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Cognitive behavioral self-help interventions for individuals experiencing psychosis: a systematic review

Published online by Cambridge University Press:  09 September 2024

Emily Kruger*
Affiliation:
Clinical and Applied Psychology Unit, Department of Psychology, University of Sheffield, Sheffield, UK
Laura Hall
Affiliation:
Clinical and Applied Psychology Unit, Department of Psychology, University of Sheffield, Sheffield, UK
Anton P. Martinez
Affiliation:
Clinical and Applied Psychology Unit, Department of Psychology, University of Sheffield, Sheffield, UK
Richard P. Bentall
Affiliation:
Clinical and Applied Psychology Unit, Department of Psychology, University of Sheffield, Sheffield, UK
*
Corresponding author: Emily Kruger; Email: [email protected]
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Abstract

Little is known about the effectiveness of cognitive behavioral therapy (CBT) specific self-help for psychosis, given that CBT is a highly recommended treatment for psychosis. Thus, research has grown regarding CBT-specific self-help for psychosis, warranting an overall review of the literature. A systematic literature review was conducted, following a published protocol which can be found at: https://www.crd.york.ac.uk/prospero/export_record_pdf.php. A search was conducted across Scopus, PubMed, PsycInfo, and Web of Science to identify relevant literature, exploring CBT-based self-help interventions for individuals experiencing psychosis. The PICO search strategy tool was used to generate search terms. A narrative synthesis was conducted of all papers, and papers were appraised for quality. Ten studies were included in the review. Seven papers found credible evidence to support the effectiveness of CBT-based self-help in reducing features of psychosis. Across the studies, common secondary outcomes included depression, overall psychological well-being, and daily functioning, all of which were also found to significantly improve following self-help intervention, as well as evidence to support its secondary benefit for depression, anxiety, overall well-being, and functioning. Due to methodological shortcomings, long-term outcomes are unclear.

Type
Review Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
Copyright © The Author(s), 2024. Published by Cambridge University Press

Introduction

Psychosis is a term used to characterize the ways in which people may perceive and process things differently from others, leading to difficulties with distinguishing what is real and what is not (Lieberman & First, Reference Lieberman and First2018) and is usually accompanied by the presence of hallucinations (multi-sensory experiences with the absence of stimuli) and/or delusions (fixed false beliefs). Behavioral disturbances, and lack of insight into the pathologic nature of the experiences can also be present amongst some individuals (American Psychiatric Association, 2013).

Farhall, Greenwood, and Jackson (Reference Farhall, Greenwood and Jackson2007) first discussed how people with psychosis were capable of identifying their own coping behaviors to manage psychotic symptoms, demonstrating the potential natural ability that people with psychosis have in self-treating their experiences. Self-help approaches have been used for people with psychosis for many years (Snowdon, Reference Snowdon1980). Self-help as an approach can be defined as resources made publicly available that focuses on helping people overcome psychological distress independently, in their own time (Scott, Webb, & Rowse, Reference Scott, Webb and Rowse2015).

Scott et al. (Reference Scott, Webb and Rowse2015) conducted the first systematic review and meta-analysis into the effectiveness of self-help interventions for people with psychosis. Notably, they found that from 24 studies, self-help approaches had on average ‘small to medium’ effect sizes on overall psychotic-related symptoms, suggesting that self-help interventions have benefit for people with psychosis in reducing distressing symptoms. However, it was noted by the authors that only two out of the 24 studies within the review involved delivering a CBT-based self-help intervention, despite the fact that CBTp is highly recognized as a first-line psychological treatment for psychosis by NICE (2014). CBT-based self-help is known to typically involve patient-led resources focused on helping people recognize and change unhelpful thinking and behavioral patterns (Fenn & Byrne, Reference Fenn and Byrne2013).

It was argued that this could be a potential gap in the research, and the authors suggested that future research should investigate CBT-specific self-help methods for people with psychotic presentations. Since this publication, the evidence for self-help approaches based on CBT principles for psychotic experiences has been growing, prompting the need for an updated review, considering the more recent research.

This current review aims to explore two key research questions: (1) what CBT-based self-help interventions have been developed for people experiencing psychosis? (2) what is the effectiveness of these interventions? In order to answer these questions, this systematic review will aim to identify quantitative research exploring forms of cognitive behavioral self-help interventions carried out with people experiencing psychosis. The quality of these studies will also be assessed.

