warner, W. Lloyd and Lunt, Paul S., The Status System of a Modem Community, (New Haven, 1942) and Warner, W. Lloyd, with Meeker, Marchia and Eells, Kenneth, Social Class in America (Chicago, 1949)Google Scholar. Also see Hodges, Social Stratification, 99 and Kahl, The American Class Structure, 45.

21 For Warner’s critics, see: Hodges, Social Stratification 99, Kahl, The American Class Structure, 22, Reiss, Occupations and Social Status, 153, 243, and Gregory P. Stone and William H. Form, “Instabilities in Status: The Problem of Hierarchy in the Community Study of Status Arrangements,” 153.

22 See Reiss, Occupations and Social Status, 118, 148-50, and Lenski, “Status Crystallization: A Non-vertical Dimension of Social Status,” 407. In criticism see Benoit-Smullyan, Emile, “Status, Status Types, and Status Interrelations,” American Sociological Review, 9 (April 1944), 161CrossRefGoogle Scholar; Watson, W. B. and Barth, E. A., “Questionable Assumptions in the Theory of Social Stratification,” Pacific Sociological Review, 7 (1964), 1016CrossRefGoogle Scholar; and Acker, Joan, “Women and Social Stratification: A Case of Intellectual Sexism,” American Journal of Sociology, 78 (1973), 936–45CrossRefGoogle Scholar. Studies that include females or female heads of household are very rare. See Miller’s, Roberta Balstad criticism of this custom in “The Historical Study of Social Mobility: A New Perspective,” Historical Methods Newsletter, 8 (June 1975), 9697Google Scholar.

23 Watson, W. B. and Barth, E. A., “Questionable Assumptions in the Theory of Social Stratification,” Pacific Sociological Review, 7 (1964), 1016CrossRefGoogle Scholar, and Acker, Joan, “Women and Social Stratification: A Case of Intellectual Sexism,” 936–45Google Scholar.

24 For 1970, the “occupation not reported” figure for employed persons 16 and over are as follows:

men2,845,222 or 5.9 percent of 48,138,665
women1,975,153 or 6.8 percent of 29,170,127

From: United States Bureau of the Census, Census of Population: 1970 GeneralSocial and Economic Characteristics, Final Report PC (1)-C1 United States Summary, (Washington, D. C., 1972), 1375Google Scholar, Table 81.

25 Bernard Barber, Social Stratification, 110-11; Reiss, Occupations and Social Status, chap. 6; Joan Acker, “Women and Social Stratification: A Case of Intellectual Sexism,” 936-45. Even with highly visable occupations, non-recognition is substantial, see Hodges, Social Stratification, 94. For a catalogue of the difficulties of the empirically derived NORC scale see Reiss, Occupations and Social Status, 70-80.

26 Reiss, Occupations and Social Status, chap. 6.

27 Lipset, Seymour Martin and Bendix, Reinhard, Social Mobility in Industrial Society, (Berkeley, 1967), Chaps. 56Google Scholar; Davidson, Percey F. and Anderson, H. Dewey, Occupational Mobility in an American Community (Stanford, 1937), 179Google Scholar.

28 Sources: United States Bureau of the Census, Census of Population: 1970, Subject Reports, Final Report PC(2)-8A, Sources and Structure of Family Income (Washington, D. C., 1973)Google Scholar, Table 1, 1, and United States Bureau of the Census, Census of Population: 1970, Subject Reports, Final Report PC(2)-4C, Marital Status (Washington, D. C., 1972)Google Scholar, Table 7, 181-84.

29 Reiss, Occupations and Social Status, 118. In a number of ways the NORC and Duncan-NORC scales are explicitedly male-oriented. Women’s occupations were eliminated from the original list of occupations rated in the effort to reduce the number of survey categories (Reiss, 5, 66). Duncan admits that the semantic connections of certain occupations (like mailman) would complicate the ascription of the status rankings to women (Reiss, 118). Also, male income and educational figures were used throughout the interpolation from the NORC scores to Census Detailed Occupational Categories (Reiss, chaps. 6, 7). Finally, the Duncans hypothesize that the failure of the NORC scale to differentiate by sex in sales occupations where men dominate the upper positions (in advertising, insurance, and real estate) and women in the lower positions (in retail sales clerks) probably caused the elevation of the whole sales group over the higher paying craftsmen-foremen group (Duncan, Otis Dudley and Duncan, Beverly, “Residential Distribution and Occupational Stratification,” in Hatt, Paul and Reiss’, Albert Cities and Society, 283–96Google Scholar.

