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A Duty to Kill: John of Salisbury's Theory of Tyrannicide
Published online by Cambridge University Press: 05 August 2009
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This article examines the doctrine of tyrannicide in John of Salisbury's mid-twelfth century political treatise, the Policraticus, in light of recent scholarly skepticism that John never meant to advocate a theoretical defense of slaying the tyrant. It is argued that John's conception of tyrannicide in fact possesses a philosophical foundation derived from his idea of the state as a political organism in which all the members cooperate actively in the realization of the common utility and justice. When the ruler of this body politic behaves tyrannically, failing to perform his characteristic responsibilities, the other limbs and organs are bound by their duty to the public welfare and God to correct and, ultimately, to slay the tyrant. John illustrates this position by reference to the many historical and scriptural instances of tyrants who have legitimately been killed. Thus, John not only proposes a theory of tyrannicide, but also roots it in a strong positive obligation to raise the sword against tyrannical rulers in the name of public benefit and justice.
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1. The literature on John's doctrine of tyrannicide is enormous. Among the more significant or substantial studies of the topic are: Richard, H. and Rouse, Mary A., “John of Salisbury and the Doctrine of Tyrannicide,” Speculum 42 (10 1967): 693–709Google Scholar; Sporl, Johannes, “Gedanken zum Widerstandsrecht und Tyran-nenmord im Mittelalter,”Google Scholar in Pfister, B. and Hildmann, G., Widerstandsrecht und Grenzen zur Staatsgewalt (Berlin: Duncker und Humblot, 1956), pp. 11–32Google Scholar; Garfag-nini, Gian Carlo, “Legittima ‘postestas’ e tirranide nel Policraticus di Giovanni di Salisbury,” Critica Storia 14 (1977): 575–610Google Scholar; Sivers, Peter von, “John of Salisbury: Konigtum und Kirche in England,” in Respublica Christiana, ed. von Sivers, P. (Munich: List Verlag, 1969), pp. 47–72Google Scholar; Kerner, Max, Johannes von Salisbury und die logische Struktur seines Policraticus (Wiesbaden: Franz Steiner Verlag, 1977), pp. 193–203Google Scholar; and Laarhoven, Jan van, “Die tirannie verdrijven … John of Salisbury als revolutionair?” in Geloofin revolutie: Kerkhistorische kanttekeningen bij een actueel vraagstuk, ed. Dankbar, W. F. (Amsterdam, 1977), pp. 21–50.Google Scholar
2. For a sampling of surveys of political thought which have propounded this conclusion, see: Berki, R. N., The History of Political Thought: A Short Introduction (London: Dent, 1977), p. 104Google Scholar; Chevalier, Jean-Jacques, Histoire de la Pensée Politique, 2 vols. (Paris: Payet, 1979), 1:172–73Google Scholar; Cook, Thomas I., History of Political Philosophy from Plato to Burke (New York: Prentice-Hall, 1937), pp. 215–16Google Scholar; Janet, Paul, Histoire de la Science Politique, 2 vols., 4th ed. (Paris: Librarie Felix Alcan, 1913), 1:341–44Google Scholar; Murray, Robert H., The History of Political Sciencefrom Plato to the Present (Cambridge, MA: W. Heffer and Son, 1926), pp. 54–55Google Scholar; McIlwain, Charles H., The Growth of Political Thought in the West (New York: Macmillan, 1932), pp. 320–23Google Scholar; and Sabine, George H. and Thorson, Thomas L., A History of Political Theory, 4th ed. (Hinsdale, IL: Dryden Press, 1973), p. 235.Google Scholar
3. The extent of John's impact may be measured from: Ullmann, Walter, “The Influence of John of Salisbury on Medieval Italian Jurists,” English Historical Review 57 (1944): 384–92CrossRefGoogle Scholar; Linder, Amnon, “John of Salisbury's Policraticus in Thirteenth Century England: The Evidence of Ms Cambridge Corpus Christi College 469,” Journal of the Warburg and Courtauld Institutes 40 (1977): 276–82CrossRefGoogle Scholar; Linder, Amnon, “The Knowledge of John of Salisbury in the Late Middle Ages,” Studi medievali, 3rd ser. 18 (1977): 315/881–366/923Google Scholar; Ullmann, Walter, “John of Salisbury's Policraticus in the Later Middle Ages,” in Jurisprudence in the Middle Ages (London: Variorum, 1980)Google Scholar; Schoenstedt, Friedrich, Studien zum Begriff des Tyrannen und zum Problem des Tyrannenmordes im Spätmittelalter insbesondere in Frankreich (Würzburg: Buchdruckerei R. Mayr, 1938)Google Scholar; Macedo de Steffens, Dorotea C., “La Doctrina del Tiranicidio: Juan de Salisbury (1115–1180) y Juan de Mariana (1535–1621),” Annates de Historia Antiquay Medieval, 1957–1958 (Buenos Aires, 1957), pp. 123–33Google Scholar; Janet, , Histoire de la Science Politique, 1:341Google Scholar; and Castro, Fidel, History Will Absolve Me(New York: Liberal Press, 1959), p. 73.Google Scholar
