Hostname: page-component-586b7cd67f-rdxmf Total loading time: 0 Render date: 2024-11-22T10:02:42.121Z Has data issue: false hasContentIssue false

Mismatches of scale in the application of paleoclimatic research to Chinese archaeology

Published online by Cambridge University Press:  13 August 2020

Yitzchak Y. Jaffe*
Affiliation:
The Zinman Institute of Archaeology, University of Haifa, 199 Aba-Hushi Avenue, Haifa, Israel 3498838
Lorenzo Castellano
Affiliation:
Institute for the Study of the Ancient World, New York University, 15 East 84th St. New York, New York10028, USA
Gideon Shelach-Lavi
Affiliation:
Department of East Asian Studies, The Hebrew University of Jerusalem, Mt. Scopus, Jerusalem, 91905Israel
Roderick B. Campbell
Affiliation:
Institute for the Study of the Ancient World, New York University, 15 East 84th St. New York, New York10028, USA
*
*Corresponding author at: The Zinman Institute of Archaeology, University of Haifa, 199 Aba-Hushi Avenue, Haifa, Israel 3498838 E-mail address: [email protected] (Y.Y. Jaffe).

Abstract

Issues surrounding the difficult task of correlating archaeological and climatic trajectories are directly impacting the study of human-environmental interaction in Ancient China. We have chosen to focus on the 4.2 ka BP event due to the widespread belief in recent Chinese archaeological publications that it brought about the collapse of Neolithic cultures in multiple regions of China. Following a literature review concerning the many issues surrounding the reconstruction of the 4.2 ka BP event in East Asia, we present three short case studies from the Lower Yangzi, the Shaanxi loess plateau, and the Central Plains detailing a number of problems with Chinese archaeological attempts at using climate change as a causal mechanism for sociopolitical change. We then focus on a common but highly problematic methodology—the growing use of archaeological data compiled in the Atlas of Chinese Cultural Relics to correlate with climate proxies in order to generate linear, causal models explaining sociopolitical collapse. We follow with an example from Northeast China, where work from the past three decades has provided ample data with which to begin answering these questions in a more productive manner, and end with a set of suggestions for archaeologists and climate scientists going forward.

Type
Contribution to the QR Forum
Copyright
Copyright © University of Washington. Published by Cambridge University Press, 2020

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

REFERENCES

Aggarwal, P., Jarvis, A., Campbell, B., Zougmore, R., Khatri-Chhetri, A., Vermeulen, S., Loboguerrero, A., et al. , 2018. The climate-smart village approach: Framework of an integrative strategy for scaling up adaptation options in agriculture. Ecology and Society 23, 14.CrossRefGoogle Scholar
An, C., Dong, W., Chen, Y., Li, H., Shi, C., Wang, W., Zhang, P., Zhao, X., 2015. Stable isotopic investigations of modern and charred foxtail millet and the implications for environmental archaeological reconstruction in the western Chinese Loess Plateau. Quaternary Research 84, 144149.CrossRefGoogle Scholar
An, C., Feng, Z., Tang, L., 2004. Environmental change and cultural response between 8000 and 4000 cal. yr BP in the western Loess Plateau, northwest China. Journal of Quaternary Science 19, 529535.CrossRefGoogle Scholar
An, C., Tang, L., Barton, L., Chen, F., 2005. Climate change and cultural response around 4000 cal yr B.P. in the western part of Chinese Loess Plateau. Quaternary Research 63, 347352.CrossRefGoogle Scholar
Arz, H., Kaiser, J., Fleitman, D., 2015. Paleoceanography and paleoclimatic changes around 2200 BC recorded in sediment cores from northern Red Sea. In: Meller, H.H., Arz, H.W., Jung, R., Risch, R. (Eds.), 2200 BC – Ein Klimasturz als Ursache für den Zerfall der Alten Welt? Landesmüseum Für Vorgeschichte, Halle (Saale), pp. 5360.Google Scholar
Arz, H., Lamy, F., Patzöld, J., 2006. A pronounced dry event recorded around 4.2 ka in brine sediments from the northern Red Sea. Quaternary Research 66, 432441.CrossRefGoogle Scholar
Barnes, J., Dove, M., Lahsen, M., Mathews, A., McElwee, P., McIntosh, R., Moore, F., et al. , 2013. Contribution of anthropology to the study of climate change. Nature Climate Change 3, 541544.CrossRefGoogle Scholar
Berglund, B., 2003. Human impact and climate changes—Synchronous events and a causal link? Quaternary International 105, 712.CrossRefGoogle Scholar
Berkelhammer, M., Sinha, A., Stott, L., Cheng, H., Pausata, F., Yoshimura, K., 2012. An abrupt shift in the Indian monsoon 4000 years ago. Geophysics Monograph Series 198, 7588.Google Scholar
Blaauw, M., 2012. Out of tune: The dangers of aligning proxy archives. Quaternary Science Reviews 36, 3849.CrossRefGoogle Scholar
Bocinsky, R., Rush, J., Kintigh, K., Kohler, T., 2016. Exploration and exploitation in the macrohistory of the pre-Hispanic Pueblo Southwest. Science Advances 2, e1501532. 10.1126/sciadv.1501532CrossRefGoogle ScholarPubMed
Bond, G., Kromer, B., Beer, J., Muscheler, R., Evans, M., Showers, W., Hoffmann, S., et al. , 2001. Persistent solar influence on North Atlantic climate during the Holocene. Science 294, 21302136.CrossRefGoogle ScholarPubMed
