Hostname: page-component-cd9895bd7-gxg78 Total loading time: 0 Render date: 2024-12-24T12:44:56.920Z Has data issue: false hasContentIssue false

Democracy without political parties: the case of ancient Athens

Published online by Cambridge University Press:  30 May 2019

George Tridimas*
Affiliation:
University of Ulster, Department of Accounting, Finance and Economics, Newtownabbey, Co. Antrim, BT37 0QB, UK
*
*Corresponding author. Email: [email protected]

Abstract

Political parties, formal, durable and mass organizations that inform voters on public policy issues, nominate candidates for office and fight elections for the right to govern, are ubiquitous in modern representative democracies but were absent from the direct participatory democracy of ancient Athens. The paper investigates how the political institutions of Athens may explain their absence. The arguments explored include voter homogeneity; the conditions at the start of the democracy, characterized by single constituency configuration of the demos, simple majority voting and lack of organized groups; the irrelevance of holding public office for determining public policy; appointment to public posts through sortition; and voting on single-dimension issues. The paper then discusses how in the absence of parties voters became informed and how political leaders were held accountable by the courts.

Type
Research Article
Copyright
Copyright © Millennium Economics Ltd 2019 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Achen, C. H. and Bartels, L. M. (2016), Democracy for Realists: Why Elections Do Not Produce Responsive Governments, Princeton: Princeton University PressGoogle Scholar
Aldrich, J. (1983a), ‘A Downsian Spatial Model with Party Activism’, Public Choice, 4(1): 63100.Google Scholar
Aldrich, J. (1983b), ‘A Spatial Model with Party Activists: Implication for Electoral Dynamics’, American Political Science Review, 77(4): 974990.Google Scholar
Aldrich, J. (1995), Why Parties? Chicago: University of Chicago.Google Scholar
Alesina, A. and Spear, S. E. (1988), ‘An Overlapping Generations Model of Electoral Competition’, Journal of Public Economics, 37(3): 359379.Google Scholar
Ansolabeherer, S. and Socorro Puy, M. (2017), ‘Identity Voting’, Public Choice, 169(1): 7795.Google Scholar
Bawn, K., Cohen, M., Karol, D., Masket, S., Noel, H. and Zaller, J. (2012), ‘A Theory of Political Parties: Groups, Policy Demands and Nominations in American Politics’, Perspectives on Politics, 10(3): 571597.Google Scholar
Boix, C. (2007), ‘The Emergence of Parties and Party Systems’, in Boix, C. and Stokes, S. (eds), Oxford Handbook of Comparative Politics, Oxford: Oxford University Press, pp. 499521.Google Scholar
Brennan, G. and Hamlin, A. (1999), ‘On Political Representation’, British Journal of Political Science, 29(1): 109127.Google Scholar
Brock, R. (2013), ‘Hetaireia’, in Bagnall, R. S., Brodersen, K., Champion, C. B., Erskine, A. and Huebner, S. R. (eds), The Encyclopedia of Ancient History, Malden, MA: Wiley-Blackwell, pp. 31963197.Google Scholar
Caramani, D. (2011), ‘Party systems’, in Caramani, D. (ed.), Comparative Politics, Oxford: Oxford University Press, pp. 237258.Google Scholar
Cartledge, P. (2016), Democracy: A Life, New York: Oxford University Press.Google Scholar
Congleton, R. D. (2011), Perfecting Parliament: Constitutional Reform and the Origins of Western Democracy, Cambridge: University Press, Cambridge.Google Scholar
Dalton, R. J. (2002) ‘Political Cleavages, Issues and Electoral Change’, in LeDuc, L., Niemi, R. and Norris, P. (eds), Comparing Democracies, New Challenges in the Study of Elections and Voting, vol. 2, London: Sage Publications, pp. 189209.Google Scholar
Davies, J. K. (1993), Democracy and Classical Greece, London: Fontana Press.Google Scholar