Method

The published protocol for this review was pre-registered on PROSPERO https://www.crd.york.ac.uk/prospero/export_record_pdf.php.

Systematic review

A systematic search was conducted across four databases (Web of Science, Scopus, PubMed, and PsycInfo) in May 2023, in order to identify the literature investigating the effectiveness of CBT-based self-help interventions for psychosis. To select papers, the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidance was followed in order to support the process of selecting the literature (Page et al., Reference Page, McKenzie, Bossuyt, Boutron, Hoffmann, Mulrow and Moher2021). To improve rigor, the final completed PRISMA checklist is detailed in online Appendix A. Ethical approval was not required for this particular systematic review. The PRISMA diagram for this flow of the strategy can be found within Fig. 1. For additional clarification, the inclusion and exclusion criteria are shown in Table 1, and search terms for the review are shown in Table 2. Elements of the PICO search strategy tool (Richardson, Wilson, Nishikawa, & Hayward, Reference Richardson, Wilson, Nishikawa and Hayward1995) were used to support the process of generating search terms for this review, and some search terms were derived from the review published by Scott et al. (Reference Scott, Webb and Rowse2015). To improve the searching process, a consultation was also held with a university liaison librarian specializing in Psychology to check search terms before searching commenced. The support included the use of Boolean operators (AND and OR) to widen the search remit. Searches were limited from the year 1990 until present time, with the aim of including the relevant CBT self-help intervention papers reviewed by Scott et al. (Reference Scott, Webb and Rowse2015) in order to provide a more rigorous update of the literature. The present review excluded papers which were not published in the English language. Grey literature was not included in order to maintain study quality (Pappas & Williams, Reference Pappas and Williams2011).

Figure 1. PRISMA flow diagram

Table 1. Inclusion and exclusion criteria

Note: For the purpose of this review and in line with the previous review by Scott et al. (Reference Scott, Webb and Rowse2015), a self-help intervention was defined in line with Bower, Richards, & Lovell's (Reference Bower, Richards and Lovell2001) definition, whereby the intervention is conducted mainly independent of a mental health professional.

Table 2. Search terms

Study selection

Initial searches of the literature yielded 2194 papers across three databases. Articles were extracted to the Mendeley software program, and duplicates were removed, resulting in 1747 papers. Titles and abstracts of these papers were then screened by the first author and were checked against the necessary criteria, resulting in 32 articles meeting eligibility to be screened at full-text level. Articles were generally screened out at this stage if they did not include a CBT self-help intervention, a psychosis sample was not present, it was not a peer-reviewed article, or statistics were not reported. In addition to this, reference lists were finally searched, resulting in two additional papers. Thus, 10 papers were included within this current systematic review. During the screening process, an independent trainee clinical psychologist checked a proportion of the papers for screening at full-text level (15%) to ensure reliability. No discrepancies were reported during this process but would have been resolved through discussion. Study characteristics were extracted from the papers, which included author and date, origin of the study, participant demographics, type of cognitive behavioral self-help intervention, and outcome of the intervention and effect size. Searches were repeated in December 2023 whereby no additional articles were found.

Quality appraisal

The quality of all papers was analyzed by the Effective Public Health Practice Project (EPHPP) Quality Assessment Tool for Quantitative Studies (Thomas, Ciliska, Dobbins, & Micucci, Reference Thomas, Ciliska, Dobbins and Micucci2004; online Appendix B). The EPHPP is noted to be a well-established tool for assessing study quality, providing a standardized approach to assessing quality based on different quantifiable categories: selection bias, study design, confounders, blinding, data collection methods and withdrawals and dropouts. A trainee clinical psychologist, independent from the review, also rated a random selection of the papers (n = 50%), and any disagreements were planned to be resolved via discussion.