Brooke, J., 2014. Climate Change and the Course of Global History: A Rough Journey. Cambridge University Press, Cambridge.CrossRefGoogle Scholar
Brunson, K., Ren, L., Zhao, X., Dong, X., Wang, H., Zhou, J., Flad, R., 2020. Zooarchaeology, ancient mtDNA, and radiocarbon dating provide new evidence for the emergence of domestic cattle and caprines in the Tao River Valley of Gansu Province, northwest China. Journal of Archaeological Science: Reports 31, 102262. https://doi.org/10.1016/j.jasrep.2020.102262CrossRefGoogle Scholar
Büntgen, U., Tegel, W., Nicolussi, K., McCormick, M., Frank, D., Trouet, V., et al. , 2011. 2500 years of European climate variability and human susceptibility. Science 331, 578582.CrossRefGoogle ScholarPubMed
Bureau of National Cultural Relics, 2003. Atlas of Chinese Cultural Relics-Fascicule of Inner Mongolia Autonomous Region. [In Chinese.] Xi'an Map Press, Xi'an.Google Scholar
Bureau of National Cultural Relics, 2011. Atlas of Chinese Cultural Relics-Fascicule of Gansu Province. [In Chinese.] Surveying and Mapping Press, Beijing.Google Scholar
Butzer, K., Endfield, G., 2012. Critical perspectives on historical collapse. Proceedings of the National Academy of Sciences of the United States of America 109, 36283631.CrossRefGoogle ScholarPubMed
Cai, D., Sun, Y., Tang, Z., Hu, S., Li, W., Zhao, X., Xiang, H., Zhou, H., 2014. The origins of Chinese domestic cattle as revealed by ancient DNA analysis. Journal of Archaeological Science 41, 423434.CrossRefGoogle Scholar
Cai, Y., Tan, L., Cheng, H., An, Z., Edwards, R., Kelly, M., Kong, X., Wang, X., 2010. The variation of summer monsoon precipitation in central China since the last deglaciation. Earth and Planetary Science Letters 291, 2131.CrossRefGoogle Scholar
Campbell, R., 2014. Archaeology of the Chinese Bronze Age: From Erlitou to Anyang. Cotsen Institute of Archaeology Monographs. (79) Cotsen Institute of Archaeology Press, Los Angeles.CrossRefGoogle Scholar
Carleton, T., Hsiang, S., 2016. Social and economic impacts of climate. Science 353, aad9837. 10.1126/science.aad9837CrossRefGoogle ScholarPubMed
Carleton, W., Collard, M., 2020. Recent Major Themes and Research Areas in the Study of Human-Environment Interaction in Prehistory. Environmental Archaeology 25, 114130.CrossRefGoogle Scholar
Carolin, S., Walker, R., Day, C., Ersek, V., Sloan, R., Dee, M., Talebian, M., Henderson, G., 2019. Precise timing of abrupt increase in dust activity in the Middle East coincident with 4.2 ka social change. Proceedings of the National Academy of Sciences of the United States of America 116, 6772.CrossRefGoogle ScholarPubMed
Caseldine, C., Turney, C., 2010. The bigger picture: Towards integrating palaeoclimate and environmental data with a history of societal change. Journal of Quaternary Science 25, 8893.CrossRefGoogle Scholar
Castree, N., Adams, W., Barry, J., Brockington, D., Büscher, B., Corbera, E., Demeritt, D., et al. , 2014. Changing the intellectual climate. Nature Climate Change 4, 763768.CrossRefGoogle Scholar
Chen, F., Dong, G., Zhang, D., Liu, X, Jia, X., An, C., Ma, M., et al. , 2015. Agriculture facilitated permanent human occupation of the Tibetan Plateau after 3600 B.P. Science 347, 248250.CrossRefGoogle ScholarPubMed
Chen, F., Yu, Z., Yang, M., Ito, E., Wang, S., Madsen, D., Huang, X., et al. , 2008. Holocene moisture evolution in arid central Asia and its out-of-phase relationship with Asian monsoon history. Quaternary Science Reviews 27, 351364.CrossRefGoogle Scholar
Chen, H., 2013. The Qijia Culture of the Upper Yellow River Valley, In: Underhill, A., (Ed.), A Companion to Chinese Archaeology. Wiley-Blackwell, Chichester: , City, pp. 103124.Google Scholar
Chifeng, , international archaeological collaborative research project 2011. Settlement Patterns in the Chifeng Region. University of Pittsburgh Center for Comparative Archaeology, Pittsburgh.Google Scholar
Contreras, D. (Ed.), 2016. The Archaeology of Human-Environment Interactions: Strategies for Investigating Anthropogenic Landscapes, Dynamic Environments, and Climate Change in the Human Past. Routledge, New York.CrossRefGoogle Scholar
Costanza, R., Graumlich, L., Steffen, W., (Eds.), 2011. Sustainability or Collapse? An Integrated History and Future of People on Earth. MIT Press, Cambridge.Google Scholar
Cowgill, G., 2012. Concepts of Collapse and Regeneration in Human History. In: Nichols, D., Pool, C. (Eds.), The Oxford Handbook of Mesoamerican Archaeology. Oxford University Press, Oxford, pp. 301308.Google Scholar
Cullen, H., Demenocal, P., Hemming, S., Hemming, G., Brown, F., Guilderson, T., Sirocko, F., 2000. Climate change and the collapse of the Akkadian empire: Evidence from the deep sea. Geology 28, 379382.2.0.CO;2>CrossRefGoogle Scholar
Dalfes, H.., Kukla, G., Weiss, H., (Eds.), 1997. Third Millennium BC Climate Change and Old World Collapse. NATO vol.1, 49, Springer Verlag, Berlin:CrossRefGoogle Scholar
d'Alpoim Guedes, J., Manning, S., Bocinsky, R., 2016. A 5,500-year model of changing crop niches on the Tibetan Plateau. Current Anthropology 57, 517522.CrossRefGoogle Scholar
