Hostname: page-component-586b7cd67f-tf8b9 Total loading time: 0 Render date: 2024-11-26T03:10:58.889Z Has data issue: false hasContentIssue false

Umlautless Residues in Germanic

Published online by Cambridge University Press:  05 December 2008

Robert B. Howell
Affiliation:
Department of German818 Van Hise Hall1220 Linden DriveUniversity of WisconsinMadison, WI 53706 [[email protected]] [[email protected]]
Joseph C. Salmons
Affiliation:
Department of German818 Van Hise Hall1220 Linden DriveUniversity of WisconsinMadison, WI 53706 [[email protected]] [[email protected]]

Extract

Evidence suggests that Germanic languages resisted the spread of historical umlaut processes. We propose that examples of such superficially varied umlautless residues all yield to a single coherent phonological account. Specifically, these vocalic assimilations show strong preferences for reducing more extreme differences in place of articulation between trigger and target while failing to assimilate articulatorily closer vowels, so that triggering /i, j/ first and most consistently mutated /a/ and last and least consistently mutated /u(:)/. This vocalic cline interacts with the consonantal material intervening between trigger and target, so that obstruent clusters (especially velar or labial) are prone to inhibit umlaut. In both cases, the smaller the phonetic difference between target and trigger, the less likely umlaut is to occur. While umlaut failure has long been consigned to the margins of theories of umlaut, we argue that it is crucial, providing a snapshot of how umlaut unfolded across western and north Germanic.

