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Fidelity in interpretation: Lord Hoffmann and The Adventure of the Empty House
Published online by Cambridge University Press: 02 January 2018
Abstract
This paper explores Dworkin's ‘law as a chain novel’ analogy and considers the recent work of Dworkin and MacCormick through close scrutiny of two recent judgments of Lord Hoffmann, in Barlow Clowes v Eurotrust International [2005] UKPC 37 and Barker v Corus [2006] UKHL 20. The aim is to examine Dworkin's theory in the context of recent English private law decisions and determine whether Lord Hoffmann's approach to interpretation is consistent with that of Dworkin (as his Lordship has contended in the past). It is argued that Lord Hoffmann's treatment of recent decisions on which he himself sat raises significant questions regarding fidelity, coherence and the institutional structure of the House of Lords.
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References
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73. The topic can only be adumbrated here, but may be considered in a subsequent project. To be clear, I do not intend to suggest that Lord Hoffmann should bear direct responsibility for this unhappy legislative intervention.
74. Dworkin, above n 4, at 3ff. See also the real case of Sindell v Abbott Laboratories 607 P 2d 924 (1980).
75. Barker, above n 15, at [44], citing the Supreme Court of California in Brown v Superior Court 751 P 2d 470 (1988); and at [45], citing the Court of Appeals of New York in Hymowitz v Eli Lilly & Co (1989) 539 NE 2d 1069.
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78. Above n 1.
79. Ibid, p 12.
80. The characters of Holmes and Watson have themselves been the subject of litigation: Conan Doyle v London Mystery Magazine (1949) 66 RPC 312 and Tyburn Productions Ltd v Conan Doyle [1991] Ch 75, although the latter case concerned the justiciability of foreign intellectual property rights in English courts.
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83. For example, the judgment of Munby J in Commerzbank AG v Price-Jones [2003] EWCA Civ 1663 at [48].
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85. Above n 53.
86. Kornhauser, LA and Sager, LG Unpacking the court’ (1986) 96 Yale LJ 82. CrossRefGoogle Scholar See also at 67–68.
87. For ease of discussion here, this section will refer in general to the structure of the House of Lords, whilst noting that the Privy Council's structure has related but distinct problems owing to a larger pool of judges and the general practice of issuing univocal judgments.
88. Professor Dickson has recently published a valuable appraisal of the practical aspects of the House's institutional structure, in anticipation of the transition to the Supreme Court for the United Kingdom: Dickson, B The processing of appeals in the House of Lords’ (2007) 123 LQR 571, Google Scholar especially 589–593.
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93. Likewise, coherence might be aided by the customary practice of the Privy Council of providing single majority judgments, with rare dissents if necessary.
94. OBG Ltd and Another v Allan and Others, Douglas and Others v Hello! Ltd and Others (No 3), Mainstream Properties Ltd v Young (Conjoined Appeals) [2007] UKHL 21, [2007] 4 All ER 545 at [303]. Continuing the theme of this paper, it should be observed that one of the protagonists in the Mainstream appeal was a Mr Moriarty.
95. Ibid.
96. I am grateful to Professor Briggs for this clarification. See also Mackie, above n 9.
97. [2003] UKHL 52, [2004] 1 AC 309.
98. Although further consideration of Rees is beyond the scope of this article, it should be noted in passing that the majority decision, in which Lord Bingham joined, itself placed a revelatory gloss on a previous decision of the House of Lords, McFarlane v Tayside Health Board [2000] 2 AC 59.
99. Yeo, TM Dishonest assistance: restatement from the Privy Council’ (2006) 122 LQR 171 Google Scholar at 172: Lord Walker also agreed with Lord Hoffmann in Barker.
100. Under s 42(1) of the Constitutional Reform Act 2005, the new Supreme Court is to adopt the existing practice in the House of Lords in this respect: any composition of judges will be permissible for a panel, subject to a quorum of three members and that there must be an odd number of judges. Conservatism on this point was favoured by a majority of responses to the government's consultation paper: see text to question 19 in the Summary of Responses to the Consultation Paper Constitutional Reform: A Supreme Court for the United Kingdom (January 2004), available at http://www.dca.gov.uk/consult/supremecourt/scresp.htm#part3. The Society of Legal Scholars (SLS) had advocated a shift to en banc, so as to avoid ‘speculation about what the outcome might have been had different judges sat’; see SLS Response to the Consultation Paper CP11/03, available at http://www.legalscholars.ac.uk/documents/cp.11.03.pdf. Of course, if the House were to sit en banc, it would be necessary to change the number of judges on the Appellate Committee to an odd number, to avoid the risk of an evenly split decision. The Supreme Court is to continue with 12 permanent members: s 23(2) of the Constitutional Reform Act 2005.
101. Kornhauser and Sager, above n 86, at 117. It should be noted that Kornhauser and Sager do not direct these conditions specifically at the House of Lords per se, but it is submitted that their conclusion is applicable.
102. For an account of different uses of ‘coherence’, see generally Raz, above n 33.
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