Tertiary and Recent marine gastropods include in their ranks a complement of mechanically sturdy forms unknown in earlier epochs. Open coiling, planispiral coiling, and umbilici detract from shell sturdiness, and were commoner among Paleozoic and Early Mesozoic gastropods than among younger forms. Strong external sculpture, narrow elongate apertures, and apertural dentition promote resistance to crushing predation and are primarily associated with post-Jurassic mesogastropods, neogastropods, and neritaceans. The ability to remodel the interior of the shell, developed primarily in gastropods with a non-nacreous shell structure, has contributed greatly to the acquisition of these antipredatory features.

The substantial increase of snail-shell sturdiness beginning in the Early Cretaceous has accompanied, and was perhaps in response to, the evolution of powerful, relatively small, shell-destroying predators such as teleosts, stomatopods, and decapod crustaceans. A simultaneous intensification of grazing, also involving skeletal destruction, brought with it other fundamental changes in benthic community structure in the Late Mesozoic, including a trend toward infaunalization and the disappearance or environmental restriction of sessile animals which cannot reattach once they are dislodged. The rise and diversification of angiosperms and the animals dependent on them for food coincides with these and other Mesozoic events in the marine benthos and plankton.

The new predators and prey which evolved in conjunction with the Mesozoic reorganization persisted through episodes of extinction and biological crisis. Possibly, continental breakup and the wide extent of climatic belts during the Late Mesozoic contributed to the conditions favorable to the evolution of skeleton-destroying consumers. This tendency may have been exaggerated by an increase in shelled food supply resulting from the occupation of new adaptive zones by infaunal bivalves and by shell-inhabiting hermit crabs.

Marine communities have not remained in equilibrium over their entire geological history. Biotic revolutions made certain modes of life obsolete and resulted in other adaptive zones becoming newly occupied.

It is commonly believed that the brains of the ancestors of modern carnivores (miacids) were superior to (e.g., larger than) those of other early carnivores (creodonts and mesonychids). Examination of the fossil record of brains of early carnivores reveals no evidence to support that belief. Moreover, evolutionary trends towards increasing relative brain size and an expansion of neocortex are seen in both miacids and creodonts. The neocortex expanded in a different way in miacids than in creodonts and mesonychids (evidenced by different sulcal patterns), but the biological significance of the observed differences is unknown.

We believe that punctuational change dominates the history of life: evolution is concentrated in very rapid events of speciation (geologically instantaneous, even if tolerably continuous in ecological time). Most species, during their geological history, either do not change in any appreciable way, or else they fluctuate mildly in morphology, with no apparent direction. Phyletic gradualism is very rare and too slow, in any case, to produce the major events of evolution. Evolutionary trends are not the product of slow, directional transformation within lineages; they represent the differential success of certain species within a clade—speciation may be random with respect to the direction of a trend (Wright's rule).

As an a priori bias, phyletic gradualism has precluded any fair assessment of evolutionary tempos and modes. It could not be refuted by empirical catalogues constructed in its light because it excluded contrary information as the artificial result of an imperfect fossil record. With the model of punctuated equilibria, an unbiased distribution of evolutionary tempos can be established by treating stasis as data and by recording the pattern of change for all species in an assemblage. This distribution of tempos can lead to strong inferences about modes. If, as we predict, the punctuational tempo is prevalent, then speciation—not phyletic evolution—must be the dominant mode of evolution.

We argue that virtually none of the examples brought forward to refute our model can stand as support for phyletic gradualism; many are so weak and ambiguous that they only reflect the persistent bias for gradualism still deeply embedded in paleontological thought. Of the few stronger cases, we concentrate on Gingerich's data for Hyopsodus and argue that it provides an excellent example of species selection under our model. We then review the data of several studies that have supported our model since we published it five years ago. The record of human evolution seems to provide a particularly good example: no gradualism has been detected within any hominid taxon, and many are long-ranging; the trend to larger brains arises from differential success of essentially static taxa. The data of molecular genetics support our assumption that large genetic changes often accompany the process of speciation.

Phyletic gradualism was an a priori assertion from the start—it was never “seen” in the rocks; it expressed the cultural and political biases of 19th century liberalism. Huxley advised Darwin to eschew it as an “unnecessary difficulty.” We think that it has now become an empirical fallacy. A punctuational view of change may have wide validity at all levels of evolutionary processes. At the very least, it deserves consideration as an alternate way of interpreting the history of life.

