Published online by Cambridge University Press: 21 March 2019
This paper reframes the intellectual genealogy of Baʿthism in modern Syria through a close reading of the writings of one of its founding figures, Michel ʿAflaq. Rereading ʿAflaq's most important texts is part of a broader reconsideration of the intellectual history of modern Syria between nationalism and liberalism, revolution and reaction. While recognizing the traces of nineteenth-century German idealist philosophy and Romantic nationalism in ʿAflaq's thought, this piece complicates the conventional understanding of his work by showing a striking resemblance with the left-personalism of Emmanuel Mounier and the Esprit group. This unexplored connection constitutes a “missing link” in the intellectual genealogy of Baʿthism. As such, this article contributes to a more expansive and complicated global history of personalism. At the same time, this reconsideration of Michel ʿAflaq suggests a more compelling account of the making of modern Syria, a history with roots more tangled than historians have hitherto imagined.
This article is dedicated to three of my students: Murat Bozluolcay, Tim Louthan, and Samuel Prentice. I would also like to thank Omnia El-Shakry, Yoav Di-Capua, Anneka Lenssen, Esmat Elhalabi, Joel Beinin, and the anonymous reviewers from Modern Intellectual History for helpful comments. All translations are my own, unless otherwise indicated.
1 Batatu, Hanna, The Old Social Classes and the Revolutionary Movements of Iraq: A Study of Iraq's Old Landed and Commercial Classes and of Its Communists, Baʿthists, and Free Officers (Princeton, 1978), 722Google Scholar. The monumental book was originally published in three volumes, comprising three parts in the massive edition cited here, which remains an unmatched work of Middle East social history.
2 Batatu would later complete a comparably magnificent book on Syria, which still stands among the most important works of modern Syrian Studies, published, tragically, just before Batatu's untimely death. See Batatu, Hanna, Syria's Peasantry, the Descendants of Its Lesser Rural Notables, and Their Politics (Princeton, 1999)Google Scholar.
3 Batatu, Old Social Classes, 730. I remark here upon how unremarkable it was for friends, acolytes, and enemies to refer to ʿAflaq as a teacher. See, for example, al-Mardīnī, Zuhayr, al-Ustādh: qiṣṣat ḥayāt Mishil ʿAflaq (London, 1988)Google Scholar.
4 Said, Edward W., Beginnings: Intention and Method (New York, 1975)Google Scholar; Foucault, Michel, “Nietzsche, Genealogy, History,” in Essential Works of Foucault, 1954–1984, vol. 2, Aesthetics, Method, and Epistemology, ed. Faubion, James D. (New York, 1998), 369–91Google Scholar.
5 See Ḥalīm Ḥanna Asmar, al-Shakhṣānīyya fi al-fikr al-ʿarabī al-muʿāṣir: Renay Ḥabashī wa-Muḥammad ʿAzīz al-Ḥabābī (Personalism in Contemporary Arab Thought: René Habachi and Muḥammad ʿAzīz al-Ḥabābī) (n.p., 2007). While I am unaware of any detailed study of what I call “Arabic personalism(s),” Robyn Creswell discusses Charles Malik and the Cénacle libanais in relation to Arabic poetic modernism in his City of Beginnings: Poetic Modernism in Beirut (Princeton, 2018). On the relationship among personalism, Charles Malik, and human rights see Moyn, Samuel, “Personalism, Community, and the Origins of Human Rights,” in Hoffmann, Stefan-Ludwig, ed., Human Rights in the Twentieth Century (Cambridge, 2010), 85–106CrossRefGoogle Scholar; and Moyn, Christian Human Rights (Philadelphia, 2015)Google Scholar. There are many other figures in modern Arab/ic and Middle East intellectual history worthy of comparative study in this connection, including Antūn Saʿādah and Zakī al-Arsūzī, just to name two.
6 Hellman, John, “The Opening to the Left in French Catholicism: The Role of the Personalists,” Journal of the History of Ideas 34/3 (1973), 381–90CrossRefGoogle Scholar; Hellman, Emmanuel Mounier and the New Catholic Left, 1930–1950 (Toronto, 1981)Google Scholar.
7 This is a tendentious translation, one for which I advocate here and elsewhere, cognizant of the fact that the term is a referent for many things: “coup d’ é tat,” “overthrow” and “seizure” (of power), just to name a few relevant translations drawn from the mid-twentieth-century Baʿthist lexicon.