30 For incongruities in ascription see Watson and Barth, “Questionable Assumptions on the Theory of Social Stratification,” 13-14; for the influence of the working wife on family income see Sweet, James A., Women in the Labor Force (New York 1973)Google Scholar, chap. 6.

31 Reiss, Occupations and Social Status, chap. 8: Peter Blau and Otis Dudley Duncan, The American Occupational Structure, 119; Duncan, Otis Dudley and Hodge, Robert W., “Education and Occupational Mobility: A Regression Analysis,” American Journal of Sociology 68 (May 1963), 630–31CrossRefGoogle Scholar; and Brown, Morgan C., “The Status of Jobs and Occupations as Evaluated by an Urban Negro Sample,” American Sociological Review, 20 (October 1955), 561–66CrossRefGoogle Scholar.

32 Reiss, Occupations and Social Status, 69, 94-97, 105-8.

33 NORC, “Jobs and Occupations: A Popular Evaluation,” 7-8.

34 See: Ellis, Robert A., “The Continuum Theory of Social Stratification: A Critical Note,” Sociology and Social Research, 42 (March-April 1958), 269–73Google Scholar; Hatt, Paul K., “Occupation and Social Stratification,” American Journal of Sociology, 55 (May 1950) 538–39CrossRefGoogle Scholar; and Kahl, The American Class Structure, 78-84. For a strong defense of unidimensional SES representations on operational grounds see Reiss, Occupations and Social Status, 145-46, 189-95.

35 See: Gross, Neal, “Social Class Identification in the Urban Community,” American Sociological Review, 18 (August 1953), 398404CrossRefGoogle Scholar, and Kahl, Joseph A. and Davis, James A., “A Comparison of Socio-economic Status,” American Sociological Review, 20 (June 1955), 317–25CrossRefGoogle Scholar. Critics of unidimensional representations on theoretical grounds include Cuber, John F. and Renkel, William P., Social Stratification in the United States (New York, 1954), 2223Google Scholar, and, to an extent, the unidimensional scale makers themselves, Reiss, Occupations and Social Status, 107-8, 139. One of the most interesting findings concerns the apparent variation in occupational self-ascription in a non-reactive environment where no typology was presented (Michael Katz, “Occupational Classification in History,” 63-89).

36 Warner, Social Class in America, Part 4.

37 Lenski, Gerhard E., “Status Crystallization: A Non-vertical Dimension of Social Status,” American Sociological Review, 19 (August 1954), 405–13CrossRefGoogle Scholar.

38 Lenski, ibid., 412; Hughes, Everett C., “Dilemmas and Contradictions of Status,” American Journal of Sociology, 50 (March 1945), 353–59CrossRefGoogle Scholar.

39 The situs dimension was first recognized and the term coined in Benoit-Smullyan’s, EmileStatus, Status Types, and Status Interrelations,” American Sociological Review, 9 (April 1944), 151–61CrossRefGoogle Scholar. Operational versions of it came with Hatt, Paul K., “Occupation and Social Stratification,” 533–43Google Scholar, and Morris, Richard T. and Murphy, Raymond J., “The Situs Dimension in Occupational Structure,” American Sociological Review, 24 (April 1959), 231–39CrossRefGoogle Scholar.

40 Morris and Murphy, “The Situs Dimension in Occupational Structure,” 236-37.

41 Donald G. McTavish, “Predictive Utility of Occupational Situs,” available from the author, Department of Sociology, Social Science Tower, University of Minnesota, Minneapolis, Minnesota 55455.

42 Reiss, Occupations and Social Status, chap. 6.

43 For a critical appraisal of their numerical properties see Nelson, Harold A. and Lasswell, Thomas E., “Status Indices, Social Stratification, and Social Class,” Sociology and Social Research, 44 (July-August 1960), 411–12Google Scholar. Defenses are found in Duncan, Otis Dudley and Hodge, Robert W., “Education and Occupational Mobility: A Regression Analysis,” American Journal of Sociology, 68 (May 1963), 631CrossRefGoogle Scholar, and Reiss, Occupations and Social Status, 130-32. For a generalized defense of interval-level assumptions, see Duncan, Otis Dudley, “Social Stratification and Mobility, Problems in the Measurement of Trend,” in Sheldon, Eleanor B. and Moore, Wilbert B., Indicators of Social Change (New York, 1968), 695–97, 706–8Google Scholar.