A population of shells of the Cretaceous oyster Agerostrea mesenterica was obtained from a single locality. The age at death for each shell could be determined, and the population was deemed to be essentially undisturbed and capable of providing a mortality record of the local population averaged over a span of time. We measured four morphometric characters which, on the basis of a functional morphologic model, could be expected to have adaptive value. The frequency distribution of each character was analyzed separately for the three year old and for the six year and older specimens in order to determine which individuals died young and which survived to old age. Ontogenetic effects were separated from those of differential mortality by independent means. The results indicated that there was (1) directed selection for maximum curvature, (2) centripetal selection for a plica number of about 8, and (3) a net centripetal effect on both arc length and plica height, composed of selection against largest values coupled with a possible selection against smaller values that cannot be separated from ontogenetic effects. Only the selection for maximum curvature and optimal plica number can be reconciled with the predictions of the model.

Poecilozonites (Gastrelasmus) is an important component of the endemic land snail fauna of Pleistocene Bermuda. The type species P. circumfirmatus Redfield usually occurs in sympatry with its congener P. discrepans Pfeiffer, though each species is found alone at several localities. The species are less alike morphologically where they occur together than where they are allopatric. This allopatric convergence and sympatric divergence strongly suggests the biological interaction known as character displacement, often documented for living populations. The relatively complete fossil record of Bermuda offers advantages for studying this phenomenon. Collections can be made from a variety of microhabitats occupied through time. Statistical analysis of 1,600 individuals collected from more than 100 localities indicates that interspecific variation is primarily a function of the presence or absence of a congener and depends to a lesser degree on microhabitat. P. circumfirmatus undergoes a smaller morphological change between allopatry and sympatry than does P. discrepans. Study of relative abundances suggests that P. discrepans may have been competitively inferior, though no functional bases for differences between the species are known.

The distribution of numbers of species and the median number of species from 386 selected fossil communities are tabulated for high stress, variable nearshore, and open marine environments during the Lower, Middle, and Upper Paleozoic, the Mesozoic and the Cenozoic. The number of species always increases from high stress to variable nearshore to open marine environments. Within-habitat variation in number of species is small for long intervals of the Phanerozoic. The median number of species in communities from high stress environments remains fixed at about 8 from the Cambrian to the Pleistocene. In open marine environments, the median is near 30 for the Middle and Upper Paleozoic and almost the same for the Mesozoic. Increases of 50% in median number of species between the Lower and Middle Paleozoic and 2 times between the Mesozoic and Cenozoic occur in open marine environments with parallel, but less pronounced, increases in variable nearshore environments. Conditions controlling overall within-habitat species richness changed at those times. These changes do not correlate directly with evolution of new major taxa, change in physical conditions, predation, space availability or oxygen supply. They may be related to changes in resource availability influenced by factors such as the developing terrestrial flora, to lag-time inherent in the evolutionary process of diversification, or to as yet undetermined factors. Although provinciality determines total species richness for the biosphere, the within-habitat data suggest that the number of marine invertebrate species in the world has increased since the Middle Paleozoic, contrary to Raup's (1976b) contention, but possibly only by about 4 times, not the order of magnitude or more suggested by Valentine (1970).

The fossil record of Phanerozoic brachiopod genera and Late Cenozoic New World mammal genera is examined for evidence of evolutionary equilibria. One necessary (but insufficient) condition is met: within temporal intervals, numbers of originations correlate with numbers of extinctions. Eliminating temporally short-ranging brachiopods, however, reduces the correlation so that it explains only 16% of the variation. More decisive tests of the equilibrium hypothesis appear impossible with available data. Difficulties of temporal and geographic scale, taxonomic level, and ecological consistency must be resolved before equilibrium models can be applied in paleontology for other than inspiration.

More than 500 undistorted, unfragmented pedicle valves of Ambocoelia umbonata (Conrad) (Spiriferida, Brachiopoda) were recovered from each of four levels within a Middle Devonian fossil cluster. The fossil cluster, an ellipsoidal shell accumulation measuring one meter in diameter and 2 cm in thickness, was exhumed from an exposure of the Ludlowville Shale (Hamilton Group) of western New York. Size frequency histograms indicate that the brachiopod experienced very high levels of juvenile mortality, due, probably, to the effects of high bottom turbidity. Sedimentological and paleontological evidence indicates that the cluster represents a sequence of in situ benthic associations.

Size-independent variation was estimated by calculating the eigenvalue of the minor axis on a log-transformed plot of pedicle valve lengths and widths. The eigenvalue technique eliminates the effect of allometrically induced shape changes and is applicable to multicharacter analyses of morphological variability.

Size-independent variability among the larger individuals of Ambocoelia decreases in successively younger cluster populations. The decrease is not correlated with any observed or inferred change in substratum, diversity, equitability or turbidity.

