Hostname: page-component-586b7cd67f-tf8b9 Total loading time: 0 Render date: 2024-11-27T10:26:36.317Z Has data issue: false hasContentIssue false

Trial Judges' Participation in Plea Bargaining: An Empirical Perspective

Published online by Cambridge University Press:  01 January 1979

Rights & Permissions [Opens in a new window]

Abstract

Core share and HTML view are not available for this content. However, as you have access to this content, a full PDF is available via the ‘Save PDF’ action button.

The trial judge's role in plea bargaining is examined, using national survey data supplemented by observations and interviews. We analyze the frequency with which judges participate in plea discussions and the organizational, social, and legal contexts that affect the judicial role. Our data suggest the trial judge is often an important or crucial actor in the construction of plea agreements, a finding that contradicts much of the legal and social science literature. Several variables directly influence what role a judge will adopt, including self-perceived skill at negotiating and whether the state has a court rule or case law prohibiting or discouraging judicial participation. Future research should focus upon the impact of judicial participation in plea bargaining.

Type
Current Empirical Research
Copyright
Copyright © 1979 Law and Society Association.

Footnotes

This is a substantially revised version of a paper presented at the 1977 Annual Meeting of the Southern Political Science Association in New Orleans. We are grateful for the comments and criticisms of a number of individuals, especially Herbert Kritzer and Mary Lee Luskin.