Economou, E. M. L. and Kyriazis, N. (2016), ‘Choosing Peace against War Strategy: A History from the Ancient Athenian Democracy’, Peace Economics, Peace Science and Public Policy, 22(2): 191212.Google Scholar
Engen, D. T. (2005), ‘Ancient Greenbacks: Athenian Owls: The Law of Nicophon, and the Greek Economy’, Historia: Zeitschrift für Alte Geschichte, 54(4): 359381.Google Scholar
Fleck, R. and Hanssen, A. (2012), ‘On the benefits and costs of legal expertise: Adjudication in Ancient Athens’, Review of Law and Economics, 8(2): 367399.Google Scholar
Fleck, R. and Hanssen, A. (2018), ‘Ancient Greece: Democracy and Autocracy’, in Congleton, R., Grofman, B. and Voigt, S. (eds), Oxford Handbook of Public Choice, Volume 2, Oxford: Oxford University Press, pp. 745759.Google Scholar
Forsdyke, S. (2005), Exile, Ostracism and Democracy: The Politics of Expulsion in Ancient Greece, Princeton: Princeton University Press.Google Scholar
Hamlin, A. and Jennings, C. (2011), ‘Expressive Political Behaviour: Foundations, Scope and Implications’, British Journal of Political Science, 41(3): 645670.Google Scholar
Hammond, N. G. L. (1988), ‘The Expedition of Xerxes’, in Boardman, J., Hammond, N. G. L., Lewis, D. M. and Ostwald, M. (eds) Cambridge Ancient History, Vol. IV, Persia, Greece and the Western Mediterranean c.525 to 479 bc (2nd edn), Cambridge: Cambridge University Press, pp. 518592.Google Scholar
Hansen, M. H. (1999), The Athenian Democracy in the Age of Demosthenes: Structure, Principles and Ideology, London: Bristol Classical Press.Google Scholar
Hansen, M. H. (2014), ‘Political Parties in Democratic Athens?Greek, Roman, and Byzantine Studies, 54(3): 379403.Google Scholar
Harrington, J. E. Jr. (1992), ‘The Role of Party Reputation in the Formation of Policy’, Journal of Public Economics, 49(1): 107121.Google Scholar
Headlam, J. W. (1891), Election by Lot in Athens, Cambridge: Cambridge University Press, available at www.forgottenbooks.com/en/books/ElectionbyLotatAthens_10179371.Google Scholar
Hebert, D. J. and Wagner, R. E. (2018), ‘Political Parties: Insights from a Tri-planar Model of Political Economy’, Constitutional Political Economy, 29(3): 253267.Google Scholar
Hillman, A. L. (2010), ‘Expressive Behavior in Economics and Politics’, European Journal of Political Economy, 26(4): 403418.Google Scholar
Hodgson, G. (2017), ‘Introduction to the Douglass C. North Memorial Issue’, Journal of Institutional Economics, 13(1): 123.Google Scholar
Hofstadter, R. (1969), The Idea of a Party System, Berkeley, CA: University of California Press.Google Scholar
Jackson, M. O. and Moselle, B. (2002), ‘Coalition and Party Formation in a Legislative Voting Game’, Journal of Economic Theory, 103(1): 4987.Google Scholar
Jones, A. H. M. (1958), Athenian Democracy, New York: Frederick Praeger.Google Scholar
Kaiser, B. A. (2007), ‘The Athenian Trierarchy: Mechanism Design for the Private Provision of Public Goods’, Journal of Economic History, 67(2): 445480.Google Scholar
Katz, R. S. (1990), Party as linkage: A vestigial function? European Journal of Political Research, 18(1): 143161.Google Scholar
Krouwel, A. (2006), ‘Party Models’, in Katz, R. S. and Crotty, W. (eds), Handbook of Party Politics, London: Sage, pp. 249269.Google Scholar
Kyriazis, N. and Zouboulakis, M. (2004), ‘Democracy, Sea Power and Institutional Change: An Economic Analysis of the Athenian Naval Law’, European Journal of Law and Economics, 17(1): 117132.Google Scholar
Levy, D. (1989), ‘The Statistical Basis of Athenian–American Constitutional Theory’, Journal of Legal Studies, 28(1): 79103.Google Scholar
Levy, G. (2004), ‘A Model of Political Parties’, Journal of Economic Theory, 115(2): 250277.Google Scholar
Lipset, S. M. and Rokkan, S. (1967), ‘Cleavege Structures, Party Systems and voter Alignments: An Introduction’, in Lipset, S. M. and Rokkan, S. (eds), Party Systems and Voter Alignments, New York: Free Press, pp. 150.Google Scholar
