Hostname: page-component-78c5997874-m6dg7 Total loading time: 0 Render date: 2024-11-05T13:55:46.154Z Has data issue: false hasContentIssue false

Neither survival nor accumulation: Marketisation and rural livelihood diversification in northern Vietnam

Published online by Cambridge University Press:  10 November 2020

Abstract

Building on ethnographic fieldwork in a northern Vietnamese village, this article explores how rural households have negotiated the opportunities and uncertainties of marketisation (Đổi Mới). I focus on the surprising ways local households have handled the state's push to diversify livelihoods and adopt commercial home-based sidelines: by means of being đa gi năng, a local term that means ‘keeping many livelihood options and never putting all eggs in one basket’. In pursuit of đa gi năng, local households have actively adopted home-based production even when they were doing well with paddy farming and faced no subsistence crisis. However, they have evaded what state officials want most: specialising in a single home-production enterprise in rational maximising ways to accumulate transformational wealth. The idea of đa gi năng calls into question two contrasting universal approaches to rural households’ motivations for livelihood diversification: either a desperate search for survival by passive victims of market forces, or a quest for wealth accumulation by rational maximisers without careful judgement of potential risks to one's family.

Type
Research Article
Copyright
Copyright © The National University of Singapore, 2020

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

I wish to express my most sincere gratitude to Susan Bayly for her invaluable comments on earlier drafts of this article. My special thanks also to the Editor and the Managing Editor of JSEAS for their guidance and support throughout the submission and peer-review process, and the journal's anonymous reviewers for their enormously constructive comments and suggestions.

References

1 On different forms and effects of marketisation within and beyond Asia, see Nonini, Donald, ‘Is China becoming neoliberal?’, Critique of Anthropology 28, 2 (2008): 145–76CrossRefGoogle Scholar; Burawoy, Michael and Verdery, Katherine, eds., Uncertain transition: Ethnographies of change in the postsocialist world (New York: Rowman & Littlefield, 1999)Google Scholar.

2 Fforde, Adam and Vylder, Stefan de, From plan to market: The economic transition in Vietnam (Boulder, CO: Westview, 1996)Google Scholar; Beresford, Melanie, ‘Doi Moi in review: The challenges of building market socialism in Vietnam’, Journal of Contemporary Asia 38, 2 (2008): 221–43CrossRefGoogle Scholar.

3 Luong, Hy Van and Unger, Jonathan, ‘Wealth, power, and poverty in the transition to market economies: The process of socio-economic differentiation in rural China and northern Vietnam’, China Journal 40 (1998): 6193CrossRefGoogle Scholar.

4 Phong, Dang, ‘Aspects of agricultural economy and rural life in 1993’, in Vietnam's rural transformation, ed. Kerkvliet, Benedict and Porter, Doug (Boulder, CO: Westview, 1995), pp. 165–84Google Scholar; Party, Vietnam Communist, Strategies for socio-economic development 1996–2000 [in Vietnamese] (Hanoi: National Politics, 1996)Google Scholar.

5 Ravallion, Martin and van de Walle, Dominique, Land in transition: Reform and poverty in rural Vietnam (Washington, DC: Palgrave Macmillan; World Bank, 2008)CrossRefGoogle Scholar. On the restrictions on the size of agricultural holdings, see Kerkvliet, Benedict, ‘Agricultural land in Vietnam: Markets tempered by family, community and socialist practices’, Journal of Agrarian Change 6, 3 (2006): 285305Google Scholar. Kerkvliet notes that a rice-farming household today is allowed no more than two to three hectares, which shows that the land regime is still influenced by socialist ideals rather than fully driven by capitalist market-based principles.

6 Lipton, David and Sachs, Jeffrey, ‘Privatization in Eastern Europe: The case of Poland’, Brookings Papers on Economic Activity 2 (1990): 293341CrossRefGoogle Scholar; Verdery, Katherine, The vanishing hectare: Property and value in postsocialist Transylvania (Ithaca, NY: Cornell University Press, 2003)CrossRefGoogle Scholar. For Vietnam, see Klaus Deininger and Songqing Jin, ‘Land sales and rental markets in transition: Evidence from rural Vietnam’, World Bank Policy Research Working Paper no. 3013 (Washington, DC: World Bank, 2003).

7 Kerkvliet and Porter, Vietnam's rural transformation; Vietnam Communist Party, Strategies for socio-economic development 1996–2000.

8 Throughout this article, I use pseudonyms for the village and all informants to protect their anonymity.

9 According to the 1993 Land Laws, villagers were granted a 20-year title over the new holdings, which they could sell, transfer, give to others and cultivate at will. However, officially villagers only have use-rights (quyền sử dụng), and all land belongs to ‘the entire people’ and is managed by the state, which retains absolute power to decide how land should be used and allocated. See Kerkvliet, ‘Agricultural land in Vietnam’.