4. As the Rouses have pointed out, historians of political thought have generally neglected or covered up the ostensive inconsistencies in John's discussion of tyrannicide; “John of Salisbury and the Doctrine of Tyrannicide,” pp. 693–94.Google Scholar
5. The various senses of “tyranny” in John's theory have been analyzed by Forhan, Kate Langdon, “The Twelfth Century Bureaucrat and the Life of the Mind: The Political Thought of John of Salisbury” (Ph.D. diss., Johns Hopkins University, 1987).Google Scholar
6. The standard edition is that by Webb, C. C. J. (1909: reprinted Frankfurt a.M.: Unveranderter Nachdruck, 1965), 2 volsGoogle Scholar, (hereafter P). The Policraticus has been translated into English in two distinct volumes, one by Dickinson, John containing the “political” sections under the tide The Statesman's Book (New York: Knopf, 1927)Google Scholar (hereafter S), the other containing moral advice to prince and courtiers by Pike, J. B. under the title Frivolities of Courtiers and Footprints of Philosophers (Minneapolis: University of Minnesota Press, 1938)Google Scholar (hereafter F). For the convenience of nonspecialists, citations in the present article will be given to the existing translated versions (although translations have often been revised); corresponding citations from the Latin text, employing the marginal numeration of the Webb edition, will be provided in the notes.
7. F, pp. 211–12Google Scholar; P 511b–d.Google Scholar
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11. Ibid., p. 329.
12. Ibid., p. 328.
13. Among the scholars who seem susceptible to this charge are: Berges, Wilhelm, Die Fürstenspiegel des hohen und späten Mittelalters (Stuttgart: Hiersemann, 1938), p. 59Google Scholar; Liebeschütz, Hans, Mediaeval Humanism in the Life and Writings of John of Salisbury (London: The Warburg Institute, 1950), p. 53Google Scholar; Rouse, and Rouse, , “John of Salisbury and the Doctrine of Tyrannicide,” p. 705Google Scholar; Kerner, , Johannes von Salisbury und die logische Struktur seines Policraticus, pp. 192–93Google Scholar; and Garfagnini, , “Legittima ‘potestas’ e tirannide nel Policraticus di Giovanni di Salisbury,” pp. 37, 43–44.Google Scholar
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18. F, p. 211Google Scholar; S 512cGoogle Scholar. John's reference to the “secular literature” is apparently to Cicero, , De amicitus: “Shall we live with a friend upon the same cautious terms we must submit to live with a tyrant?” (ed. Warrington, J. [London: Dent, 1966], p. 209).Google Scholar
19. Laarhoven, Van, “Thou Shall Not Slay a Tyrant!” p. 320.Google Scholar
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32. S, p. 64Google Scholar; P 540b.Google Scholar
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34. S, p. 83Google Scholar; P 548d.Google Scholar
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50. Throughout the Policraticus, aequitas is used interchangeably with iustitia; where there is a distinction between them, it seems to turn on the legal character of equity in relation to the moral nature of justice. John most clearly articulates this difference at S, p. 6Google Scholar; P 514c–d.Google Scholar
51. S, p. 58Google Scholar; P 537c–dGoogle Scholar. Compare with Cicero, , De officiis, 1.7.3.Google Scholar
52. S, p. 58Google Scholar; P 538a.Google Scholar
53. S, pp. 74–75Google Scholar; P, 544d–545bGoogle Scholar. The definition of the virtues in terms of habitus was a favorite theme in John's work; see Nederman, and Brückmann, , “Aristotelianism in John of Salisbury's Policraticus,” pp. 216–23Google Scholar; and Nederman, Cary J., “Aristotelian Ethics and John of Salisbury's Letters,” Viator 18 (1987): 162–66.CrossRefGoogle Scholar
54. It should be noted, however, that John was hardly alone among twelfth-century thinkers in adopting this position; see Nederman, Cary J., “Nature, Ethics and the Doctrine of Habitus: Aristotelian Moral Psychology in the Twelfth Century,” TraditioGoogle Scholar (forthcoming).