8 Pheng Cheah, Spectral Nationality: Passages of Freedom from Kant to Postcolonial Literatures of Liberation (New York, 2003).
9 Joseph Ilyās claims that ʿAflaq was born in 1912, not 1910, and that ʿAflaq himself propagated the “mistake” (sahw) so that he could matriculate at school in France earlier. Ilyas, Joseph, ʿAflaq al-Adīb: Dirāsa fī adabiyyat ʿAflaq (The Well-Mannered Intellectual: A Study in the Manners of Michel ʿAflaq) (Beirut, 1994)Google Scholar, 20 n. 1. The word adīb can mean a literary writer but it also harks to the venerable Islamic tradition of adāb.
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12 The third “founding father” of the Baʿth, Zakī al-Arsūzī, also studied (philosophy) at the Sorbonne just a few years before ʿAflaq and al-Bitar.
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15 Al-Bīṭār espoused a kind of scientific Marxism with more Nasseristic pan-Arabism. Although al-Bīṭār would briefly reconcile with Hāfiẓ al-Asad during the late 1970s, he was assassinated in Paris in 1980, where he had been living in exile. And while it has never been legally substantiated, the claim has been made that the regime had something to do with the action. al-Bitar, Salah al-Din, “The Major Deviation of the Ba'th Is Having Renounced Democracy,” MERIP Reports 110 (Nov.–Dec. 1982), 21–23CrossRefGoogle Scholar.
16 With ʿAflaq and al-Bīṭār effectively purged from the country, Zakī al-Arsūzī, an ʿAlawī from the northwestern coastal province of Alexandretta, became one of the chief intellectual resources for the Baʿth Party during the 1970s and 1980s, as Ḥāfiẓ al-Asad and his allies consolidated their grip on power and the ʿAflaqists were increasingly demonized, marginalized, and even forgotten in Syria. For a preliminary introduction to the writings of Zakī al-Arsūzī see Arsuzi-Elamir, Dalal, “Nation, State, and Democracy in the Writings of Zaki Al-Arsuzi,” in Schumann, Christoph, ed., Nationalism and Liberal Thought in the Arab East: Ideology and Practice (London, 2010), 66–91Google Scholar.
17 Babikian proposed that the figure the most influential on ʿAflaq's oeuvre was André Gide, and secondarily Ibn Khaldun. Babikian, N. Salem, “A Partial Reconstruction of Michel Aflaq's Thought: The Role of Islam in the Formulation of Arab Nationalism,” Muslim World 67/4 (1977), 280–94CrossRefGoogle Scholar.
18 Paul Berman, “Baathism: An Obituary,” New Republic, 14 Sept. 2012, at https://newrepublic.com/article/107238/baathism-obituary.
19 In a gleeful obituary of the Baʿthist regime in Iraq following its destruction by US occupation forces in 2003–4, Berman pre-iterated his callous interpretation. See Berman, Paul, Terror and Liberalism (New York, 2004)Google Scholar.
20 Patterson, David, A Genealogy of Evil: Anti-Semitism from Nazism to Islamic Jihad (Cambridge, 2011), 226Google Scholar.
21 Ibid., 226, my emphasis. Note the psycho-projection onto their “mind.” In order to better contextualize Patterson's mind see Patai, Raphael, The Arab Mind (New York, 1973)Google Scholar.
22 Achcar, Gilbert, The Arabs and the Holocaust: The Arab–Israeli War of Narratives (New York, 2010), 65–74Google Scholar. Achcar can be devastating: “Nothing indicates that Michel Aflaq had the least affinity for Nazism in his student days in France, unless one assumes that his purchase of a Nazi best seller proves that he was fascinated by Nazi doctrine.” Ibid., 67.
23 Berman, “Baathism: An Obituary.”
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25 Sternhell, Ni droite, ni gauche.
26 Hellman, Emmanuel Mounier and the New Catholic Left, 85. There is much to learn about Bergson in translation in Diagne, Souleymane Bachir, “Bergson in the Colony: Intuition and Duration in the Thought of Senghor and Iqbal,” Qui Parle 17/1 (2008), 125–45CrossRefGoogle Scholar.