Diaz, D., Moore, F., 2017. Quantifying the economic risks of climate change. Nature Climate Change 7, 774.CrossRefGoogle Scholar
Dong, G., Jia, X., An, C., Chen, F., Zhao, Y., Tao, S., Ma, M., 2012. Mid-Holocene climate change and its effect on prehistoric cultural evolution in eastern Qinghai Province, China. Quaternary Research 77, 2330.CrossRefGoogle Scholar
Dong, G., Jia, X., Elston, R., Chen, F., Li, S., Wang, L., Cai, L., An, C., 2013a. Spatial and temporal variety of prehistoric human settlement and its influencing factors in the upper Yellow River valley, Qinghai Province, China. Journal of Archaeological Science 40, 25382546.CrossRefGoogle Scholar
Dong, G., Wang, L., Cui, Y., Elston, R., Chen, F., 2013b. The spatiotemporal pattern of the Majiayao cultural evolution and its relation to climate change and variety of subsistence strategy during late Neolithic period in Gansu and Qinghai Provinces, northwest China. Quaternary International 316, 155161.CrossRefGoogle Scholar
Dong, G., Yang, Y., Liu, X., Li, H., Cui, Y., Wang, H., Chen, G., Dodson, J., Chen, F., 2017. Prehistoric trans-continental cultural exchange in the Hexi Corridor, northwest China. The Holocene 28, 621628.CrossRefGoogle Scholar
Dong, J, Chuan-Chou, S, Xinggong, K, Hao-Cheng, W, Xiuyang, J, 2015. Reconciliation of hydroclimate sequences from the Chinese Loess Plateau and low-latitude East Asian Summer Monsoon regions over the past 14,500 years. Palaeogeography, Palaeoclimatology, Palaeoecology 435, 127135.CrossRefGoogle Scholar
Dong, J., Wang, Y., Cheng, H., Hardt, B., Edwards, R.L., Kong, X., Wu, J., et al. , 2010. A high-resolution stalagmite record of the Holocene East Asian monsoon from Mt Shennongjia, central China. The Holocene 20, 257264.CrossRefGoogle Scholar
Drennan, R., Berrey, A., Peterson, C., 2015. Regional Settlement Demography in Archaeology. Elliot Werner Publications, Clinton Corners.CrossRefGoogle Scholar
Drennan, R., Peterson, C., Berrey, A., 2020. Environmental risk buffering in Neolithic Chinese villages: Impacts on community structure in the Central Plains and the western Liao Valley. Archaeological Research in Asia 21, 100165. 10.1016/j.ara.2019.100165CrossRefGoogle Scholar
Drennan, R., Peterson, C., Xueming, L., Da, Z., Shenguang, H., 2014. Settlement and social dynamics in the upper Daling and Chifeng regions of northeastern China. Asian Archaeology 2, 5076.Google Scholar
Faulseit, R., (Ed), 2016. Beyond Collapse: Archaeological Perspectives on Resilience, Revitalization, and Transformation in Complex Societies. Southern Illinois University Press, Carbondale.Google Scholar
Flad, R., Li, S., Wu, X., Zhao, Z., 2010. Early wheat in China: Results from new studies at Donghuishan in the Hexi Corridor. The Holocene 20, 955965.CrossRefGoogle Scholar
Gao, H., Zhu, C., Xu, W., 2007. Environmental change and cultural response around 4200 cal. yr BP in the Yishu River Basin, Shandong. Journal of Geographical Sciences 17, 285292.CrossRefGoogle Scholar
Global Volcanism Program, 2013. Volcanoes of the world, v. 4.6.6, ed Venzke E. Available at https://doi.org/10.5479/si.GVP.VOTW4-2013, Accessed December 18, 2019.CrossRefGoogle Scholar
Goldsmith, Y., Broecker, W., Xu, H., Polissar, P., deMenocal, P., Porat, N., Lan, J., Cheng, P., Zhou, W., An, Z., 2017. Northward extent of East Asian monsoon covaries with intensity on orbital and millennial timescales. Proceedings of the National Academy of Sciences of the United States of America 114, 18171821.CrossRefGoogle ScholarPubMed
Guo, Y., Mo, D., Mao, L., Jin, Y., Guo, W., Mudie, P.J., 2014. Settlement distribution and its relationship with environmental changes from the Paleolithic to Shang–Zhou period in Liyang Plain, China. Quaternary International 321, 2936.CrossRefGoogle Scholar
Haldon, J., Mordechai, L., Newfield, T., Chase, A., Izdebski, A., Guzowski, P., Labuhn, I., Roberts, N., 2018. History meets palaeoscience: Consilience and collaboration in studying past societal responses to environmental change. Proceedings of the National Academy of Sciences of the United States of America 115, 32103218.CrossRefGoogle ScholarPubMed
Han, M., Liu, X., Fang, C., Yi, Z., Li, Q., Zhao, Y., 2007. The explanation of the selection of settlement and environment in the western Liaohe River Valley during the Middle Holocene epoch. [In Chinese.] Acta Geographica Sinica 62, 12871298.Google Scholar
Harris, O., Cipolla, C., 2017. Archaeological Theory in the New Millennium: Introducing Current Perspectives. Routledge, London.CrossRefGoogle Scholar
He, K., Lu, H., Zheng, Y., Zhang, J., Xu, D., Huan, X., Wang, J., Lei, S., 2018. Middle-Holocene sea-level fluctuations interrupted the developing Hemudu culture in the lower Yangtze River, China. Quaternary Science Reviews 188, 90103.CrossRefGoogle Scholar
Holmgren, K., Gogou, A., Izdebski, A., Luterbacher, J., Sicre, M., Xoplaki, E., 2016. Mediterranean Holocene climate, environment and human societies. Quaternary Science Reviews 136, 14.CrossRefGoogle Scholar
Hosner, D., Wagner, M., Tarasov, P., Chen, X., Leipe, C., 2016. Spatiotemporal distribution patterns of archaeological sites in China during the Neolithic and Bronze Age: An overview. The Holocene 26, 15761593.CrossRefGoogle Scholar