55. The royal function as legislator is attributed at S, p. 7Google Scholar; P 515c–d.Google Scholar
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66. Rouse, and Rouse, , “John of Salisbury and the Doctrine of Tyrannicide,” pp. 703–704, 709.Google Scholar
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70. This doubt has been explicitly raised by van Laarhoven, , “Thou Shall Not Slay a Tyrant!”, pp. 328–29.Google Scholar
71. I have discussed John's notion of liberty at length in “The Aristotelian Doctrine of the Mean and John of Salisbury's Concept of Liberty,” Vivarium 24 (11 1986): 128–42.Google Scholar
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74. S, p. 339Google Scholar; P 779c–d.Google Scholar
75. This doctrine is entailed by John's supposition of a unity between head and members, such that the character and moral status of each is ordinarily reflected in the other. See S, pp. 258–59, 264Google Scholar; P 626b–d, 629a–b.Google Scholar
76. S, p. 403Google Scholar; P 811b.Google Scholar
77. John stresses the king's moderating influence at S, pp. 367–78Google Scholar; P 793c–dGoogle Scholar. The theme of moderation is an extremely significant one in the Policraticus and throughout John's other works. See Nederman, and Brückmann, , “Aristotelianism in John of Salisbury's Policraticus,” pp. 210–16Google Scholar; Nederman, , “The Aristotelian Doctrine of the Mean and John of Salisbury's Concept of Liberty,” pp. 128–42Google Scholar; Nederman, , “Aristotelian Ethics and John of Salisbury's Letters,” pp. 166–72Google Scholar; and Nederman, Cary J., “Knowledge, Virtue and the Path to Wisdom: The Unexamined Aristotelianism of John of Salisbury's Metalogicon,” Mediaeval Studies (forthcoming 1989).Google Scholar
78. S, p. 376Google Scholar; P 797a.Google Scholar
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80. Plato argues at Republic 571a–577e that the tyrant necessarily arises out of the society in which men are least just and most self-interested, namely, democracy.
81. S, p. 368Google Scholar; P 794a.Google Scholar
82. S, p. 369Google Scholar; P 794a–b.Google Scholar
83. Among the scholars who have emphasized this are Ullmann, “The Influence of John of Salisbury on Medieval Italian Jurists,” p. 388Google Scholar; and Rouse, and Rouse, , “John of Salisbury and the Doctrine of Tyrannicide,” pp. 698–99.Google Scholar
84. S, p. 373Google Scholar; P 796c.Google Scholar
85. S, p. 373Google Scholar; P 796d.Google Scholar
86. John's general conception of human knowledge lays stress on its fallible character; see P 446a–bGoogle Scholar and Metalogicon 935b.Google Scholar
87. John uses the term “publicum hostem” recurrendy throughout the Policraticus, as at F, p. 212Google Scholar; S, pp. 371, 393Google Scholar; P 512d, 795d, 807a.Google Scholar
88. S, p. 395Google Scholar; P 808a.Google Scholar
89. S, p. 364Google Scholar; P 792c.Google Scholar
90. S, p. 265Google Scholar; P 629b.Google Scholar
91. S, p. 43Google Scholar; P 531d.Google Scholar
92. This is consistent with what scholars have asserted about John's use of examples more generally in the Policraticus. See Liebeschütz, , Mediaeval Humanism in the Life and Writings ofJohn of Salisbury, pp. 67–73Google Scholar; and von Moos, Peter, “The Use of Exempla in the Policraticus of John of Salisbury,”Google Scholar in Wilks, , The World of John of Salisbury, pp. 207–61.Google Scholar
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95. The suggestion that John himself created the Institutio Traiani as a pseudo-authoritative source was first proposed by Liebeschütz in a 1943 article and has been actively debated ever since. For a brief review of the debate including a full bibliography, see Kerner, Max, “Randbemerkungen zur Institutio Traiani,” in Wilks, The World of John of Salisbury, pp. 203–206.Google Scholar
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97. S, p. 367Google Scholar; P 793c (italics supplied).Google Scholar
98. S, pp. 372–73Google Scholar; P 798b.Google Scholar
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106. On John's conception of philosophy as “practical,” and his consequent reservations about its academic aspects, see Nederman, , “Aristotelian Ethics and John of Salisbury's Letters,” pp. 172–73Google Scholar and “Knowledge, Virtue and the Path to Wisdom.”
107. An earlier version of this paper was read at the University of California, Log Angeles. Thanks are due to Professors Richard Rouse and Robert Benson, and Dr. Mary Rouse, for their insightful and challenging criticisms and suggestions. The author is also grateful to the anonymous reader for the present journal for numerous helpful comments.
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