References

ABRAMS, Norman (1971) “Internal Policy: Guiding the Exercise of Prosecutorial Discretion,” 19 UCLA Law Review 1.Google Scholar
ALFINI, James J. and John Paul, RYAN (1977) “Trial Judges' Participation in Plea Bargaining: How Much, Why, With What Results?” Presented at the Annual Meeting of the Southern Political Science Association, New Orleans.Google Scholar
ALFINI, James J. and DO AN, Rachel N. (1977) “A New Perspective on Misdemeanor Justice,” 60 Judicature 425.Google Scholar
ALSCHULER, Albert W. (1968) “The Prosecutor's Role in Plea Bargaining,” 36 University of Chicago Law Review 50.Google Scholar
ALSCHULER, Albert W. (1975) “The Defense Attorney's Role in Plea Bargaining,” 84 Yale Law Journal 1179.Google Scholar
ALSCHULER, Albert W. (1976) “The Trial Judge's Role in Plea Bargaining, Part I,” 76 Columbia Law Review 1059.Google Scholar
AMERICAN BAR ASSOCIATION. PROJECT ON MINIMUM STANDARDS FOR CRIMINAL JUSTICE (1968) Standards Relating to Pleas of Guilty. Chicago: American Bar Association.Google Scholar
AMERICAN BAR ASSOCIATION SECTION OF CRIMINAL JUSTICE (1977) 5(2) Criminal Justice k.10.1016/0047-2352(77)90014-9CrossRefGoogle Scholar
AMERICAN LAW INSTITUTE (1975) Model Code of Pre-Arraignment Procedure. Washington, D.C.: American Law Institute.Google Scholar
BATTLE, Jackson B. (1971) “In Search of the Adversary System: The Cooperative Practices of Private Criminal Defense Attorneys,” 50 Texas Law Review 60.Google Scholar
BAZELON, David L. (1973) “The Defective Assistance of Counsel,” 42 University of Cincinnati Law Review 1.Google Scholar
BEQUAI, August (1974) “Prosecutorial Decision-Making: A Comparative Study of the Prosecutor in Two Counties in Maryland,” 4 Police Law Quarterly 34.Google Scholar
BLUMBERG, Abraham S. (1966) “The Practice of Law as Confidence Game: Organizational Cooptation of a Profession,” 1 Law & Society Review 15.Google Scholar
BLUMBERG, Abraham S. (1967) Criminal Justice. Chicago: Quadrangle Books.Google Scholar
BOND, James E. (1976) “Plea Bargaining in North Carolina,” 54 North Carolina Law Review 823.Google Scholar
BUB ANY, Charles P. and Frank F., SKILLERN (1976) “Taming the Dragon: An Administrative Law for Prosecutorial Decision-Making,” 13 American Criminal Law Review 473.Google Scholar
CARTER, Lief (1974) The Limits of Order. Lexington, Mass.: Lexington Books.Google Scholar
CASPER, Jonathan D. (1972) American Criminal Justice: The Defendant's Perspective. Englewood Cliffs, N.J.: Prentice-Hall.Google Scholar
CHURCH, Thomas W. Jr. (1976) “Plea Bargains, Concessions, and the Courts: Analysis of a Quasi-Experiment,” 10 Law & Society Review 377.Google Scholar
COLE, George F. (1970) “The Decision to Prosecute,” 4 Law & Society Review 331.Google Scholar
COLE, George F. (1977) “Will Definite Sentences Make a Difference?” 61 Judicature 58.Google Scholar
COX, Sarah J. (1976) “Prosecutorial Discretion: An Overview,” 13 American Criminal Law Review 383.Google Scholar
DASH, Samuel (1968) “The Defense Lawyer's Role at the Sentencing Stage of a Criminal Case,” 54 Federal Rules Decisions 315.Google Scholar
DAWSON, Robert O. (1969) Sentencing. Boston: Little, Brown.Google Scholar
EISENSTEIN, James and Herbert, JACOB (1977) Felony Justice: An Organizational Analysis of Criminal Courts. Boston: Little, Brown.Google Scholar
FEELEY, Malcolm (1975) “The Effects of Heavy Caseloads.” Presented at the Annual Meeting of the American Political Science Association, San Francisco (September 5).Google Scholar
FEIT, Michael A. (1973) “Before Sentence is Pronounced: A Guide to Defense Counsel in the Exercise of his Postconviction Responsibilities,” 9 Criminal Law Bulletin 140.Google Scholar
FERGUSON, Gerard A. (1972) “The Role of the Judge in Plea Bargaining,” 15 Criminal Law Quarterly 26.Google Scholar
GALLAGHER, Kathleen (1974) “Judicial Participation in Plea Bargaining: A Search for New Standards,” 9 Harvard Civil Rights-Civil Liberties Law Review 29.Google Scholar
GURR, Ted Robert (1972) Politimetrics. Englewood Cliffs, N.J.: Prentice-Hall.Google Scholar
HEUMANN, Milton (1975) “A Note on Plea Bargaining and Case Pressure” 9 Law & Society Review 515.Google Scholar
HEUMANN, Milton (1978) Plea Bargaining: The Experiences of Prosecutors, Judges, and Defense Attorneys. Chicago: University of Chicago Press.Google Scholar
KOBLENZ, M. R. and P. STRONG, C. Jr. (1972) “Justice: A Word to Bargain,” 8 The Prosecutor 388.Google Scholar
KRANTZ, Sheldon, Charles, SMITH, David, ROSSMAN, Paul FRO, YD and Janis, HOFFMAN (1976) Right to Counsel in Criminal Cases: The Mandate of Argersinger v. Hamlin. Cambridge, Mass.: Ballinger.Google Scholar
LABOVITZ, Sanford (1967) “Some Observations on Measurements and Statistics,” 56 Social Forces 151.Google Scholar
LAGOY, Stephen P., Joseph J., SENNA and Larry J., SIEGEL (1976) “An Empirical Study on Information Usage for Prosecutorial Decision-Making in Plea Negotiations.” 13 American Criminal Law Review 435.Google Scholar
MATHER, Lynn M. (1974) “Some Determinants of the Method of Case Disposition: Decision-Making by Public Defenders in Los Angeles,” 8 Law & Society Review 187.Google Scholar
MCINTYRE, Donald M. and David, LIPPMAN (1970) “Prosecutors and Early Disposition of Felony Cases,” 56 American Bar Association Journal 1154.Google Scholar
MILLER, Herbert S., McDONALD, William F. and James A., CRAMER (1978) Plea Bargaining in the United States. Washington, D.C.: National Institute of Law Enforcement and Criminal Justice.Google Scholar
MORRIS, Norval (1974) The Future of Imprisonment. Chicago: University of Chicago Press.Google Scholar
NARDULLI, Peter F. (1976) “Criminal Justice Reform in Cook County Courts: Is More Always Better?” 2(8) Illinois Issues 5.Google Scholar
NEUBAUER, David W. (1974) Criminal Justice in Middle America. Morristown, N.J.: General Learning Corporation.Google Scholar
NIMMER, Raymond T. and Patricia Ann, KRAUTHAUS (1977) “Plea Bargaining: Reform in Two Cities,” 3 Justice System Journal 6.Google Scholar
O'LEARY, Vincent and Joan, NUFFIELD (1972) “Parole Decision-Making Characteristics: Report of a National Survey,” 8 Criminal Law Bulletin 651.Google Scholar
RYAN, John Paul, Allan, ASHMAN, Bruce D., SALES and SHANEDuBOW, Sandra (forthcoming) America's Trial Judges at Work: The Role of Organizational Influences. New York: The Free Press.Google Scholar
TUKEY, John W. (1977) Exploratory Data Analysis. Reading, Mass.: AddisonWesley.Google Scholar
U.S. NATIONAL ADVISORY COMMISSION ON CRIMINAL JUSTICE STANDARDS AND GOALS (1973) Courts. Washington, D.C.: Government Printing Office.Google Scholar
YALE LAW JOURNAL (1972) “Comment: Restructuring the Plea Bargain,” 82 Yale Law Journal 286.Google Scholar