Fragments of cheilostome and cyclostome bryozoans are the most common fossils in the mound structures commonly found in the Lower Danian limestones of southern Scandinavia. Sedimentological investigations and measurement of colony morphology combined with flume channel experiments indicate that: 1) The mounds were affected by unidirectional currents which created relatively high current velocities on the upstream flanks and summits, and low velocities on the downstream flanks and in the basins. 2) Colonies with slender stems and thin walls dominated in areas with low current velocities and those with thick stems and thick walls dominated in areas with high velocities. 3) The specific variability of the stem diameter was mainly controlled by the geometrical arrangement of the zooids. In general, species with a bilamellar arrangement of the zooids show high variability, whereas species with a radial arrangement show small variability. 4) Variation in the wall thickness is primarily related to the mode of growth of the individual zooids. In the ascophorans deposition was confined to the external surface of the stems. On the other hand, in the coilostegoid anascans the secondary skeletal material was deposited on all the internal surfaces of the zooids as well as on the external side of the cryptocyst. Cuticles do not seem to have been present in the secondary thickened part of the frontal wall of either the coilostegoid anascans or the ascophorans. 5) Calcareous material was deposited predominantly on the lower and older portions of the colony.

(1) Hydrodynamic principles and experiments with empty shells predict that pressure distributions around brachiopod shells generated by ambient currents should, depending on the orientation of the shell relative to the current, either augment or oppose the ciliary-driven flow of water through the lophophore. For living articulate brachiopods with plectolophes or spirolophes, orientations where the anterior-posterior axis of the shell is parallel to the current direction should result in pressure distributions which oppose active pumping. This effect should be strongest when the excurrent region of the shell faces into the current. Orientations where the anterior-posterior axis is perpendicular to the current direction should result in pressure distributions which act in concert with active pumping, most strongly when one of the incurrent regions is directed into the current. These effects are independent of specific shell shape.

(2) Laqueus californianus and Terebratulina unguicula actively reorient to currents in the laboratory, preferring orientations where the anterior-posterior axis of the shell is perpendicular to the current and the right-left axis is parallel to the current. Both species may traverse an arc as great as 120° to achieve their final orientation. Hemithyris psittacea also will actively reorient to currents, moving towards orientations where the anterior-posterior axis is perpendicular to the current. The maximum rotation observed for H. psittacea was 45°. Terebratalia transversa never reoriented in the laboratory.

(3) Using epifaunal hydroid colonies as indicators of current direction, both Hemithyris psittacea and Terebratalia transversa are oriented in nature with the anterior-posterior axis of the shell perpendicular to the prevailing currents. While scuba diving, I confirmed this orientation phenomenon for T. transversa by direct measurement of the orientation of the brachiopods relative to prevailing currents.

(4) Larval Terebratalia transversa avoid areas with current speeds greater than about 0.2 cm/s during metamorphosis and show no orientation to the ambient currents immediately after metamorphosis. Post-metamorphic T. transversa can actively reorient on the pedicle. The orientation observed in adults is probably achieved by active reorientation to local currents of post-zygolophe juveniles.

(5) Threshold current speeds for reorientation in Laqueus californianus and Terebratulina unguicula are low and approximately equal to the excurrent pumping speeds of each species; dynamic pressure rather than viscous entrainment is probably the relevant factor determining reorientation behavior.

The fossil record of echinoids is poor because soon after death they break apart into isolated plates. In the present seas regular echinoid species outnumber irregular species; whereas, in the Tertiary only 20% of the known echinoid species are regular. This suggests that regular echinoids are less likely to be preserved than irregular echinoids. The tests of regular echinoids are exposed to scavengers and currents upon their death, but irregular echinoids generally live buried in the sediment and are protected from these destructive forces. Furthermore, the tests of the regular echinoids lack the calcareous supports found in some irregular echinoids. The gut is not filled with sediment and its apical system is generally larger and more fragile. Finally, many regular echinoids live in environments less likely to be preserved in the sedimentary record.

Although the irregular echinoid is more likely to be fossilized, its record is poor during some periods in the past. Although 1,014 irregular echinoid species are known from the Eocene, only 83 species are known from the Paleocene and only 343 are known from the Oligocene. Is this reduction because fewer species lived then or because they have not been preserved?

The history of life is replete with apparent order. Much of this order may reflect the deterministic causes conventionally invoked, but we cannot be sure until we measure and subtract the order that arises in simple random systems. Consequently, we have constructed a random model that builds evolutionary trees by allowing lineages to branch and become extinct at equal probabilities. We proceed by dividing our simulated tree into clades and by comparing their sizes and shapes with the patterns exhibited by “real” clades as recorded by fossils.