Hou, G., Liu, F., Liu, G., Fang, X., 2009. Prehistorical cultural transition forced by environmental change in mid-Holocene in Gansu-Qinghai region. Acta Geographica Sinica 64, 5458.Google Scholar
Hsiang, S., Burke, M., Miguel, E., 2013. Quantifying the Influence of Climate on Human Conflict. Science 341, 1235367. 10.1126/science.1235367CrossRefGoogle ScholarPubMed
Huang, C., Pang, J., Zha, X., Su, H., Jia, Y., 2011. Extraordinary floods related to the climatic event at 4200 a BP on the Qishuihe River, middle reaches of the Yellow River, China. Quaternary Science Reviews 30, 460468.CrossRefGoogle Scholar
Hu, C., Henderson, G., Huang, J., Xie, S., Sun, Y., Johnson, K., 2008. Quantification of Holocene Asian monsoon rainfall from spatially separated cave records. Earth and Planetary Science Letters 266, 221232.CrossRefGoogle Scholar
Izdebski, A., Holmgren, K., Weiberg, E., Stocker, S., Büntgen, U., Florenzano, A., Gogou, A., et al. , 2016. Realising consilience: How better communication between archaeologists, historians and natural scientists can transform the study of past climate change in the Mediterranean. Quaternary Science Reviews 136, 522.CrossRefGoogle Scholar
Jaang, L., Sun, Z., Shao, J., Li, M., 2018. When peripheries were centres: a preliminary study of the Shimao-centred polity in the loess highland, China. Antiquity 92, 10081022.CrossRefGoogle Scholar
Jaffe, Y., Bar-Oz, G., Ellenblum, R., 2019. Improving integration in societal consequences to climate change. Proceedings of the National Academy of Sciences of the United States of America 116, 4755.CrossRefGoogle ScholarPubMed
Jaffe, Y., Flad, R., 2018. Prehistoric Globalizing Processes in the Tao River Valley, Gansu, China? In: Boivin, N., Frachetti, M. (Eds.), Globalization in Prehistory: Contact, Exchange, and the “People Without History.” Cambridge University Press, Cambridge, pp. 131161.CrossRefGoogle Scholar
Jia, D., Li, Y., Fang, X., 2018. Complexity of factors influencing the spatiotemporal distribution of archaeological settlements in northeast China over the past millennium. Quaternary Research 89, 413424.CrossRefGoogle Scholar
Jia, X., Dong, G., Li, H., Brunson, K., Chen, F., Ma, M., Wang, H., An, C., Zhang, K., 2013. The development of agriculture and its impact on cultural expansion during the late Neolithic in the Western Loess Plateau, China. The Holocene 23, 8592.CrossRefGoogle Scholar
Jia, X., Lee, H., Zhang, W., Wang, L., Sun, Y., Zhao, Z., Yi, S., Huang, W., Lu, H., 2016. Human-environment interactions within the West Liao River Basin in Northeastern China during the Holocene Optimum. Quaternary International 426, 1017.CrossRefGoogle Scholar
Jones, S., Fleitmann, D., Black, S., 2016. A critical evaluation of the 4.2 ka BP event using new high-resolution evidence from stalagmites in the Middle East. Geophysical Research Abstracts 18, EGU2016: 582.Google Scholar
Kathayat, G., Cheng, H., Sinha, A., Berkelhammer, M., Zhang, H., Duan, P., Li, H., et al. , 2018. Evaluating the timing and structure of the 4.2 ka event in the Indian summer monsoon domain from an annually resolved speleothem record from northeast India. Climate Past 14, 18691879.CrossRefGoogle Scholar
Kelly, R., Chipman, M., Higuera, P., Stefanova, I., Brubaker, L., Hu, F., 2013. Recent burning of boreal forests exceeds fire regime limits of the past 10,000 years. Proceedings of the National Academy of Sciences of the United States of America 110, 1305513060.CrossRefGoogle ScholarPubMed
Kintigh, K., Ingram, S., 2018. Was the drought really responsible? Assessing statistical relationships between climate extremes and cultural transitions. Journal of Archaeological Science 89, 2531.CrossRefGoogle Scholar
Knapp, B., Manning, S., 2016. Crisis in context: The end of the Late Bronze Age in the eastern Mediterranean. American Journal of Archaeology 120, 99149.CrossRefGoogle Scholar
Kuzucuoğlu, C., Marro, C., (Eds.), 2007. Sociétés humaines et changement climatique à la fin du troisième millénaire: Une crise a-t-elle eu lieu en Haute Mésopotamie? Actes du Colloque de Lyon (5–8 décembre 2005). Institut Français d'Études Anatoliennes-Georges Dumézi, Instanbul.Google Scholar
Lancuo, Z., Hou, G., Xu, C., Liu, Y., Zhu, Y., Wang, W., Zhang, Y., 2019. Simulating the route of the Tang-Tibet Ancient Road for one branch of the Silk Road across the Qinghai-Tibet Plateau. PLoS ONE 14, e0226970. https://doi.org/10.1371/journal.pone.0226970CrossRefGoogle ScholarPubMed
Leipe, C., Long, C., Sergusheva, E., Wagner, M., Tarasov, P., 2019. Discontinuous spread of millet agriculture in eastern Asia and prehistoric population dynamics, Science Advances 5, eaax6225. 10.1126/sciadv.aax6225CrossRefGoogle ScholarPubMed
Liaoning, Sheng Bowuguan Wenwu Gongzuodui, 1983. Preliminary report of the Kalaqin site in Jianping county, Liaoning. [In Chinese.] Archaeology 1, 973981.Google Scholar
Li, B., 2004. Patterns of development among China's Bronze cultures. In: Yang, X. (Ed.), New Perspectives on China's Past: Twentieth-Century Chinese Archaeology. Yale University Press, New Haven, pp. 188199.Google Scholar
