Hostname: page-component-586b7cd67f-r5fsc Total loading time: 0 Render date: 2024-11-24T23:41:01.699Z Has data issue: false hasContentIssue false

Policy Preferences and Legal Interpretation

Published online by Cambridge University Press:  21 October 2022

Ward Farnsworth
Affiliation:
University of Texas
Dustin Guzior
Affiliation:
Sullivan & Cromwell LLP
Anup Malani
Affiliation:
University of Chicago

Abstract

This article presents an empirical study of statutory interpretation. Respondents were asked to read statutes and answer questions about how they should be applied to simple cases. The results suggest, first, that it is difficult to separate judgments about the linguistic meaning of a statute from policy preferences about it. Different ways of framing the interpretive question have consequences, however; asking how an ordinary reader would interpret a text helps produce answers that are distinct from a respondent’s own preferences about it. The article considers why this might be so and discusses implications for the interpretation of statutes by courts.

Type
Research Article
Copyright
© 2013 by the Law and Courts Organized Section of the American Political Science Association. All rights reserved.

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

We thank Jack Beermann, Frank Easterbrook, Einer Elhauge, William Eskridge, David Klein, Gary Lawson, Richard Posner, Stephen Williams, and three anonymous reviewers, as well as workshop participants at the University of Chicago, Boston University, and the University of California, Irvine, for helpful comments. We thank Adam Badawi, Anthony Casey, Mary Anne Franks, Adam Muchmore, Anthony Niblett, and Arden Rowell for helping to administer surveys at the University of Chicago Law School. We thank Phoebe Holtzman for her research assistance. Malani thanks the Samuel J. Kersten Faculty Fund and the Microsoft Fund for financial support.

References

Babcock, Linda, George Loewenstein, Samuel Issacharoff, and Colin Camerer. 1995. “Biased Judgments of Fairness in Bargaining.American Economic Review 85:1337–43.Google Scholar
Braman, Eileen. 2006. “Reasoning on the Threshold: Testing the Separability of Preferences in Legal Decisionmaking.Journal of Politics 68:308–21.CrossRefGoogle Scholar
Easterbrook, Frank H. 2010. “Judges as Honest Agents.Harvard Journal of Law and Public Policy 33 (3): 915–23.Google Scholar
Elster, Jon. 1999. Alchemies of the Mind: Rationality and the Emotions. Cambridge: Cambridge University Press.Google Scholar
Farnsworth, Ward. 2005. “Signatures of Ideology: The Case of the Supreme Court’s Criminal Docket.Michigan Law Review 104:67100.Google Scholar
Farnsworth, Ward, Dustin Guzior, and Anup Malani. 2010. “Ambiguity about Ambiguity: An Empirical Inquiry into Legal Interpretation.Journal of Legal Analysis 2:257300.CrossRefGoogle Scholar
Gilovich, Thomas. 1991. How We Know What Isn’t So: The Fallibility of Human Reason in Everyday Life. New York: Free Press.Google Scholar
Gluck, Abbe R. 2010. “The States as Laboratories of Statutory Interpretation: Methodological Consensus and the New Modified Textualism.Yale Law Journal 119:17501862.Google Scholar
Goodman, Kenneth S. 1985. “Unity in Reading.” In Theoretical Models and the Processes of Reading. 3rd. ed., ed. Harry Singer and Ruddell, Robert B.. Newark, DE: International Reading Association.Google Scholar
Loewenstein, George, Samuel Issacharoff, Colin Camerer, and Linda Babcock. 1993. “Self-Serving Assessments of Fairness and Pretrial Bargaining.Journal of Legal Studies 22 (1): 135–59.CrossRefGoogle Scholar
Manning, John F. 2005. “Textualism and Legislative Intent.Virginia Law Review 91:419–50.Google Scholar
Mullins, Morell E. Sr.. 2003.ndash;4. “Tools Not Rules: The Heuristic Nature of Statutory Interpretation.Journal in Legislation 30:176.Google Scholar
Nisbett, Richard E., and Timothy De Camp Wilson. 1977a. “The Halo Effect: Evidence for Unconscious Alteration of Judgments.Journal of Personality and Social Psychology 35 (4): 250–56.CrossRefGoogle Scholar
Nisbett, Richard E. 1977b. “Telling More than We Can Know: Verbal Reports on Mental Processes.Psychology Review 84 (3): 231–59.CrossRefGoogle Scholar
Scalia, Antonin. 1998. A Matter of Interpretation: Federal Courts and the Law. Princeton, NJ: Princeton University Press.Google Scholar
Simon, Dan, and Nicholas Scurich. 2011. “Lay Judgments of Judicial Decision Making.Journal of Empirical Legal Studies 8 (4): 709–27.CrossRefGoogle Scholar
Smith, Frank. 1994. Understanding Reading. 5th ed. Hillsdale, NJ: Lawrence Erlbaum.Google Scholar
Solan, Lawrence M. 1998. “Law, Language and Lenity.William and Mary Law Review 40 (1): 57–144.Google Scholar
“Textualism as Fair Notice.” 2009. Harvard Law Review 123:542–63.Google Scholar
Vermeule, Adrian. 1998. “Legislative History and the Limits of Judicial Competence: The Untold Story of Holy Trinity Church.Stanford Law Review 50 (6): 1833–96.CrossRefGoogle Scholar
Vermeule, Adrian. 2009. “Foreword: System Effects and the Constitution.Harvard Law Review 123 (4): 64–65.Google Scholar