We regard the similarity of real and random clades as the outstanding result of this comparison. In both real and random systems, extinct clades arising after an “ecological barrel” had been filled have their maximum diversity at the midpoint of their duration; clades arising during the initial “filling” reach an earlier climax during this preequilibrial period of rapid diversification. However, some potential differences also emerge. Clades still living are much larger than extinct clades. We may attribute this to the morphological superiority of survivors, but we can also simulate it in a model that chooses the originators of clades at random. Real clades undergo greater fluctuations in diversity than do random clades, but the effect is not marked.

Psychological evidence suggests that the visual outline of an object is the most important character for discriminating differences in external morphology. External morphology is an important taxonomic character in describing living and fossil species, for example, the blastoid Pentremites. Comparison of different views of the same specimen utilizing Fourier series suggests that the skeleton of Pentremites commonly is not rotationally symmetrical and that the asymmetry is not associated with any specific ray. Analysis of a growth series indicates that the amplitudes of the second and third harmonics are significantly correlated with growth, which is demonstrated to be anisometric. Definable changes in the lateral outline can be attributed to changes in harmonic amplitudes and a wide range of morphological forms comparable to known taxa can be generated by systematically varying the amplitudes of the first four harmonics. The population used in this study probably represents Pentremites robustus Lyon and is from Bangor Limestone in the abandoned Moulton Quarry, Lawrence County, Alabama.

Diversity data from stochastic phylogenies and from uniformly spaced Gaussian curves were subjected to Q-mode factor analysis in order to determine whether a few factors would account for a large percentage of the original variance. In both analyses, a small number of factors show systematic variations in time and account for more than 90% of original data variance. To further study the question of evolutionary pulsations, turnover rates were calculated between successive samples. These turnover rates indicate that stochastic phylogenies have pulses similar to those recorded in the fossil record. Large scale environmental changes are not required to explain such pulses. Therefore the observed existence in the real world of biologic diversity associations and evolutionary pulsations can as equally well be accounted for in a stochastic world (in which each species is an independent variable) as in a deterministic world. This supports the notion that there may be stochastic laws in paleontology akin to the gas laws of chemistry.

Forty-six specimens of Nautilus pompilius Linnaeus were captured in depths varying between 100 and 500 m outside of the fringing reef near Suva, Fiji Islands. Thirty-eight of the specimens were male. Air weight per individual varied between 347 and 630 g. Sexual dimorphism in size is indicated, since mature shell modifications (approximated septa, blackened aperture) were present in two females weighing about 350 g (soft parts plus shell) and one weighing slightly over 400 g; the smallest male showing mature shell modifications weighed 496 g. All newly captured specimens were heavier than seawater, with mean weight in seawater of 1.87 g determined for twenty-five specimens. Total volumes of cameral liquid ranged between 13.5 and 0 ml. Thirteen of twenty-five sampled specimens showed less than 1.0 ml of cameral liquid from all chambers. Average cameral liquid osmolarity was lower than that observed in sampled populations of N. macromphalus from New Caledonia and N. pompilius from the Philippine Islands. Maximum swimming rates were 0.25 m/sec. N. pompilius exhibits two common color polymorphs.

Euproops danae, a xiphosuran from the Mazon Creek (Braidwood) Fauna, had two sets of spines—genal and ophthalmic—extending from the posterior margin of its prosoma. In young individuals, the genal spines were longer than the ophthalmic spines. During growth, the relative length of each type of spine increased, but the rate of increase was much greater for ophthalmic spines. In order to explain these morphological and ontogenetic features, I have studied the hydrodynamic behavior of whole-animal models representing the actual morphology of E. danae, and various modifications thereof, at different body sizes. It can be argued that passive settling, while in an enrolled posture, was probably the primary defensive reaction that a swimming individual would have exhibited in response to an encounter with a potential predator. Experiments show that the array of spines on E. danae was an important control on the style of settling experienced by an enrolled individual. Models of the actual morphology settle steadily, while models with either longer or shorter prosomal spines tend to undergo lateral oscillations induced by turbulence in the wake. Steady fall would have rendered the horseshoe crab less perceptible to either the visual or lateral line systems of contemporary aquatic vertebrates, and thus a morphology capable of producing it would have been an important adaptation for reducing the risk of predation. This minimization of oscillatory movement would actually obtain for a variety of conceivable spine morphologies, but actual morphologies represent those ‘solutions’ which simultaneously optimize other aspects of spine function, such as mechanical protection. This optimum design changes during ontogeny because settling dynamics scale non-linearly with size. This work has both specific applications to the interpretation of similar structures in other arthropods and more general implications for the study of evolutionary functional morphology.