Li, F., Wu, L., Zhu, C., Zheng, C., Sun, W., Wang, X., Shao, S., Zhou, Y., He, T., Li, S., 2013. Spatial–temporal distribution and geographic context of Neolithic cultural sites in the Hanjiang River Basin, Southern Shaanxi, China. Journal of Archaeological Science 40, 31413152.CrossRefGoogle Scholar
Li, H., Liu, F., Cui, Y., Ren, L., Storozum, M.J., Qin, Z., Wang, J., Dong, G., 2017. Human settlement and its influencing factors during the historical period in an oasis-desert transition zone of Dunhuang, Hexi Corridor, northwest China. Quaternary International 458, 113122.CrossRefGoogle Scholar
Li, J., Han, L., Zhang, G., Su, Z., Zhao, Y., 2017. Temporal-spatial variations of human settlements in relation to environment change during the Longshan culture and Xia-Shang periods in Shanxi Province, China. Quaternary International 436, 129137.CrossRefGoogle Scholar
Li, L., Zhu, C., Qin, Z., Storozum, M., Kidder, T., 2018. Relative sea level rise, site distributions, and Neolithic settlement in the early to middle Holocene, Jiangsu Province, China. The Holocene 28, 354362.CrossRefGoogle Scholar
Li, T., Mo, D., Kidder, T., Zhang, Y., Wang, H., Wu, Y., 2014. Holocene environmental change and its influence on the prehistoric culture evolution and the formation of the Taosi site in Linfen basin, Shanxi province, China. Quaternary International 349, 402408.CrossRefGoogle Scholar
Liu, B., Jin, H., Sun, L., Sun, Z., Niu, Q., Xie, S., Li, G., 2014. Holocene moisture change revealed by the Rb/Sr ratio of aeolian deposits in the southeastern Mu Us Desert, China. Aeolian Research 13, 109199.CrossRefGoogle Scholar
Liu, B., Wang, N., Chen, M., Wu, X., Mo, D., Liu, J., Xu, S., Zhuang, Y., 2017. Earliest hydraulic enterprise in China, 5,100 years ago. Proceedings of the National Academy of Sciences of the United States of America 114, 1363713642.CrossRefGoogle ScholarPubMed
Liu, F., Feng, Z., 2012. A dramatic climatic transition at ~4000 cal. yr BP and its cultural responses in Chinese cultural domains. The Holocene 22, 11811197.CrossRefGoogle Scholar
Liu, F., Yang, Y., Shi, Z., Storozum, M., Dong, G., 2019. Human settlement and wood utilization along the mainstream of Heihe River basin, northwest China in historical period. Quaternary International 516, 141148.CrossRefGoogle Scholar
Liu, F., Zhang, Y., Feng, Z., Hou, G., Zhou, Q., Zhang, H., 2010. The impacts of climate change on the Neolithic cultures of Gansu-Qinghai region during the late Holocene Megathermal. Journal of Geographical Sciences 20, 417430.CrossRefGoogle Scholar
Liu, G., Xu, G., 1981. Two types of Bronze Age cultures of the eastern part of Inner Mongolia. [In Chinese.] Inner Mongolia Cultural Relics and Archaeology 1, 514.Google Scholar
Liu, L., Chen, X., 2012. The Archaeology of China: From the Late Paleolithic to the Early Bronze Age. Cambridge University Press, Cambridge.CrossRefGoogle Scholar
Liu, L., Chen, X., 2006. Sociopolitical change from Neolithic to Bronze Age China. In: Stark, M.T. (Ed.), Archaeology of Asia. Wiley-Blackwell, Malden MA pp. 149176.CrossRefGoogle Scholar
Liu, Y., Sun, Q., Thomas, I., Zhang, L., Finlayson, B., Zhang, W., Chen, J., Chen, Z., 2015. Middle Holocene coastal environment and the rise of the Liangzhu City complex on the Yangtze delta, China. Quaternary Research 84, 326334.CrossRefGoogle Scholar
Liu, Z., Wen, X., Brady, E., Otto-Bliesner, B., Yu, G., Lu, H., Cheng, H., et al. , 2014. Chinese cave record and the East Asia Summer Monsoon. Quaternary Science Reviews 83, 115128.CrossRefGoogle Scholar
Li, X., Dodson, J., Zhou, J., Zhou, X., 2009a. Increases of population and expansion of rice agriculture in Asia, and anthropogenic methane emissions since 5000BP. Quaternary International 202, 4150.CrossRefGoogle Scholar
Li, X., Shang, X., Dodson, J., Zhou, X., 2009b. Holocene agriculture in the Guanzhong Basin in NW China indicated by pollen and charcoal evidence. The Holocene 9, 12131220.CrossRefGoogle Scholar
Long, T., Qin, J., Atahan, P., Mooney, S., Taylor, D., 2014. Rising waters: New geoarchaeological evidence of inundation and early agriculture from former settlement sites on the southern Yangtze Delta, China. The Holocene 24, 546558.CrossRefGoogle Scholar
Lowe, J., Walker, M., 2014. Reconstructing Quaternary Environments. Routledge, Massachusetts.Google Scholar
Lucy, S., 2005. Ethnic and cultural identities. In: Díaz-Andreu García, M., Lucy, S., Babic, S., Edwards, D.N. (Eds.), The Archaeology of Identity: Approaches to Gender, Age, Status, Ethnicity and Religion. Routledge, New York, pp. 86109.Google Scholar
, J., Mo, D., Zhuang, Y., Jiang, J., Liao, Y., Lu, P., Ren, X., Feng, J., 2019. Holocene geomorphic evolution and settlement distribution patterns in the mid-lower Fen River basins, China. Quaternary International 521, 1624.CrossRefGoogle Scholar
Maher, B., 2008. Holocene variability of the East Asian summer monsoon from Chinese cave records: a re-assessment. The Holocene 18, 861866.CrossRefGoogle Scholar
Makarewicz, C., Sealy, J., 2015. Dietary reconstruction, mobility, and the analysis of ancient skeletal tissues: Expanding the prospects of stable isotope research in archaeology. Journal of Archaeological Science 56, 146158.CrossRefGoogle Scholar
