Hostname: page-component-78c5997874-s2hrs Total loading time: 0 Render date: 2024-11-04T21:58:01.409Z Has data issue: false hasContentIssue false

Empathy and the Evolutionary Emergence of Guilt

Published online by Cambridge University Press:  25 April 2022

Grant Ramsey*
Affiliation:
Institute of Philosophy, KU Leuven, Leuven, Belgium
Michael J. Deem
Affiliation:
Department of Human Genetics, Center for Bioethics & Health Law, University of Pittsburgh, Pittsburgh, PA, US
*
*Corresponding author. Email: [email protected]

Abstract

Guilt poses a unique evolutionary problem. Unlike other dysphoric emotions, it is not immediately clear what its adaptive significance is. One can imagine thriving despite or even because of a lack of guilt. In this article, we review solutions offered by Scott James, Richard Joyce, and Robert Frank and show that although their solutions have merit, none adequately solves the puzzle. We offer an alternative solution, one that emphasizes the role of empathy and posttransgression behavior in the evolution of guilt. Our solution, we contend, offers a better account of why guilt evolved to play its distinctive social role.

Type
Article
Copyright
© The Author(s), 2022. Published by Cambridge University Press on behalf of the Philosophy of Science Association

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Amodio, David M., Devine, Patricia G., and Harmon-Jones, Eddie. 2007. “A Dynamic Model of Guilt Implications for Motivation and Self-Regulation in the Context of Prejudice.” Psychological Science 18 (6):524–30.CrossRefGoogle ScholarPubMed
Averill, Patricia M., Diefenbach, Gretchen J., Stanley, Melinda A., Breckenridge, Joy K., and Lusby, Beth. 2002. “Assessment of Shame and Guilt in a Psychiatric Sample: A Comparison of Two Measures.” Personality and Individual Differences 32 (8):1365–76.CrossRefGoogle Scholar
Barrett, Karen Caplowitz. 1995. “A Functionalist Approach to Shame and Guilt.” In Self-Conscious Emotions: The Psychology of Shame, Guilt, Embarrassment, and Pride, edited by June Price Tangney and Kurt W. Fischer, 2563. New York: Guilford Press.Google Scholar
Baston, C. Daniel. 2009. “These Things Called Empathy: Eight Related but Distinct Phenomena.” In The Social Neuroscience of Empathy, edited by Decety, Jean and Ickes, William, 116. Cambridge, MA: MIT Press.Google Scholar
Batson, C. Daniel. 2015. What’s Wrong with Morality? A Social-Psychological Perspective. Oxford: Oxford University Press.CrossRefGoogle Scholar
Batson, C. Daniel, Ahmad, Nadia Y., and Stocks, Eric L.. 2016. “Benefits and Liabilities of Empathy-Induced Altruism: A Contemporary Review.” In The Social Psychology of Good and Evil, 2nd ed., edited by Arthur, G. Miller, 443–66. New York: Guilford Press.Google Scholar
Batson, C. Daniel, Early, Shannon, and Salvarani, Giovanni. 1997. “Perspective Taking: Imagining How Another Feels versus Imagining How You Would Feel.” Personality and Social Psychology Bulletin 23 (7):751–58.CrossRefGoogle Scholar
Bloom, Paul. 2016. Against Empathy: The Case for Rational Compassion. New York: Ecco.Google Scholar
Boehm, Christopher. 2012. Moral Origins: The Evolution of Virtue, Altruism, and Shame. New York: Basic Books.Google Scholar