27 Hellman, Emmanuel Mounier and the New Catholic Left, 86.
28 Ibid., 252.
29 The two men may very well have met in person at some point, though I have yet to unearth any such evidence.
30 Loubet del Bayle, Les non-conformistes des années 30, 139.
31 Moyn, “Personalism, Community, and the Origins of Human Rights,” 88.
32 Loubet del Bayle, Les non-conformistes des années 30, 339. The scholarship of Loubet del Bayle others demonstrates the splintering of personalism into multiple personalisms, including the “heroic personalism” of l'ordre nouveau, the “spiritual personalism” of Mounier and the Esprit group, and the “aristocratic personalism” of Thierry Maulnier and others.
33 Mounier, Emmanuel, “Refaire la renaissance,” Esprit 1/1 (1932), 5–51Google Scholar, at 7.
34 Mounier, Emmanuel, “Qu'est-ce que le personnalisme?” Esprit 3/27 (1934), 357–67Google Scholar, at 357.
35 Ibid. 358.
36 Ibid. 359.
37 Ibid. 361.
38 Ibid. 361, emphasis in the original.
39 Ibid. 367.
40 Kosicki, Piotr H., “L'avènement des intellectuels catholiques: Le mensuel Więź et les conséquences polonaises du personnalisme mounierien,” Vingtième siècle: Revue d'histoire 102/2 (2009), 31–47CrossRefGoogle Scholar, 31; Nguyen, Phi Vân, “The Vietnamization of Personalism: The Role of Missionaries in the Spread of Personalism in Vietnam, 1930–1961,” French Colonial History 17 (2017), 103–34CrossRefGoogle Scholar. I thank Esmet Elhalabi for this second reference.
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44 Batatu, The Old Social Classes, 731, cited in Achcar, The Arabs and the Holocaust, 70.
45 Batatu, The Old Social Classes, 730–31.
46 Ibid., 736.
47 Ibid., 731, my emphasis.
48 Kaylani, Nabil M., “The Rise of the Syrian Baʿth, 1940–1958: Political Success, Party Failure,” International Journal of Middle East Studies 3/1 (1972), 3–23CrossRefGoogle Scholar, 22.
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50 ʿAflaq, Michel, “Fi al-qawmiyya al-ʿarabiyya,” in ʿAflaq, Fi Sabīl Al-Baʿth (Beirut, 1959), 25–28Google Scholar. Although “nationalism” (al-qawmiyya) and “Arabness” (al-ʿurūba) occasionally collapse into one another in this paper, I am unconvinced that they are synonymous in the Baʿthist lexicon, a problem I deal with at greater length elsewhere. All translations throughout are my own unless otherwise indicated.
51 Bashkin, Orit, “Hybrid Nationalisms: Wa ṭ anī and Qawmī Visions in Iraq under ʿAbd Al-Karim Qasim, 1958–1961,” International Journal of Middle East Studies 43/2 (2011), 293–312CrossRefGoogle Scholar.
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53 Ibid., 27. What I have translated as “the organismic body” could also be rendered as “the living body” or “the vital body.” As I discuss below, the politics of translating ʿAflaq is intimately linked to political and philosophical interpretations of his thought.
54 Cheah, Spectral Nationality, 59.
55 ʿAflaq, “Fi al-qawmiyya al-ʿarabiyya,” 25. Please note that the Arabic word for “personality” or “personhood” (al-shakhṣiyya) is not the same word used for “personalism” (al-shakhṣāniyya).
56 Ibid., 26.
57 Ibid., 25.
58 Ibid., 26.
59 It would be possible to trace the connection further between Baʿthist thought and phenomenology, Heideggerian and otherwise, perhaps in a way that resonates with recent intellectual histories of phenomenology and politics. I have learned a great deal from Geroulanos, Stefanos, An Atheism That Is Not Humanist Emerges in French Thought (Stanford, 2010)CrossRefGoogle Scholar; and Gubser, Michael, The Far Reaches: Phenomenology, Ethics, and Social Renewal in Central Europe (Stanford, 2014)CrossRefGoogle Scholar.
60 ʿAflaq, “Fi al-qawmiyya al-ʿarabiyya,” 28.
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62 Michel ʿAflaq, “al-Qawmiyya ḥubb qabla kull shayʾ,” in ʿAflaq, Fi sabīl al-ba ʿ th, 29–30, at 29. These translations are my own.
63 ʿAflaq, “Fi al-qawmiyya al-ʿarabiyya,” 28.
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65 ʿAflaq, “al-Qawmiyya ḥubb qabla kull shay,” 29.