Results

Overall summary of studies

A total of 10 studies were included in the systematic review, whereby the previously stated PRISMA flow diagram clearly outlines the screening phases in Fig. 1. A ‘study characteristics’ summary can be located in Table 3 in alphabetic order, to provide information regarding study context and statistical results. Following the second-rater screening, 100% agreement was reached on whether papers should be included or excluded during full-text reviewing. The studies included in this review contained either cohort studies (n = 4) or randomized controlled trials (n = 6), in order to explore the effectiveness of a CBT self-help intervention. Regarding geographic location, three of the studies took place in the United Kingdom (UK) (Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Hazell, Hayward, Cavanagh, Jones, & Strauss, Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Taylor, Strauss, & Cavanagh, Reference Taylor, Strauss and Cavanagh2021), three took place in the United States (US) (Gottlieb et al., Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Gottlieb, Romeo, Penn, Mueser, & Chiko, Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013; Granholm, Ben-Zeev, Link, Bradshaw, & Holden, Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012), two in Germany and/or Switzerland (Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016; Westermann, Rüegg, Lüdtke, Moritz, & Berger, Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020). Finally, one study occurred in Portugal (Almeida, Couto, Marques, Queirós, & Martins, Reference Almeida, Couto, Marques, Queirós and Martins2018) and one study was conducted in Canada (Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016). In terms of service context, all studies took place in and recruited individuals from community settings. Thus, services ranged from early intervention in psychosis services (Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018) to mental health rehabilitation centers (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018). The total number of participants included across the studies was 379. The sample included both male (n = 196), female (n = 182) and other (n = 1) participants. Mean participant average age ranged between 35.57 and 48.7 years. The mental health diagnosis of participants varied between studies, whereby three studies required participants to have a diagnosis of schizophrenia (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Gottlieb et al., Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016), three studies required participants to have a diagnosis of either schizophrenia or schizoaffective disorder (Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013; Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016), three studies required participants to have a diagnosis or experience of psychosis (Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Taylor et al., Reference Taylor, Strauss and Cavanagh2021) and, finally, one study had the requirement of a diagnosis of a schizophrenia spectrum disorder (Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020).

Table 3. Study characteristics

Note: N/A, Not Applicable; RAS, Recovery Assessment Scale; ES, Empowerment scale; GS-ES, General Self-Efficacy Scale; SSSS, Social Support Satisfaction Scale; PSPS, Personal and Social Performance Scale; PANSS, Positive and Negative Syndromes Scale; PSYRATS, The Psychotic Symptom Rating Scale; CDSS, Calgary Depression Scale for Schizophrenia; GAF, Global Assessment of Functioning Scale; ERS, Empowerment Rating Scale; EQ-5D-5L, Health Status and Quality of Life; BDI-II, Beck Depression Inventory 2; ILSS, Independent Living Skills Survey; BAVQ-R, The Belief about Voices Questionnaire; BPRS, Brief Psychiatric Rating Scale; PS, Paranoia Scale; SLOF, The Specific Levels of Functioning Scale; BCIS, The Beck Cognitive Insight Scale; HPSVQ, Hamilton Program for Schizophrenia Voices Questionnaire (voice-impact subscale); WHODAS.20, WHO Disability Assessment Schedule; R-GPTS, Paranoid Thoughts Scale; SPEQ-H, Specific Psychotic Experiences Questionnaire; SPEQ-H (hallucination subscale), Specific Psychotic Experiences Questionnaire; WSAS, Work and Social Adjustment Scale; WEMWBS, Warwick-Edinburgh Mental Well-being Scale; DASS-21, Depression, Anxiety and Stress Scale; PSQI, Pittsburgh Sleep Quality Index; ISI, Insomnia Severity Index; LSHS, Launay-Slade Hallucination Scale; WHOQOL, Quality of Life Measure.

In regard to CBT-based self-help intervention, studies varied in terms of their treatment modality. Thus, four of the studies administered the CBT self-help intervention either using a mobile phone through a texting service, or through an App (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Taylor et al., Reference Taylor, Strauss and Cavanagh2021). Similarly, four studies utilized an internet-based intervention (Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013, Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020) and the final two studies implemented standard written or paper-based self-help CBT treatments (Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016). From these interventions, they were either conducted unguided or guided by healthcare professionals. Five of the studies reported ‘guided’ interventions (Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016; Taylor et al., Reference Taylor, Strauss and Cavanagh2021; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020). Five of the papers reported ‘unguided’ or ‘self-guided’ interventions (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013, Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016). Interventions all ranged between six and twelve weeks in length. In order to measure the effectiveness of the CBT self-help interventions on psychotic symptoms, the most common outcome measure was the Positive and Negative Syndromes Scale (PANSS) which was used in six studies (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020). All studies measured effectiveness using a pre-post design to measure treatment effectiveness, however three of these had follow-up periods ranging from 22 weeks to 6 months (Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Gottlieb et al., Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020).

