Published online by Cambridge University Press: 29 November 2013
This article describes the application of transmission electron microscopy (TEM) to real-time, in situ dynamic observations of dislocations in strained epitaxial semiconductor heterostructures. Such experiments allow us to directly observe the formation, motion, and interaction of mis-fit dislocations. Preliminary extension of this work to the in situ measurement of the electrical properties of misfit dislocations will also be described.
The Fundamental Scientific Issue
It is well established that it is possible to grow a thin, coherent epitaxial layer on a substrate with a slightly different lattice parameter, as illustrated in Figure la. This concept is known as strained layer epitaxy. In the fields of semiconductor physics and device design, strained layer epitaxy offers many exciting new opportunities (see Reference 1 for a review). A coherently strained structure, however, will store an enormous elastic strain energy density in the epitaxial layer, due to the distortion of interatomic bonds. Therefore, as the epitaxial layer increases in thickness during growth, it will become increasingly energetically favorable to relax this strain energy. A number of relaxation routes exist: (1) roughening of the epitaxial layer surface (see, for example, Reference 2); (2) interdiffusion of the layers (this will generally only be significant at temperatures which are a large fraction of the layer melting temperatures (e.g., Reference 3)); and (3) introduction of a dislocation network into the substrate/epilayer interface, which as shown schematically in Figure lb, will allow the epitaxial layer to relax toward its bulk lattice parameter. This dislocation mechanism is the most prevalent strain relaxation mechanism at typical crystal growth and processing temperatures, and we concentrate on this mechanism in our experimental studies.