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‘Revolution in Permanence’: Popper on Theory-Change in Science

Published online by Cambridge University Press:  08 January 2010

Extract

Science, and in particular the process of theory-change in science, formed the major inspiration for Karl Popper's whole philosophy. Popper learned about the success of Einstein's revolutionary new theory in 1919 (the same year in which his discontent with Marxism and Freudianism reached crisis-point), and Einstein ‘became a dominant influence on my thinking—in the long run perhaps the most important influence of all.’ Popper explained why:

In May, 1919, Einstein's eclipse predictions were successfully tested by two British expeditions. With these tests a new theory of gravitation and a new cosmology suddenly appeared, not just as a mere possibility, but as an improvement on Newton—a better approximation to the truth … The general assumption of the truth of Newton's theory was of course the result of its incredible success, culminating in the discovery of the planet Neptune … Yet in spite of all this, Einstein had managed to produce a real alternative and, it appeared, a better theory … Like Newton himself, he predicted new effects within (and without) our solar system. And some of these predictions, when tested, had now proved successful. (‘IA’, p. 28)

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Papers
Copyright
Copyright © The Royal Institute of Philosophy and the contributors 1995

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References

1 Kuhn, T. S., The Structure of Scientific Revolutions (first edition, 1962; second edition 1970, Chicago: Chicago University Press).Google ScholarDuhem, P., La Theorie physique. Son objet, sa structure (Paris, 1906);Google Scholar English translation The Aim and Structure of Physical Theory (Princeton: Princeton University Press, 1956).Google Scholar

2 Kuhn, , The Structure of Scientific Revolutions, pp. 151152.Google Scholar

3 Duhem, , The Aim and Structure of Physical Theory, p. 187.Google Scholar

4 Quine seems to make this slip. This seems to be partly based on a failure consistently to distinguish between ‘Indefinitely many assumptions are needed if any observational statement is to be derived’ (false) and ‘Although “only” finitely many assumptions are needed and so at least one of that finite set must be rejected if the observational consequence proves false, there is no a priori limit on the assumptions that might in turn be affected by that initial rejection’ (true, but unsurprising). It also seems partly based on a flirtation with the idea that not even deductive logic can be taken as fixed here. But if not even a core of logic is taken as constituting the framework of the discussion, then it is not clear that any sense can be made of any assertion about testing.Google Scholar

5 An alternative formulation would simply involve an ‘initial condition’ about the total force acting on Neptune at t. But the more complex assumptions about the planets as well as the ‘closure’ assumption would, of course, simply be hidden in such an initial condition.Google Scholar

6 For further details see my ‘Falsification, Rationality and the Duhem Problem: Griinbaum vs Bayes’, in Earman, J., Janis, A. I., Massey, G. J. and Rescher, N. (eds), Philosophical Problems of the Internal and External Worlds (Pittsburgh and Konstanz: University of Pittsburgh Press, 1993).CrossRefGoogle Scholar

7 The ‘other’ reason given by Popper for the inevitable inconclusiveness of empirical refutations is the alleged inevitable fallibility of basic statements. In fact, as indicated above, this is best treated as another, rather confusing way, of putting the same Duhemian point.Google Scholar

8 Watkins, John, Science and Scepticism (Princeton: Princeton University Press, 1984).CrossRefGoogle Scholar

9 A quite comprehensive review of both the philosophical and AI literatures on rational heuristic can be found in chapter 2 of Ken Schaffner's recent Discovery and Explanation in Biology and Medicine (Chicago: Chicago University Press, 1993). See also Elie Zahar's Einstein's Revolution: A Study in Heuristic (La Salle: Open Court, 1987).Google Scholar

10 For the real story of this historical episode see my ‘Fresnel, Poisson and the White Spot: the role of successful predictions in the acceptance of scientific theories’, in Gooding, D., Pinch, T. and Schaffer, S. (eds), The Uses of Experiment (Cambridge University Press, 1989).Google Scholar

11 Popper, BG. This was written before Logik der Forschung but finally published only in 1979. The quotation is from p. 27 and the translation is due to Elie Zahar.Google Scholar

12 I should not want to assert that scientists are never reduced to ‘random conjecture’ but this is both unusual and very much scraping the heuristic barrel.Google Scholar

13 This, incidentally, is why Popper's concession that ‘dogmatism’ mayoccasionally have some value (see ‘NSD’, p. 55 and MF, p. 16) is offbeam. There is never any need for ‘dogmatism’, only a need for good ideas about which particular parts of large theoretical systems need to be amended in view of experimental difficulties.Google Scholar

14 See his ‘Logic of Discovery or Psychology of Invention?’ British Journal for the Philosophy of Science (1984), pp. 243–261.Google Scholar