Study quality

Global ratings for quality appraisal can be found in Table 4. As presented, overall papers were rated as either weak (n = 5), moderate (n = 2) or strong (n = 3). Although high quality has not been achieved for all of the papers in this review, it is encouraging that half of the papers reported moderate to strong quality levels.

Table 4. Quality assessment scores – EPHPP quality assessment tool (Thomas et al., Reference Thomas, Ciliska, Dobbins and Micucci2004)

Varieties of CBT-based self-help interventions

Guided and unguided interventions

Five of the studies used a form of guided self-help intervention (Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016; Taylor et al., Reference Taylor, Strauss and Cavanagh2021; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020). Thus, Hazell et al. (Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018) involved providing 1:1 support to participants whereby qualified clinical psychologists guided participants through the self-help workbook throughout the eight, one-hour long sessions. The study by Naeem et al. (Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016) also included weekly support from health professionals, who guided participants through the self-help handouts and worksheets during the 1:1 therapy sessions. Similarly, Taylor et al. (Reference Taylor, Strauss and Cavanagh2021) incorporated a trainee clinical psychologist into intervention delivery, who supported participants to complete the smartphone self-help intervention by providing a meeting before completion of the program, as well as offering 30-min contacts per week to trouble-shoot any technical difficulties, barriers to engagement and help to implement the CBT strategies. Comparatively, Westermann et al. (Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020) implemented support to participants once a week by ‘guides’ who had at least a bachelor's degree in psychology. This support included checking through participants' online progress, provided written feedback and gave reminders to complete self-help tasks. Differing from the above studies, intervention guides within Granholm et al. (Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012) provided daily support to participants, by sending 12 text-messages across six days in the week which involved delivery of the self-help intervention, in text message form.

In regard to the additional papers, the five final studies reported the use of ‘unguided’ means (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013, Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016). For example, Gottlieb et al. (Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013) involved study staff who provided general information on the self-help intervention and were available throughout to answer any questions. Moritz et al. (Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016) provided video support throughout the entire intervention however, no personal feedback or direct therapeutic support was provided to participants. Both Almeida et al. (Reference Almeida, Couto, Marques, Queirós and Martins2018) and Gottlieb et al. (Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017) provided information before completion of the therapy, on how to use the program. Finally, Bucci et al. (Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018) involved video support within the intervention, explaining the therapy process. Weekly support was also given in order for participants to ask technical-based questions only.

Intervention platform

Appearing to reflect the shift towards remote therapies, two of the 10 papers included a face-to-face incorporated self-help CBT intervention (Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016). A variety of the interventions were conducted over the internet (Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013, Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020). The most common intervention was conducted using a mobile phone, either through an App (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Taylor et al., Reference Taylor, Strauss and Cavanagh2021) or alternatively using a text-messaging service (Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018).

CBT intervention principles

All papers reported the use of a self-help intervention based on CBT principles. Two of the 10 studies cited models which were used as part of the CBT self-help intervention. For example, Hazell et al. (Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018) involved a five-module intervention including topics of managing voices, targeting negative beliefs, targeting unhelpful beliefs, improving assertiveness and future planning of skills. Modules were based on the CBT model by Chadwick and Birchwood (Reference Chadwick and Birchwood1994), with the aim of reducing the impact of voices in people with psychosis. Similarly, Naeem et al. (Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016) discussed using a CBT-based model for schizophrenia, originally developed by Turkington et al. (Reference Turkington, Sensky, Scott, Barnes, Nur, Siddle and Kingdon2008), which involved modules of psychoeducation, dealing with hallucinations, paranoia, challenging thoughts, behavioral activation, problem-solving and improving communication skills. Some studies developed their own CBT-based protocols. For example, Gottlieb et al. (Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013, Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017) reported developing a CBT intervention with help from a clinical psychologist, an expert in CBT for psychosis. This intervention involved logging daily voice experience, rating distress, and program taught strategies to cope with the voice, video tutorials on psychosis and dysfunctional thinking, quizzes, and games to assist with applying concepts and practicing CBT coping skills. Strategies included self-monitoring, psychoeducation, cognitive distortions, and cognitive restructuring. Bucci et al. (Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018) similarly reported developing a CBT intervention called ‘Actissist’ with the help from patients and key stakeholders, based on the cognitive model of psychosis. This intervention incorporated challenging unhelpful thoughts, providing alternative thinking, and using helpful coping strategies. Almeida et al. (Reference Almeida, Couto, Marques, Queirós and Martins2018) also designed and tested their own CBT intervention for schizophrenia within an MDT. Part of the intervention involved modifying patients' beliefs about delusions and hallucinations. Finally, Granholm et al. (Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012) utilized a text messaging CBT intervention, ‘Mobile Assessment and Treatment for Schizophrenia’ MATS, which aimed to challenge unhelpful beliefs and incorporate the use of behavioral experiments. Both Moritz et al. (Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016) and Taylor et al. (Reference Taylor, Strauss and Cavanagh2021) incorporated interventions based on CBT frameworks. These typically included psychoeducation, thought challenging, and coping techniques for managing psychotic symptoms. Finally, Westermann et al. (Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020) incorporated a CBT-based intervention for psychosis which involved the modules of paranoid ideation, voice hearing, self-esteem, sleep hygiene, metacognition, depression, mindfulness, worrying, social competence and relapse prevention.