Bornstein, Brian H., Rung, Lahna M., and Miller, Monica K.. 2002. “The Effects of Defendant Remorse on Mock Juror Decisions in a Malpractice Case.” Behavioral Sciences and the Law 20 (4):393409.CrossRefGoogle Scholar
Broom, Donald M. 2003. The Evolution of Morality and Religion. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Bybee, Jane, and Quiles, Zandra N.. 1998. “Guilt and Mental Health.” In Guilt and Children, edited by Bybee, Jane, 269–91. San Diego, CA: Academic Press.CrossRefGoogle Scholar
Coplan, Amy. 2011. “Will the Real Empathy Please Stand Up? A Case for a Narrower Conceptualization.” Southern Journal of Philosophy 49 (Spindel Supplement):4065.CrossRefGoogle Scholar
Daniel, Batson, C., and Weeks, Joy L.. 1996. “Mood Effects of Unsuccessful Helping: Another Test of the Empathy-Altruism Hypothesis.” Personality and Social Psychology Bulletin 22 (2):148–57.Google Scholar
de Waal, Franz B. M. 1996. Good Natured: The Origins of Right and Wrong in Humans and Other Animals. Cambridge, MA: Harvard University Press.CrossRefGoogle Scholar
de Waal, Franz B. M. 2006. Primates and Philosophers: How Morality Evolved. Princeton: Princeton University Press.CrossRefGoogle Scholar
de Waal, Franz B. M. 2008. “Putting the Altruism Back into Altruism: The Evolution of Empathy.” Annual Review of Psychology 59:279300.CrossRefGoogle ScholarPubMed
Deem, Michael J. 2016. “Dehorning the Darwinian Dilemma for Normative Realism.” Biology and Philosophy 31 (5):727–46.CrossRefGoogle Scholar
Deem, Michael J., and Ramsey, Grant. 2016. “Guilt by Association?Philosophical Psychology 29 (4):570–85.CrossRefGoogle Scholar
Drummond, Jesse D. K., Hammond, Stuart I., Satlof-Bedrick, Emma, Waugh, Whitney E., and Brownell, Celia A.. 2017. “Helping the One You Hurt: Toddlers’ Rudimentary Guilt, Shame, and Prosocial Behavior after Harming Another.” Child Development 88 (4):1382–97.CrossRefGoogle Scholar
Eisenberg, Nancy, Eggum, Natalie D., and Di Giunta, Laura. 2010. “Empathy-Related Responding: Associations with Prosocial Behavior, Aggression, and Intergroup Relations.” Social Issues Policy Review 4 (1):143–80.CrossRefGoogle ScholarPubMed
Estrada-Hollenbeck, Mica, and Heatherton, Todd F.. 1998. “Avoiding and Alleviating Guilt through Prosocial Behavior.” In Guilt and Children, edited by Bybee, Jane, 215–31. New York: Academic Press.CrossRefGoogle Scholar
Fessler, Daniel M. T., and Gervais, Matthew. 2010. “From Whence the Captains of Our Lives: Ultimate and Phylogenetic Perspectives on Emotions in Humans and Other Primates.” In Mind the Gap: The Origins of Human Universals, edited by Kappeler, Peter and Joan, B. Silk, 261–80. Heidelberg: Spring.CrossRefGoogle Scholar
Fowers, Blaine H. 2015. The Evolution of Ethics: Human Sociality and the Emergence of Ethical Mindedness. New York: Palgrave Macmillan.CrossRefGoogle Scholar
Frank, Robert H. 1988. Passions within Reason: The Strategic Role of the Emotions. New York: W. W. Norton and Company.Google Scholar
Garvey, Stephen P. 1998. “Aggravation and Mitigation in Capital Cases: What Do Jurors Think?Columbia Law Review 98 (6):1538–76.CrossRefGoogle Scholar
Gold, Gregg J., and Weiner, Bernard. 2000. “Remorse, Confession, Group Identity, and Expectancies about Repeating a Transgression.” Basic and Applied Social Psychology 22 (4):291300.CrossRefGoogle Scholar