44 Edwards, Alba M., “Social-Economic Groups of the United States,” American Statistical Association Quarterly, 15 (June 1917), 643–61CrossRefGoogle Scholar. For the semiofficial nature of the typology see Hodges, Social Stratification, 89-90, and Hatt, “Occupation and Social Stratification,” 535-36. A detailed account of the British experience in occupational classification is presented in Armstrong’s, W. A.The Use of Information About Occupation,” in Wrigley, E. A., ed., Nineteenth-Century Society: Essays in the Use of Quantitative Methods for the Study of Social Data (Cambridge, England, 1972), 191310CrossRefGoogle Scholar.

45 United States Bureau of the Census, Sixteenth Census of the United States: 1940, Population, Comparative Occupation Statistics for the United States, 1870-1940 (Washington, D. C., 1943), 179Google Scholar.

46 Duncan and Hodge, “Education and Occupational Mobility: A Regression Analysis,” 631-32; Kahl, The American Class Structure, 77; Reiss, Occupations and Social Status, 68-9.

47 NORC, “Jobs and Occupations: A Popular Evaluation,” 6 and Reiss, Occupations and Social Status, 68, footnote 2. When the occupations are considered as part of a status system, in contrast to a specific society’s employment by occupation, a simple average is sometimes used in place of a weighted average. See Blau, Peter and Duncan, O. D., “Occupational Mobility in the United States,” reprinted in Heller, Celia, Structured Social Inequality (New York, 1968), 341–42Google Scholar.

48 United States Bureau of the Census, Methodology and Scores of Socioeconomic Status, Working Paper No. 15 (Washington, D. C., 1963), Appendix II, 13Google Scholar.

49 United States Bureau of the Census, Sixteenth Census of the United States: 1940, Reports, Special, Comparative Occupation Statistics for the United States, 1870 to 1940 (Washington, D. C., 1943)Google Scholar.

50 See: Centers, Richard, “Occupational Mobility of Urban Occupational Strata,” American Sociological Review, 13 (April, 1948), 199CrossRefGoogle Scholar; Griffen, Clyde, “Occupational Mobility in Nineteenth-Century America: Problems and Possibilities,” Journal of Social History, 5 (1972), 310–30CrossRefGoogle Scholar; and Stanley L. Engerman, “Up or Out: Social and.Geographical Mobility,” 469-89.

51 Barber, Social Stratification, 414; Kahl, The American Class Structure, 251-62.

52 See Historical Methods Newsletter, 8 (June, 1975), 142, ff. 4.

53 For examples, see: Madison, James H., “The Credit Reports of R. G. Dun and Co. as Historical Sources,” Historical Methods Newsletter, 8 (September 1975), 128–31CrossRefGoogle Scholar, and Glazer, Walter S., “Participation and Power, Voluntary Associations and the Functional Organization of Cincinnati in 1840,” Historical Methods Newsletter, 5 (September 1972), 151–68CrossRefGoogle Scholar. This “parallel measures” approach toward coding occupational information and aggressive multi-file aggregation to seek additional indicators has been one of the most impressive aspects of the Philadelphia Social History Project. See: Hersberg, Theodore et al., “The Philadelphia Social History Project,” Historical Methods Newsletter, 9 (March-June 1976), 43176CrossRefGoogle Scholar.

54 Berkhofer, Robert F. Jr., A Behavioral Approach to Historical Analysis (New York, 1969), 235Google Scholar.

55 Thernstrom, The Other Bostonians, 70-73, 128-29, chapter 9; Thernstrom, Poverty and Progress, chap. 8.

56 A number of urban historians and social scientists have suggested more explicit approaches to comparative urban analysis. See: Tilly, Charles, An Urban World (Boston, 1974), 135Google Scholar, Frisch, Michael H., Town and City: Springfield, Massachusetts, and the Meaning of Community, 1840-1880 (Cambridge, Mass., 1972), 24Google Scholar, and Hauser’s, Philip M.Urbanization: An Overview,” and Eric E. Lampard’s “Historical Aspects of Urbanization,” both in Hauser, Philip M. and Schnore, Leo F., eds., The Study of Urbanization (New York, 1967), 147Google Scholar and 519-54 respectively.