Effectiveness of CBT-based self-help interventions

All 10 studies explored the effectiveness of a form of CBT-based self-help intervention for psychotic symptoms. In addressing the second research question, this part of the narrative synthesis will focus on the effectiveness of the interventions in treating primarily psychotic symptoms, as well as other related symptoms.

RCT study findings

Psychosis outcomes

The effectiveness of CBT-based self-help on psychotic related symptoms were explored within all six RCT's (Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Gottlieb et al., Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020). Bucci et al. (Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018) firstly explored pre-post psychotic outcomes using the PANSS. Immediate treatment effects 12 weeks post-intervention were found to be large on negative and general symptoms for psychotic symptomology compared to the control group. However, large effects were not sustained at 22-week follow-up. Similarly, Hazell et al. (Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018) found large effects between groups on the HPSVQ, suggesting a large reduction in voice-hearing symptomology in psychotic presentations after completing the intervention post 12 weeks. Naeem et al. (Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016) also reported reductions in psychotic symptoms post-intervention at 16 weeks compared to the control group on the PANSS and PSYRATS. Large treatment effects were noted for positive, negative, and general symptoms of psychosis. In addition, significantly large treatment effects were found on the PSYRATS hallucination and delusion scales. Finally, Westermann et al. (Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020) found a significant small effect for post scores on the PANSS compared to the control group, as well as a small effect for the LSHS. Comparative to the studies which found an effect or significant finding, Gottlieb et al. (Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017) found no significant differences pre- and post-intervention on psychotic symptomology on the PSYRATS, BAVQ-R or The Paranoia Scale. Moritz et al. (Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016) also found there to be no effect on psychotic symptomology post-intervention on the PANSS and Paranoia Checklist compared to controls. Collectively, the majority of the studies report the benefits of CBT-based self-help on psychotic symptoms such as hallucinations and delusions; however, it is unclear whether effects are sustained over time due to lack of follow-up periods.

Secondary outcomes

Some psychosis-based studies also explored secondary outcomes, most of which were mental health related. Bucci et al. (Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018) found there to be a large effect for the reduction of depressive symptoms on the CDSS post intervention compared to the control group. Similarly, Moritz et al. (Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016) found there to be a large significant effect for depressive symptoms post-intervention compared to the control group on the CES-D, as well as a medium significant effect on the PHQ-9 measuring depression severity. Likewise, Hazell et al. (Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018) reported large significant effects between pre- and post-intervention scores on depression, anxiety, self-esteem levels, and overall mental well-being. These findings suggest that individuals who experienced CBT-based self-help for psychosis had improved scores on depression, anxiety, self-esteem, and overall mental wellbeing.

Gottlieb et al. (Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017) found a significant difference to occur between groups on a scale measuring daily functioning and daily living skills (SLOF) post-intervention. Similarly, Naeem et al. (Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016) found there to be a large significant effect on pre-post scores on the WHODAS 2.0 for functioning and disability.

Cohort study findings

Psychosis outcomes

The effectiveness of CBT-based self-help on psychotic related symptoms were explored within the four remaining cohort studies (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013; Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Taylor et al., Reference Taylor, Strauss and Cavanagh2021). Firstly, Almeida et al. (Reference Almeida, Couto, Marques, Queirós and Martins2018) reported significance on pre-post scores for the PANSS following an 8-week intervention, suggesting a high reduction in psychotic symptoms. Similarly, Gottlieb et al. (Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013) reported a significant difference pre-post intervention on the PSYRATS, suggesting a significant reduction in auditory hallucination level after a 10-week self-help intervention. Finally, Taylor et al. (Reference Taylor, Strauss and Cavanagh2021) reported a medium significant effect following intervention, on the R-GPTS, suggesting that paranoid thoughts significantly reduced following a period of intervention. In contrast to the majority of studies, Granholm et al. (Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012) reported no significant findings in pre-post scores on the PANSS following the 12-week text-message-based CBT self-help intervention. Similar to the RCT studies, longitudinal effects are unclear due to lack of follow-up periods.