Type
Articles
Copyright
Copyright © Society for Germanic Linguistics 1997

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

REFERENCES

Antonsen, Elmer H. 1966. Review of Aleksander Szulc. 1964. Umlaut und Brechung: Zur inneren und äusseren Geschichte der nordischen Sprachen. Language 42.115–22.CrossRefGoogle Scholar
Antonsen, Elmer H. 1969. Zur Umlautfeindlichkeit des Oberdeutschen. Zeitschrift für Dialektologie und Linguistik 36.201–7.Google Scholar
Bahder, Karl von. 1890. Grundlagen des neuhochdeutschen Lautsystems: Beiträge zur Geschichte der deutschen Schriftsprache im 15. und 16. Jahrhundert. Strassburg: Trübner.CrossRefGoogle Scholar
Barrack, Charles M. 1975. A diachronic phonology from Proto-Germanic to Old English stressing West-Saxon conditions. The Hague: Mouton.CrossRefGoogle Scholar
Bloomfield, Leonard. 1933. Language. New York: Holt, Rinehart and Winston.Google Scholar
Braune, W. and Eggers, H.. 1987. Althochdeutsche Grammatik. 14th edn.Tübingen: Max Niemeyer.Google Scholar
Brunner, Karl. 1965. Altenglische Grammatik nach der angelsächsischen Grammatik von Edward Sievers. 3rd edn.Tübingen: Max Niemeyer.CrossRefGoogle Scholar
Buccini, Anthony F. 1992. The development of umlaut and the dialectal position of Dutch in Germanic. Doctoral dissertation, Cornell University.Google Scholar
Campbell, Alistair. 1959. Old English grammar. Oxford: Clarendon.Google Scholar
Casali, Roderic F. 1993. Labial opacity and roundness harmony in Nawuri. Papers in Phonology, ed. by Silverman, D. and Kirchner, R., 120. (UCLA occasional papers in linguistics. 13.) Los Angeles: Department of Linguistics, UCLA.Google Scholar
Catford, J. C. 1988. A practical introduction to phonetics. Oxford: Oxford University Press.Google Scholar
Clements, George N. 1985. The geometry of phonological features. Phonology Yearbook 2.225–52.CrossRefGoogle Scholar
Clements, George N. 1990. The role of the sonority cycle in core syllabification. Papers in laboratory phonology I, ed. by Kingston, J. and Beckman, M., 283333. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Clements, George N. 1991. Place of articulation in consonants and vowels: A unified theory. (Revised paper presented at NELS 21.) Published 1993 as Lieu d'articulation des consonnes et des voyelles: une théorie unifée. Architecture des représentations phonologiques, ed. by Laks, B. and Rialland, A., 101–45. (Collection sciences du langage.) Paris: CNRS Editions.Google Scholar
Clements, George N. and Hume, Elizabeth. 1994. The internal organization of speech sounds. A handbook of phonological theory, ed. by Goldsmith, John, 245306. Cambridge, MA: Blackwell.Google Scholar
Clements, George N. and Sezer, Engin. 1982. Vowel and consonant disharmony in Turkish. The structure of phonological representations, part II, ed. by van der Hulst, H. and Smith, N., 213–55. Dordrecht: Foris.Google Scholar
Cole, Jennifer and Kisseberth, Charles. 1994. An optimal theory of harmony. Studies in the Linguistic Sciences 24.101–14.Google Scholar
Davis, Garry W. and Iverson, Gregory K.. 1995. The High German consonant shift as feature spreading. AJGLL 7.111–27.Google Scholar
Davis, Garry W. and Iverson, Gregory K.. and Salmons, Joseph C.. Manuscript. Peripherality in the spread of the High German consonant shift.Google Scholar
Davis, Stuart. 1994. Geminate consonants in morale phonology. West Coast Conference on Formal Linguistics 13.3245.Google Scholar
Fertig, David. 1996. Orthography, phonology and the umlaut puzzle. Syntactic and diachronic studies in Germanic linguistics, ed. by Lippi-Green, Rosina and Salmons, Joseph C., 169–84. Amsterdam: John Benjamins.Google Scholar
Goldsmith, John A. 1990. Autosegmental and metrical phonology. Oxford: Blackwell.Google Scholar
Goossens, Jan. 1977. Inleiding tot de Nederlandse dialektologie. Groningen: Wolters-Noordhoff.Google Scholar
Goossens, Jan. 1980. Middelnederlandse vokaalsystemen. (Verslagen en Mededelingen van de Koninklijke Academic voor Nederlandse Taal- en Letterkunde, 2.) Ghent: Koninklijke Academic voor Nederlande Taal- en Letterkunde.Google Scholar
Hamans, Camiel. 1985. Umlaut as a harmony process. Papers from the 6th International Conference on Historical Linguistics, ed. by Fisiak, Jacek, 217–34. (Current issues in linguistic theory, 34.) Amsterdam: John Benjamins.Google Scholar
Hayes, Bruce. 1986. Inalterability in CV phonology. Language 62.321–51.CrossRefGoogle Scholar
Howell, Robert B. 1983. Contribution to a theory of consonantal influence in Germanic: Gothic breaking and Old English breaking and velar umlaut. Doctoral dissertation, Cornell University.Google Scholar