57 Examples of these kinds of digests are: International Statistical Institute, International Statistics of Large Towns (The Hague, 1954); International Urban Research, The World’s Metropolitan Areas (Berkeley, 1959)Google Scholar; Russett, B. M., et al., World Handbook of Political and Social Indicators (New Haven, 1964)Google Scholar; United Nations Department of Economic and Social Affairs, Statistical Yearbook 1970 (New York, 1971)Google Scholar; United Nations Food and Agriculture Organization, The State of Food and Agriculture 1970 (Rome, 1970)Google Scholar; United States Bureau of Mines, Mineral Facts and Problems, 1970 (Washington, D. C., 1970)Google Scholar; United States Department of Health, Education and Welfare, Economic Indicators and Health, Education and Welfare Trends (Washington, D. C., 1962)Google Scholar; United States Bureau of the Census Statistical Abstract of the United States: 1975, 96th edition (Washington, D. C., 1975)Google Scholar; United States Bureau of the Census, Historical Statistics of the United States (Washington, D. C., 1960)Google Scholar; United Nations, Report on International Definition and Measurement of Standards and Levels of Living (New York, 1954)Google Scholar: and Executive Office of the President: Office of Management and Budget, Social Indicators 1973 (Washington, D. C., 1973)Google Scholar.

58 Pred, Alan R., Urban Growth and the Circulation of Information: The United States System of Cities, 1790-1840 (Cambridge, Mass., 1973)CrossRefGoogle Scholar.

59 Dykstra, Robert R., The Cattle Towns (New York, 1968)Google Scholar.

60 Fogel, Robert W., Railroads and American Economic Growth (Baltimore, 1964)Google Scholar, chaps. 1-3.

61 Kirk and Kirk, op. cit., 142-64.

62 Dollard, John, Caste and Class in a Southern Town (New York, 1937)Google Scholar, chaps. 5-18; Myrdall, Gunnar, An American Dilemma (New York, 1944), vols. I and IIGoogle Scholar.

63 Jackson, W. Turrentine, Treasure Hill, (Tucson, 1963)Google Scholar; Darrah, William C., Pithole, The Vanished City (Gettysburg, Pa.)Google Scholar

64 Wade, Richard C., The Urban Frontier (Cambridge, Mass., 1959)Google Scholar; Gutman, Herbert G., “The Reality of the Rags-to-Riches ‘Myth’: The Case of the Paterson, New Jersey, Locomotive, Iron, and Machinery Manufacturers, 1830-1880,” in Thernstrom, and Sennett, , Nineteenth-Century Cities, 98124Google Scholar.

65 Probably the most conspicuous exceptions to this characteristic are , Robert S. and Lynd’s, Helen M. Middletoum (New York, 1929)Google Scholar and Coleman, Richard P. and Neugarten’s, Bernice L. Social Status in the City (San Francisco, 1971)Google Scholar.

66 Robert, and Lynd, Helen, Middletoum in Transition (New York, 1937)Google Scholar, chap. 2.

67 Thernstrom, The Other Bostonians, chap. 9; Thernstrom, Poverty and Progress, chap. 8.

68 See: Norval Glenn, “Negro Prestige Criteria: A Case Study in the Bases of Prestige,” 645; Kahl and Davis, “A Comparison of Socio-Economic Status,” 321-322; Kahl, The American Class Structure,. 75, 86; Hatt, “Occupation and Social Stratification,” 533-534.

69 United States Bureau of the Census, Sixteenth Census of the United States: 1940, Population, Comparative Occupation Statistics of the United States, 1870-1940 (Washington, D. C., 1943), Table XXXII, 203Google Scholar; United States Bureau of the Census, United States Census of Population: 1950, IV, Special Reports, pt. 1, chap. B, Occupation Characteristics (Washington, D. C., 1956), Table 3, 1B-29 — 1B-36; United States Bureau of the Census, Census of Population: 1960, Subject Reports, Occupational Characteristics, Final Report PC(2)-7A (Washington, D. C., 1963), Table 3, 21-30; and United States Bureau of the Census, Census of Population: 1970, Subject Reports, Final Report PC(2)-7A, Occupational Characteristics (Washington, D. C., 1973), Table 39, 593-608. Certain discontinuities must be noted. The 1940 data for the employed excluded workers on public emergency work. “Wholesale and retail dealers” were merged with “other proprietors, managers and officials” in 1940 to form a “proprietors, managers and officials” group. “Semiskilled workers” in 1940 were considered equivalent to “operatives and kindred workers” appearing in later classifications. The 1940 version of “social-economic groups” was maintained only by combining the “private household workers” and “service workers” of later versions into the “servant classes” of 1940. Although the nature of much of service work—with the important exception of “protective service”—has remained much the same, this merging conceals an important change, that the bulk of this work is no longer carried on in private environments and that generally wages and benefits, though low, have increased. Beginning in 1950, clerical workers and sales workers were differentiated; for purposes of continuity, they remain merged in the 1940 “clerks and kindred” category. Last, in 1970 a “transport equipment operatives” group was added; for continuity it was merged with “operatives.”