Greenspan, Patricia S. 1995. Practical Guilt: Moral Dilemmas, Emotions, and Social Norms. New York: Oxford University Press.Google Scholar
Griffiths, Paul. 1997. What Emotions Really Are: The Problem of Psychological Categories. Chicago: University of Chicago Press.CrossRefGoogle Scholar
Harder, David W. 1995. “Shame and Guilt Assessment, and Relationships of Shame- and Guilt-Proneness to Psychopathology.” In Self-Conscious Emotions: The Psychology of Shame, Guilt, Embarrassment, and Pride, edited by June Price Tangney and Fischer, Kurt W., 368–92. New York: Guilford Press.Google Scholar
Harmon-Jones, Eddie, Kate Vaughn-Scott, Sheri Mohr, Sigelman, Jonathan, and Harmon-Jones, Cindy. 2004. “The Effect of Manipulated Sympathy and Anger on Left and Right Frontal Cortical Activity.” Emotion 4 (1):95101.CrossRefGoogle ScholarPubMed
Hatfield, Elaine, Rapson, Richard L., and Le, Yen-Chi L.. 2009. “Emotional Contagion and Empathy.” In The Social Neuroscience of Empathy, edited by Decety, Jean and Ickes, William, 1930. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Henrich, Joseph. 2004. “Cultural group selection, coevolutionary processes and large-scale cooperation.” Journal of Economic Behavior & Organization 53 (1):335.CrossRefGoogle Scholar
Hosser, Daniela, Windzio, Michael, and Greve, Werner. 2008. “Guilt and Shame as Predictors of Recidivism: A Longitudinal Study with Young Prisoners.” Criminal Justice and Behavior 35 (1):138–52.CrossRefGoogle Scholar
Jagers, Robert J., Morgan-Lopez, Antonio A., Howard, Terry-Lee, Browne, Dorothy C., Flay, Brian R., and Aya Coinvestigators, Aban. 2007. “Mediators of the Development and Prevention of Violent Behaviors.” Prevention Science 8 (3):171–79.CrossRefGoogle Scholar
James, Scott M. 2011. An Introduction to Evolutionary Ethics. Oxford: Wiley-Blackwell.Google Scholar
Jehle, Alayna, Miller, Monica K., and Kemmelmeier, Markus. 2009. “The Influence of Accounts and Remorse on Mock Jurors’ Judgments of Offenders.” Law and Human Behavior 33 (5):393404.CrossRefGoogle ScholarPubMed
Joyce, Richard. 2006. The Evolution of Morality. Cambridge, MA: MIT Press.Google Scholar
Keltner, Dacher, and Buswell, Brenda N.. 1996. “Evidence for the Distinctness of Embarrassment, Shame, and Guilt: A Study of Recalled Antecedents and Facial Expressions of Emotions.” Cognition and Emotion 10 (2):155–71.CrossRefGoogle Scholar
Laland, Kevin N., and Brown, Gillian R.. 2011. Sense and Nonsense: Evolutionary Perspectives on Human Behavior, 2nd ed. Oxford: Oxford University Press.Google Scholar
Langford, Dale J., Crager, Sara E., Zarrar Shehzad, Shad B. Smith, Susana G. Sotocinal, Jeremy S. Levenstadt, Mona Lisa Chanda et al. 2006. “Social Modulation of Pain as Evidence for Empathy in Mice.” Science 312 (5782):1967–70.CrossRefGoogle Scholar
Lindsay-Hartz, Janice, de Rivera, Joseph, and Mascolo, Michael F.. 1995. “Differentiating Guilt and Shame and Their Effects on Motivation.” In Self-Conscious Emotions: The Psychology of Shame, Guilt, Embarrassment, and Pride, edited by June Price Tangney and Fischer, Kurt W., 274300. New York: Guilford Press.Google Scholar
Luyten, Patrick, Fontaine, Johnny R. J., and Corveleyn, Jozef. 2002. “Does the Test of Self-Conscious Affect (TOSCA) Measure Maladaptive Aspects of Guilt and Adaptive Aspects of Shame? An Empirical Investigation.” Personality and Individual Differences 33 (8):1373–87.CrossRefGoogle Scholar