Howell, Robert B. 1991. Old English breaking and its Germanic analogues. Tübingen: Max Niemeyer.CrossRefGoogle Scholar
Iverson, Gregory K., Davis, Garry W., and Salmons, Joseph C.. 1994. Umlaut blocking environments in Old High German. Folia Linguistica Historica 15.131–48.Google Scholar
Iverson, Gregory K., Davis, Garry W., and Salmons, Joseph C.. and Lee, Shin-Sook. Forthcoming. Umlaut uniformity in Korean and Old High German. Description and explanation in Korean linguistics, ed. by King, Ross. Ithaca: Cornell East Asia Series.Google Scholar
Iverson, Gregory K., Davis, Garry W., and Salmons, Joseph C.. Lee, Shin-Sook and Salmons, Joseph C.. 1996. The primacy of primary umlaut. PBB 118.6986.Google Scholar
Jespersen, Otto. 1909. A modern English grammar on historical principles. Heidelberg: Carl Winter.Google Scholar
Keller, R. E.. 1978. The German language. New Jersey: The Humanities Press.Google Scholar
Kenstowicz, Michael. 1994. Phonology in generative grammar. Oxford: Blackwell.Google Scholar
King, Robert D. 1969. Historical linguistics and generative grammar. Englewood Cliffs, NJ: Prentice-Hall.Google Scholar
Kirchner, Robert. 1993. Turkish vowel harmony and disharmony: An optimality theoretic account. Manuscript, Rutgers Optimality Archive (available via ftp to ruccs.rutgers.edu).Google Scholar
Labov, William. 1994. Principles of linguistic change. Volume 1: Internal factors. Oxford: Blackwell.Google Scholar
Lass, Roger and Anderson, John M.. 1975. Old English phonology. Cambridge: Cambridge University Press.Google Scholar
Loey, A. van. 1937. Bijdrage tot de kennis van net Zuidwestbrabantsch in de XIIIe en XIVe eeuw. (Nomina Geographica Flandrica, 4.) The Hague: Nijhoff.Google Scholar
Loey, A. van. 1976. Middelnederlandse Spraakunst. 2. Klankleer. 7th edn.Groningen: H. D. Tjeenk Willink.Google Scholar
Lüssy, Heinrich. 1974. Umlautprobleme im Schweizerdeutschen. (Beiträge zur schweizerdeutschen Mundartforschung, 20.) Frauenfeld: Huber & Co.Google Scholar
Milroy, James. 1992. Linguistic variation and change. Oxford: Blackwell.Google Scholar
Murray, Robert W. and Vennemann, Theo. 1983. Sound change and syllable structure in Germanic phonology. Language 59.514–28.CrossRefGoogle Scholar
Noreen, Adolf. 1970. Altnordische Grammatik I: Altisländische und altnorwegische Grammatik (Laut- und Flexionslehre) unter Berücksichtigung des Urnordischen. University: University of Alabama Press. Reprint of 4th edn., 1884. Halle: Max Niemeyer.CrossRefGoogle Scholar
Paul, H., Wiehl, P., and Grosse, S.. 1989. Mittelhochdeutsche Grammatik. 23rd edn.Tübingen: Max Niemeyer.Google Scholar
Penzl, Herbert. 1949. Umlaut and secondary umlaut in Old High German. Language 25.223–40.CrossRefGoogle Scholar
Penzl, Herbert. 1994. Historiographie und Sprachgeschichte: Zur Beschreibung des althochdeutschen i–Umlauts. AJGLL 6.5162.Google Scholar
Rice, Keren. 1994. Peripheral in consonants. Canadian Journal of Linguistics 39.191216.CrossRefGoogle Scholar
Salmons, Joseph C. 1994. Umlaut and plurality in Old High German: Some problems with a natural morphology account. Diachronica. 11.213–29.CrossRefGoogle Scholar
Schirmunski, Viktor M. 1962. Deutsche Mundartkunde. Berlin: Akademie-Verlag.Google Scholar
Sjölin, Bo. 1969. Einführung in das Friesische. Stuttgart: Metzler.CrossRefGoogle Scholar
Steriade, Donca. 1993. Segments, contours, and clusters. Proceedings of the XVth International Congress of Linguists, Université Laval, 9–14 August 1992, ed. by Crochetiere, Andre et al. , 1.7182. Sainte-Foy: PU Laval.Google Scholar
Twaddell, W. Freeman. 1938. A note on OHG umlaut. Monatshefte 30.177–81.Google Scholar
Van Coetsem, Frans and Buccini, Anthony F.. 1990. Variation and the reconditioning of phonological rules. Lingua 81.169220.CrossRefGoogle Scholar
Vennemann, Theo. 1972. Phonetic detail in assimilation: Problems in Germanic phonology. Language 48.863–82.CrossRefGoogle Scholar
Vennemann, Theo. 1988. Preference laws for sylable structure and the explanation of sound change. Berlin: Mouton de Gruyter.Google Scholar
Vetsch, Jakob. 1910. Die Laute der Appenzeller Mundarten. (Beiträge zur Schweizerdeutschen Grammatik, 1.) Frauenfeld: Huber & Co.Google Scholar
Voyles, Joseph. 1991. A history of OHG i–umlaut. PBB 113.159–94.Google Scholar
Voyles, Joseph. 1992. On Old High German i–umlaut. On Germanic linguistics: Issues and methods, ed. by Rauch, Irmengard, Carr, Gerald F., and Kyes, Robert L., 365–77. (Trends in linguistics. Studies and Monographs, 68.) Berlin: Mouton de Gruyter.Google Scholar
Weijnen, A. 1991. Vergelijkende klankleer van de Nederlandse dialecten. The Hague: SDU Uitgeverij.Google Scholar