Five generalizations derived from the shell form of prosobranch gastropods are developed. (1) A univalve of more than one volution whose aperture lies in a plane that passes through the axis of coiling does not live with the aperture parallel to the substrate. (2) A univalve of more than one volution whose aperture lies in a plane that is tangential to the body whorl does live with the plane of the aperture parallel to the substrate. (3) Gastropods with tangential apertures, when extended, support the shell so that the center of mass of the shell and its contents is over the midline of the cephalopedal mass; this balancing of the shell may be accomplished either by regulatory detorsion, by inclination or by a combination thereof, to keep the center of gravity of the shell as low as possible. (4) Angulations or re-entrants in the gastropod aperture are usually indicative of inhalent or exhalent areas; inhalent areas are directed as far anteriorly as possible. (5) Gastropods having elongated apertures possess only a single gill and develop a water current through the mantle cavity from anterior to posterior along the long axis of the aperture; this axis is subparallel to the anterior-posterior axis of the foot.

These generalizations are then used as the basis for some deductive interpretations of behavioral modes of Paleozoic Gastropoda.

In the fossil record, biogeographic data at the species level are normally not adequately preserved to be utilized in the reconstruction of marine paleoprovinces; consequently, higher taxa are employed. Thus it is cogent to question whether modern marine provinces, which are generally recognized by their species content, are still distinctive at higher taxonomic levels. Similarity coefficients computed from the bivalve and gastropod faunas of six contiguous and five spatially separated modern provinces indicate that the present-day marine provinces are in fact recognizable at the generic and in most cases at the familial level. The deficiencies and biases of the fossil record obscure the distinctiveness and reduce the precision with which ancient provinces can be delimited. Nevertheless, paleoprovinces that are recognized from the distribution patterns of genera and families are clearly comparable to modern provinces that are determined by species distributions.

Models of “ideal” orthoconic shells having simple concave septa with minimal weight and maximal strength and analysis of 72 species of fossil orthocones and cyrtocones yield important insights into the physical principles underlying cephalopod shell design. The ideal septum is a spherical cap weighing only 77% of a hemispherical septum of equal strength. The septa of most longicones approximate this ideal shape while those of brevicones are less curved, probably owing to buoyancy problems. Increase in septal strength leads to weight increase unless the shell becomes more logiconic or septal spacing increases or both. However, increased spacing requires more cameral liquid for septum formation, thus reducing buoyancy. In ideal longicones, septal spacing resembles the cone radius for thick, strong septa but declines to half of the cone radius for thin, weak septa. In ideal intermediates and brevicones, spacings are respectively reduced by factors of about 2 and 4, with similar additional dependence on septal thickness. Most real septa resemble these ideal models.

The relative length of the body chamber to the phragmocone varies greatly between about 0.2 and 1.5, depending mainly on the wall thickness and to a lesser degree on the septal thickness, apical angle and body density. Removal of cameral liquid in the adult must be compensated for by additional growth to retain neutral buoyancy. The conditions for neutral equilibrium calculated for longicones with different “counterweights” indicate that: (1) cameral liquid only is least feasible; (2) half-and-half calcium carbonate and liquid results in one-third length and one-quarter volume reduction of the body chamber; (3) with calcium carbonate only, body chamber reduction is minimal. Real ‘counterweights’ appear to be intermediate between (2) and (3), providing the animal with horizontal stability, which is missing in (3). Most uncalcified siphuncles reduce the body chamber only slightly although they improve horizontal stability. If the wall attains full thickness only at the apical end of body chamber, the liquid-only ‘counterweight’ becomes feasible.

Laboratory and field collected sediments were x-rayed to document the array of biogenic sedimentary structures produced by the burrowing and feeding behavior of six species of marine intertidal annelid (Glycera robusta, Nephtys caecoides, Pectinaria californiensis, Notomastus magnus, Eupolymnia crescentis, and Cirriformia spirabrancha). Polychaete burrows were found to vary greatly in structural complexity with both errant (N. magnus) and relatively sessile forms (C. spirabrancha) producing a variety of biogenic structures. Sediment mixing by the tentacle-feeding polychaete C. spirabrancha was observed by sequentially x-raying an experimental field enclosure stratified with an opaque substance. The experiment demonstrates that tentacle-feeding polychaetes can influence the topography of the sediment-water interface and transport substantial amounts of near surface material downward.

Criteria by which fossil biogenic sedimentary structures, presumably produced by soft-bodied organisms, can be assigned a feeding function have been advanced by Walker (1972). Some of the assumptions inherent in feeding function analysis were applied, with varying degrees of success, to the biogenic structures of modern soft-sediment polychaetes.