Martinez-Vaquero, Luis A., Ahh Han, The, Moniz Pereira, Luis, and Lenaerts, Tom. 2017. “When Agreement-Accepting Free-Riders Are a Necessary Evil for the Evolution of Cooperation.” Scientific Reports 7 (1):2478.CrossRefGoogle ScholarPubMed
Martinez-Vaquero, Luis A., Anh Han, The, Moniz Pereira, Luis, and Lenaerts, Tom. 2015. “Apology and Forgiveness Evolve to Resolve Failures in Cooperative Agreements.” Scientific Reports 5:10639.CrossRefGoogle ScholarPubMed
Miller, Christian. 2011. “Defining Empathy: Thoughts on Coplan’s Approach.” Southern Journal of Philosophy 49 (s1):6672.CrossRefGoogle Scholar
Moll, Jorge, Ricardo de Oliveira-Souza, Roland Zahn, and Grafman, Jordan. 2008. “The Cognitive Neuroscience of Moral Emotions.” In Moral Psychology, edited by Sinnott-Armstrong, Walter, 317. Cambridge, MA: MIT Press.Google Scholar
Nesse, Randolph M. 2016. “Social Selection Is a Powerful Explanation for Prosociality.” Behavioral and Brain Sciences 39:3536.CrossRefGoogle ScholarPubMed
O’Connor, Cailin. 2016. “The Evolution of Guilt: A Model-Based Approach.” Philosophy of Science 83 (5):897908.CrossRefGoogle Scholar
Panksepp, Jaak, and Biven, Lucy. 2012. The Archaeology of Mind: Neuroevolutionary Origins of Human Emotions. New York: Norton.Google Scholar
Pereira, Luís Moniz, Lenaerts, Tom, Martinez-Vaquero, Luis A., and The Anh Han. 2017a. “Evolutionary Game Theory Modeling of Guilt.” Paper presented at Symposium on Computational Modelling of Emotion: Theory and Applications 2017, Bath, United Kingdom.Google Scholar
Pereira, Luís Moniz, Lenaerts, Tom, Martinez-Vaquero, Luis A., and The Anh Han. 2017b. “Social Manifestation of Guilt Leads to Stable Cooperation in Multi-Agent Systems.” In Proceedings of the 16th International Conference on Autonomous Agents and Multiagent Systems, edited by Kate Larson and Michael Winikoff, 1422–30. Richland, SC: International Foundation for Autonomous Agents and Multiagent Systems.Google Scholar
Porter, Stephen, ten Brinke, Leanne, and Wilson, Kevin. 2009. “Crime Profiles and Conditional Release Performance of Psychopathic and Non-Psychopathic Sexual Offenders.” Legal and Criminological Psychology 14 (1):109–18.CrossRefGoogle Scholar
Povinelli, Daniel J., Nelson, Kurt E., and Boysen, Sarah T.. 1992. “Comprehension of Role Reversal in Chimpanzees: Evidence of Empathy?Animal Behavior 43 (4):633–40.CrossRefGoogle Scholar
Prinz, Jesse J. 2004. Gut Reactions: A Perceptual Theory of Emotions. Oxford: Oxford University Press.Google Scholar
Prinz, Jesse J. 2011. “Against Empathy.” Southern Journal of Philosophy 49 (s1):214–33.CrossRefGoogle Scholar
Radzik, Linda. 2009. Making Amends: Atonement in Morality, Law, and Politics. Oxford: Oxford University Press.CrossRefGoogle Scholar
Richerson, Peter, Ryan Baldini, Adrian V. Bell, Kathryn Demps, Karl, Frost, Hillis, Vicken, Mathew, Sarah et al. 2016. “Cultural Group Selection Plays an Essential Role in Explaining Human Cooperation: A Sketch of the Evidence.” Behavioral and Brain Sciences 39:168.CrossRefGoogle Scholar
Rosenstock, Sarita, and O’Connor, Cailin. 2018. “When It’s Good to Feel Bad: An Evolutionary Model of Guilt and Apology.” Frontiers in Robots and AI 5:9.CrossRefGoogle ScholarPubMed