Lyttkens, C. H. (2013), Economic Analysis of Institutional Change in Ancient Greece: Politics, Taxation and Rational Behaviour, London: Routledge.Google Scholar
Lyttkens, C. H., Tridimas, G. and Lindgren, A. (2018), ‘Making Direct Democracy Work: An Economic Perspective on the Graphe Paranomon in Ancient Athens’, Constitutional Political Economy, 29(4): 389412.Google Scholar
McCannon, B. C. (2010), ‘The Median Juror and the Trial of Socrates’, European Journal of Political Economy, 26(4): 533540.Google Scholar
McCannon, B. C. (2011), ‘Jury Size in Classical Athens: An Application of the Condorcet Jury Theorem’, Kyklos, 64(1): 101121.Google Scholar
Manin, B. (1997), The Principles of Representative Government, Cambridge: Cambridge University Press.Google Scholar
Matsusaka, J. G. (2005), ‘The Eclipse of Legislatures: Direct Democracy in the 21st Century’, Public Choice, 124: 157177.Google Scholar
Mueller, D. C. (2003), Public Choice III, Cambridge: Cambridge University Press.Google Scholar
Nippel, W. (2015), Ancient and Modern Democracy: Two Concepts of Liberty? Cambridge: Cambridge University Press.Google Scholar
North, D. C. (1990), ‘A Transactions Cost Theory of Politics’, Journal of Theoretical Politics, 2(4): 355367.Google Scholar
North, D. C., Wallis, J. J. and Weingast, B. R. (2009), Violence and Social Orders: A Conceptual Framework for Interpreting Recorded Human History, Cambridge: Cambridge University Press.Google Scholar
Ober, J. (2008a), ‘What the Ancient Greeks can tell us about democracy’, Annual Review of Political Science, 11: 6791.Google Scholar
Ober, J. (2008b), Democracy and Knowledge, Princeton and Oxford: Princeton University Press.Google Scholar
Osborne, R. (2010), Athens and the Athenian Democracy, Cambridge: Cambridge University Press.Google Scholar
Osborne, M. and Tourky, R. (2008), ‘Party Formation in Single-issue Politics’, Journal of the European Economic Association, 6(5): 9741005.Google Scholar
Pitsoulis, A. (2011), ‘The Egalitarian Battlefield: Reflections on the Origins of Majority Rule in Archaic Greece’, European Journal of Political Economy, 27(1): 87103.Google Scholar
Snyder, J. and Ting, M. (2002), ‘An Informational Rationale for Political Parties’, American Journal of Political Science, 46(1): 90110.Google Scholar
Thomas, R. (2000), ‘The Classical City’, in Osborne, R. (ed.), Classical Greece, Oxford: Oxford University Press, pp. 5280.Google Scholar
Tierney, S. (2012), Constitutional Referendums: The Theory and Practice of Republican Deliberation, Oxford: Oxford University Press.Google Scholar
Tridimas, G. (2007), ‘Ratification through Referendum or Parliamentary Vote: When to Call a Non Required Referendum?European Journal of Political Economy, 23(3): 674692.Google Scholar
Tridimas, G. (2012), ‘Constitutional Choice in Ancient Athens: The Rationality of Selection to Office by Lot’, Constitutional Political Economy, 23(1): 121.Google Scholar
Tridimas, G. (2015), ‘Rent Seeking in the Democracy of Ancient Greece’, in Hillman, A. L. and Congleton, R. D. (eds), The Elgar Companion to the Political Economy of Rent Seeking, Cheltenham: Edward Elgar Publishing, pp. 444469.Google Scholar
Tridimas, G. (2016), ‘Conflict, Democracy and Voter Choice: A Public Choice Analysis of the Athenian Ostracism’, Public Choice, 169(1–2): 137159.Google Scholar
Tridimas, G. (2017), ‘Constitutional Choice in Ancient Athens: The Evolution of the Frequency of Decision Making’, Constitutional Political Economy, 28(3): 209230.Google Scholar
Tsebelis, G. (2018), ‘How Can We Keep Direct Democracy and Avoid “Kolotoumba”: Comment on “Proposals for a Democracy of the Future” by Bruno Frey’, Homo Oeconomicus, 35(1–2): 8190.Google Scholar
Worthington, I. (2013), Demosthenes of Athens and the Fall of Classical Greece, Oxford: Oxford University Press.Google Scholar