Secondary outcomes

Almeida et al. (Reference Almeida, Couto, Marques, Queirós and Martins2018) reported significant findings between pre and post-test scores on measures of recovery (RAS), empowerment (ES), self-efficacy (GS-ES), social support (SSSS) as well as personal and social performance (PSPS), suggesting that an improvement of symptoms for those with psychosis were also found within these additional areas. In addition, Gottlieb et al. (Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013) reported significant findings post-intervention on the BPRS, a measure of general psychopathology, suggesting that scores significantly reduced following the intervention. Finally, Taylor et al. (Reference Taylor, Strauss and Cavanagh2021) reported small to large effects to occur post intervention on measures assessing for work and social adjustment (WSAS), insomnia (ISI), sleep quality (PSQI), depression, anxiety, and stress (DASS-21) and overall wellbeing (WEMWBS).

Discussion

50% of the papers investigated a form of ‘guided’ self-help whereby the intervention was supported by a facilitator (Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016; Taylor et al., Reference Taylor, Strauss and Cavanagh2021; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020). The remaining papers explored ‘unguided’ self-help, independent of a facilitator (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013, Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016). All studies were similar in the sense that no therapy support was provided in terms of therapeutic content. However, all studies provided a form of support to participants in regard to mostly technical aspects of accessing the intervention, as all unguided interventions were internet or mobile phone based. To summarize, it appears that both guided and unguided CBT-based self-help interventions have been developed for individuals with psychosis experience. In regard to intervention platform, most interventions were delivered either over the internet or through a mobile phone app (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013, Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016; Taylor et al., Reference Taylor, Strauss and Cavanagh2021; Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020), compared to only two face-to-face examples of interventions (Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016). It appears that heavy weighting is towards self-help interventions using remote means, in comparison to face-to-face contact. Finally, all studies involved a self-help intervention based on CBT principles. Some studies incorporated a CBT intervention based on an existing model (Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016), with the aim of reducing psychotic symptoms such as hallucinations and delusions. The majority of the studies developed their own CBT protocol (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013, Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012) with the similar aim of reducing psychotic symptoms through cognitive and behavioral strategies. Finally, the remaining two papers (Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016; Taylor et al., Reference Taylor, Strauss and Cavanagh2021) involved CBT interventions based on some CBT principles such as psychoeducation and thought challenging.

Psychosis outcomes

To summarize, it would appear that psychotic experiences significantly reduced following exposure to a self-help intervention based on CBT. Most notably, large significant treatment effects (Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016), and small significant effects (Westermann et al., Reference Westermann, Rüegg, Lüdtke, Moritz and Berger2020) were evidenced across the majority of the RCT's.

In reducing psychotic symptoms, however the longevity of the effects remains unclear. The two remaining studies (Gottlieb et al., Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016) reported no significant treatment benefits. A commonality between these two studies were their unguided means, which could tentatively pose questions as to whether unguided interventions are as effective as guided interventions. In view of the cohort studies, the majority of the studies reported significant findings on reducing psychotic experiences post-intervention (Almeida et al., Reference Almeida, Couto, Marques, Queirós and Martins2018; Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013; Taylor et al., Reference Taylor, Strauss and Cavanagh2021), however one study reported no significant benefit (Granholm et al., Reference Granholm, Ben-Zeev, Link, Bradshaw and Holden2012). It therefore appears that most evidence suggests the benefits that CBT self-help can have in treating multiple symptoms of psychosis.