10 Initially the households were happy to accept the compensation and give up the land, for an amount set by the district government. However, three years later, when the construction of the industrial park was nearly completed, virtually every household involved launched a much-publicised protest to pressure the district authorities to increase the compensation. Villagers said that they had learned that villagers in land appropriation projects elsewhere in Vietnam had received larger compensation. The protest ended when the district government gave villagers an additional compensation fee. Every household who had land appropriated was also granted title to a piece of unused state-owned land, equal to 5 per cent of the appropriated holdings, on a site next to the industrial park. The villagers were told to use the land for opening stalls to sell goods to workers in the industrial park as a replacement for the income they previously got from the appropriated land.

11 The idea of đa gi năng is not only embraced by older household members, but also by the younger villagers working in the industrial park. Most Xuan factory workers I know prefer to have a portfolio of livelihood strategies rather than to commit to factory work as a single livelihood. Most of them utilise the time outside factory working hours to tend their households’ arable fields and participate in other household livelihoods. See Chau, Lam Minh, ‘Actively cautious: Industrialization and rural livelihood choices in contemporary northern Vietnam’, South East Asia Research 26, 1 (2018): 2137CrossRefGoogle Scholar.

12 Hart, Gillian, ‘The dynamics of diversification in an Asian rice region’, in Development or deterioration? Work in rural Asia, ed. Koppel, Bruce, Hawkins, John and James, William (Boulder, CO: Lynne Reinner, 1994), pp. 4771Google ScholarPubMed; Ellis, Frank, ‘The determinants of rural livelihood diversification in developing countries’, Journal of Agricultural Economics 51, 2 (2000): 289302CrossRefGoogle Scholar.

13 Scott, James C., The moral economy of the peasant: Rebellion and subsistence in Southeast Asia (New Haven, CT: Yale University Press, 1976)Google Scholar; Popkin, Samuel, The rational peasant: The political economy of rural society in Vietnam (Berkeley: University of California Press, 1979)Google Scholar.

14 Agarwal, Bina, ‘Social security and the family: Coping with seasonality and calamity in rural India’, Journal of Peasant Studies 17, 3 (1990): 349CrossRefGoogle Scholar; Patnaik, Utsa, ‘New data on the arrested development of capitalism in Indian agriculture’, Social Scientist 35, 7–8 (2007): 4–23Google Scholar.

15 Pine, Frances, ‘Retreat to the household? Gendered domains in postsocialist Poland’, in Postsocialism: Ideals, ideologies and practices in Eurasia, ed. Hann, Chris (London: Routledge, 2002), pp. 95113Google Scholar; Humphrey, Caroline, The unmaking of Soviet life: Everyday economies after socialism (Ithaca, NY: Cornell University Press, 2002)CrossRefGoogle Scholar.

16 SDavies, usanna, Adaptable livelihoods: Coping with food insecurity in the Malian Sahel (London: Macmillan, 1996)CrossRefGoogle Scholar; Reardon, Thomas, ‘Using evidence of household income diversification to inform study of the rural nonfarm labor market in Africa’, World Development 25, 5 (1997): 735–47CrossRefGoogle Scholar; Yograj Gautam and Peter Andersen, ‘Rural livelihood diversification and household well-being: Insights from Humla, Nepal’, Journal of Rural Studies 44 (2016): 239–49.

17 Ho, Samuel, ‘Rural non-agricultural development in post-reform China: Growth, development patterns, and issues’, Pacific Affairs 68, 3 (1995): 360–91CrossRefGoogle Scholar; Zhang, Jianjun, Marketization and democracy in China (London: Routledge, 2008)CrossRefGoogle Scholar; Luong and Unger, ‘Wealth, power, and poverty’.

18 Fukuyama, Francis, ‘The end of history’, The National Interest 16 (1989): 318Google Scholar; Lipton and Sachs, ‘Privatization in Eastern Europe’.

19 Schwenkel, Christina and Leshkowich, Ann Marie, ‘Guest editors’ introduction: How is neoliberalism good to think Vietnam? How is Vietnam good to think neoliberalism?Positions 20, 2 (2012): 379401CrossRefGoogle Scholar. On the state as a powerful arbiter of today's marketisation, see also Gainsborough, Martin, Vietnam: Rethinking the state (Chiangmai: Silkworm, 2010)Google Scholar; Harms, Erik, Luxury and rubble: Civility and dispossession in the new Saigon (Berkeley: University of California Press, 2016)Google Scholar; Horat, Esther, Trading in uncertainty: Entrepreneurship, morality and trust in a Vietnamese textile-handling village (London: Palgrave Macmillan, 2019)Google Scholar.