Marom, N., Meiri, M., Tepper, Y., erickson-Gini, T., Reshef, H., Weisbrod, L., Bar-Oz, G., 2019. Zooarchaeology of the social and economic upheavals in the Late Antique-Early Islamic sequence of the Negev Desert. Scientific Reports 9: 110. https://doi.org/10.1038/s41598-019-43169-8CrossRefGoogle ScholarPubMed
Mayewski, P., Rohling, E., Stager, J., Karlen, W., Maasch, K., Meeker, L., Meyerson, E.A., et al. , 2004. Holocene climate variability. Quaternary Research 62, 243255.CrossRefGoogle Scholar
McAnany, P., Yoffee, N. (Eds.), 2010. Questioning Collapse: Human Resilience, Ecological Vulnerability, and the Aftermath of Empire. Cambridge University Press, Cambridge.Google Scholar
Meller, H., Arz, H., Jung, R., Risch, R., 2015. 2200 BC – Ein Klimasturz als Ursache für den Zerfall der Alten Welt? Landesmüseum Für Vorgeschichte, Halle (Saale).Google Scholar
Middleton, G., 2017. Understanding Collapse: Ancient History and Modern Myths. Cambridge University Press, New York.CrossRefGoogle Scholar
Mo, D., Li, F., Li, S., Kong, Z., 1996. A preliminary study of the paleoenvironment of the middle Holocene in the Hulu River area in Gansu Province and its effects on human activity. [In Chinese.] Acta Geographica Sinica 1, 5969.Google Scholar
Monnin, E., Steig, E.J., Siegenthaler, U., Kawamura, K., Schwander, J., Stauffer, B., Stocker, T.F., Morse, D.L., Barnola, J.M., Bellier, B., Raynaud, D.. 2004. Evidence for substantial accumulation rate variability in Antarctica during the Holocene, through synchronization of CO2 in the Taylor Dome, Dome C and DML ice cores. Earth and Planetary Science Letters 224, 4554.CrossRefGoogle Scholar
Nelson, M., Ingram, S., Dugmore, A., Streeter, R., Peeples, M., McGovern, T., Hegmon, M., et al. , 2016. Climate challenges, vulnerabilities, and food security. Proceedings of the National Academy of Sciences of the United States of America 113, 298303.CrossRefGoogle ScholarPubMed
Owlett, T., Hu, S., Sun, Z., Shao, J., 2018. Food between the country and the city: The politics of food production at Shimao and Zhaimaoliang in the Ordos Region, northern China. Archaeological Research in Asia 14, 4660.CrossRefGoogle Scholar
Paasche, Ø, Bakke, J., 2009. The Holocene Turnover–a global climate shift at ~4 ka. Geophysical Research Abstracts 11, 1417.Google Scholar
Paasche, Ø, Løvlie, R., Dahl, S., Bakke, J., Nesje, A., 2004. Bacterial magnetite in lake sediments: Late glacial to Holocene climate and sedimentary changes in northern Norway. Earth and Planetary Science Letters 223, 319333.CrossRefGoogle Scholar
Pausata, F., Battisti, D., Nisancioglu, K., Bitz, C., 2011. Chinese stalagmite δ18O controlled by changes in the Indian monsoon during a simulated Heinrich event. Nature Geoscience 4, 474480.CrossRefGoogle Scholar
Pei, A., 2020. A Study of Prehistoric Settlement Patterns in China. Springer, Singapore.CrossRefGoogle Scholar
Pei, Q., Lee, H., Zhang, D., 2018. Long-term association between climate change and agriculturalists’ migration in historical China. The Holocene 28, 208216.CrossRefGoogle Scholar
Peterson, C., Lu, X., Drennan, R., Da, Z., 2014. Hongshan Regional Organization in the Upper Daling Valley. University of Pittsburgh Center for Comparative Archaeology and Liaoning Sheng Wenwu Kaogu Yanjiusuo, Pittsburgh and Shenyang.Google Scholar
Petrie, C., Singh, R., Bates, J., Dixit, Y., French, C., Hodell, D., Jones, P., et al. , 2017. Adaptation to variable environments, resilience to climate change: Investigating land, water and settlement in Indus northwest India. Current Anthropology 58, 130.CrossRefGoogle Scholar
Qin, L. 2013. The Liangzhu culture. In: Underhill, A. (Ed.), A Companion to Chinese Archaeology. Wiley-Blackwell, Oxford, pp. 574596.Google Scholar
Redman, C., 2005. Resilience theory in archaeology. American Anthropologist 107, 7077.CrossRefGoogle Scholar
Renfrew, C. 1984. Approaches to Social Archaeology. Harvard University Press, Cambridge.Google Scholar
Renfrew, C., Bahn, P., 2018. Archaeology Essentials: Theories, Methods, and Practice, 7th ed. Thames and Hudson, New York.Google Scholar
Renfrew, C., Liu, B., 2018. The emergence of complex society in China: The case of Liangzhu. Antiquity 92, 975990.CrossRefGoogle Scholar
Rousseau, D., Zanchetta, G., Weiss, H., Bini, M., Bradley, R., 2019. The 4.2 ka BP climatic event. Climate Past 15, 16651676.Google Scholar
Schwindt, D., Bocinsky, R., Ortman, S., Glowacki, D., Varien, M., Kohler, T., 2016. The Social Consequences of Climate Change in the Central Mesa Verde Region. American Antiquity 81, 7496.CrossRefGoogle ScholarPubMed
Shelach-Lavi, G., Teng, M., Goldsmith, Y., Wachtel, I., Ovadia, A., Wan, X., Marder, O., 2016. Human adaptation and socioeonomic change in northeast China: Results of the Fuxin Regional Survey. Journal of Field Archaeology 41, 467485.CrossRefGoogle Scholar
Shelach, G., 2009. Prehistoric Societies on the Northern Frontiers of China: Archaeological Perspectives on Identity Formation and Economic Change during the First Millennium BCE. Equinox Pub, London.Google Scholar
Shelach, G., Jaffe, Y., 2014. The earliest states in China: A long-term trajectory approach. Journal of Archaeological Research 22, 327364.CrossRefGoogle Scholar