Secondary outcomes

In view of the secondary outcomes, depression scores were commonly associated with significant treatment effect post intervention for psychosis (Bucci et al., Reference Bucci, Barrowclough, Ainsworth, Machin, Morris, Berry and Haddock2018; Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Moritz et al., Reference Moritz, Schröder, Klein, Lincoln, Andreou, Fischer and Arlt2016; Taylor et al., Reference Taylor, Strauss and Cavanagh2021), suggesting the benefit of CBT self-help in also reducing depressive symptoms in those with psychosis. Thus, tentative evidence was also found for the effectiveness of CBT self-help in various outcomes such as daily living skills and function (Gottlieb et al., Reference Gottlieb, Gidugu, Maru, Tepper, Davis, Greenwold and Mueser2017; Naeem et al., Reference Naeem, Johal, McKenna, Rathod, Ayub, Lecomte and Farooq2016), general psychological well-being (Gottlieb et al., Reference Gottlieb, Romeo, Penn, Mueser and Chiko2013; Taylor et al., Reference Taylor, Strauss and Cavanagh2021) and anxiety (Hazell et al., Reference Hazell, Hayward, Cavanagh, Jones and Strauss2018; Taylor et al., Reference Taylor, Strauss and Cavanagh2021). As the additional secondary outcomes varied greatly between each study, it is difficult to make firm conclusions, however it is clear that depression, daily living skills, general well-being and anxiety symptoms were most commonly found to improve post-intervention.

Strengths and limitations

This current review addressed a gap in the literature and acknowledged potential research ideas suggested by Scott et al. (Reference Scott, Webb and Rowse2015) in their previous review, whereby it was recommended that further research into CBT specific self-help for psychosis would be of relevance for clinical practice. This is therefore the first known review to explore solely the effectiveness of CBT-based self-help for psychosis, as well as providing further understanding of the varieties of CBT self-help interventions available for those experiencing psychosis. Various strengths can be identified in the review. Thus, a systematic approach abiding by a thorough PRISMA checklist was utilized in this review, whereby each stage of the process has been made transparent and concise for the reader. There are also some limitations which are important to acknowledge. Firstly, the majority of the studies were either rated as ‘weak’ (n = 5) or ‘moderate’ (n = 2) in quality which can impact on reliability of the study findings. More so, grey literature was excluded from this review due to the lack of peer-reviewed processes (Paez, Reference Paez2017). Therefore, niche, or emerging research findings may have been overlooked, which may have impacted the results. Furthermore, a variety of the papers involved in the review were a cohort design. Within these, the self-help CBT intervention was not compared to a control group, therefore creating difficulty in drawing meaningful assumptions regarding the effectiveness of the intervention, with lack of control for confounding variables. In addition, most of the studies did not include a follow-up after the intervention period. Of these, only three studies completed follow-ups between 22-weeks and six months. This makes it difficult to draw firm conclusions on the effectiveness of the self-help interventions over a longer period of time.

With regard to the limitations discussed within this review, there are several areas for direction of future research. As a large proportion of the studies were cohort in nature with the lack of a control group, future studies could focus on continuing to investigate the effectiveness of CBT-based self-help for psychosis within randomized controlled designs to increase methodological rigor. To address issues with lack of follow-ups, future studies could also ensure follow-up periods are included within their study design, to ascertain effectiveness of the interventions over time. Additionally, due to significant issues with quality ratings for the majority of the studies, further research could also focus on addressing methodological difficulties, creating high-quality research to review. A meta-analysis was not performed due to significant study heterogeneity (e.g. differences in outcome measures and samples) and issues with study quality. Thus, a replication of the current review once supplementary high-quality research has been completed would be advantageous, with the inclusion of a meta-analysis. This would enable more confidence to be drawn from this review, investigating the effectiveness of CBT-based self-help interventions for psychosis.

Conclusion

After weighing up the findings, this review provides credible evidence for the short-term effectiveness of CBT-based self-help for reducing symptoms of psychosis, whereby seven studies concluded the effectiveness in reducing psychotic symptomology post-treatment, however the longevity of effectiveness remains unclear. Some support has also been found for secondary outcomes such as depression, overall well-being, daily functioning, and anxiety across a small variety of studies, however additional research is needed to gain further certainty with these effects.

Supplementary material

The supplementary material for this article can be found at https://doi.org/10.1017/S0033291724001545.

Funding statement

No funding was received for this project and was completed as part of a doctoral thesis at the University of Sheffield, on the DClinPsy program.

Competing interests

None.

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Figure 0

Figure 1. PRISMA flow diagram

Figure 1

Table 1. Inclusion and exclusion criteria

Figure 2

Table 2. Search terms

Figure 3

Table 3. Study characteristics

Figure 4

Table 4. Quality assessment scores – EPHPP quality assessment tool (Thomas et al., 2004)

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