20 Boholm, Asa, ‘The cultural nature of risk: Can there be an anthropology of uncertainty?’, Ethnos 68, 2 (2003): 159–78CrossRefGoogle Scholar. On uncertainty as culturally embedded and shaped by past experiences, also see Knight, Daniel Martyn, ‘Opportunism and diversification: Entrepreneurship and livelihood strategies in uncertain times’, Ethnos 80, 1 (2015): 117–44CrossRefGoogle Scholar.

21 Barrett, Christopher, ‘Food marketing liberalization and trader entry: Evidence from Madagascar’, World Development 25, 5 (1997): 763–77CrossRefGoogle Scholar; Reardon, Thomas, Taylor, Edward, Stamoulis, Kostas, Lanjouw, Peter and Balisacan, Arsenio, ‘Effects of nonfarm employment on rural income inequality in developing countries: An investment perspective’, Journal of Agricultural Economics 51, 2 (2000): 266–88CrossRefGoogle Scholar.

22 I do not suggest that households in Vietnamese craft villages have all sold their arable land and exited agriculture altogether. It is common for craft-making households to retain agricultural holdings. See Fanchette, Sylvie and Stedman, Nicholas, Discovering craft villages in Vietnam (Hanoi: IRD, 2009)Google Scholar. It does not mean, however, that they pursue a strategy of livelihood diversification comparable to the đa gi năng model. These craft-producing households still rely predominantly, and often exclusively, on craft production for income, and the arable land is retained not as an active income source. Instead it is common for craft-producing households to hire others to handle the farming, even incurring a loss to have their fields cultivated.

23 Akram-Lodhi, A. Haroon, ‘Vietnam's agriculture: Processes of rich peasant accumulation and mechanisms of social differentiation’, Journal of Agrarian Change 5, 1 (2005): 73116CrossRefGoogle Scholar; Luong and Unger, ‘Wealth, power, and poverty’.

24 Turner, Sarah, Bonnin, Christine and Michaud, Jean, Frontier livelihoods: Hmong in the Sino–Vietnamese borderlands (Seattle: University of Washington Press, 2015)Google Scholar.

25 Stark, Oded, The migration of labor (Cambridge: Basil Blackwell, 1991)Google Scholar; Stark, Oded and Bloom, David, ‘The new economics of labor migration’, American Economic Review 75, 2 (1985): 175Google Scholar.

26 Phong, Dang, The history of Vietnam's economy (1945–2000) [in Vietnamese] (Hanoi: Social Science Publishing House, 2002)Google Scholar.

27 Kerkvliet, Benedict and Selden, Mark, ‘Agrarian transformation in China and Vietnam’, Annual Review of Anthropology 30 (1998): 139–61Google Scholar.

28 The fear of losing their landholdings originates not only from villagers’ understanding of the contemporary state land policies, but also from painful memories of the fragility of land possession in the pre-Renovation period, notably during the land reform (late 1950s) and the establishment of agricultural cooperatives (early 1960s). See Chau, Lam Minh, ‘Negotiating uncertainty in late-socialist Vietnam: Households and livelihood options in the marketizing countryside’, Modern Asian Studies 53, 6 (2019): 1701–735CrossRefGoogle Scholar.

29 Bayly, Susan, Asian voices in a post-colonial age: Vietnam, India and beyond (Cambridge: Cambridge University Press, 2007)Google Scholar.

30 The colloquial name for Porcine Reproductive and Respiratory Syndrome.

31 US$1 was roughly VND24,000 at the time of writing.

32 Hart, ‘The dynamics of diversification in an Asian rice region’.

33 Deborah F. Bryceson, ‘African rural labour, income diversification and livelihood approaches: A longterm development perspective’, Review of African Political Economy 26, 80 (1999): 171–89; Barrett, Christopher, Bezuneh, Mesfin and Aboud, Abdillahi, ‘Income diversification, poverty traps and policy shocks in Côte d'Ivoire and Kenya’, Food Policy 26, 4 (2001): 367–84CrossRefGoogle Scholar; Scott, The moral economy of the peasant.

34 Reardon, Thomas, Delgado, Christopher and Matlon, Peter, ‘Determinants and effects of income diversification amongst farm households in Burkina Faso’, Journal of Development Studies 28, 2 (1992): 264–96CrossRefGoogle Scholar; Loison, Sarah, ‘Rural livelihood diversification in sub-Saharan Africa: A literature review’, Journal of Development Studies 51, 9 (2015): 1125–38CrossRefGoogle Scholar.