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68 Lewis, Bernard, “Islamic Concepts of Revolution,” in Vatikiotis, P. J., ed., Revolution in the Middle East, and Other Case Studies (proceedings of a seminar) (London, 1972), 30–40Google Scholar, at 39–40. Lewis infamously cited a classical Arabic usage of the term thawrah as having “meant to rise up (e.g. of a camel), to be stirred or excited, and hence, especially in Maghribi usage, to rebel. It is often used in the context of establishing a petty, independent sovereignty … The noun thawra at first means excitement.” Ibid., 38. Said famously lampooned this translation in response to Lewis's critical review of his 1978 Orientalism. Edward Said, “Orientalism: An Exchange,” New York Review of Books, 12 Aug. 1982, at www.nybooks.com/articles/1982/08/12/orientalism-an-exchange.
69 Batatu, The Old Social Classes, 739.
70 Subsequent ʿAflaqists and other Baʿthists would invent a subsidiary concept, “al-inqilābiyya,” a state of “being in inqilāb” or “overturned-ness,” which I would translate, perhaps inelegantly, as “revolutionism.” The history of al-inqilābiyya awaits further research. See, for example, Bīṭār, Nadīm, al-Aydiyūlūjiya al-Inqilābiyya (The Inqilabi Ideology) (Beirut, 1964)Google Scholar.
71 Michel ʿAflaq, “Ḥizb al-inqilāb,” in ʿAflaq, Fi sabīl al-baʿth, 91–5, at 91–2.
72 Ibid., 92.
73 Ibid., 92–3.
74 Mounier, Emmanuel, “Programme pour 1933,” Esprit 1/3 (1932), 363–69Google Scholar, at 364, emphasis in the original.
75 ʿAflaq, “Ḥizb al-inqilāb,” 93.
76 Ibid., 94.
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79 ʿAflaq, “Ḥizb al-inqilāb,” 95.
80 al-Kawākibī, ʿAbd al-Raḥmān, al-Aʿmāl al-kāmilah li al-Kawākibī, ed. Taḥḥān, Muḥammad Jamāl (Beirut, 1995)Google Scholar.
81 Michel ʿAflaq, “Ḥawla al-inqilāb wa-l-qadr wa-l-ḥurriyya,” in ʿAflaq, Fi sabīl al-baʿth, 151–4, at 151.
82 Ibid., 152.
83 Michel ʿAflaq, “Min maʿānī al-inqilāb,” in ʿAflaq, Fi sabīl al-baʿth, 145–50.
84 Ibid., 145.
85 Ibid. 146.
86 Michel ʿAflaq, “al-Ṣila bayna al-ʿurūba wa-l-fikra al-inqilābiyya,” in ʿAflaq, Fī sabīl al-baʿth, 132–6, at 134–5.
87 Ibid., 135.
88 ʿAflaq, “Min maʿānī al-inqilāb,” 147.
89 Ibid., 147.
90 On ʿAflaq's vision of time and temporality see, for example, Michel ʿAflaq, “al-Zaman wa-l-ḥaraka al-inqilābiyya,” in Fī sabīl al-baʿth , 129–31.
91 Ibid., 129.
92 Michel ʿAflaq, “al-Tanẓīm al-inqilābī,” in ʿAflaq, Fi sabīl al-baʿth, 126–8, at 126.
93 Ibid., 127.
94 ʿAflaq, “al-Tanẓīm al-inqilābī,” 127.
95 Michel ʿAflaq, “al-Baʿth al-ʿarabī huwa al-inqilāb,” in ʿAflaq, Fi sabīl al-baʿth, 101–5, at 101.
96 Ibid., 101–2. “Al-Mughālabah” may signify the overcoming or transcendence of a given state of being, as in the usage above; the term may also refer to one force or person over-power-ing another or others and then immobilizing or vanquishing them.
97 Ibid., 105.
98 Ibid.
99 Mounier, Le personnalisme, 35.
100 Ibid., 36.
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102 Ibid., 357.
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106 Butler, Judith, Subjects of Desire: Hegelian Reflections in Twentieth-Century France (New York, 1987)Google Scholar. See, too, Geroulanos, An Atheism That Is Not Humanist Emerges in French Thought, esp. 111–25.
107 Hellman, Emmanuel Mounier and the New Catholic Left, 9.
108 Cheah, Spectral Nationalism, 6.
109 Aron Lund, “The Miserable Afterlife of Michel Aflaq,” Syria in Crisis: Carnegie Middle East Center, 10 March 2014, at http://carnegie-mec.org/diwan/54844?lang=en.