Shi, Z., Chen, T., Storozum, M., Liu, F., 2019. Environmental and social factors influencing the spatiotemporal variation of archaeological sites during the historical period in the Heihe River basin, northwest China. Quaternary International 507, 3442.CrossRefGoogle Scholar
Shui, T., 2001. Papers on the Bronze Age Archaeology of Northwest China [In Chinese] Kexue Chubanshe, Beijing.Google Scholar
Sörlin, S., Lane, M., 2018. Historicizing climate change—Engaging new approaches to climate and history. Climatic Change 151, 113.CrossRefGoogle Scholar
Stanley, D., Chen, Z., Song, J., 1999. Inundation, sea-level rise and transition from Neolithic to Bronze Age cultures, Yangtze Delta, China. Geoarchaeology 14, 1526.3.0.CO;2-N>CrossRefGoogle Scholar
Steinhilber, F., Abreu, J., Beer, J., Brunner, I., Christl, M., Fischer, H., Heikkilä, U., et al. , 2012. 9,400 years of cosmic radiation and solar activity from ice cores and tree rings. Proceedings of the National Academy of Sciences of the United States of America 109, 59675971.CrossRefGoogle ScholarPubMed
Storozum, M., Qin, Z., Liu, H., Fu, K., Kidder, T., 2018. Anthrosols and ancient agriculture at Sanyangzhuang, Henan Province, China. Journal of Archaeological Science: Reports 19, 925935.CrossRefGoogle Scholar
Sun, Z., Shao, J., Liu, L., Cui, J., Bonomo, M.F., Guo, Q., Wu, X., Wang, J., 2018. The first Neolithic urban center on China's north Loess Plateau: The rise and fall of Shimao. Archaeological Research in Asia 14, 3345.CrossRefGoogle Scholar
Tainter, J., 2006. Social complexity and sustainability. Ecological Complexity 3, 91103.CrossRefGoogle Scholar
Tan, L., Cai, Y., Cheng, H., Edwards, R., Gao, Y., Xu, H., Zhang, H., An, Z., 2018. Centennial- to decadal-scale monsoon precipitation variations in the upper Hanjiang River region, China over the past 6650 years. Earth and Planetary Science Letters 482, 580590.CrossRefGoogle Scholar
Tan, Z., Han, Y., Cao, J., Chang-Huang, C., Mao, L., Liu, Z., An, Z., 2018. The linkages with fires, vegetation composition and human activity in response to climate changes in the Chinese Loess Plateau during the Holocene. Quaternary International 488, 1829.CrossRefGoogle Scholar
Terrell, J., 2001. Archaeology, Language, and History: Essays on Culture and Ethnicity, Scientific Archaeology for the Third Millennium. Bergin and Garvey, Westport.Google Scholar
Underhill, A., Feinman, G., Nicholas, L., Fang, H., Luan, F., Yu, H., Cai, F., 2008. Changes in regional settlement patterns and the development of complex societies in southeastern Shandong, China. Journal of Anthropological Archaeology 27, 129.CrossRefGoogle Scholar
Wachtel, I., Zidon, R., Garti, S., Shelach-Lavi, G., 2018. Predictive modeling for archaeological site locations: Comparing logistic regression and maximal entropy in north Israel and north-east China. Journal of Archaeological Science 92, 2836.CrossRefGoogle Scholar
Wagner, M., Tarasov, P., Hosner, D., Fleck, A., Ehrich, R., Chen, X., Leipe, C., 2013. Mapping of the spatial and temporal distribution of archaeological sites of northern China during the Neolithic and Bronze Age. Quaternary International 290–291, 344357.CrossRefGoogle Scholar
Walker, M., Head, M., Lowe, J., Berkelhammer, M., BjÖrck, S., Cheng, H., Cwynar, L., et al. , 2019. Subdividing the Holocene Series/Epoch: formalization of stages/ages and subseries/subepochs, and designation of GSSPs and auxiliary stratotypes. Journal of Quaternary Science 34, 173186.CrossRefGoogle Scholar
Wang, J., Sun, L., Chen, L., Xu, L., Wang, Y., Wang, X., 2016. The abrupt climate change near 4,400 yr BP on the cultural transition in Yuchisi, China and its global linkage. Scientific Reports 6 17.Google ScholarPubMed
Wang, P., Wnag, B., Cheng, H., Fasullo, J., Guo, Z., Kiefer, T., Liu, Z., 2014. The global monsoon across timescales: Coherent variability of regional monsoons. Climate Past 10, 20072052.CrossRefGoogle Scholar
Wang, R., Wang, T., Wu, G., 2008. Temporal variations of the spring persistent rains and South China Sea sub-high and their correlations to the circulation and precipitation of the East Asian Summer Monsoon. Journal of Meteorological Research 22, 530537.Google Scholar
Wang, Y., Cheng, H., Edwards, R., He, Y., Kong, X., An, Z., Wu, J., et al. , 2005. The Holocene Asian Monsoon: Links to solar changes and North Atlantic climate. Science 308, 854.CrossRefGoogle Scholar
Wanner, H., Solomina, O., Grisjean, M., Ritz, S., Jetel, M., 2011. Structure and origin of Holocene cold events. Quaternary Science Review 30, 31093123.CrossRefGoogle Scholar
Weiss, H., Courty, M., Wetterstrom, W., Meadow, R., Senior, L., Guichard, F., Curnow, A., 1993. The genesis and collapse of third millennium north Mesopotamian civilization. Science 261, 9951004.CrossRefGoogle ScholarPubMed
Weisskopf, A., Qin, L., Ding, J., Sun, G., Fuller, D., 2015. Phytoliths and rice: From wet to dry and back again in the Neolithic Lower Yang-tze. Antiquity 89, 10511063.CrossRefGoogle Scholar
Williams, J., 2014. Staple Economies and Social Integration in Northeast China: Regional Organization in Zhangwu, Liaoning, China. University of Pittsburgh, Pittsburgh.Google Scholar
Womack, A., Jaffe, Y., Zhou, J., Hung, L., Wang, H., Li, S., Chen, P., Flad, R., 2017. Mapping Qijiaping: New work on the type-site of the Qijia Culture (2300–1500 B.C.) in Gansu Province, China. Journal of Field Archaeology 42, 488502.CrossRefGoogle Scholar