Silfver, Mia. 2007. “Coping with Guilt and Shame: A Narrative Approach.” Journal of Moral Education 36 (2):169–83.CrossRefGoogle Scholar
Silk, Joan B., and Boyd, Robert. 2010. “From Grooming to Giving Blood: The Origins of Human Altruism.” In Mind the Gap: Tracing the Origins of Human Universals, edited by Kappeler, Peter and Joan, B. Silk, 223–44. Heidelberg: Springer.CrossRefGoogle Scholar
Smith, Joel. 2017. “What Is Empathy For?Synthese 194 (3):709–22.CrossRefGoogle Scholar
Snow, Nancy E. 2000. “Empathy.” American Philosophical Quarterly 37 (1):6578.Google Scholar
Sterelny, Kim. 2012. The Evolved Apprentice: How Evolution Made Humans Unique. Cambridge, MA: MIT Press.CrossRefGoogle Scholar
Strayer, Janet, and Roberts, William. 2004. “Empathy and Observed Anger and Aggression in Five-Year-Olds.” Social Development 13 (1):113.CrossRefGoogle Scholar
Svensson, Robert, Weerman, Frank M., Pauwels, Lieven J. R., Bruinsma, Gerben J. N., and Bernasco, Wim. 2013. “Moral Emotions and Offending: Do Feelings of Anticipated Shame and Guilt Mediate the Effect of Socialization on Offending?European Journal of Criminology 10 (1):2239.CrossRefGoogle Scholar
Tangney, June Price. 1996. “Conceptual and Methodological Issues in the Assessment of Shame and Guilt.” Behavior Research and Theory 34 (9):741–54.CrossRefGoogle ScholarPubMed
Tangney, June Price, Stuewig, Jeff, and Hafez, Logaina. 2011. “Shame, Guilt, and Remorse: Implications for Offender Populations.” Journal of Forensic Psychiatry and Psychology 22 (5):706–23.CrossRefGoogle ScholarPubMed
Tangney, June Price, Stuewig, Jeffrey, Malouf, Elizabeth T., and Youman, Kerstin. 2013. “Communicative Functions of Shame and Guilt.” In Cooperation and Its Evolution, edited by Sterelny, Kim, Joyce, Richard, Calcott, Brett, and Fraser, Ben, 485502. New York: MIT Press.Google Scholar
Teroni, Fabrice, and Deonna, Julien A.. 2008. “Differentiating Shame from Guilt.” Consciousness and Cognition 17 (3):725–40.CrossRefGoogle ScholarPubMed
Tracy, Jessica L., and Robins, Richard W.. 2006. “Appraisal Antecedents of Shame and Guilt: Support for a Theoretical Model.” Personality and Social Psychology Bulletin 32 (10):1339–51.CrossRefGoogle ScholarPubMed
Treeby, Matthew, Prado, Catherine, Rice, Simon M., and Crowe, Simon F.. 2016. “Shame, Guilt, and Facial Recognition: Initial Evidence for a Positive Relationship between Guilt-Proneness and Facial Emotion Recognition.” Cognition and Emotion 30 (8):1504–11.CrossRefGoogle ScholarPubMed
Wallbott, Harald G. 1998. “Bodily Expression of Emotion.” European Journal of Social Psychology 28 (6): 879–96.3.0.CO;2-W>CrossRefGoogle Scholar
Zahn-Waxler, Carolyn, Cole, Pamela M., Darby Welsh, Jean, and Fox, Nathan A.. 1995. “Psychophysiological Correlates of Empathy and Prosocial Behaviors in Preschool Children with Problem Behaviors.” Development and Psychopathology 7 (1):2748.CrossRefGoogle Scholar
Zahn-Waxler, Carolyn, and Van Hulle, Carol. 2012. “Empathy, Guilt, and Depression: When Caring for Others Becomes Costly to Children.” In Pathological Altruism, edited by Oakley, Barbara, Knafo, Ariel, Madhavan, Guruprasad, and Wilson, David Sloan, 321–44. Oxford: Oxford University Press.Google Scholar