Wu, L., Li, F., Zhu, C., Li, L., Li, B. 2012. Holocene environmental change and archaeology, Yangtze River Valley, China: Review and prospects. Geoscience Frontiers 3, 875892.CrossRefGoogle Scholar
Wu, L., Zhu, C., Zheng, C., Ma, C., Wang, X., Li, F., Li, B., Li, K. 2014. Impact of Holocene climate change on the prehistoric cultures of Zhejiang region, East China. Journal of Geographic Sciences 24, 669688.CrossRefGoogle Scholar
Wu, W., Liu, T., 2004. Possible role of the “Holocene Event 3” on the collapse of Neolithic Cultures around the Central Plain of China. Quaternary International 117, 153166.Google Scholar
Xiao, J., Zhang, S., Fan, J., Wen, R., Zhai, D., Tian, Z., Jiang, D., 2018. The 4.2 ka BP event: multi-proxy records from a closed lake in the northern margin of the East Asian summer monsoon. Climate Past 14, 14171425.CrossRefGoogle Scholar
Xie, S., Evershed, R., Huang, X., Zhu, Z., Pancost, R., Meyers, P., Gong, L., et al. , 2013. Concordant monsoon-driven postglacial hydrological changes in peat and stalagmite records and their impacts on prehistoric cultures in central China. Geology 41, 827830.CrossRefGoogle Scholar
Xoplaki, E., Fleitmann, D., Luterbacher, J., Wagner, S., Haldon, J.F., Zorita, E., Telelis, I., et al. , 2016. The Medieval Climate Anomaly and Byzantium: A review of the evidence on climatic fluctuations, economic performance and societal change. Quaternary Science Reviews 136, 229252.CrossRefGoogle Scholar
Xu, X., 1988. Shilun Kayue Wenhua de Leixing yu Fenqi (The Typology and Periodization of the Kayue Culture). [In Chinese.] Qinghai Wenwu 1, 1014.Google Scholar
Yang, Y., Ren, L., Dong, G., Cui, Y., Ren, L., Liu, R., Chen, G., Wang, H., 2019. Economic change in the prehistoric Hexi Corridor (4800–2200 BP), north-west China. Archaeometry 61, 957976.CrossRefGoogle Scholar
Yuan, J., Campbell, R., 2008. The origins of Chinese civilization: Recent archaeometric advances and remaining issues. Antiquity 83, 96109.Google Scholar
Yuan, J., Campbell, R., Castellano, L., Chen, X., 2020. Subsistence and persistence: Agriculture in the Central Plains of China through the Neolithic-Bronze Age Transition. Antiquity, 116. https://doi.org/10.15184/aqy.2020.80Google Scholar
Yu, S., Zhu, C., Song, J., Qiu, W., 2000. Role of climate in the rise and fall of Neolithic cultures on the Yangze Delta. Boreas 29, 157165.CrossRefGoogle Scholar
Yu, Y., Wu, H., Finke, P.A., Guo, Z., 2016. Spatial and temporal changes of prehistoric human land use in the Wei River valley, northern China. The Holocene 26, 17881801.CrossRefGoogle Scholar
Zhang, C., Pollard, A., Rawson, J., Huan, L., Liu, R., Tang, X., 2019. China's major Late Neolithic centres and the rise of Erlitou. Antiquity 93, 588603.CrossRefGoogle Scholar
Zhang, H., Cheng, H., Cai, Y., Spotl, C., Kathayat, G., Sinha, A., Edwards, R., Tan, L., 2018. Hydroclimatic variations in southeastern China during the 4.2 ka event reflected by stalagmite records. Climate Past 14, 18051817.CrossRefGoogle Scholar
Zhang, J., Wang, X., Yang, R., Li, X., Zhang, W., 2019. Multicultural responses to environmental changes of the Holocene in the Nihewan-Huliu Basin of North China. Quaternary International 507, 5361.Google Scholar
Zhang, J., Xia, Z., Zhang, X., Storozum, M. J., Huang, X., Han, J., Xu, H., et al. , 2018. Early–middle Holocene ecological change and its influence on human subsistence strategies in the Luoyang Basin, north-central China. Quaternary Research 89, 446458.CrossRefGoogle Scholar
Zhang, L., Fang, X., Ren, G., Suo, X., 1997. Environmental changes in the North China farming-grazing transitional zone. [In Chinese.] Earth Frontier 4, 126136.Google Scholar
Zhang, P., Cheng, H., Edwards, R., Chen, F., Wang, Y., Yang, X., Liu, J., et al. , 2008. A test of climate, sun, and culture relationships from an 1810-year Chinese cave record. Science 322, 940942.CrossRefGoogle Scholar
Zhang, Q., Zhu, C., Liu, C., Jiang, T., 2005. Environmental change and its impacts on human settlement in the Yangtze Delta, P.R. China. Catena 60, 267277.CrossRefGoogle Scholar
Zhao, C., Zhang, S., Gu, W., Xie, S., Qian, L., 2009. Excavation at the Xinzhai site in Xinmi city, Henan in 2002. [In Chinese.] Archaeology 3, 97115.Google Scholar
Zhongguo, Kexue Kaogu Yanjiu Neimenggu Gongzuodui, 1974. Report on the test excavations at Yaowangmiao and Xiajiadian sites, in Chifeng area. [In Chinese.] Acta Archaeologica Sinica 1, 111144.Google Scholar
Zhuang, Y., Ding, P., French, C., 2014. Water management and agricultural intesification of rice farming at the late Neolithic site of Maoshan, Lower Yangze River, China. Holocene 24, 531545.CrossRefGoogle Scholar
Zhuang, Y., Kidder, T., 2014. Archaeology of the Anthropocene in the Yellow River region, China, 8000–2000 cal. BP. The Holocene 24, 16021623.CrossRefGoogle Scholar
Zhuang, Y., Zhang, H., Fang, Y., Wang, H., 2017. Life cycle of a moat: A detailed micromorphological examination and broader geoarchaeological survey at the late Neolithic Wadian site, Central China. Journal of Archaeological Science: Reports 12, 699711.CrossRefGoogle Scholar